EMNLP 2024 论文列表

Conference on Empirical Methods in Natural Language Processing

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Pre-trained Language Models Return Distinguishable Probability Distributions to Unfaithfully Hallucinated Texts

Taehun Cha, Donghun Lee

展开摘要

In this work, we show the pre-trained language models return distinguishable generation probability and uncertainty distribution to unfaithfully hallucinated texts, regardless of their size and structure. By examining 24 models on 6 data sets, we find out that 88-98% of cases return statistically significantly distinguishable generation probability and uncertainty distributions. Using this general phenomenon, we showcase a hallucination-reducing training algorithm. Our algorithm outperforms other baselines by achieving higher faithfulness metrics while maintaining sound general text quality measures.

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Pre-trained Language Models Do Not Help Auto-regressive Text-to-Image Generation

Yuhui Zhang, Brandon McKinzie, Zhe Gan, Vaishaal Shankar, Alexander T Toshev

展开摘要

Recent advances in image tokenizers, such as VQ-VAE, have enabled text-to-image generation using auto-regressive methods, similar to language modeling. However, these methods have yet to leverage pre-trained language models, despite their adaptability to various downstream tasks. In this work, we explore this gap by adapting a pre-trained language model for auto-regressive text-to-image generation, and find that pre-trained language models offer limited help. We provide a two-fold explanation by analyzing tokens from each modality. First, we demonstrate that image tokens possess significantly different semantics compared to text tokens, rendering pre-trained language models no more effective in modeling them than randomly initialized ones. Second, the text tokens in the image-text datasets are too simple compared to normal language model pre-training data, which causes the catastrophic degradation of language models’ capability.

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Pragmatic Norms Are All You Need – Why The Symbol Grounding Problem Does Not Apply to LLMs

Reto Gubelmann

展开摘要

Do LLMs fall prey to Harnad’s symbol grounding problem (SGP), as it has recently been claimed? We argue that this is not the case. Starting out with countering the arguments of Bender and Koller (2020), we trace the origins of the SGP to the computational theory of mind (CTM), and we show that it only arises with natural language when questionable theories of meaning are presupposed. We conclude by showing that it would apply to LLMs only if they were interpreted in the manner of how the CTM conceives the mind, i.e., by postulating that LLMs rely on a version of a language of thought, or by adopting said questionable theories of meaning; since neither option is rational, we conclude that the SGP does not apply to LLMs.

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PrExMe! Large Scale Prompt Exploration of Open Source LLMs for Machine Translation and Summarization Evaluation

Christoph Leiter, Steffen Eger

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Large language models (LLMs) have revolutionized NLP research. Notably, in-context learning enables their use as evaluation metrics for natural language generation, making them particularly advantageous in low-resource scenarios and time-restricted applications. In this work, we introduce PrExMe, a large-scale Prompt Exploration for Metrics, where we evaluate more than 720 prompt templates for open-source LLM-based metrics on machine translation (MT) and summarization datasets, totalling over 6.6M evaluations. This extensive comparison (1) benchmarks recent open-source LLMs as metrics and (2) explores the stability and variability of different prompting strategies. We discover that, on the one hand, there are scenarios for which prompts are stable. For instance, some LLMs show idiosyncratic preferences and favor to grade generated texts with textual labels while others prefer to return numeric scores. On the other hand, the stability of prompts and model rankings can be susceptible to seemingly innocuous changes. For example, changing the requested output format from “0 to 100” to "-1 to +1” can strongly affect the rankings in our evaluation. Our study contributes to understanding the impact of different prompting approaches on LLM-based metrics for MT and summarization evaluation, highlighting the most stable prompting patterns and potential limitations.

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PostMark: A Robust Blackbox Watermark for Large Language Models

Yapei Chang, Kalpesh Krishna, Amir Houmansadr, John Frederick Wieting, Mohit Iyyer

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The most effective techniques to detect LLM-generated text rely on inserting a detectable signature—or watermark—during the model’s decoding process. Most existing watermarking methods require access to the underlying LLM’s logits, which LLM API providers are loath to share due to fears of model distillation. As such, these watermarks must be implemented independently by each LLM provider. In this paper, we develop PostMark, a modular post-hoc watermarking procedure in which an input-dependent set of words (determined via a semantic embedding) is inserted into the text after the decoding process has completed. Critically, PostMark does not require logit access, which means it can be implemented by a third party. We also show that PostMark is more robust to paraphrasing attacks than existing watermarking methods: our experiments cover eight baseline algorithms, five base LLMs, and three datasets. Finally, we evaluate the impact of PostMark on text quality using both automated and human assessments, highlighting the trade-off between quality and robustness to paraphrasing. We release our code, outputs, and annotations at https://github.com/lilakk/PostMark.

