EMNLP 2024 论文列表

Conference on Empirical Methods in Natural Language Processing

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Towards Aligning Language Models with Textual Feedback

Saüc Abadal Lloret, Shehzaad Dhuliawala, Keerthiram Murugesan, Mrinmaya Sachan

展开摘要

We present ALT (ALignment with Textual feedback), an approach that aligns language models with user preferences expressed in text. We argue that text offers greater expressiveness, enabling users to provide richer feedback than simple comparative preferences and this richer feedback can lead to more efficient and effective alignment. ALT aligns the model by conditioning its generation on the textual feedback. Our method relies solely on language modeling techniques and requires minimal hyper-parameter tuning, though it still presents the main benefit of RL-based algorithms and can effectively learn from textual feedback. We explore the efficacy and efficiency of textual feedback across different tasks such as toxicity reduction, summarization, and dialog response. We find that ALT outperforms PPO for the task of toxicity reduction while being able to match its performance on summarization with only 20% of the samples. We also explore how ALT can be used with feedback provided by an existing LLM.

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Toward Compositional Behavior in Neural Models: A Survey of Current Views

Kate McCurdy, Paul Soulos, Paul Smolensky, Roland Fernandez, Jianfeng Gao

展开摘要

Compositionality is a core property of natural language, and compositional behavior (CB) is a crucial goal for modern NLP systems. The research literature, however, includes conflicting perspectives on how CB should be defined, evaluated, and achieved. We propose a conceptual framework to address these questions and survey researchers active in this area.We find consensus on several key points. Researchers broadly accept our proposed definition of CB, agree that it is not solved by current models, and doubt that scale alone will achieve the target behavior. In other areas, we find the field is split on how to move forward, identifying diverse opportunities for future research.

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Topic-Oriented Open Relation Extraction with A Priori Seed Generation

Linyi Ding, Jinfeng Xiao, Sizhe Zhou, Chaoqi Yang, Jiawei Han

展开摘要

The field of open relation extraction (ORE) has recently observed significant advancement thanks to the growing capability of large language models (LLMs). Nevertheless, challenges persist when ORE is performed on specific topics. Existing methods give sub-optimal results in five dimensions: factualness, topic relevance, informativeness, coverage, and uniformity. To improve topic-oriented ORE, we propose a zero-shot approach called PriORE: Open Relation Extraction with a Priori seed generation. PriORE leverages the built-in knowledge of LLMs to maintain a dynamic seed relation dictionary for the topic. The dictionary is initialized by seed relations generated from topic-relevant entity types and expanded during contextualized ORE. PriORE then reduces the randomness in generative ORE by converting it to a more robust relation classification task. Experiments show the approach empowers better topic-oriented control over the generated relations and thus improves ORE performance along the five dimensions, especially on specialized and narrow topics.

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Topic Modeling: Contextual Token Embeddings Are All You Need

Dimo Angelov, Diana Inkpen

展开摘要

The goal of topic modeling is to find meaningful topics that capture the information present in a collection of documents. The main challenges of topic modeling are finding the optimal number of topics, labeling the topics, segmenting documents by topic, and evaluating topic model performance. Current neural approaches have tackled some of these problems but none have been able to solve all of them. We introduce a novel topic modeling approach, Contextual-Top2Vec, which uses document contextual token embeddings, it creates hierarchical topics, finds topic spans within documents and labels topics with phrases rather than just words. We propose the use of BERTScore to evaluate topic coherence and to evaluate how informative topics are of the underlying documents. Our model outperforms the current state-of-the-art models on a comprehensive set of topic model evaluation metrics.

Finding
TopViewRS: Vision-Language Models as Top-View Spatial Reasoners

Chengzu Li, Caiqi Zhang, Han Zhou, Nigel Collier, Anna Korhonen, Ivan Vulić

展开摘要

Top-view perspective denotes a typical way in which humans read and reason over different types of maps, and it is vital for localization and navigation of humans as well as of ‘non-human’ agents, such as the ones backed by large Vision-Language Models (VLMs). Nonetheless, spatial reasoning capabilities of modern VLMs in this setup remain unattested and underexplored. In this work, we study their capability to understand and reason over spatial relations from the top view. The focus on top view also enables controlled evaluations at different granularity of spatial reasoning; we clearly disentangle different abilities (e.g., recognizing particular objects versus understanding their relative positions). We introduce the TopViewRS (Top-View Reasoning in Space) dataset, consisting of 11,384 multiple-choice questions with either realistic or semantic top-view map as visual input. We then use it to study and evaluate VLMs across 4 perception and reasoning tasks with different levels of complexity. Evaluation of 10 representative open- and closed-source VLMs reveals the gap of more than 50% compared to average human performance, and it is even lower than the random baseline in some cases. Although additional experiments show that Chain-of-Thought reasoning can boost model capabilities by 5.82% on average, the overall performance of VLMs remains limited. Our findings underscore the critical need for enhanced model capability in top-view spatial reasoning and set a foundation for further research towards human-level proficiency of VLMs in real-world multimodal tasks.

