ICLR 2025 论文列表

International Conference on Learning Representations

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3,703篇论文

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    2135.8%
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    38010.3%
  • Poster
    3,11084.0%

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Bootstrapped Model Predictive Control

Yuhang Wang, Hanwei Guo, Sizhe Wang, Long Qian, Xuguang Lan

展开摘要

Model Predictive Control (MPC) has been demonstrated to be effective in continuous control tasks. When a world model and a value function are available, planning a sequence of actions ahead of time leads to a better policy. Existing methods typically obtain the value function and the corresponding policy in a model-free manner. However, we find that such an approach struggles with complex tasks, resulting in poor policy learning and inaccurate value estimation. To address this problem, we leverage the strengths of MPC itself. In this work, we introduce Bootstrapped Model Predictive Control (BMPC), a novel algorithm that performs policy learning in a bootstrapped manner. BMPC learns a network policy by imitating an MPC expert, and in turn, uses this policy to guide the MPC process. Combined with model-based TD-learning, our policy learning yields better value estimation and further boosts the efficiency of MPC. We also introduce a lazy reanalyze mechanism, which enables computationally efficient imitation learning. Our method achieves superior performance over prior works on diverse continuous control tasks. In particular, on challenging high-dimensional locomotion tasks, BMPC significantly improves data efficiency while also enhancing asymptotic performance and training stability, with comparable training time and smaller network sizes. Code is available at https://github.com/wertyuilife2/bmpc.

Poster
Disentangling 3D Animal Pose Dynamics with Scrubbed Conditional Latent Variables

Joshua Huang Wu, Hari Koneru, James Russell Ravenel, Anshuman Sabath, James Michael Roach, Shaun Sze-Xian Lim, MICHAEL R TADROSS, Alex H Williams, Timothy W DUNN

展开摘要

Methods for tracking lab animal movements in unconstrained environments have become increasingly common and powerful tools for neuroscience. The prevailing hypothesis is that animal behavior in these environments comprises sequences of discrete stereotyped body movements ("motifs" or "actions"). However, the same action can occur at different speeds or heading directions, and the same action may manifest slightly differently across subjects due to, for example, variation in body size. These and other forms of nuisance variability complicate attempts to quantify animal behavior in terms of discrete action sequences and draw meaningful comparisons across individual subjects. To address this, we present a framework for motion analysis that uses conditional variational autoencoders in conjunction with adversarial learning paradigms to disentangle behavioral factors. We demonstrate the utility of this approach in downstream tasks such as clustering, decodability, and motion synthesis. Further, we apply our technique to improve disease detection in a Parkinsonian mouse model.

Poster
Simple Guidance Mechanisms for Discrete Diffusion Models

Yair Schiff, Subham Sekhar Sahoo, Hao Phung, Guanghan Wang, Sam Boshar, Hugo Dalla-torre, Bernardo P de Almeida, Alexander M Rush, Thomas PIERROT, Volodymyr Kuleshov

展开摘要

Diffusion models for continuous data gained widespread adoption owing to their high quality generation and control mechanisms. However, controllable diffusion on discrete data faces challenges given that continuous guidance methods do not directly apply to discrete diffusion. Here, we provide a straightforward derivation of classifier-free and classifier-based guidance for discrete diffusion, as well as a new class of diffusion models that leverage uniform noise and that are more guidable because they can continuously edit their outputs. We improve the quality of these models with a novel continuous-time variational lower bound that yields state-of-the-art performance, especially in settings involving guidance or fast generation. Empirically, we demonstrate that our guidance mechanisms combined with uniform noise diffusion improve controllable generation relative to autoregressive and diffusion baselines on several discrete data domains, including genomic sequences, small molecule design, and discretized image generation.

Poster
MM-EMBED: UNIVERSAL MULTIMODAL RETRIEVAL WITH MULTIMODAL LLMS

Sheng-Chieh Lin, Chankyu Lee, Mohammad Shoeybi, Jimmy Lin, Bryan Catanzaro, Wei Ping