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PositionID: LLMs can Control Lengths, Copy and Paste with Explicit Positional Awareness

Noah Wang, Feiyu Duan, Yibo Zhang, Wangchunshu Zhou, Ke Xu, Wenhao Huang, Jie Fu

展开摘要

Large Language Models (LLMs) demonstrate impressive capabilities across various domains, including role-playing, creative writing, mathematical reasoning, and coding. Despite these advancements, LLMs still encounter challenges with length control, frequently failing to adhere to specific length constraints due to their token-level operations and insufficient training on data with strict length limitations. We identify this issue as stemming from a lack of positional awareness and propose novel approaches—PositionID Prompting and PositionID Fine-Tuning—to address it. These methods enhance the model’s ability to continuously monitor and manage text length during generation. Additionally, we introduce PositionID CP Prompting to enable LLMs to perform copy and paste operations accurately. Furthermore, we develop two benchmarks for evaluating length control and copy-paste abilities. Our experiments demonstrate that our methods significantly improve the model’s adherence to length constraints and copy-paste accuracy without compromising response quality.

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Position Paper: Data-Centric AI in the Age of Large Language Models

Xinyi Xu, Zhaoxuan Wu, Rui Qiao, Arun Verma, Yao Shu, Jingtan Wang, Xinyuan Niu, Zhenfeng He, Jiangwei Chen, Zijian Zhou, Gregory Kang Ruey Lau, Hieu Dao, Lucas Agussurja, Rachael Hwee Ling Sim, Xiaoqiang Lin, Wenyang Hu, Zhongxiang Dai, Pang Wei Koh, Bryan Kian Hsiang Low

展开摘要

This position paper proposes a data-centric viewpoint of AI research, focusing on large language models (LLMs). We start by making a key observation that data is instrumental in the developmental (e.g., pretraining and fine-tuning) and inferential stages (e.g., in-context learning) of LLMs, and advocate that data-centric research should receive more attention from the community. We identify four specific scenarios centered around data, covering data-centric benchmarks and data curation, data attribution, knowledge transfer, and inference contextualization. In each scenario, we underscore the importance of data, highlight promising research directions, and articulate the potential impacts on the research community and, where applicable, the society as a whole. For instance, we advocate for a suite of data-centric benchmarks tailored to the scale and complexity of data for LLMs. These benchmarks can be used to develop new data curation methods and document research efforts and results, which can help promote openness and transparency in AI and LLM research.

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Position Engineering: Boosting Large Language Models through Positional Information Manipulation

Zhiyuan He, Huiqiang Jiang, Zilong Wang, Yuqing Yang, Luna K. Qiu, Lili Qiu

展开摘要

The performance of large language models (LLMs) is significantly influenced by the quality of the prompts provided. In response, researchers have developed enormous prompt engineering strategies aimed at modifying the prompt text to enhance task performance. In this paper, we introduce a novel technique termed position engineering, which offers a more efficient way to guide large language models. Unlike prompt engineering, which requires substantial effort to modify the text provided to LLMs, position engineering merely involves altering the positional information in the prompt without modifying the text itself. We have evaluated position engineering in two widely-used LLM scenarios: retrieval-augmented generation (RAG) and in-context learning (ICL). Our findings show that position engineering substantially improves upon the baseline in both cases. Position engineering thus represents a promising new strategy for exploiting the capabilities of large language models.

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PolyWER: A Holistic Evaluation Framework for Code-Switched Speech Recognition

Karima Kadaoui, Maryam Al Ali, Hawau Olamide Toyin, Ibrahim Mohammed, Hanan Aldarmaki

展开摘要

Code-switching in speech, particularly between languages that use different scripts, can potentially be correctly transcribed in various forms, including different ways of transliteration of the embedded language into the matrix language script. Traditional methods for measuring accuracy, such as Word Error Rate (WER), are too strict to address this challenge. In this paper, we introduce PolyWER, a proposed framework for evaluating speech recognition systems to handle language-mixing. PolyWER accepts transcriptions of code-mixed segments in different forms, including transliterations and translations. We demonstrate the algorithms use cases through detailed examples, and evaluate it against human judgement. To enable the use of this metric, we appended the annotations of a publicly available Arabic-English code-switched dataset with transliterations and translations of code-mixed speech. We also utilize these additional annotations for fine-tuning ASR models and compare their performance using PolyWER. In addition to our main finding on PolyWER’s effectiveness, our experiments show that alternative annotations could be more effective for fine-tuning monolingual ASR models.