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Tools Fail: Detecting Silent Errors in Faulty Tools

Jimin Sun, So Yeon Min, Yingshan Chang, Yonatan Bisk

展开摘要

Tools have become a mainstay of LLMs, allowing them to retrieve knowledge not in their weights, to perform tasks on the web, and even to control robots. However, most ontologies and surveys of tool-use have assumed the core challenge for LLMs is choosing the tool. Instead, we introduce a framework for tools more broadly which guides us to explore a model’s ability to detect “silent” tool errors, and reflect on how to plan. This more directly aligns with the increasingly popular use of models as tools. We provide an initial approach to failure recovery with promising results both on a controlled calculator setting and embodied agent planning.

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Toolken+: Improving LLM Tool Usage with Reranking and a Reject Option

Konstantin Yakovlev, Sergey Nikolenko, Andrey Bout

展开摘要

The recently proposed ToolkenGPT tool learning paradigm demonstrates promising performance but suffers from two major issues: first, it cannot benefit from tool documentation, and second, it often makes mistakes in whether to use a tool at all. We introduce Toolken+ that mitigates the first problem by reranking top-k tools selected by ToolkenGPT and the second problem with a special REJECT option such that the model will generate a vocabulary token if REJECT is ranked first. We demonstrate the effectiveness of Toolken+ on multistep numerical reasoning and tool selection tasks.

Finding
ToolPlanner: A Tool Augmented LLM for Multi Granularity Instructions with Path Planning and Feedback

Qinzhuo Wu, Wei Liu, Jian Luan, Bin Wang

展开摘要

Recently, tool-augmented LLMs have gained increasing attention. Given an instruction, tool-augmented LLMs can interact with various external tools in multiple rounds and provide a final answer. However, previous LLMs were trained on overly detailed instructions, which included API names or parameters, while real users would not explicitly mention these API details. This leads to a gap between trained LLMs and real-world scenarios. In addition, most works ignore whether the interaction process follows the instruction. To address these issues, we constructed a training dataset called MGToolBench, which contains statement and category-level instructions to better reflect real-world scenarios. In addition, we propose ToolPlanner, a two-stage reinforcement learning framework that utilizes path planning and two feedback mechanisms to enhance the LLM’s task completion and instruction-following capabilities. Experimental results show that ToolPlanner significantly improves the Match Rate, Pass Rate and Win Rate by 26.8%, 20.2%, and 5.6% compared to the SOTA model. Human evaluation verifies that the multi-granularity instructions can better align with users’ usage habits. Our data and code will be released upon acceptance.

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ToolBeHonest: A Multi-level Hallucination Diagnostic Benchmark for Tool-Augmented Large Language Models

Yuxiang Zhang, Jing Chen, Junjie Wang, Yaxin Liu, Cheng Yang, Chufan Shi, Xinyu Zhu, Zihao Lin, Hanwen Wan, Yujiu Yang, Tetsuya Sakai, Tian Feng, Hayato Yamana

展开摘要

Tool-augmented large language models (LLMs) are rapidly being integrated into real-world applications. Due to the lack of benchmarks, the community has yet to fully understand the hallucination issues within these models. To address this challenge, we introduce a comprehensive diagnostic benchmark, ToolBH. Specifically, we assess the LLM’s hallucinations through two perspectives: depth and breadth. In terms of depth, we propose a multi-level diagnostic process, including (1) solvability detection, (2) solution planning, and (3) missing-tool analysis. For breadth, we consider three scenarios based on the characteristics of the toolset: missing necessary tools, potential tools, and limited functionality tools. Furthermore, we developed seven tasks and collected 700 evaluation samples through multiple rounds of manual annotation. The results show the significant challenges presented by the ToolBH benchmark. The current advanced models Gemini-1.5-Pro and GPT-4o only achieve total scores of 45.3 and 37.0, respectively, on a scale of 100. In this benchmark, larger model parameters do not guarantee better performance; the training data and response strategies also play crucial roles in tool-enhanced LLM scenarios. Our diagnostic analysis indicates that the primary reason for model errors lies in assessing task solvability. Additionally, open-weight models suffer from performance drops with verbose replies, whereas proprietary models excel with longer reasoning.