展开摘要

State-of-the-art retrieval models typically address a straightforward search scenario, in which retrieval tasks are fixed (e.g., finding a passage to answer a specific question) and only a single modality is supported for both queries and retrieved results. This paper introduces techniques for advancing information retrieval with multimodal large language models (MLLMs), enabling a broader search scenario, termed universal multimodal retrieval, where multiple modalities and diverse retrieval tasks are accommodated. To this end, we first study fine-tuning an MLLM as a bi-encoder retriever on 10 datasets with 16 retrieval tasks. Our empirical results show that the fine-tuned MLLM retriever is capable of understanding challenging queries, composed of both text and image, but it underperforms compared to a smaller CLIP retriever in cross-modal retrieval tasks due to the modality bias exhibited by MLLMs. To address the issue, we propose modality-aware hard negative mining to mitigate the modality bias exhibited by MLLM retrievers. Second, we propose continuously fine-tuning the universal multimodal retriever to enhance its text retrieval capability while preserving multimodal retrieval capability. As a result, our model, MM-Embed, achieves state-of-the-art performance on the multimodal retrieval benchmark M-BEIR, which spans multiple domains and tasks, while also surpassing the state-of-the-art text retrieval model, NV-Embed-v1, on the MTEB retrieval benchmark. Finally, we explore prompting the off-the-shelf MLLMs as zero-shot rerankers to refine the ranking of the candidates from the multimodal retriever. We find that, through prompt-and-reranking, MLLMs can further improve multimodal retrieval when the user queries (e.g., text-image composed queries) are more complex and challenging to understand. These findings also pave the way for advancing universal multimodal retrieval in the future. We release the model weights at: https://huggingface.co/nvidia/MM-Embed.

Poster
Language Guided Skill Discovery

Seungeun Rho, Laura Smith, Tianyu Li, Sergey Levine, Xue Bin Peng, Sehoon Ha

展开摘要

Skill discovery methods enable agents to learn diverse emergent behaviors without explicit rewards. To make learned skills useful for downstream tasks, obtaining a semantically diverse repertoire of skills is crucial. While some approaches use discriminators to acquire distinguishable skills and others focus on increasing state coverage, the direct pursuit of ‘semantic diversity’ in skills remains underexplored. We hypothesize that leveraging the semantic knowledge of large language models (LLM) can lead us to improve semantic diversity of resulting behaviors. In this sense, we introduce Language Guided Skill Discovery (LGSD), a skill discovery framework that aims to directly maximize the semantic diversity between skills. LGSD takes user prompts as input and outputs a set of semantically distinctive skills. The prompts serve as a means to constrain the search space into a semantically desired subspace, and the generated LLM outputs guide the agent to visit semantically diverse states within the subspace. We demonstrate that LGSD enables legged robots to visit different user-intended areas on a plane by simply changing the prompt. Furthermore, we show that language guidance aids in discovering more diverse skills compared to five existing skill discovery methods in robot-arm manipulation environments. Lastly, LGSD provides a simple way of utilizing learned skills via natural language.

Poster
Valid Conformal Prediction for Dynamic GNNs

Ed Davis, Ian Gallagher, Daniel John Lawson, Patrick Rubin-Delanchy

展开摘要

Dynamic graphs provide a flexible data abstraction for modelling many sorts of real-world systems, such as transport, trade, and social networks. Graph neural networks (GNNs) are powerful tools allowing for different kinds of prediction and inference on these systems, but getting a handle on uncertainty, especially in dynamic settings, is a challenging problem. In this work we propose to use a dynamic graph representation known in the tensor literature as the unfolding, to achieve valid prediction sets via conformal prediction. This representation, a simple graph, can be input to any standard GNN and does not require any modification to existing GNN architectures or conformal prediction routines. One of our key contributions is a careful mathematical consideration of the different inference scenarios which can arise in a dynamic graph modelling context. For a range of practically relevant cases, we obtain valid prediction sets with almost no assumptions, even dispensing with exchangeability. In a more challenging scenario, which we call the semi-inductive regime, we achieve valid prediction under stronger assumptions, akin to stationarity. We provide real data examples demonstrating validity, showing improved accuracy over baselines, and sign-posting different failure modes which can occur when those assumptions are violated.

Poster
ECHOPulse: ECG Controlled Echocardio-gram Video Generation

Yiwei Li, Sekeun Kim, Zihao Wu, Hanqi Jiang, Yi Pan, Pengfei Jin, Sifan Song, Yucheng Shi, Xiaowei Yu, Tianze Yang, Tianming Liu, Quanzheng Li, Xiang Li

