EMNLP 2024 论文列表

Conference on Empirical Methods in Natural Language Processing

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Consistent Bidirectional Language Modelling: Expressive Power and Representational Conciseness

Georgi Shopov, Stefan Gerdjikov

展开摘要

The inability to utilise future contexts and the pre-determined left-to-right generation order are major limitations of unidirectional language models. Bidirectionality has been introduced to address those deficiencies. However, a crucial shortcoming of bidirectional language models is the potential inconsistency of their conditional distributions. This fundamental flaw greatly diminishes their applicability and hinders their capability of tractable sampling and likelihood computation. In this work, we introduce a class of bidirectional language models, called latent language models, that are consistent by definition and can be efficiently used both for generation and scoring of sequences. We define latent language models based on the well-understood formalism of bisequential decompositions from automata theory. This formal correspondence allows us to precisely charaterise the abilities and limitations of a subclass of latent language models, called rational language models. As a result, we obtain that latent language models are exponentially more concise and significantly more expressive than unidirectional language models.

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Consistent Autoformalization for Constructing Mathematical Libraries

Lan Zhang, Xin Quan, Andre Freitas

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Autoformalization is the task of automatically translating mathematical content written in natural language to a formal language expression. The growing language interpretation capabilities of Large Language Models (LLMs), including in formal languages, are lowering the barriers for autoformalization. However, LLMs alone are not capable of consistently and reliably delivering autoformalization, in particular as the complexity and specialization of the target domain grows. As the field evolves into the direction of systematically applying autoformalization towards large mathematical libraries, the need to improve syntactic, terminological and semantic control increases. This paper proposes the coordinated use of three mechanisms, most-similar retrieval augmented generation (MS-RAG), denoising steps, and auto-correction with syntax error feedback (Auto-SEF) to improve autoformalization quality. The empirical analysis, across different models, demonstrates that these mechanisms can deliver autoformalizaton results which are syntactically, terminologically and semantically more consistent. These mechanisms can be applied across different LLMs and have shown to deliver improve results across different model types.

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Consecutive Batch Model Editing with HooK Layers

Shuaiyi Li, Yang Deng, Deng Cai, Hongyuan Lu, Liang Chen, Wai Lam

展开摘要

As the typical retraining paradigm is unacceptably time- and resource-consuming, researchers are turning to model editing to find an effective way that supports both consecutive and batch scenarios to edit the model behavior directly. Despite all these practical expectations, existing model editing methods fail to realize all of them. Furthermore, the memory demands for such sequential model editing approaches tend to be prohibitive, frequently necessitating an external memory that grows incrementally over time. To cope with these challenges, we propose CoachHooK, a model editing method that simultaneously supports sequential and batch editing. CoachHooK is memory-friendly as it only needs a small amount of it to store several hook layers whose size remains unchanged over time. Experimental results demonstrate the superiority of our method over other batch-supportive model editing methods under both single-round and consecutive batch editing scenarios. Extensive analyses of CoachHooK have been conducted to verify the stability of our method over a number of consecutive steps.

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Connecting the Dots: Evaluating Abstract Reasoning Capabilities of LLMs Using the New York Times Connections Word Game

Prisha Samdarshi, Mariam Mustafa, Anushka Kulkarni, Raven Rothkopf, Tuhin Chakrabarty, Smaranda Muresan

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The New York Times Connections game has emerged as a popular and challenging pursuit for word puzzle enthusiasts. We collect438 Connections games to evaluate the performance of state-of-the-art large language models (LLMs) against expert and novice humanplayers. Our results show that even the best-performing LLM, Claude 3.5 Sonnet, which has otherwise shown impressive reasoning abilities on a wide variety of benchmarks, can only fully solve 18% of the games. Novice and expert players perform better than Claude 3.5 Sonnet, with expert human players significantly outperforming it. We create a taxonomy of the knowledge types required to successfully cluster and categorize words in the Connections game. We find that while LLMs are decent at categorizing words based on semantic relations they struggle with other types of knowledge such as Encyclopedic Knowledge, Multiword Expressions or knowledge that combines both Word Form and Meaning. Our results establish the New York Times Connections game as a challenging benchmark for evaluating abstract reasoning capabilities in humans and AI systems.

