EMNLP 2024 论文列表

Conference on Empirical Methods in Natural Language Processing

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Is There a One-Model-Fits-All Approach to Information Extraction? Revisiting Task Definition Biases

Wenhao Huang, Qianyu He, Zhixu Li, Jiaqing Liang, Yanghua Xiao

展开摘要

Definition bias is a negative phenomenon that can mislead models. However, definition bias in information extraction appears not only across datasets from different domains but also within datasets sharing the same domain. We identify two types of definition bias in IE: bias among information extraction datasets and bias between information extraction datasets and instruction tuning datasets. To systematically investigate definition bias, we conduct three probing experiments to quantitatively analyze it and discover the limitations of unified information extraction and large language models in solving definition bias. To mitigate definition bias in information extraction, we propose a multi-stage framework consisting of definition bias measurement, bias-aware fine-tuning, and task-specific bias mitigation. Experimental results demonstrate the effectiveness of our framework in addressing definition bias.

Finding
Is Safer Better? The Impact of Guardrails on the Argumentative Strength of LLMs in Hate Speech Countering

Helena Bonaldi, Greta Damo, Nicolás Benjamín Ocampo, Elena Cabrio, Serena Villata, Marco Guerini

展开摘要

The potential effectiveness of counterspeech as a hate speech mitigation strategy is attracting increasing interest in the NLG research community, particularly towards the task of automatically producing it. However, automatically generated responses often lack the argumentative richness which characterises expert-produced counterspeech. In this work, we focus on two aspects of counterspeech generation to produce more cogent responses. First, by investigating the tension between helpfulness and harmlessness of LLMs, we test whether the presence of safety guardrails hinders the quality of the generations. Secondly, we assess whether attacking a specific component of the hate speech results in a more effective argumentative strategy to fight online hate. By conducting an extensive human and automatic evaluation, we show how the presence of safety guardrails can be detrimental also to a task that inherently aims at fostering positive social interactions. Moreover, our results show that attacking a specific component of the hate speech, and in particular its implicit negative stereotype and its hateful parts, leads to higher-quality generations.

Main
Is LLM-as-a-Judge Robust? Investigating Universal Adversarial Attacks on Zero-shot LLM Assessment

Vyas Raina, Adian Liusie, Mark Gales

展开摘要

Large Language Models (LLMs) are powerful zero-shot assessors used in real-world situations such as assessing written exams and benchmarking systems. Despite these critical applications, no existing work has analyzed the vulnerability of judge-LLMs to adversarial manipulation. This work presents the first study on the adversarial robustness of assessment LLMs, where we demonstrate that short universal adversarial phrases can be concatenated to deceive judge LLMs to predict inflated scores. Since adversaries may not know or have access to the judge-LLMs, we propose a simple surrogate attack where a surrogate model is first attacked, and the learned attack phrase then transferred to unknown judge-LLMs. We propose a practical algorithm to determine the short universal attack phrases and demonstrate that when transferred to unseen models, scores can be drastically inflated such that irrespective of the assessed text, maximum scores are predicted. It is found that judge-LLMs are significantly more susceptible to these adversarial attacks when used for absolute scoring, as opposed to comparative assessment. Our findings raise concerns on the reliability of LLM-as-a-judge methods, and emphasize the importance of addressing vulnerabilities in LLM assessment methods before deployment in high-stakes real-world scenarios.

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Is It Really Long Context if All You Need Is Retrieval? Towards Genuinely Difficult Long Context NLP

Omer Goldman, Alon Jacovi, Aviv Slobodkin, Aviya Maimon, Ido Dagan, Reut Tsarfaty

展开摘要

Improvements in language models’ capabilities have pushed their applications towards longer contexts, making long-context evaluation and development an active research area. However, many disparate use-cases are grouped together under the umbrella term of “long-context”, defined simply by the total length of the model’s input, including - for example - Needle-in-a-Haystack tasks, book summarization, and information aggregation. Given their varied difficulty, in this position paper we argue that conflating different tasks by their context length is unproductive. As a community, we require a more precise vocabulary to understand what makes long-context tasks similar or different. We propose to unpack the taxonomy of long-context based on the properties that make them more difficult with longer contexts. We propose two orthogonal axes of difficulty: (I) Diffusion: How hard is it to find the necessary information in the context? (II) Scope: How much necessary information is there to find? We survey the literature on long-context, provide justification for this taxonomy as an informative descriptor, and situate the literature with respect to it. We conclude that the most difficult and interesting settings, whose necessary information is very long and highly diffused within the input, is severely under-explored. By using a descriptive vocabulary and discussing the relevant properties of difficulty in long-context, we can implement more informed research in this area. We call for a careful design of tasks and benchmarks with distinctly long context, taking into account the characteristics that make it qualitatively different from shorter context.