展开摘要

Echocardiography (ECHO) is essential for cardiac assessments, but its video quality and interpretation heavily relies on manual expertise, leading to inconsistent results from clinical and portable devices. ECHO video generation offers a solution by improving automated monitoring through synthetic data and generating high-quality videos from routine health data. However, existing models often face high computational costs, slow inference, and rely on complex conditional prompts that require experts' annotations. To address these challenges, we propose ECHOPulse, an ECG-conditioned ECHO video generation model. ECHOPulse introduces two key advancements: (1) it accelerates ECHO video generation by leveraging VQ-VAE tokenization and masked visual token modeling for fast decoding, and (2) it conditions on readily accessible ECG signals, which are highly coherent with ECHO videos, bypassing complex conditional prompts. To the best of our knowledge, this is the first work to use time-series prompts like ECG signals for ECHO video generation. ECHOPulse not only enables controllable synthetic ECHO data generation but also provides updated cardiac function information for disease monitoring and prediction beyond ECG alone. Evaluations on three public and private datasets demonstrate state-of-the-art performance in ECHO video generation across both qualitative and quantitative measures. Additionally, ECHOPulse can be easily generalized to other modality generation tasks, such as cardiac MRI, fMRI, and 3D CT generation. We will make the synthetic ECHO dataset, along with the code and model, publicly available upon acceptance.

Poster
SymDiff: Equivariant Diffusion via Stochastic Symmetrisation

Leo Zhang, Kianoosh Ashouritaklimi, Yee Whye Teh, Rob Cornish

展开摘要

We propose SymDiff, a method for constructing equivariant diffusion models using the framework of stochastic symmetrisation. SymDiff resembles a learned data augmentation that is deployed at sampling time, and is lightweight, computationally efficient, and easy to implement on top of arbitrary off-the-shelf models. In contrast to previous work, SymDiff typically does not require any neural network components that are intrinsically equivariant, avoiding the need for complex parameterisations or the use of higher-order geometric features. Instead, our method can leverage highly scalable modern architectures as drop-in replacements for these more constrained alternatives. We show that this additional flexibility yields significant empirical benefit for E(3)-equivariant molecular generation. To the best of our knowledge, this is the first application of symmetrisation to generative modelling, suggesting its potential in this domain more generally.

Poster
Parameter and Memory Efficient Pretraining via Low-rank Riemannian Optimization

Zhanfeng Mo, Long-Kai Huang, Sinno Jialin Pan

展开摘要

Pretraining large language models often requires significant computational resources and memory due to their vast parameter amount. An effective approach to enhance parameter efficiency in both training and inference is to parameterize each full-size weight as the product of two trainable low-rank factors. While low-rank fine-tuning has achieved great success, low-rank pretraining remains challenging as it requires learning extensive knowledge from scratch under the restrictive low-rank parameterization. During standard low-rank pretraining, separately optimizing the low-rank factors introduces redundant information from the full gradient, which hinders the learning process. To achieve efficient yet effective low-rank pretraining, we propose a **Lo**w-rank **R**iemannian **O**ptimizer (**LORO**). At each LORO update step, the low-rank factor pairs are jointly updated to ensure their full-size product moves along the steepest descent direction on the low-rank manifold, without the need to compute any memory-intensive full-size matrices or gradients. Hence, our LORO finds low-rank models that achieve high performance comparable to full-size pretrained models, while significantly reducing memory usage and accelerating both training and inference. A LLaMA 1B model pretrained with LORO achieves a perplexity score of 2\% better than the full-size baseline, with a 54\% reduction in model memory, a $\times1.8$ speedup in training, and a $\times2.2$ speedup in inference. The code is available on https://github.com/mzf666/LORO-main.

Poster
Deep Distributed Optimization for Large-Scale Quadratic Programming

Augustinos D Saravanos, Hunter Kuperman, Alex Oshin, Arshiya Taj Abdul, Vincent Pacelli, Evangelos Theodorou

展开摘要

Quadratic programming (QP) forms a crucial foundation in optimization, appearing in a broad spectrum of domains and serving as the basis for more advanced algorithms. Consequently, as the scale and complexity of modern applications continue to grow, the development of efficient and reliable QP algorithms becomes increasingly vital. In this context, this paper introduces a novel deep learning-aided distributed optimization architecture designed for tackling large-scale QP problems. First, we combine the state-of-the-art Operator Splitting QP (OSQP) method with a consensus approach to derive **DistributedQP**, a new method tailored for network-structured problems, with convergence guarantees to optimality. Subsequently, we unfold this optimizer into a deep learning framework, leading to **DeepDistributedQP**, which leverages learned policies to accelerate reaching to desired accuracy within a restricted amount of iterations. Our approach is also theoretically grounded through Probably Approximately Correct (PAC)-Bayes theory, providing generalization bounds on the expected optimality gap for unseen problems. The proposed framework, as well as its centralized version **DeepQP**, significantly outperform their standard optimization counterparts on a variety of tasks such as randomly generated problems, optimal control, linear regression, transportation networks and others. Notably, DeepDistributedQP demonstrates strong generalization by training on small problems and scaling to solve much larger ones (up to 50K variables and 150K constraints) using the same policy. Moreover, it achieves orders-of-magnitude improvements in wall-clock time compared to OSQP. The certifiable performance guarantees of our approach are also demonstrated, ensuring higher-quality solutions over traditional optimizers.

