ICLR 2025 论文列表

International Conference on Learning Representations

录用类型

3,703篇论文

按官方录用论文列表统计,可能与会议公布的数字略有出入。

  • Oral
    2135.8%
  • Spotlight
    38010.3%
  • Poster
    3,11084.0%

浏览全部论文

主题: 深度学习 · generative models and autoencoders · 275 篇论文 · 重置筛选

Noise-conditioned Energy-based Annealed Rewards (NEAR): A Generative Framework for Imitation Learning from Observation

Anish Abhijit Diwan, Julen Urain, Jens Kober, Jan Peters

展开摘要

This paper introduces a new imitation learning framework based on energy-based generative models capable of learning complex, physics-dependent, robot motion policies through state-only expert motion trajectories. Our algorithm, called Noise-conditioned Energy-based Annealed Rewards (NEAR), constructs several perturbed versions of the expert's motion data distribution and learns smooth, and well-defined representations of the data distribution's energy function using denoising score matching. We propose to use these learnt energy functions as reward functions to learn imitation policies via reinforcement learning. We also present a strategy to gradually switch between the learnt energy functions, ensuring that the learnt rewards are always well-defined in the manifold of policy-generated samples. We evaluate our algorithm on complex humanoid tasks such as locomotion and martial arts and compare it with state-only adversarial imitation learning algorithms like Adversarial Motion Priors (AMP). Our framework sidesteps the optimisation challenges of adversarial imitation learning techniques and produces results comparable to AMP in several quantitative metrics across multiple imitation settings.

Poster
Diffusing to the Top: Boost Graph Neural Networks with Minimal Hyperparameter Tuning

Lequan Lin, Dai Shi, Andi Han, Zhiyong Wang, Junbin Gao

展开摘要

Graph Neural Networks (GNNs) are proficient in graph representation learning and achieve promising performance on versatile tasks such as node classification and link prediction. Usually, a comprehensive hyperparameter tuning is essential for fully unlocking GNN's top performance, especially for complicated tasks such as node classification on large graphs and long-range graphs. This is usually associated with high computational and time costs and careful design of appropriate search spaces. This work introduces a graph-conditioned latent diffusion framework (GNN-Diff) to generate high-performing GNNs based on the model checkpoints of sub-optimal hyperparameters selected by a light-tuning coarse search. We validate our method through 166 experiments across four graph tasks: node classification on small, large, and long-range graphs, as well as link prediction. Our experiments involve 10 classic and state-of-the-art target models and 20 publicly available datasets. The results consistently demonstrate that GNN-Diff: (1) boosts the performance of GNNs with efficient hyperparameter tuning; and (2) presents high stability and generalizability on unseen data across multiple generation runs. The code is available at https://github.com/lequanlin/GNN-Diff.

Poster
QA-Calibration of Language Model Confidence Scores

Putra Manggala, Atalanti A. Mastakouri, Elke Kirschbaum, Shiva Kasiviswanathan, Aaditya Ramdas

展开摘要

To use generative question-and-answering (QA) systems for decision-making and in any critical application, these systems need to provide well-calibrated confidence scores that reflect the correctness of their answers. Existing calibration methods aim to ensure that the confidence score is, *on average*, indicative of the likelihood that the answer is correct. We argue, however, that this standard (average-case) notion of calibration is difficult to interpret for decision-making in generative QA. To address this, we generalize the standard notion of average calibration and introduce QA-calibration, which ensures calibration holds across different question-and-answer groups. We then propose discretized posthoc calibration schemes for achieving QA-calibration. We establish distribution-free guarantees on the performance of this method and validate our method on confidence scores returned by elicitation prompts across multiple QA benchmarks and large language models (LLMs).

Poster
Progressive Compression with Universally Quantized Diffusion Models

Yibo Yang, Justus Will, Stephan Mandt

展开摘要

Diffusion probabilistic models have achieved mainstream success in many generative modeling tasks, from image generation to inverse problem solving. A distinct feature of these models is that they correspond to deep hierarchical latent variable models optimizing a variational evidence lower bound (ELBO) on the data likelihood. Drawing on a basic connection between likelihood modeling and compression, we explore the potential of diffusion models for progressive coding, resulting in a sequence of bits that can be incrementally transmitted and decoded with progressively improving reconstruction quality. Unlike prior work based on Gaussian diffusion or conditional diffusion models, we propose a new form of diffusion model with uniform noise in the forward process, whose negative ELBO corresponds to the end-to-end compression cost using universal quantization. We obtain promising first results on image compression, achieving competitive rate-distortion-realism results on a wide range of bit-rates with a single model, bringing neural codecs a step closer to practical deployment. Our code can be found at https://github.com/mandt-lab/uqdm.