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Is It Good Data for Multilingual Instruction Tuning or Just Bad Multilingual Evaluation for Large Language Models?

Pinzhen Chen, Simon Yu, Zhicheng Guo, Barry Haddow

展开摘要

Multilingual large language models are designed, claimed, and expected to cater to speakers of varied languages. We hypothesise that the current practices of fine-tuning and evaluating these models may not perfectly align with this objective owing to a heavy reliance on translation, which cannot cover language-specific knowledge but can introduce translation defects. It remains unknown whether the nature of the instruction data has an impact on the model output; conversely, it is questionable whether translated test sets can capture such nuances. Due to the often coupled practices of using translated data in both stages, such imperfections could have been overlooked. This work investigates these issues using controlled native or translated data during the instruction tuning and evaluation stages. We show that native or generation benchmarks reveal a notable difference between native and translated instruction data especially when model performance is high, whereas other types of test sets cannot. The comparison between round-trip and single-pass translations reflects the importance of knowledge from language-native resources. Finally, we demonstrate that regularization is beneficial to bridging this gap on structured but not generative tasks.

Main
Is GPT-4V (ision) All You Need for Automating Academic Data Visualization? Exploring Vision-Language Models’ Capability in Reproducing Academic Charts

Zhehao Zhang, Weicheng Ma, Soroush Vosoughi

展开摘要

While effective data visualization is crucial to present complex information in academic research, its creation demands significant expertise in both data management and graphic design. We explore the potential of using Vision-Language Models (VLMs) in automating the creation of data visualizations by generating code templates from existing charts. As the first work to systematically investigate this task, we first introduce AcademiaChart, a dataset comprising 2525 high-resolution data visualization figures with captions from a variety of AI conferences, extracted directly from source codes. We then conduct large-scale experiments with six state-of-the-art (SOTA) VLMs, including both closed-source and open-source models. Our findings reveal that SOTA closed-source VLMs can indeed be helpful in reproducing charts. On the contrary, open-source ones are only effective at reproducing much simpler charts but struggle with more complex ones. Interestingly, the application of Chain-of-Thought (CoT) prompting significantly enhances the performance of the most advanced model, GPT-4-V, while it does not work as well for other models. These results underscore the potential of VLMs in data visualization while also highlighting critical areas that need improvement for broader application.

Finding
Is Compound Aspect-Based Sentiment Analysis Addressed by LLMs?

Yinhao Bai, Zhixin Han, Yuhua Zhao, Hang Gao, Zhuowei Zhang, Xunzhi Wang, Mengting Hu

展开摘要

Aspect-based sentiment analysis (ABSA) aims to predict aspect-based elements from the given text, mainly including four elements, i.e., aspect category, sentiment polarity, aspect term, and opinion term. Extracting pair, triple, or quad of elements is defined as compound ABSA. Due to its challenges and practical applications, such a compound scenario has become an emerging topic. Recently, large language models (LLMs), e.g. ChatGPT and LLaMA, present impressive abilities in tackling various human instructions. In this work, we are particularly curious whether LLMs still possess superior performance in handling compound ABSA tasks. To assess the performance of LLMs, we design a novel framework, called ChatABSA. Concretely, we design two strategies: constrained prompts, to automatically organize the returned predictions; post-processing, to better evaluate the capability of LLMs in recognition of implicit information. The overall evaluation involves 5 compound ABSA tasks and 8 publicly available datasets. We compare LLMs with few-shot supervised baselines and fully supervised baselines, including corresponding state-of-the-art (SOTA) models on each task. Experimental results show that ChatABSA exhibits excellent aspect-based sentiment analysis capabilities and overwhelmingly beats few-shot supervised methods under the same few-shot settings. Surprisingly, it can even outperform fully supervised methods in some cases. However, in most cases, it underperforms fully supervised methods, and there is still a huge gap between its performance and the SOTA method. Moreover, we also conduct more analyses to gain a deeper understanding of its sentiment analysis capabilities.

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Is Child-Directed Speech Effective Training Data for Language Models?