Poster
Dynamic-LLaVA: Efficient Multimodal Large Language Models via Dynamic Vision-language Context Sparsification

Wenxuan Huang, Zijie Zhai, Yunhang Shen, Shaosheng Cao, Fei Zhao, Xiangfeng Xu, Zheyu Ye, Shaohui Lin

展开摘要

Multimodal Large Language Models (MLLMs) have achieved remarkable success in vision understanding, reasoning, and interaction. However, the inference computation and memory increase progressively with the generation of output tokens during decoding, directly affecting the efficacy of MLLMs. Existing methods attempt to reduce the vision context redundancy to achieve efficient MLLMs. Unfortunately, the efficiency benefits of the vision context reduction in the prefill stage gradually diminish during the decoding stage. To address this problem, we proposed a dynamic vision-language context sparsification framework Dynamic-LLaVA, which dynamically reduces the redundancy of vision context in the prefill stage and decreases the memory and computation overhead of the generated language context during decoding. Dynamic-LLaVA designs a tailored sparsification inference scheme for different inference modes, i.e., prefill, decoding with and without KV cache, to achieve efficient inference of MLLMs. In practice, Dynamic-LLaVA can reduce computation consumption by $\sim$75\% in the prefill stage. Meanwhile, throughout the entire generation process of MLLMs, Dynamic-LLaVA reduces the $\sim$50\% computation consumption under decoding without KV cache, while saving $\sim$50\% GPU memory overhead when decoding with KV cache, due to the vision-language context sparsification. Extensive experiments also demonstrate that Dynamic-LLaVA achieves efficient inference for MLLMs with negligible understanding and generation ability degradation or even performance gains compared to the full-context inference baselines. Code is available at https://github.com/Osilly/dynamic_llava.

Poster
Computationally Efficient RL under Linear Bellman Completeness for Deterministic Dynamics

Runzhe Wu, Ayush Sekhari, Akshay Krishnamurthy, Wen Sun

展开摘要

We study computationally and statistically efficient Reinforcement Learning algorithms for the *linear Bellman Complete* setting. This setting uses linear function approximation to capture value functions and unifies existing models like linear Markov Decision Processes (MDP) and Linear Quadratic Regulators (LQR). While it is known from the prior works that this setting is statistically tractable, it remained open whether a computationally efficient algorithm exists. Our work provides a computationally efficient algorithm for the linear Bellman complete setting that works for MDPs with large action spaces, random initial states, and random rewards but relies on the underlying dynamics to be deterministic. Our approach is based on randomization: we inject random noise into least squares regression problems to perform optimistic value iteration. Our key technical contribution is to carefully design the noise to only act in the null space of the training data to ensure optimism while circumventing a subtle error amplification issue.

Oral
Neural Stochastic Differential Equations for Uncertainty-Aware Offline RL

Cevahir Koprulu, Franck Djeumou, Ufuk Topcu

展开摘要

Offline model-based reinforcement learning (RL) offers a principled approach to using a learned dynamics model as a simulator to optimize a control policy. Despite the near-optimal performance of existing approaches on benchmarks with high-quality datasets, most struggle on datasets with low state-action space coverage or suboptimal demonstrations. We develop a novel offline model-based RL approach that particularly shines in low-quality data regimes while maintaining competitive performance on high-quality datasets. Neural Stochastic Differential Equations for Uncertainty-aware, Offline RL (NUNO) learns a dynamics model as neural stochastic differential equations (SDE), where its drift term can leverage prior physics knowledge as inductive bias. In parallel, its diffusion term provides distance-aware estimates of model uncertainty by matching the dynamics' underlying stochasticity near the training data regime while providing high but bounded estimates beyond it. To address the so-called model exploitation problem in offline model-based RL, NUNO builds on existing studies by penalizing and adaptively truncating neural SDE's rollouts according to uncertainty estimates. Our empirical results in D4RL and NeoRL MuJoCo benchmarks evidence that NUNO outperforms state-of-the-art methods in low-quality datasets by up to 93% while matching or surpassing their performance by up to 55% in some high-quality counterparts.