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Conditional and Modal Reasoning in Large Language Models

Wesley H. Holliday, Matthew Mandelkern, Cedegao E. Zhang

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The reasoning abilities of large language models (LLMs) are the topic of a growing body of research in AI and cognitive science. In this paper, we probe the extent to which twenty-nine LLMs are able to distinguish logically correct inferences from logically fallacious ones. We focus on inference patterns involving conditionals (e.g., '*If* Ann has a queen, *then* Bob has a jack’) and epistemic modals (e.g., ‘Ann *might* have an ace’, ‘Bob *must* have a king’). These inferences have been of special interest to logicians, philosophers, and linguists, since they play a central role in the fundamental human ability to reason about distal possibilities. Assessing LLMs on these inferences is thus highly relevant to the question of how much the reasoning abilities of LLMs match those of humans. All the LLMs we tested make some basic mistakes with conditionals or modals, though zero-shot chain-of-thought prompting helps them make fewer mistakes. Even the best performing LLMs make basic errors in modal reasoning, display logically inconsistent judgments across inference patterns involving epistemic modals and conditionals, and give answers about complex conditional inferences that do not match reported human judgments. These results highlight gaps in basic logical reasoning in today’s LLMs.

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Conditional Language Policy: A General Framework For Steerable Multi-Objective Finetuning

Kaiwen Wang, Rahul Kidambi, Ryan Sullivan, Alekh Agarwal, Christoph Dann, Andrea Michi, Marco Gelmi, Yunxuan Li, Raghav Gupta, Kumar Avinava Dubey, Alexandre Rame, Johan Ferret, Geoffrey Cideron, Le Hou, Hongkun Yu, Amr Ahmed, Aranyak Mehta, Leonard Hussenot, Olivier Bachem, Edouard Leurent

展开摘要

Reward-based finetuning is crucial for aligning language policies with intended behaviors (*e.g.*, creativity and safety). A key challenge is to develop steerable language models that trade-off multiple (conflicting) objectives in a flexible and efficient manner. This paper presents Conditional Language Policy (CLP), a general framework for finetuning language models on multiple objectives. Building on techniques from multi-task training and parameter-efficient finetuning, CLP learn steerable models that effectively trade-off conflicting objectives at *inference time*. Notably, this does not require training or maintaining multiple models to achieve different trade-offs between the objectives. Through extensive experiments and ablations on two summarization datasets, we show that CLP learns steerable language models that outperform and Pareto-dominate the existing approaches for multi-objective

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Concept-skill Transferability-based Data Selection for Large Vision-Language Models

Jaewoo Lee, Boyang Li, Sung Ju Hwang

展开摘要

Instruction tuning, or supervised finetuning on extensive task-specific data, is necessary for Large Vision-Language Models (LVLMs) to generalize well across a broad range of vision-language (VL) tasks. However, training on large VL datasets can become prohibitively expensive. In this work, we introduce COINCIDE, an effective and scalable data selection technique that uses a small model as a reference model to select visual instruction tuning data for efficient finetuning of a target LVLM, focusing on diversity and transferability. Specifically, we cluster the training data using internal activations from a small model, which identifies VL concept-skill compositions needed by a target LVLM. We then sample data from these diverse clusters by considering their density and transferability, or the ability to transfer well to other concept-skill compositions. This approach ensures the diversity of these compositions, which is vital for LVLM generalization. Extensive experiments demonstrate that COINCIDE achieves superior performance and data selection efficiency against 8 strong baselines on two distinct datasets: LLaVA-1.5 and Vision-Flan. Using only 20% of the LLaVA-1.5 dataset, COINCIDE achieves performance comparable to the LVLM finetuned on the whole dataset, with 70% reduction of the wall-clock running time. On the Vision-Flan dataset, our method achieves superior results with only 16.7% of the training data.