Oral
Accelerating neural network training: An analysis of the AlgoPerf competition

Priya Kasimbeg, Frank Schneider, Runa Eschenhagen, Juhan Bae, Chandramouli Shama Sastry, Mark Saroufim, BOYUAN FENG, Less Wright, Edward Z. Yang, Zachary Nado, Sourabh Medapati, Philipp Hennig, Michael Rabbat, George E. Dahl

展开摘要

The goal of the AlgoPerf: Training Algorithms competition is to evaluate practical speed-ups in neural network training achieved solely by improving the underlying training algorithms. In the external tuning ruleset, submissions must provide workload-agnostic hyperparameter search spaces, while in the self-tuning ruleset they must be completely hyperparameter-free. In both rulesets, submissions are compared on time-to-result across multiple deep learning workloads, training on fixed hardware. This paper presents the inaugural AlgoPerf competition's results, which drew 18 diverse submissions from 10 teams. Our investigation reveals several key findings: (1) The winning submission in the external tuning ruleset, using Distributed Shampoo, demonstrates the effectiveness of non-diagonal preconditioning over popular methods like Adam, even when compared on wall-clock runtime. (2) The winning submission in the self-tuning ruleset, based on the Schedule Free AdamW algorithm, demonstrates a new level of effectiveness for completely hyperparameter-free training algorithms. (3) The top-scoring submissions were surprisingly robust to workload changes. We also discuss the engineering challenges encountered in ensuring a fair comparison between different training algorithms. These results highlight both the significant progress so far, and the considerable room for further improvements.

Poster
HexGen-2: Disaggregated Generative Inference of LLMs in Heterogeneous Environment

Youhe Jiang, Ran Yan, Binhang Yuan

展开摘要

Disaggregating the prefill and decoding phases represents an effective new paradigm for generative inference of large language models (LLM). This approach offers some significant system advantages, such as eliminating prefill-decoding interference and optimizing resource allocation. However, it is still an challenging open problem about how to deploy the disaggregated inference paradigm across a group of heterogeneous GPUs, which can be an economic alternative of the deployment over the homogeneous high performance GPUs. Towards this end, we introduce HexGen-2, a distributed system for high throughput and cost-efficient LLM serving on heterogeneous GPUs following the disaggragated paradigm. Built on top of HexGen, the core component of HexGen-2 is a sophisticated scheduling algorithm that formalizes the allocation of disaggregated LLM inference computations and communications over heterogeneous GPUs and network connections as a constraint optimization problem. We leverage the graph partitioning and max-flow algorithm to co-optimize resource allocation, parallel strategies for distinct inference phases, and the efficiency of inter-phase key-value (KV) cache communications. We conduct extensive experiments to evaluate HexGen-2, i.e., on OPT (30B) and Llama-2 (70B) models in various real-world settings, the results reveal that HexGen-2 delivers up to a 2.0$\times$ and on average a 1.3$\times$ improvement in serving throughput, reduces the average inference latency by 1.5$\times$ compared with state-of-the-art systems given the same price budget, and achieves comparable inference performance with a 30% lower price budget.

Poster
Improving Neural Optimal Transport via Displacement Interpolation

Jaemoo Choi, Yongxin Chen, Jaewoong Choi

展开摘要

Optimal Transport (OT) theory investigates the cost-minimizing transport map that moves a source distribution to a target distribution. Recently, several approaches have emerged for learning the optimal transport map for a given cost function using neural networks. We refer to these approaches as the OT Map. OT Map provides a powerful tool for diverse machine learning tasks, such as generative modeling and unpaired image-to-image translation. However, existing methods that utilize max-min optimization often experience training instability and sensitivity to hyperparameters. In this paper, we propose a novel method to improve stability and achieve a better approximation of the OT Map by exploiting displacement interpolation, dubbed Displacement Interpolation Optimal Transport Model (DIOTM). We derive the dual formulation of displacement interpolation at specific time $t$ and prove how these dual problems are related across time. This result allows us to utilize the entire trajectory of displacement interpolation in learning the OT Map. Our method improves the training stability and achieves superior results in estimating optimal transport maps. We demonstrate that DIOTM outperforms existing OT-based models on image-to-image translation tasks.