Steven Y. Feng, Noah Goodman, Michael Frank

展开摘要

While high-performing language models are typically trained on hundreds of billions of words, human children become fluent language users with a much smaller amount of data. What are the features of the data they receive, and how do these features support language modeling objectives? To investigate this question, we train GPT-2 and RoBERTa models on 29M words of English child-directed speech and a new matched, synthetic dataset (TinyDialogues), comparing to OpenSubtitles, Wikipedia, and a heterogeneous blend of datasets from the BabyLM challenge. We evaluate the syntactic and semantic knowledge of these models using developmentally-inspired evaluations. Through pretraining experiments, we test whether the global developmental ordering or the local discourse ordering of children’s training data supports high performance relative to other datasets. The local properties of the data affect model results, but surprisingly, global properties do not. Further, child language input is not uniquely valuable for training language models. These findings support the hypothesis that, rather than proceeding from better data, the child’s learning algorithm is substantially more data-efficient than current language modeling techniques.

Main
Is C4 Dataset Optimal for Pruning? An Investigation of Calibration Data for LLM Pruning

Abhinav Bandari, Lu Yin, Cheng-Yu Hsieh, AJAY KUMAR JAISWAL, Tianlong Chen, Li Shen, Ranjay Krishna, Shiwei Liu

展开摘要

Network pruning has emerged as a potential solution to make LLMs cheaper to deploy. However, existing LLM pruning approachesuniversally rely on the C4 dataset as the calibration data for calculating pruning scores, leaving its optimality unexplored. In this study, we evaluate the choice of calibration data on LLM pruning, across a wide range of datasets that are most commonly used in LLM training and evaluation, including four pertaining datasets as well as three categories of downstream tasks encompassing nine datasets. Each downstream dataset is prompted with In-Context Learning (ICL) and Chain-of-Thought (CoT), respectively. Besides the already intriguingobservation that the choice of calibration data significantly impacts the performance of pruned LLMs, our results also uncover several subtle and often unexpected findings, summarized as follows: (1) C4 is not the optimal choice for LLM pruning, even among commonly used pre-training datasets; (2) arithmetic datasets—when used as calibration data—performs on par or even better than pre-training datasets; (3) pruning with downstream datasets does not necessarily help the corresponding downstream task, compared to pre-training data; (4) ICL is widely beneficial to all data categories, whereas CoT is only useful on certain tasks. Our findings shed light on the importance of carefully selecting calibration data for LLM pruning and pave the way for more efficient deployment of these powerfulmodels in real-world applications. We release our code at: https://github.com/abx393/llm-pruning-calibration-data.

Main
Irrelevant Alternatives Bias Large Language Model Hiring Decisions

Kremena Valkanova, Pencho Yordanov

展开摘要

We investigate whether LLMs display a well-known human cognitive bias, the attraction effect, in hiring decisions. The attraction effect occurs when the presence of an inferior candidate makes a superior candidate more appealing, increasing the likelihood of the superior candidate being chosen over a non-dominated competitor. Our study finds consistent and significant evidence of the attraction effect in GPT-3.5 and GPT-4 when they assume the role of a recruiter. Irrelevant attributes of the decoy, such as its gender, further amplify the observed bias. GPT-4 exhibits greater bias variation than GPT-3.5. Our findings remain robust even when warnings against the decoy effect are included and the recruiter role definition is varied.

Finding
Investigating the Role of Instruction Variety and Task Difficulty in Robotic Manipulation Tasks

Amit Parekh, Nikolas Vitsakis, Alessandro Suglia, Ioannis Konstas

展开摘要

Evaluating the generalisation capabilities of multimodal models based solely on their performance on out-of-distribution data fails to capture their true robustness. This work introduces a comprehensive evaluation framework that systematically examines the role of instructions and inputs in the generalisation abilities of such models, considering architectural design, input perturbations across language and vision modalities, and increased task complexity. The proposed framework uncovers the resilience of multimodal models to extreme instruction perturbations and their vulnerability to observational changes, raising concerns about overfitting to spurious correlations. By employing this evaluation framework on current Transformer-based multimodal models for robotic manipulation tasks, we uncover limitations and suggest future advancements should focus on architectural and training innovations that better integrate multimodal inputs, enhancing a model’s generalisation prowess by prioritising sensitivity to input content over incidental correlations.