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Concept Space Alignment in Multilingual LLMs

Qiwei Peng, Anders Søgaard

展开摘要

Multilingual large language models (LLMs) seem to generalize somewhat across languages. We hypothesize this is a result of implicit vector space alignment. Evaluating such alignment, we see that larger models exhibit very high-quality linear alignments between corresponding concepts in different languages. Our experiments show that multilingual LLMs suffer from two familiar weaknesses: generalization works best for languages with similar typology, and for abstract concepts. For some models, e.g., the Llama-2 family of models, prompt-based embeddings align better than word embeddings, but the projections are less linear – an observation that holds across almost all model families, indicating that some of the implicitly learned alignments are broken somewhat by prompt-based methods.

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ConU: Conformal Uncertainty in Large Language Models with Correctness Coverage Guarantees

Zhiyuan Wang, Jinhao Duan, Lu Cheng, Yue Zhang, Qingni Wang, Xiaoshuang Shi, Kaidi Xu, Heng Tao Shen, Xiaofeng Zhu

展开摘要

Uncertainty quantification (UQ) in natural language generation (NLG) tasks remains an open challenge, exacerbated by the closed-source nature of the latest large language models (LLMs). This study investigates applying conformal prediction (CP), which can transform any heuristic uncertainty notion into rigorous prediction sets, to black-box LLMs in open-ended NLG tasks. We introduce a novel uncertainty measure based on self-consistency theory, and then develop a conformal uncertainty criterion by integrating the uncertainty condition aligned with correctness into the CP algorithm. Empirical evaluations indicate that our uncertainty measure outperforms prior state-of-the-art methods. Furthermore, we achieve strict control over the correctness coverage rate utilizing 7 popular LLMs on 4 free-form NLG datasets, spanning general-purpose and medical scenarios. Additionally, the calibrated prediction sets with small size further highlights the efficiency of our method in providing trustworthy guarantees for practical open-ended NLG applications.

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ConTReGen: Context-driven Tree-structured Retrieval for Open-domain Long-form Text Generation

Kashob Kumar Roy, Pritom Saha Akash, Kevin Chen-Chuan Chang, Lucian Popa

展开摘要

Open-domain long-form text generation requires generating coherent, comprehensive responses that address complex queries with both breadth and depth. This task is challenging due to the need to accurately capture diverse facets of input queries. Existing iterative retrieval-augmented generation (RAG) approaches often struggle to delve deeply into each facet of complex queries and integrate knowledge from various sources effectively. This paper introduces ConTReGen, a novel framework that employs a context-driven, tree-structured retrieval approach to enhance the depth and relevance of retrieved content. ConTReGen integrates a hierarchical, top-down in-depth exploration of query facets with a systematic bottom-up synthesis, ensuring comprehensive coverage and coherent integration of multifaceted information. Extensive experiments on multiple datasets, including LFQA and ODSUM, alongside a newly introduced dataset, ODSUM-WikiHow, demonstrate that ConTReGen outperforms existing state-of-the-art RAG models.

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Computational Meme Understanding: A Survey

Khoi P. N. Nguyen, Vincent Ng

展开摘要

Computational Meme Understanding, which concerns the automated comprehension of memes, has garnered interest over the last four years and is facing both substantial opportunities and challenges. We survey this emerging area of research by first introducing a comprehensive taxonomy for memes along three dimensions – forms, functions, and topics. Next, we present three key tasks in Computational Meme Understanding, namely, classification, interpretation, and explanation, and conduct a comprehensive review of existing datasets and models, discussing their limitations. Finally, we highlight the key challenges and recommend avenues for future work.

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Comparing a BERT Classifier and a GPT classifier for Detecting Connective Language Across Multiple Social Media

Josephine Lukito, Bin CHEN, Gina M. Masullo, Natalie Jomini Stroud

展开摘要

This study presents an approach for detecting connective language—defined as language that facilitates engagement, understanding, and conversation—from social media discussions. We developed and evaluated two types of classifiers: BERT and GPT-3.5 turbo. Our results demonstrate that the BERT classifier significantly outperforms GPT-3.5 turbo in detecting connective language. Furthermore, our analysis confirms that connective language is distinct from related concepts measuring discourse qualities, such as politeness and toxicity. We also explore the potential of BERT-based classifiers for platform-agnostic tools. This research advances our understanding of the linguistic dimensions of online communication and proposes practical tools for detecting connective language across diverse digital environments.