Poster
Restyling Unsupervised Concept Based Interpretable Networks with Generative Models

Jayneel Parekh, Quentin Bouniot, Pavlo Mozharovskyi, Alasdair Newson, Florence d'Alché-Buc

展开摘要

Developing inherently interpretable models for prediction has gained prominence in recent years. A subclass of these models, wherein the interpretable network relies on learning high-level concepts, are valued because of closeness of concept representations to human communication. However, the visualization and understanding of the learnt unsupervised dictionary of concepts encounters major limitations, especially for large-scale images. We propose here a novel method that relies on mapping the concept features to the latent space of a pretrained generative model. The use of a generative model enables high quality visualization, and lays out an intuitive and interactive procedure for better interpretation of the learnt concepts by imputing concept activations and visualizing generated modifications. Furthermore, leveraging pretrained generative models has the additional advantage of making the training of the system more efficient. We quantitatively ascertain the efficacy of our method in terms of accuracy of the interpretable prediction network, fidelity of reconstruction, as well as faithfulness and consistency of learnt concepts. The experiments are conducted on multiple image recognition benchmarks for large-scale images. Project page available at https://jayneelparekh.github.io/VisCoIN_project_page/

Poster
Generative Verifiers: Reward Modeling as Next-Token Prediction

Lunjun Zhang, Arian Hosseini, Hritik Bansal, Mehran Kazemi, Aviral Kumar, Rishabh Agarwal

展开摘要

Verifiers or reward models are often used to enhance the reasoning performance of large language models (LLMs). A common approach is the Best-of-N method, where N candidate solutions generated by the LLM are ranked by a verifier, and the best one is selected. While LLM-based verifiers are typically trained as discriminative classifiers to score solutions, they do not utilize the text generation capabilities of pretrained LLMs. To overcome this limitation, we instead propose training verifiers using the ubiquitous next-token prediction objective, jointly on verification and solution generation. Compared to standard verifiers, such generative verifiers (GenRM) can benefit from several advantages of LLMs: they integrate seamlessly with instruction tuning, enable chain-of-thought reasoning, and can utilize additional test-time compute via majority voting for better verification. We demonstrate that GenRM outperforms discriminative, DPO verifiers, and LLM-as-a-Judge, resulting in large performance gains with Best-of-N, namely 5% → 45.3% on algorithmic tasks, 73% → 93.4% on GSM8K, and 28% →44.6% on easy-to-hard generalization on MATH. Furthermore, we find that training GenRM with synthetic verification rationales is sufficient to pick out subtle errors on math problems. Finally, we demonstrate that generative verifiers scale favorably with model size and inference-time compute.

Poster
Masked Diffusion Models are Secretly Time-Agnostic Masked Models and Exploit Inaccurate Categorical Sampling

Kaiwen Zheng, Yongxin Chen, Hanzi Mao, Ming-Yu Liu, Jun Zhu, Qinsheng Zhang

展开摘要

Masked diffusion models (MDMs) have emerged as a popular research topic for generative modeling of discrete data, thanks to their superior performance over other discrete diffusion models, and are rivaling the auto-regressive models (ARMs) for language modeling tasks. The recent effort in simplifying the masked diffusion framework further leads to alignment with continuous-space diffusion models and more principled training and sampling recipes. In this paper, however, we reveal that both training and sampling of MDMs are theoretically free from the time variable, arguably the key signature of diffusion models, and are instead equivalent to masked models. The connection on the sampling aspect is drawn by our proposed first-hitting sampler (FHS). Specifically, we show that the FHS is theoretically equivalent to MDMs' original generation process while significantly alleviating the time-consuming categorical sampling and achieving a 20$\times$ speedup. In addition, our investigation raises doubts about whether MDMs can truly beat ARMs in text generation. We identify, for the first time, an underlying numerical issue, even with the commonly used 32-bit floating-point precision, which results in inaccurate categorical sampling. We show that it lowers the effective temperature both theoretically and empirically, and the resulting decrease in token diversity makes previous evaluations, which assess the generation quality solely through the incomplete generative perplexity metric, somewhat unfair.