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TongGu: Mastering Classical Chinese Understanding with Knowledge-Grounded Large Language Models

Jiahuan Cao, Dezhi Peng, Peirong Zhang, Yongxin Shi, Yang Liu, Kai Ding, Lianwen Jin

展开摘要

Classical Chinese is a gateway to the rich heritage and wisdom of ancient China, yet its complexities pose formidable comprehension barriers for most modern people without specialized knowledge. While Large Language Models (LLMs) have shown remarkable capabilities in Natural Language Processing (NLP), they struggle with Classical Chinese Understanding (CCU), especially in data-demanding and knowledge-intensive tasks. In response to this dilemma, we propose TongGu (mean understanding ancient and modern), the first CCU-specific LLM, underpinned by three core contributions. First, we construct a two-stage instruction-tuning dataset ACCN-INS derived from rich classical Chinese corpora, aiming to unlock the full CCU potential of LLMs. Second, we propose Redundancy-Aware Tuning (RAT) to prevent catastrophic forgetting, enabling TongGu to acquire new capabilities while preserving its foundational knowledge. Third, we present a CCU Retrieval-Augmented Generation (CCU-RAG) technique to reduce hallucinations based on knowledge-grounding. Extensive experiments across 24 diverse CCU tasks validate TongGu’s superior ability, underscoring the effectiveness of RAT and CCU-RAG. The model and dataset are available at https://github.com/SCUT-DLVCLab/TongGu-LLM.

Finding
Tokenization Is More Than Compression

Craig W. Schmidt, Varshini Reddy, Haoran Zhang, Alec Alameddine, Omri Uzan, Yuval Pinter, Chris Tanner

展开摘要

Tokenization is a foundational step in natural language processing (NLP) tasks, bridging raw text and language models. Existing tokenization approaches like Byte-Pair Encoding (BPE) originate from the field of data compression, and it has been suggested that the effectiveness of BPE stems from its ability to condense text into a relatively small number of tokens. We test the hypothesis that fewer tokens lead to better downstream performance by introducing PathPiece, a new tokenizer that segments a document’s text into the minimum number of tokens for a given vocabulary. Through extensive experimentation we find this hypothesis not to be the case, casting doubt on the understanding of the reasons for effective tokenization. To examine which other factors play a role, we evaluate design decisions across all three phases of tokenization: pre-tokenization, vocabulary construction, and segmentation, offering new insights into the design of effective tokenizers. Specifically, we illustrate the importance of pre-tokenization and the benefits of using BPE to initialize vocabulary construction. We train 64 language models with varying tokenization, ranging in size from 350M to 2.4B parameters, all of which are made publicly available.

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Tokenization Falling Short: On Subword Robustness in Large Language Models

Yekun Chai, Yewei Fang, Qiwei Peng, Xuhong Li

展开摘要

Language models typically tokenize raw text into sequences of subword identifiers from a predefined vocabulary, a process inherently sensitive to typographical errors, length variations, and largely oblivious to the internal structure of tokens—issues we term *the curse of tokenization*. In this study, we delve into these drawbacks and demonstrate that large language models (LLMs) remain susceptible to these problems. This study systematically investigates these challenges and their impact on LLMs through three critical research questions: (1) complex problem solving, (2) token structure probing, and (3) resilience to typographical variation. Our findings reveal that scaling model parameters can mitigate the issue of tokenization; however, LLMs still suffer from biases induced by typos and other text format variations. Our experiments show that subword regularization such as BPE-dropout can mitigate this issue. We release our evaluation code and data at https://github.com/FloatAI/TKEval.

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TokenVerse: Towards Unifying Speech and NLP Tasks via Transducer-based ASR

Shashi Kumar, Srikanth Madikeri, Juan Pablo Zuluaga Gomez, Iuliia Thorbecke, Esaú Villatoro-tello, Sergio Burdisso, Petr Motlicek, Karthik Pandia D S, Aravind Ganapathiraju