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Plot Twist: Multimodal Models Don’t Comprehend Simple Chart Details

Yasaman Razeghi, Ishita Dasgupta, Fangyu Liu, Vinay Venkatesh Ramasesh, Sameer Singh

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Recent advances in multimodal models show remarkable performance in real-world benchmarks for chart and figure understanding like ChartQA that involve interpreting trends, comparing data points, and extracting insights from visuals.In this paper, we investigate the extent to which these models truly comprehend the underlying information in charts by posing direct, elementary questions about simple features such as axes ranges and values to examine their fundamental visual understanding abilities in the context of charts.Our questions are applied to two sets of figures: synthetic and real-world.The empirical evaluation of 5 popular multimodal models on our dataset reveals shortfalls in understanding charts and figures, contrary to what their performance on complex benchmarks might suggest.For instance, Gemini Pro Vision only achieves 57.9% accuracy on our elementary set of questions on real-world plots, while other popular multimodal models showed similar or less performance.This work highlights an important limitation of current multimodal models, and cautions against overly optimistic interpretations of their abilities based on results of canonical evaluations.

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Please note that I’m just an AI: Analysis of Behavior Patterns of LLMs in (Non-)offensive Speech Identification

Esra Dönmez, Thang Vu, Agnieszka Falenska

展开摘要

Offensive speech is highly prevalent on online platforms. Being trained on online data, Large Language Models (LLMs) display undesirable behaviors, such as generating harmful text or failing to recognize it. Despite these shortcomings, the models are becoming a part of our everyday lives by being used as tools for information search, content creation, writing assistance, and many more. Furthermore, the research explores using LLMs in applications with immense social risk, such as late-life companions and online content moderators. Despite the potential harms from LLMs in such applications, whether LLMs can reliably identify offensive speech and how they behave when they fail are open questions. This work addresses these questions by probing sixteen widely used LLMs and showing that most fail to identify (non-)offensive online language. Our experiments reveal undesirable behavior patterns in the context of offensive speech detection, such as erroneous response generation, over-reliance on profanity, and failure to recognize stereotypes. Our work highlights the need for extensive documentation of model reliability, particularly in terms of the ability to detect offensive language.

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Plausibly Problematic Questions in Multiple-Choice Benchmarks for Commonsense Reasoning

Shramay Palta, Nishant Balepur, Peter Rankel, Sarah Wiegreffe, Marine Carpuat, Rachel Rudinger

展开摘要

Questions involving commonsense reasoning about everyday situations often admit many possible or plausible answers. In contrast, multiple-choice question (MCQ) benchmarks for commonsense reasoning require a hard selection of a single correct answer, which, in principle, should represent the most plausible answer choice. On 250 MCQ items sampled from two commonsense reasoning benchmarks, we collect 5,000 independent plausibility judgments on answer choices. We find that for over 20% of the sampled MCQS, the answer choice rated most plausible does not match the benchmark gold answers; upon manual inspection, we confirm that this subset exhibits higher rates of problems like ambiguity or semantic mismatch between question and answer choices. Experiments with LLMs reveal low accuracyand high variation in performance on the subset, suggesting our plausibility criterion may be helpful in identifying more reliable benchmark items for commonsense evaluation.

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Platform-Invariant Topic Modeling via Contrastive Learning to Mitigate Platform-Induced Bias

Minseo Koo, Doeun Kim, Sungwon Han, Sungkyu Shaun Park

展开摘要

Cross-platform topic dissemination is one of the research subjects that delved into media analysis; sometimes it fails to grasp the authentic topics due to platform-induced biases, which may be caused by aggregating documents from multiple platforms and running them on an existing topic model. This work deals with the impact of unique platform characteristics on the performance of topic models and proposes a new approach to enhance the effectiveness of topic modeling. The data utilized in this study consisted of a total of 1.5 million posts collected using the keyword ”ChatGPT” on the three social media platforms. The devised model reduces platform influence in topic models by developing a platform-invariant contrastive learning algorithm and removing platform-specific jargon word sets. The proposed approach was thoroughly validated through quantitative and qualitative experiments alongside standard and state-of-the-art topic models and showed its supremacy. This method can mitigate biases arising from platform influences when modeling topics from texts collected across various platforms.