Poster
Modeling Complex System Dynamics with Flow Matching Across Time and Conditions

Martin Rohbeck, Edward De Brouwer, Charlotte Bunne, Jan-Christian Huetter, Anne Biton, Kelvin Y. Chen, Aviv Regev, Romain Lopez

展开摘要

Modeling the dynamics of complex real-world systems from temporal snapshot data is crucial for understanding phenomena such as gene regulation, climate change, and financial market fluctuations. Researchers have recently proposed a few methods based either on the Schroedinger Bridge or Flow Matching to tackle this problem, but these approaches remain limited in their ability to effectively combine data from multiple time points and different experimental settings. This integration is essential in real-world scenarios where observations from certain combinations of time points and experimental conditions are missing, either because of experimental costs or sensory failure. To address this challenge, we propose a novel method named Multi-Marginal Flow Matching (MMFM). MMFM first constructs a flow using smooth spline-based interpolation across time points and conditions and regresses it with a neural network using the classifier-free guided Flow Matching framework. This framework allows for the sharing of contextual information about the dynamics across multiple trajectories. We demonstrate the effectiveness of our method on both synthetic and real-world datasets, including a recent single-cell genomics data set with around a hundred chemical perturbations across time points. Our results show that MMFM significantly outperforms existing methods at imputing data at missing time points.

Spotlight
Understanding Factual Recall in Transformers via Associative Memories

Eshaan Nichani, Jason D. Lee, Alberto Bietti

展开摘要

Large language models have demonstrated an impressive ability to perform factual recall. Prior work has found that transformers trained on factual recall tasks can store information at a rate proportional to their parameter count. In our work, we show that shallow transformers can use a combination of associative memories to obtain such near optimal storage capacity. We begin by proving that the storage capacities of both linear and MLP associative memories scale linearly with parameter count. We next introduce a synthetic factual recall task, and prove that a transformer with a single layer of self-attention followed by an MLP can obtain 100\% accuracy on the task whenever either the total number of self-attention parameters or MLP parameters scales (up to log factors) linearly with the number of facts. In particular, the transformer can trade off between using the value matrices or the MLP as an associative memory to store the dataset of facts. We complement these expressivity results with an analysis of the gradient flow trajectory of a simplified linear attention model trained on our factual recall task, where we show that the model exhibits sequential learning behavior.

Spotlight
DPaI: Differentiable Pruning at Initialization with Node-Path Balance Principle

Lichuan Xiang, Quan Nguyen-Tri, Lan-Cuong Nguyen, Hoang Pham, Khoat Than, Long Tran-Thanh, Hongkai Wen

展开摘要

Pruning at Initialization (PaI) is a technique in neural network optimization characterized by the proactive elimination of weights before the network's training on designated tasks. This innovative strategy potentially reduces the costs for training and inference, significantly advancing computational efficiency. A key factor leading to PaI's effectiveness is that it considers the saliency of weights in an untrained network, and prioritizes the trainability and optimization potential of the pruned subnetworks. Recent methods can effectively prevent the formation of hard-to-optimize networks, e.g. through iterative adjustments at each network layer. However, this way often results in large-scale discrete optimization problems, which could make PaI further challenging. This paper introduces a novel method, called DPaI, that involves a differentiable optimization of the pruning mask. DPaI adopts a dynamic and adaptable pruning process, allowing easier optimization processes and better solutions. More importantly, our differentiable formulation enables readily use of the existing rich body of efficient gradient-based methods for PaI. Our empirical results demonstrate that DPaI significantly outperforms current state-of-the-art PaI methods on various architectures, such as Convolutional Neural Networks and Vision-Transformers. Code is available at https://github.com/QuanNguyen-Tri/DPaI.git