Poster
A Deep Generative Learning Approach for Two-stage Adaptive Robust Optimization

Aron Brenner, Rahman Khorramfar, Jennifer Z Sun, Saurabh Amin

展开摘要

Two-stage adaptive robust optimization (ARO) is a powerful approach for planning under uncertainty, balancing first-stage decisions with recourse decisions made after uncertainty is realized. To account for uncertainty, modelers typically define a simple uncertainty set over which potential outcomes are considered. However, classical methods for defining these sets unintentionally capture a wide range of unrealistic outcomes, resulting in overly-conservative and costly planning in anticipation of unlikely contingencies. In this work, we introduce AGRO, a solution algorithm that performs adversarial generation for two-stage adaptive robust optimization using a variational autoencoder. AGRO generates high-dimensional contingencies that are simultaneously adversarial and realistic, improving the robustness of first-stage decisions at a lower planning cost than standard methods. To ensure generated contingencies lie in high-density regions of the uncertainty distribution, AGRO defines a tight uncertainty set as the image of "latent" uncertainty sets under the VAE decoding transformation. Projected gradient ascent is then used to maximize recourse costs over the latent uncertainty sets by leveraging differentiable optimization methods. We demonstrate the cost-efficiency of AGRO by applying it to both a synthetic production-distribution problem and a real-world power system expansion setting. We show that AGRO outperforms the standard column-and-constraint algorithm by up to 1.8% in production-distribution planning and up to 8% in power system expansion.

Poster
Robust Barycenter Estimation using Semi-Unbalanced Neural Optimal Transport

Milena Gazdieva, Jaemoo Choi, Alexander Kolesov, Jaewoong Choi, Petr Mokrov, Alexander Korotin

展开摘要

Aggregating data from multiple sources can be formalized as an *Optimal Transport* (OT) barycenter problem, which seeks to compute the average of probability distributions with respect to OT discrepancies. However, in real-world scenarios, the presence of outliers and noise in the data measures can significantly hinder the performance of traditional statistical methods for estimating OT barycenters. To address this issue, we propose a novel scalable approach for estimating the *robust* continuous barycenter, leveraging the dual formulation of the *(semi-)unbalanced* OT problem. To the best of our knowledge, this paper is the first attempt to develop an algorithm for robust barycenters under the continuous distribution setup. Our method is framed as a $\min$-$\max$ optimization problem and is adaptable to *general* cost functions. We rigorously establish the theoretical underpinnings of the proposed method and demonstrate its robustness to outliers and class imbalance through a number of illustrative experiments. Our source code is publicly available at https://github.com/milenagazdieva/U-NOTBarycenters.

Poster
Adaptive teachers for amortized samplers

Minsu Kim, Sanghyeok Choi, Taeyoung Yun, Emmanuel Bengio, Leo Feng, Jarrid Rector-Brooks, Sungsoo Ahn, Jinkyoo Park, Nikolay Malkin, Yoshua Bengio

展开摘要

Amortized inference is the task of training a parametric model, such as a neural network, to approximate a distribution with a given unnormalized density where exact sampling is intractable. When sampling is modeled as a sequential decision-making process, reinforcement learning (RL) methods, such as generative flow networks, can be used to train the sampling policy. Off-policy RL training facilitates the discovery of diverse, high-reward candidates, but existing methods still face challenges in efficient exploration. We propose to use an adaptive training distribution (the Teacher) to guide the training of the primary amortized sampler (the Student). The Teacher, an auxiliary behavior model, is trained to sample high-loss regions of the Student and can generalize across unexplored modes, thereby enhancing mode coverage by providing an efficient training curriculum. We validate the effectiveness of this approach in a synthetic environment designed to present an exploration challenge, two diffusion-based sampling tasks, and four biochemical discovery tasks demonstrating its ability to improve sample efficiency and mode coverage. Source code is available at https://github.com/alstn12088/adaptive-teacher.

Poster
Generative Representational Instruction Tuning

Niklas Muennighoff, Hongjin SU, Liang Wang, Nan Yang, Furu Wei, Tao Yu, Amanpreet Singh, Douwe Kiela

展开摘要

All text-based language problems can be reduced to either generation or embedding. Current models only perform well at one or the other. We introduce generative representational instruction tuning (GRIT) whereby a large language model is trained to handle both generative and embedding tasks by distinguishing between them through instructions. Compared to other open models, our resulting GritLM-7B is among the top models on the Massive Text Embedding Benchmark (MTEB) and outperforms various models up to its size on a range of generative tasks. By scaling up further, GritLM-8x7B achieves even stronger generative performance while still being among the best embedding models. Notably, we find that GRIT matches training on only generative or embedding data, thus we can unify both at no performance loss. Among other benefits, the unification via GRIT speeds up Retrieval-Augmented Generation (RAG) by > 60% for long documents, by no longer requiring separate retrieval and generation models. Models, code, etc. are freely available at https://github.com/ContextualAI/gritlm.