展开摘要

In traditional conversational intelligence from speech, a cascaded pipeline is used, involving tasks such as voice activity detection, diarization, transcription, and subsequent processing with different NLP models for tasks like semantic endpointing and named entity recognition (NER). Our paper introduces TokenVerse, a single Transducer-based model designed to handle multiple tasks. This is achieved by integrating task-specific tokens into the reference text during ASR model training, streamlining the inference and eliminating the need for separate NLP models. In addition to ASR, we conduct experiments on 3 different tasks: speaker change detection, endpointing, and NER. Our experiments on a public and a private dataset show that the proposed method improves ASR by up to 7.7% in relative WER while outperforming the cascaded pipeline approach in individual task performance. Our code is publicly available: https://github.com/idiap/tokenverse-unifying-speech-nlp

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Token Erasure as a Footprint of Implicit Vocabulary Items in LLMs

Sheridan Feucht, David Atkinson, Byron C Wallace, David Bau

展开摘要

LLMs process text as sequences of tokens that roughly correspond to words, where less common words are represented by multiple tokens. However, individual tokens are often semantically unrelated to the meanings of the words/concepts they comprise. For example, Llama-2-7b’s tokenizer splits the word “patrolling” into two tokens, “pat” and “rolling”, neither of which correspond to semantically meaningful units like “patrol” or "-ing.” Similarly, the overall meanings of named entities like “Neil Young” and multi-word expressions like “break a leg” cannot be directly inferred from their constituent tokens. Mechanistically, how do LLMs convert such arbitrary groups of tokens into useful higher-level representations? In this work, we find that last token representations of named entities and multi-token words exhibit a pronounced “erasure” effect, where information about previous and current tokens is rapidly forgotten in early layers. Using this observation, we propose a method to “read out” the implicit vocabulary of an autoregressive LLM by examining differences in token representations across layers, and present results of this method for Llama-2-7b and Llama-3-8B. To our knowledge, this is the first attempt to probe the implicit vocabulary of an LLM.

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Together We Can: Multilingual Automatic Post-Editing for Low-Resource Languages

Sourabh Deoghare, Diptesh Kanojia, Pushpak Bhattacharyya

展开摘要

This exploratory study investigates the potential of multilingual Automatic Post-Editing (APE) systems to enhance the quality of machine translations for low-resource Indo-Aryan languages. Focusing on two closely related language pairs, English-Marathi and English-Hindi, we exploit the linguistic similarities to develop a robust multilingual APE model. To facilitate cross-linguistic transfer, we generate synthetic Hindi-Marathi and Marathi-Hindi APE triplets. Additionally, we incorporate a Quality Estimation (QE)-APE multi-task learning framework. While the experimental results underline the complementary nature of APE and QE, we also observe that QE-APE multitask learning facilitates effective domain adaptation. Our experiments demonstrate that the multilingual APE models outperform their corresponding English-Hindi and English-Marathi single-pair models by 2.5 and 2.39 TER points, respectively, with further notable improvements over the multilingual APE model observed through multi-task learning (+1.29 and +1.44 TER points), data augmentation (+0.53 and +0.45 TER points) and domain adaptation (+0.35 and +0.45 TER points). We release the synthetic data, code, and models accrued during this study publicly for further research.

Finding
Toeing the Party Line: Election Manifestos as a Key to Understand Political Discourse on Twitter

Maximilian Maurer, Tanise Ceron, Sebastian Pado, Gabriella Lapesa

展开摘要

Political discourse on Twitter is a moving target: politicians continuously make statements about their positions. It is therefore crucial to track their discourse on social media to understand their ideological positions and goals. However, Twitter data is also challenging to work with since it is ambiguous and often dependent on social context, and consequently, recent work on political positioning has tended to focus strongly on manifestos (parties’ electoral programs) rather than social media.In this paper, we extend recently proposed methods to predict pairwise positional similarities between parties from the manifesto case to the Twitter case, using hashtags as a signal to fine-tune text representations, without the need for manual annotation. We verify the efficacy of fine-tuning and conduct a series of experiments that assess the robustness of our method for low-resource scenarios. We find that our method yields stable positionings reflective of manifesto positionings, both in scenarios with all tweets of candidates across years available and when only smaller subsets from shorter time periods are available. This indicates that it is possible to reliably analyze the relative positioning of actors without the need for manual annotation, even in the noisier context of social media.