Poster
Improving Pretraining Data Using Perplexity Correlations

Tristan Thrush, Christopher Potts, Tatsunori Hashimoto

展开摘要

Quality pretraining data is often seen as the key to high-performance language models. However, progress in understanding pretraining data has been slow due to the costly pretraining runs required for data selection experiments. We present a framework that avoids these costs and selects high-quality pretraining data without any LLM training of our own. Our work is based on a simple observation: LLM losses on many pretraining texts are correlated with downstream benchmark performance, and selecting high-correlation documents is an effective pretraining data selection method. We build a new statistical framework for data selection centered around estimates of perplexity-benchmark correlations and perform data selection using a sample of 90 LLMs taken from the Open LLM Leaderboard on texts from tens of thousands of web domains. In controlled pretraining experiments at the 160M parameter scale on 8 benchmarks, our approach outperforms DSIR on every benchmark, while matching the best data selector found in DataComp-LM, a hand-engineered bigram classifier. We have now also updated this paper to include results from preregistered experiments with new pretraining data on an aggregation of 22 benchmarks up to the 1.4B scale, showing increasing improvements of our method over others with more scale. A pip package with full documentation can be found here: https://github.com/TristanThrush/perplexity-correlations.

Poster
Rethinking LLM Unlearning Objectives: A Gradient Perspective and Go Beyond

Qizhou Wang, Jin Peng Zhou, Zhanke Zhou, Saebyeol Shin, Bo Han, Kilian Q Weinberger

展开摘要

Large language models (LLMs) should undergo rigorous audits to identify potential risks, such as copyright and privacy infringements. Once these risks emerge, timely updates are crucial to remove undesirable responses, ensuring legal and safe model usage. It has spurred recent research into LLM unlearning, focusing on erasing targeted undesirable knowledge without compromising the integrity of other, non-targeted responses. Existing studies have introduced various unlearning objectives to pursue LLM unlearning without necessitating complete retraining. However, each of these objectives has unique properties, and no unified framework is currently available to comprehend them thoroughly. To fill the gap, we propose the metric of the G-effect, quantifying the impacts of unlearning objectives on model performance from a gradient lens. A significant advantage of our metric is its broad ability to detail the unlearning impacts from various aspects across instances, updating steps, and LLM layers. Accordingly, the G-effect offers new insights into identifying drawbacks of existing unlearning objectives, further motivating us to explore a series of candidate solutions for their mitigation and improvements. Finally, we outline promising directions that merit further studies, aiming at contributing to the community to advance this critical field.

Poster
GSBA$^K$: $top$-$K$ Geometric Score-based Black-box Attack

Md Farhamdur Reza, Richeng Jin, Tianfu Wu, Huaiyu Dai

展开摘要

Existing score-based adversarial attacks mainly focus on crafting $top$-1 adversarial examples against classifiers with single-label classification. Their attack success rate and query efficiency are often less than satisfactory, particularly under small perturbation requirements; moreover, the vulnerability of classifiers with multi-label learning is yet to be studied. In this paper, we propose a comprehensive surrogate free score-based attack, named \b geometric \b score-based \b black-box \b attack (GSBA$^K$), to craft adversarial examples in an aggressive $top$-$K$ setting for both untargeted and targeted attacks, where the goal is to change the $top$-$K$ predictions of the target classifier. We introduce novel gradient-based methods to find a good initial boundary point to attack. Our iterative method employs novel gradient estimation techniques, particularly effective in $top$-$K$ setting, on the decision boundary to effectively exploit the geometry of the decision boundary. Additionally, GSBA$^K$ can be used to attack against classifiers with $top$-$K$ multi-label learning. Extensive experiential results on ImageNet and PASCAL VOC datasets validate the effectiveness of GSBA$^K$ in crafting $top$-$K$ adversarial examples.

Poster
Investigating the Pre-Training Dynamics of In-Context Learning: Task Recognition vs. Task Learning

Xiaolei Wang, Xinyu Tang, Junyi Li, Xin Zhao, Ji-Rong Wen

展开摘要

The emergence of in-context learning (ICL) is potentially attributed to two major abilities: task recognition (TR) for recognizing the task from demonstrations and utilizing pre-trained priors, and task learning (TL) for learning from demonstrations. However, relationships between the two abilities and how such relationships affect the emergence of ICL is unclear. In this paper, we take the first step by examining the pre-training dynamics of the emergence of ICL. With carefully designed metrics, we find that these two abilities are, in fact, competitive during pre-training. Moreover, we observe a negative correlation between the competition and the performance of ICL. Further analysis of common pre-training factors (i.e., model size, dataset size, and data curriculum) demonstrates possible ways to regulate the competition. Based on these insights, we propose a simple yet effective method to better integrate these two abilities for ICL at inference time. Through adaptive ensemble learning, the performance of ICL can be significantly boosted, enabling two small models to outperform a larger one with more than twice the parameters.

Poster