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PizzaCommonSense: A Dataset for Commonsense Reasoning about Intermediate Steps in Cooking Recipes

Aissatou Diallo, Antonis Bikakis, Luke Dickens, Anthony Hunter, Rob Miller

展开摘要

Understanding procedural texts, such as cooking recipes, is essential for enabling machines to follow instructions and reason about tasks, a key aspect of intelligent reasoning. In cooking, these instructions can be interpreted as a series of modifications to a food preparation.For a model to effectively reason about cooking recipes, it must accurately discern and understand the inputs and outputs of intermediate steps within the recipe.We present a new corpus of cooking recipes enriched with descriptions of intermediate steps that describe the input and output for each step. PizzaCommonsense serves as a benchmark for the reasoning capabilities of LLMs because it demands rigorous explicit input-output descriptions to demonstrate the acquisition of implicit commonsense knowledge, which is unlikely to beeasily memorized. GPT-4 achieves only 26% human-evaluated preference for generations, leaving room for future improvements.

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Pixology: Probing the Linguistic and Visual Capabilities of Pixel-based Language Models

Kushal Tatariya, Vladimir Araujo, Thomas Bauwens, Miryam de Lhoneux

展开摘要

Pixel-based language models have emerged as a compelling alternative to subword-based language modelling, particularly because they can represent virtually any script. PIXEL, a canonical example of such a model, is a vision transformer that has been pre-trained on rendered text. While PIXEL has shown promising cross-script transfer abilities and robustness to orthographic perturbations, it falls short of outperforming monolingual subword counterparts like BERT in most other contexts. This discrepancy raises questions about the amount of linguistic knowledge learnt by these models and whether their performance in language tasks stems more from their visual capabilities than their linguistic ones. To explore this, we probe PIXEL using a variety of linguistic and visual tasks to assess its position on the vision-to-language spectrum. Our findings reveal a substantial gap between the model’s visual and linguistic understanding. The lower layers of PIXEL predominantly capture superficial visual features, whereas the higher layers gradually learn more syntactic and semantic abstractions. Additionally, we examine variants of PIXEL trained with different text rendering strategies, discovering that introducing certain orthographic constraints at the input level can facilitate earlier learning of surface-level features. With this study, we hope to provide insights that aid the further development of pixel-based language models.

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Pioneering Reliable Assessment in Text-to-Image Knowledge Editing: Leveraging a Fine-Grained Dataset and an Innovative Criterion

Hengrui Gu, Kaixiong Zhou, Yili Wang, Ruobing Wang, Xin Wang

展开摘要

During pre-training, the Text-to-Image (T2I) diffusion models encode factual knowledge into their parameters. These parameterized facts enable realistic image generation, but they may become obsolete over time, thereby misrepresenting the current state of the world. Knowledge editing techniques aim to update model knowledge in a targeted way. However, facing the dual challenges posed by inadequate editing datasets and unreliable evaluation criterion, the development of T2I knowledge editing encounter difficulties in effectively generalizing injected knowledge. In this work, we design a T2I knowledge editing framework by comprehensively spanning on three phases: First, we curate a dataset CAKE, comprising paraphrase and multi-object test, to enable more fine-grained assessment on knowledge generalization. Second, we propose a novel criterion, adaptive CLIP threshold, to effectively filter out false successful images under the current criterion and achieve reliable editing evaluation. Finally, we introduce MPE, a simple but effective approach for T2I knowledge editing. Instead of tuning parameters, MPE precisely recognizes and edits the outdated part of the conditioning text-prompt to accommodate the up-to-date knowledge. A straightforward implementation of MPE (Based on in-context learning) exhibits better overall performance than previous model editors. We hope these efforts can further promote faithful evaluation of T2I knowledge editing methods.