Poster
PRISM: Privacy-Preserving Improved Stochastic Masking for Federated Generative Models

Kyeongkook Seo, Dong-Jun Han, Jaejun Yoo

展开摘要

Despite recent advancements in federated learning (FL), the integration of generative models into FL has been limited due to challenges such as high communication costs and unstable training in heterogeneous data environments. To address these issues, we propose PRISM, a FL framework tailored for generative models that ensures (i) stable performance in heterogeneous data distributions and (ii) resource efficiency in terms of communication cost and final model size. The key of our method is to search for an optimal stochastic binary mask for a random network rather than updating the model weights, identifying a sparse subnetwork with high generative performance; i.e., a ``strong lottery ticket''. By communicating binary masks in a stochastic manner, PRISM minimizes communication overhead. This approach, combined with the utilization of maximum mean discrepancy (MMD) loss and a mask-aware dynamic moving average aggregation method (MADA) on the server side, facilitates stable and strong generative capabilities by mitigating local divergence in FL scenarios. Moreover, thanks to its sparsifying characteristic, PRISM yields a lightweight model without extra pruning or quantization, making it ideal for environments such as edge devices. Experiments on MNIST, FMNIST, CelebA, and CIFAR10 demonstrate that PRISM outperforms existing methods, while maintaining privacy with minimal communication costs. PRISM is the first to successfully generate images under challenging non-IID and privacy-preserving FL environments on complex datasets, where previous methods have struggled.

Poster
Fugatto 1: Foundational Generative Audio Transformer Opus 1

Rafael Valle, Rohan Badlani, Zhifeng Kong, Sang-gil Lee, Arushi Goel, Sungwon Kim, Joao Felipe Santos, Shuqi Dai, Siddharth Gururani, Aya Aljafari, Alexander H. Liu, Kevin J. Shih, Ryan Prenger, Wei Ping, Chao-Han Huck Yang, Bryan Catanzaro

展开摘要

Fugatto is a versatile audio synthesis and transformation model capable of following free-form text instructions with optional audio inputs. While large language models (LLMs) trained with text on a simple next-token prediction objective can learn to infer instructions directly from the data, models trained solely on audio data lack this capacity. This is because audio data does not inherently contain the instructions that were used to generate it. To overcome this challenge, we introduce a specialized dataset generation approach optimized for producing a wide range of audio generation and transformation tasks, ensuring the data reveals meaningful relationships between audio and language. Another challenge lies in achieving compositional abilities -- such as combining, interpolating between, or negating instructions -- using data alone. To address it, we propose ComposableART, an inference-time technique that extends classifier-free guidance to compositional guidance. It enables the seamless and flexible composition of instructions, leading to highly customizable audio outputs outside the training distribution. Our evaluations across a diverse set of tasks demonstrate that Fugatto performs competitively with specialized models, while ComposableART enhances its sonic palette and control over synthesis. Most notably, we highlight our framework's ability to execute emergent sounds and tasks -- sonic phenomena that transcend conventional audio generation -- unlocking new creative possibilities. \href{https://fugatto.github.io/}{Demo Website.}

Poster
Efficient Inference for Large Language Model-based Generative Recommendation

Xinyu Lin, Chaoqun Yang, Wenjie Wang, Yongqi Li, Cunxiao Du, Fuli Feng, See-Kiong Ng, Tat-Seng Chua

展开摘要

Large Language Model (LLM)-based generative recommendation has achieved notable success, yet its practical deployment is costly particularly due to excessive inference latency caused by autoregressive decoding. For lossless LLM decoding acceleration, Speculative Decoding (SD) has emerged as a promising solution. However, applying SD to generative recommendation presents unique challenges due to the requirement of generating top-K items (i.e., K distinct token sequences) as a recommendation list by beam search. This leads to more stringent verification in SD, where all the top-K sequences from the target LLM must be successfully drafted by the draft model at each decoding step. To alleviate this, we consider 1) boosting top-K sequence alignment between the draft model and the target LLM, and 2) relaxing the verification strategy to reduce trivial LLM calls. To this end, we propose an alignment framework named AtSpeed, which presents the AtSpeed-S optimization objective for top-K alignment under the strict top-K verification. Moreover, we introduce a relaxed sampling verification strategy that allows high-probability non-top-K drafted sequences to be accepted, significantly reducing LLM calls. Correspondingly, we propose AtSpeed-R for top-K alignment under this relaxed sampling verification. Empirical results on two real-world datasets demonstrate that AtSpeed significantly accelerates LLM-based generative recommendation, e.g., near 2x speedup under strict top-K verification and up to 2.5x speedup under relaxed sampling verification. The codes and datasets are available at~\url{https://github.com/Linxyhaha/AtSpeed}.