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Comparing Neighbors Together Makes it Easy: Jointly Comparing Multiple Candidates for Efficient and Effective Retrieval

Jonghyun Song, Cheyon Jin, Wenlong Zhao, Andrew McCallum, Jay-Yoon Lee

展开摘要

A common retrieve-and-rerank paradigm involves retrieving relevant candidates from a broad set using a fast bi-encoder (BE), followed by applying expensive but accurate cross-encoders (CE) to a limited candidate set. However, relying on this small subset is often susceptible to error propagation from the bi-encoders, which limits the overall performance. To address these issues, we propose the Comparing Multiple Candidates (CMC) framework. CMC compares a query and multiple embeddings of similar candidates (i.e., neighbors) through shallow self-attention layers, delivering rich representations contextualized to each other. Furthermore, CMC is scalable enough to handle multiple comparisons simultaneously. For example, comparing ~10K candidates with CMC takes a similar amount of time as comparing 16 candidates with CE. Experimental results on the ZeSHEL dataset demonstrate that CMC, when plugged in between bi-encoders and cross-encoders as a seamless intermediate reranker (BE-CMC-CE), can effectively improve recall@k (+6.7%-p, +3.5%-p for R@16, R@64) compared to using only bi-encoders (BE-CE), with negligible slowdown (<7%). Additionally, to verify CMC’s effectiveness as the final-stage reranker in improving top-1 accuracy, we conduct experiments on downstream tasks such as entity, passage, and dialogue ranking. The results indicate that CMC is not only faster (11x) but also often more effective than CE, with improved prediction accuracy in Wikipedia entity linking (+0.7%-p) and DSTC7 dialogue ranking (+3.3%-p).

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Comparing Edge-based and Node-based Methods on a Citation Prediction Task

Peter Vickers, Kenneth Church

展开摘要

Citation Prediction, estimating whether paper a cites paper b, is particularly interesting in a forecasting setting where the model is trained on papers published before time t, and evaluated on papers published after h, where h is the forecast horizon. Performance improves with t (larger training sets) and degrades with h (longer forecast horizons). The trade-off between edge-based methods and node-based methods depends on t. Because edges grow faster than nodes, larger training sets favor edge-based methods.We introduce a new forecast-based Citation Prediction benchmark of 3 million papers to quantify these trends.Our benchmark shows that desirable policies for combining edge- and node-based methods depend on h and t.We release our benchmark, evaluation scripts, and embeddings.

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Compare without Despair: Reliable Preference Evaluation with Generation Separability

Sayan Ghosh, Tejas Srinivasan, Swabha Swayamdipta

展开摘要

Human evaluation of generated language through pairwise preference judgments is pervasive. However, under common scenarios, such as when generations from a model pair are very similar, or when stochastic decoding results in large variations in generations, it results in inconsistent preference ratings. We address these challenges by introducing a meta-evaluation measure, separability, which estimates how suitable a test instance is for pairwise preference evaluation. For a candidate test instance, separability samples multiple generations from a pair of models, and measures how distinguishable the two sets of generations are. Our experiments show that instances with high separability values yield more consistent preference ratings from both human- and auto-raters. Further, the distribution of separability allows insights into which test benchmarks are more valuable for comparing models. Finally, we incorporate separability into ELO ratings, accounting for how suitable each test instance might be for reliably ranking LLMs. Overall, separability has implications for consistent, efficient and robust preference evaluation of LLMs with both human- and auto-raters.

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CompAct: Compressing Retrieved Documents Actively for Question Answering

Chanwoong Yoon, Taewhoo Lee, Hyeon Hwang, Minbyul Jeong, Jaewoo Kang

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Retrieval-augmented generation supports language models to strengthen their factual groundings by providing external contexts. However, language models often face challenges when given extensive information, diminishing their effectiveness in solving questions. Context compression tackles this issue by filtering out irrelevant information, but current methods still struggle in realistic scenarios where crucial information cannot be captured with a single-step approach. To overcome this limitation, we introduce CompAct, a novel framework that employs an active strategy to condense extensive documents without losing key information. Our experiments demonstrate that CompAct brings significant improvements in both performance and compression rate on multi-hop question-answering benchmarks. CompAct flexibly operates as a cost-efficient plug-in module with various off-the-shelf retrievers or readers, achieving exceptionally high compression rates (47x).