Main
Investigating the Personality Consistency in Quantized Role-Playing Dialogue Agents

Yixiao Wang, Homa Fashandi, Kevin Ferreira

展开摘要

This study explores the consistency of personality traits in quantized large language models (LLMs) for edge device role-playing scenarios. Using the Big Five personality traits model, we evaluate how stable assigned personalities are for Quantized Role-Playing Dialog Agents (QRPDA) during multi-turn interactions. We evaluate multiple LLMs with various quantization levels, combining binary indexing of personality traits, explicit self-assessments, and linguistic analysis of narratives. To address personality inconsistency, we propose a non-parametric method called Think2. Our multi-faceted evaluation framework demonstrates Think2’s effectiveness in maintaining consistent personality traits for QRPDA. Moreover, we offer insights to help select the optimal model for QRPDA, improving its stability and reliability in real-world applications.

Industry
Investigating and Mitigating Object Hallucinations in Pretrained Vision-Language (CLIP) Models

Yufang Liu, Tao Ji, Changzhi Sun, Yuanbin Wu, Aimin Zhou

展开摘要

Large Vision-Language Models (LVLMs) have achieved impressive performance, yet research has pointed out a serious issue with object hallucinations within these models. However, there is no clear conclusion as to which part of the model these hallucinations originate from. In this paper, we present an in-depth investigation into the object hallucination problem specifically within the CLIP model, which serves as the backbone for many state-of-the-art vision-language systems. We unveil that even in isolation, the CLIP model is prone to object hallucinations, suggesting that the hallucination problem is not solely due to the interaction between vision and language modalities. To address this, we propose a counterfactual data augmentation method by creating negative samples with a variety of hallucination issues. We demonstrate that our method can effectively mitigate object hallucinations for CLIP model, and we show the the enhanced model can be employed as a visual encoder, effectively alleviating the object hallucination issue in LVLMs.

Main
Investigating Mysteries of CoT-Augmented Distillation

Somin Wadhwa, Silvio Amir, Byron C Wallace

展开摘要

Eliciting chain of thought (CoT) rationales - sequences of token that convey a “reasoning” process has been shown to consistently improve LLM performance on tasks like question answering. More recent efforts have shown that such rationales can also be used for model distillation: Including CoT sequences (elicited from a large “teacher” model) in addition to target labels when fine-tuning a small student model yields (often substantial) improvements. In this work we ask: Why and how does this additional training signal help in model distillation? We perform ablations to interrogate this, and report some potentially surprising results. Specifically: (1) Placing CoT sequences after labels (rather than before) realizes consistently better downstream performance – this means that no student “reasoning” is necessary at test time to realize gains. (2) When rationales are appended in this way, they need not be coherent reasoning sequences to yield improvements; performance increases are robust to permutations of CoT tokens, for example. In fact, (3) a small number of key tokens are sufficient to achieve improvements equivalent to those observed when full rationales are used in model distillation.

Main
Investigating Multilingual Instruction-Tuning: Do Polyglot Models Demand for Multilingual Instructions?

Alexander Arno Weber, Klaudia Thellmann, Jan Ebert, Nicolas Flores-Herr, Jens Lehmann, Michael Fromm, Mehdi Ali

展开摘要

The adaption of multilingual pre-trained LLMs into eloquent and helpful assistants is essential to facilitate their use across different language regions. In that spirit, we are the first to conduct an extensive study of the performance of multilingual models instruction-tuned on different language compositions on parallel instruction-tuning benchmarks across a selection of the most spoken Indo-European languages. We systematically examine the effects of language and instruction dataset size on a mid-sized and a large, multilingual LLMs by instruction-tuning them on parallel instruction-tuning datasets. Our results demonstrate that instruction-tuning on parallel instead of monolingual corpora benefits cross-lingual instruction following capabilities by up to 9.9%. Furthermore, we show that the Superficial Alignment Hypothesis does not hold in general, as the investigated multilingual 7B parameter model presents a counter-example requiring large-scale instruction-tuning datasets. Finally, we conduct a human annotation study to understand the alignment between human-based and GPT-4-based evaluation within multilingual chat scenarios.

Main
Investigating Large Language Models for Complex Word Identification in Multilingual and Multidomain Setups

Răzvan-Alexandru Smădu, David-Gabriel Ion, Dumitru-Clementin Cercel, Florin Pop, Mihaela-Claudia Cercel

展开摘要

Complex Word Identification (CWI) is an essential step in the lexical simplification task and has recently become a task on its own. Some variations of this binary classification task have emerged, such as lexical complexity prediction (LCP) and complexity evaluation of multi-word expressions (MWE). Large language models (LLMs) recently became popular in the Natural Language Processing community because of their versatility and capability to solve unseen tasks in zero/few-shot settings. Our work investigates LLM usage, specifically open-source models such as Llama 2, Llama 3, and Vicuna v1.5, and closed-source, such as ChatGPT-3.5-turbo and GPT-4o, in the CWI, LCP, and MWE settings. We evaluate zero-shot, few-shot, and fine-tuning settings and show that LLMs struggle in certain conditions or achieve comparable results against existing methods. In addition, we provide some views on meta-learning combined with prompt learning. In the end, we conclude that the current state of LLMs cannot or barely outperform existing methods, which are usually much smaller.