Poster
Generating Graphs via Spectral Diffusion

Giorgia Minello, Alessandro Bicciato, Luca Rossi, Andrea Torsello, Luca Cosmo

展开摘要

In this paper, we present GGSD, a novel graph generative model based on 1) the spectral decomposition of the graph Laplacian matrix and 2) a diffusion process. Specifically, we propose to use a denoising model to sample eigenvectors and eigenvalues from which we can reconstruct the graph Laplacian and adjacency matrix. Using the Laplacian spectrum allows us to naturally capture the structural characteristics of the graph and work directly in the node space while avoiding the quadratic complexity bottleneck that limits the applicability of other diffusion-based methods. This, in turn, is accomplished by truncating the spectrum, which, as we show in our experiments, results in a faster yet accurate generative process, and by designing a novel transformer-based architecture linear in the number of nodes. Our permutation invariant model can also handle node features by concatenating them to the eigenvectors of each node. An extensive set of experiments on both synthetic and real-world graphs demonstrates the strengths of our model against state-of-the-art alternatives.

Poster
Sparse Autoencoders Do Not Find Canonical Units of Analysis

Patrick Leask, Bart Bussmann, Michael T Pearce, Joseph Isaac Bloom, Curt Tigges, Noura Al Moubayed, Lee Sharkey, Neel Nanda

展开摘要

A common goal of mechanistic interpretability is to decompose the activations of neural networks into features: interpretable properties of the input computed by the model. Sparse autoencoders (SAEs) are a popular method for finding these features in LLMs, and it has been postulated that they can be used to find a canonical set of units: a unique and complete list of atomic features. We cast doubt on this belief using two novel techniques: SAE stitching to show they are incomplete, and meta-SAEs to show they are not atomic. SAE stitching involves inserting or swapping latents from a larger SAE into a smaller one. Latents from the larger SAE can be divided into two categories: novel latents, which improve performance when added to the smaller SAE, indicating they capture novel information, and reconstruction latents, which can replace corresponding latents in the smaller SAE that have similar behavior. The existence of novel features indicates incompleteness of smaller SAEs. Using meta-SAEs - SAEs trained on the decoder matrix of another SAE - we find that latents in SAEs often decompose into combinations of latents from a smaller SAE, showing that larger SAE latents are not atomic. The resulting decompositions are often interpretable; e.g. a latent representing "Einstein" decomposes into "scientist", "Germany", and "famous person". To train meta-SAEs we introduce BatchTopK SAEs, an improved variant of the popular TopK SAE method, that only enforces a fixed average sparsity. Even if SAEs do not find canonical units of analysis, they may still be useful tools. We suggest that future research should either pursue different approaches for identifying such units, or pragmatically choose the SAE size suited to their task. We provide an interactive dashboard to explore meta-SAEs: https://metasaes.streamlit.app/

Poster
Sample then Identify: A General Framework for Risk Control and Assessment in Multimodal Large Language Models

Qingni Wang, Tiantian Geng, Zhiyuan Wang, Teng Wang, Bo Fu, Feng Zheng

展开摘要

Multimodal Large Language Models (MLLMs) exhibit promising advancements across various tasks, yet they still encounter significant trustworthiness issues. Prior studies apply Split Conformal Prediction (SCP) in language modeling to construct prediction sets with statistical guarantees. However, these methods typically rely on internal model logits or are restricted to multiple-choice settings, which hampers their generalizability and adaptability in dynamic, open-ended environments. In this paper, we introduce *TRON*, a **t**wo-step framework for **r**isk c**o**ntrol and assessme**n**t, applicable to any MLLM that supports sampling in both open-ended and closed-ended scenarios. *TRON* comprises two main components: (1) a novel conformal score to **sample** response sets of minimum size, and (2) a nonconformity score to **identify** high-quality responses based on self-consistency theory, controlling the error rates by two specific risk levels. Furthermore, we investigate semantic redundancy in prediction sets within open-ended contexts for the first time, leading to a promising evaluation metric for MLLMs based on average set size. Our comprehensive experiments across four Video Question-Answering (VideoQA) datasets utilizing eight MLLMs show that *TRON* achieves desired error rates bounded by two user-specified risk levels. Additionally, deduplicated prediction sets maintain adaptiveness while being more efficient and stable for risk assessment under different risk levels.

Spotlight