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Phonetic and Lexical Discovery of Canine Vocalization

Theron S. Wang, Xingyuan Li, Chunhao Zhang, Mengyue Wu, Kenny Q. Zhu

展开摘要

This paper attempts to discover communication patterns automatically within dog vocalizations in a data-driven approach, which breaks the barrier previous approaches that rely on human prior knowledge on limited data. We present a self-supervised approach with HuBERT, enabling the accurate classification of phones, and an adaptive grammar induction method that identifies phone sequence patterns that suggest a preliminary vocabulary within dog vocalizations. Our results show that a subset of this vocabulary has substantial causality relations with certain canine activities, suggesting signs of stable semantics associated with these “words”.

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PhiloGPT: A Philology-Oriented Large Language Model for Ancient Chinese Manuscripts with Dunhuang as Case Study

Yuqing Zhang, Baoyi He, Yihan Chen, Hangqi Li, Han Yue, Shengyu Zhang, Huaiyong Dou, Junchi Yan, Zemin Liu, Yongquan Zhang, Fei Wu

展开摘要

Philology, the study of ancient manuscripts, demands years of professional training in ex-tensive knowledge memorization and manual textual retrieval. Despite these requirements align closely with strengths of recent successful Large Language Models (LLMs), the scarcity of high-quality, specialized training data has hindered direct applications. To bridge this gap, we curated the PhiloCorpus-ZH, a rich collec-tion of ancient Chinese texts spanning a millen-nium with 30 diverse topics, including firsthand folk copies. This corpus facilitated the develop-ment of PhiloGPT, the first LLM tailored for discovering ancient Chinese manuscripts. To effectively tackle complex philological tasks like restoration, attribution, and linguistic anal-ysis, we introduced the PhiloCoP framework. Modeled on the analytical patterns of philol-ogists, PhiloCoP enhances LLM’s handling of historical linguistic peculiarities such as phonetic loans, polysemy, and syntactic inver-sions. We further integrated these tasks into the PhiloBenchmark, establishing a new standard for evaluating ancient Chinese LLMs address-ing philology tasks. Deploying PhiloGPT in practical scenarios has enabled Dunhuang spe-cialists to resolve philology tasks, such as iden-tifying duplication of copied text and assisting archaeologists with text completion, demon-strating its potential in real-world applications.

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Persuasiveness of Generated Free-Text Rationales in Subjective Decisions: A Case Study on Pairwise Argument Ranking

Mohamed Elaraby, Diane Litman, Xiang Lorraine Li, Ahmed Magooda

展开摘要

Generating free-text rationales is among the emergent capabilities of Large Language Models (LLMs). These rationales have been found to enhance LLM performance across various NLP tasks. Recently, there has been growing interest in using these rationales to provide insights for various important downstream tasks. In this paper, we analyze generated free-text rationales in tasks with subjective answers, emphasizing the importance of rationalization in such scenarios. We focus on pairwise argument ranking, a highly subjective task with significant potential for real-world applications, such as debate assistance. We evaluate the persuasiveness of rationales generated by nine LLMs to support their subjective choices. Our findings suggest that open-source LLMs, particularly Llama2-70B-chat, are capable of providing highly persuasive rationalizations, surpassing even GPT models. Additionally, our experiments demonstrate that the persuasiveness of the generated rationales can be enhanced by guiding their persuasive elements through prompting or self-refinement techniques.

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Personas as a Way to Model Truthfulness in Language Models

Nitish Joshi, Javier Rando, Abulhair Saparov, Najoung Kim, He He

展开摘要

Large language models (LLMs) are trained on vast amounts of text from the internet, which contains both factual and misleading information about the world. While unintuitive from a classic view of LMs, recent work has shown that the truth value of a statement can be elicited from the model’s representations. This paper presents an explanation for why LMs appear to know the truth despite not being trained with truth labels. We hypothesize that the pretraining data is generated by groups of (un)truthful agents whose outputs share common features, and they form a (un)truthful persona. By training on this data, LMs can infer and represent the persona in its activation space. This allows the model to separate truth from falsehoods and controls the truthfulness of its generation. We show evidence for the persona hypothesis via two observations: (1) we can probe whether a model’s answer will be truthful before it is generated; (2) finetuning a model on a set of facts improves its truthfulness on unseen topics. Next, using arithmetics as a synthetic environment, we show that structures of the pretraining data are crucial for the model to infer the truthful persona. Overall, our findings suggest that models can exploit hierarchical structures in the data to learn abstract concepts like truthfulness.

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