Main
Investigating LLMs as Voting Assistants via Contextual Augmentation: A Case Study on the European Parliament Elections 2024

Ilias Chalkidis

展开摘要

In light of the recent 2024 European Parliament elections, we are investigating if LLMs can be used as Voting Advice Applications (VAAs). We audit MISTRAL and MIXTRAL models and evaluate their accuracy in predicting the stance of political parties based on the latest “EU and I” voting assistance questionnaire. Furthermore, we explore alternatives to improve models’ performance by augmenting the input context via Retrieval-Augmented Generation (RAG) relying on web search, and Self-Reflection using staged conversations that aim to re-collect relevant content from the model’s internal memory. We find that MIXTRAL is highly accurate with an 82% accuracy on average with a significant performance disparity across different political groups (50-95%). Augmenting the input context with expert-curated information can lead to a significant boost of approx. 9%, which remains an open challenge for automated RAG approaches, even considering curated content.

Main
Inverse-Q*: Token Level Reinforcement Learning for Aligning Large Language Models Without Preference Data

Han Xia, Songyang Gao, Qiming Ge, Zhiheng Xi, Qi Zhang, Xuanjing Huang

展开摘要

Reinforcement Learning from Human Feedback (RLHF) has proven effective in aligning large language models with human intentions, yet it often relies on complex methodologies like Proximal Policy Optimization (PPO) that require extensive hyper-parameter tuning and present challenges in sample efficiency and stability. In this paper, we introduce Inverse-Q*, an innovative framework that transcends traditional RL methods by optimizing token-level reinforcement learning without the need for additional reward or value models. Inverse-Q* leverages direct preference optimization techniques but extends them by estimating the conditionally optimal policy directly from the model’s responses, facilitating more granular and flexible policy shaping. Our approach reduces reliance on human annotation and external supervision, making it especially suitable for low-resource settings. We present extensive experimental results demonstrating that Inverse-Q* not only matches but potentially exceeds the effectiveness of PPO in terms of convergence speed and the alignment of model responses with human preferences. Our findings suggest that Inverse-Q* offers a practical and robust alternative to conventional RLHF approaches, paving the way for more efficient and adaptable model training approaches.

Finding
Introducing Spatial Information and a Novel Evaluation Scheme for Open-Domain Live Commentary Generation

Erica K. Shimomoto, Edison Marrese-Taylor, Ichiro Kobayashi, Hiroya Takamura, Yusuke Miyao

展开摘要

This paper focuses on the task of open-domain live commentary generation. Compared to domain-specific work in this task, this setting proved particularly challenging due to the absence of domain-specific features. Aiming to bridge this gap, we integrate spatial information by proposing an utterance generation model with a novel spatial graph that is flexible to deal with the open-domain characteristics of the commentaries and significantly improves performance. Furthermore, we propose a novel evaluation scheme, more suitable for live commentary generation, that uses LLMs to automatically check whether generated utterances address essential aspects of the video via the answerability of questions extracted directly from the videos using LVLMs. Our results suggest that using a combination of our answerability score and a standard machine translation metric is likely a more reliable way to evaluate the performance in this task.

Finding
Introducing Compiler Semantics into Large Language Models as Programming Language Translators: A Case Study of C to x86 Assembly

Shuoming Zhang, Jiacheng Zhao, Chunwei Xia, Zheng Wang, Yunji Chen, Huimin Cui

展开摘要

Compilers are complex software containing millions of lines of code, taking years to develop. This paper investigates to what extent Large Language Models (LLMs) can replace hand-crafted compilers in translating high-level programming languages to machine instructions, using C to x86 assembly as a case study. We identify two challenges of using LLMs for code translation and introduce two novel data pre-processing techniques to address the challenges: numerical value conversion and training data resampling. While only using a 13B model, our approach achieves a behavioral accuracy of over 91%, outperforming the much larger GPT-4 Turbo model by over 50%. Our results are encouraging, showing that LLMs have the potential to transform how compilation tools are constructed.

Finding