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To the Globe (TTG): Towards Language-Driven Guaranteed Travel Planning

Da JU, Song Jiang, Andrew Cohen, Aaron Foss, Sasha Mitts, Arman Zharmagambetov, Brandon Amos, Xian Li, Justine T Kao, Maryam Fazel-Zarandi, Yuandong Tian

展开摘要

Travel planning is a challenging and time-consuming task that aims to find an itinerary which satisfies multiple, interdependent constraints regarding flights, accommodations, attractions, and other travel arrangements. In this paper, we propose To the Globe (TTG), a real-time demo system that takes natural language requests from users, translates it to symbolic form via a fine-tuned Large Language Model, and produces optimal travel itineraries with Mixed Integer Linear Programming solvers. The overall system takes ~5seconds to reply to the user request with guaranteed itineraries. To train TTG, we develop a synthetic data pipeline that generates userrequests, flight and hotel information in symbolic form without human annotations, based on the statistics of real-world datasets, and fine-tune an LLM to translate NL user requests to their symbolic form, which is sent to the symbolic solver to compute optimal itineraries. Our NL-symbolic translation achieves ~91% exact match in a backtranslation metric (i.e., whether the estimated symbolic form of generated natural language matches the groundtruth), and its returned itineraries have a ratio of 0.979 compared to the optimal cost of the ground truth user request. When evaluated by users, TTG achieves consistently high Net Promoter Scores (NPS) of 35-40% on generated itinerary.

System Demonstrations
To Word Senses and Beyond: Inducing Concepts with Contextualized Language Models

Bastien Liétard, Pascal Denis, Mikaela Keller

展开摘要

Polysemy and synonymy are two crucial interrelated facets of lexicalambiguity. While both phenomena are widely documented in lexical resources and have been studied extensively in NLP,leading to dedicated systems, they are often being consideredindependently in practictal problems. While many tasks dealing with polysemy (e.g. Word SenseDisambiguiation or Induction) highlight the role of word’s senses,the study of synonymy is rooted in the study of concepts, i.e. meaningsshared across the lexicon. In this paper, we introduce ConceptInduction, the unsupervised task of learning a soft clustering amongwords that defines a set of concepts directly from data. This taskgeneralizes Word Sense Induction. We propose a bi-levelapproach to Concept Induction that leverages both a locallemma-centric view and a global cross-lexicon view to induceconcepts. We evaluate the obtained clustering on SemCor’s annotateddata and obtain good performance (BCubed F1 above0.60). We find that the local and the global levels are mutuallybeneficial to induce concepts and also senses in our setting. Finally,we create static embeddings representing our induced concepts and usethem on the Word-in-Context task, obtaining competitive performancewith the State-of-the-Art.

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To Preserve or To Compress: An In-Depth Study of Connector Selection in Multimodal Large Language Models

Junyan Lin, Haoran Chen, Dawei Zhu, Xiaoyu Shen

展开摘要

In recent years, multimodal large language models (MLLMs) have attracted widespread attention from both industry and academia. Based on the integration position, MLLMs can be categorized into external and internal fusion architectures, with the former being more predominant. However, there remains considerable debate on how to construct the optimal external fusion MLLM architecture, especially regarding the performance of different connectors on tasks with varying granularities. This paper systematically investigates the impact of connectors on MLLM performance. Specifically, we classify connectors into feature-preserving and feature-compressing types. Utilizing a unified classification standard, we categorize sub-tasks from three comprehensive benchmarks, MMBench, MME, and SEED-Bench, into three task types: coarse-grained perception, fine-grained perception, and reasoning, and evaluate the performance from this perspective. Our findings reveal significant performance differences between different types of connectors across various tasks, offering essential guidance for MLLM architecture design and advancing the understanding of MLLM architecture optimization.

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To Know or Not To Know? Analyzing Self-Consistency of Large Language Models under Ambiguity

Anastasiia Sedova, Robert Litschko, Diego Frassinelli, Benjamin Roth, Barbara Plank

展开摘要

One of the major aspects contributing to the striking performance of large language models (LLMs) is the vast amount of factual knowledge accumulated during pre-training. Yet, many LLMs suffer from self-inconsistency, which raises doubts about their trustworthiness and reliability. This paper focuses on entity type ambiguity, analyzing the proficiency and consistency of state-of-the-art LLMs in applying factual knowledge when prompted with ambiguous entities. To do so, we propose an evaluation protocol that disentangles knowing from applying knowledge, and test state-of-the-art LLMs on 49 ambiguous entities. Our experiments reveal that LLMs struggle with choosing the correct entity reading, achieving an average accuracy of only 85%, and as low as 75% with underspecified prompts. The results also reveal systematic discrepancies in LLM behavior, showing that while the models may possess knowledge, they struggle to apply it consistently, exhibit biases toward preferred readings, and display self-inconsistencies. This highlights the need to address entity ambiguity in the future for more trustworthy LLMs.

Finding