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Community-Cross-Instruct: Unsupervised Instruction Generation for Aligning Large Language Models to Online Communities

Zihao He, Minh Duc Chu, Rebecca Dorn, Siyi Guo, Kristina Lerman

展开摘要

Social scientists use surveys to probe the opinions and beliefs of populations, but these methods are slow, costly, and prone to biases. Recent advances in large language models (LLMs) enable the creating of computational representations or “digital twins” of populations that generate human-like responses mimicking the population’s language, styles, and attitudes. We introduce Community-Cross-Instruct, an unsupervised framework for aligning LLMs to online communities to elicit their beliefs. Given a corpus of a community’s online discussions, Community-Cross-Instruct automatically generates instruction-output pairs by an advanced LLM to (1) finetune a foundational LLM to faithfully represent that community, and (2) evaluate the alignment of the finetuned model to the community. We demonstrate the method’s utility in accurately representing political and diet communities on Reddit. Unlike prior methods requiring human-authored instructions, Community-Cross-Instruct generates instructions in a fully unsupervised manner, enhancing scalability and generalization across domains. This work enables cost-effective and automated surveying of diverse online communities.

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Communicating with Speakers and Listeners of Different Pragmatic Levels

Kata Naszadi, Frans A Oliehoek, Christof Monz

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This paper explores the impact of variable pragmatic competence on communicative success through simulating language learning and conversing between speakers and listeners with different levels of reasoning abilities. Through studying this interaction, we hypothesize that matching levels of reasoning between communication partners would create a more beneficial environment for communicative success and language learning. Our research findings indicate that learning from more explicit, literal language is advantageous, irrespective of the learner’s level of pragmatic competence. Furthermore, we find that integrating pragmatic reasoning during language learning, not just during evaluation, significantly enhances overall communication performance. This paper provides key insights into the importance of aligning reasoning levels and incorporating pragmatic reasoning in optimizing communicative interactions.

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Communicate to Play: Pragmatic Reasoning for Efficient Cross-Cultural Communication

Isadora White, Sashrika Pandey, Michelle Pan

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In this paper, we study how culture leads to differences in common ground and how this influences communication. During communication, cultural differences in common ground during communication may result in pragmatic failure and misunderstandings. We develop our method Rational Speech Acts for Cross-Cultural Communication (RSA+C3) to resolve cross-cultural differences in common ground. To measure the success of our method, we study RSA+C3 in the collaborative referential game of Codenames Duet and show that our method successfully improves collaboration between simulated players of different cultures. Our contributions are threefold: (1) creating Codenames players using contrastive learning of an embedding space and LLM prompting that are aligned with human patterns of play, (2) studying culturally induced differences in common ground reflected in our trained models, and (3) demonstrating that our method RSA+C3 can ease cross-cultural communication in gameplay by inferring sociocultural context from interaction.

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Commonsense Knowledge Editing Based on Free-Text in LLMs

Xiusheng Huang, Yequan Wang, Jun Zhao, Kang Liu

展开摘要

Knowledge editing technology is crucial for maintaining the accuracy and timeliness of large language models (LLMs) . However, the setting of this task overlooks a significant portion of commonsense knowledge based on free-text in the real world, characterized by broad knowledge scope, long content and non instantiation. The editing objects of previous methods (e.g., MEMIT) were single token or entity, which were not suitable for commonsense knowledge in free-text form. To address the aforementioned challenges, we conducted experiments from two perspectives: knowledge localization and knowledge editing. Firstly, we introduced Knowledge Localization for Free-Text(KLFT) method, revealing the challenges associated with the distribution of commonsense knowledge in MLP and Attention layers, as well as in decentralized distribution. Next, we propose a Dynamics-aware Editing Method(DEM), which utilizes a Dynamics-aware Module to locate the parameter positions corresponding to commonsense knowledge, and uses Knowledge Editing Module to update knowledge. The DEM method fully explores the potential of the MLP and Attention layers, and successfully edits commonsense knowledge based on free-text. The experimental results indicate that the DEM can achieve excellent editing performance.

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