EMNLP 2024 论文列表

Conference on Empirical Methods in Natural Language Processing

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Characterizing LLM Abstention Behavior in Science QA with Context Perturbations

Bingbing Wen, Bill Howe, Lucy Lu Wang

展开摘要

The correct model response in the face of uncertainty is to abstain from answering a question so as not to mislead the user. In this work, we study the ability of LLMs to abstain from answering context-dependent science questions when provided insufficient or incorrect context. We probe model sensitivity in several settings: removing gold context, replacing gold context with irrelevant context, and providing additional context beyond what is given. In experiments on four QA datasets with six LLMs, we show that performance varies greatly across models, across the type of context provided, and also by question type; in particular, many LLMs seem unable to abstain from answering boolean questions using standard QA prompts. Our analysis also highlights the unexpected impact of abstention performance on QA task accuracy. Counter-intuitively, in some settings, replacing gold context with irrelevant context or adding irrelevant context to gold context can improve abstention performance in a way that results in improvements in task performance. Our results imply that changes are needed in QA dataset design and evaluation to more effectively assess the correctness and downstream impacts of model abstention.

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CharacterGLM: Customizing Social Characters with Large Language Models

Jinfeng Zhou, Zhuang Chen, Dazhen Wan, Bosi Wen, Yi Song, Jifan Yu, Yongkang Huang, Pei Ke, Guanqun Bi, Libiao Peng, Jiaming Yang, Xiyao Xiao, Sahand Sabour, Xiaohan Zhang, Wenjing Hou, Yijia Zhang, Yuxiao Dong, Hongning Wang, Jie Tang, Minlie Huang

展开摘要

Character-based dialogue (CharacterDial) has become essential in the industry (e.g., Character.AI), enabling users to freely customize social characters for social interactions. However, the generalizability and adaptability across various conversational scenarios inherent in customizing social characters still lack public industrial solutions. To address these challenges, by dissecting well-rounded social characters composed of both inherent social profiles and external social behaviors, we manually collect a large-scale Chinese corpus featuring characters with diverse categories and behaviors, and develop CharacterGLM models alongside well-designed refinement methods. Extensive experiments show that CharacterGLM outperforms most popular open- and closed-source LLMs and performs comparably to GPT-4. We will release our data and models for local development and deployment.

Industry
Change Is the Only Constant: Dynamic LLM Slicing based on Layer Redundancy

Razvan-Gabriel Dumitru, Paul Ioan Clotan, Vikas Yadav, Darius Peteleaza, Mihai Surdeanu

展开摘要

This paper introduces a novel model compression approach through dynamic layer-specific pruning in Large Language Models (LLMs), enhancing the traditional methodology established by SliceGPT. By transitioning from constant to dynamic slicing, our method leverages the newly proposed Layer Redundancy (LR) score, which assesses how much change each layer changes its input by measuring the cosine similarity of the input to the output of the layer. We use this score to prune parts of individual layers based on redundancy in such a way that the average pruned percentage for all layers is a fixed value. We conducted extensive experiments using models like Llama3-8B and Mistral-7B on multiple datasets, evaluating different slicing bases and percentages to determine optimal configurations that balance efficiency and performance. Our findings show that our dynamic slicing approach not only maintains but, in many cases, enhances model performance compared to the baseline established by constant slicing methods. For instance, in several settings, we see performance improvements of up to 5% over the SliceGPT baseline.Additionally, a perplexity decrease by as much as 7% was observed across multiple benchmarks, validating the effectiveness of our method. The code, model weights, and datasets are open-sourced at - https://github.com/RazvanDu/DynamicSlicing

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Chain-of-Rewrite: Aligning Question and Documents for Open-Domain Question Answering

Chunlei Xin, Yaojie Lu, Hongyu Lin, Shuheng Zhou, Huijia Zhu, Weiqiang Wang, Zhongyi Liu, Xianpei Han, Le Sun

展开摘要

Despite the advancements made with the retrieve-then-read pipeline on open-domain question answering task, current methods still face challenges stemming from term mismatch and limited interaction between information retrieval systems and large language models. To mitigate these issues, we propose the Chain-of-Rewrite method, which leverages the guidance and feedback gained from the analysis to provide faithful and consistent extensions for effective question answering. Through a two-step rewriting process comprising Semantic Analysis and Semantic Augmentation, the Chain-of-Rewrite method effectively bridges the gap between the user question and relevant documents. By incorporating feedback from the rewriting process, our method can self-correct the retrieval and reading process to further improve the performance. Experiments on four open-domain question answering datasets demonstrate the effectiveness of our system under zero-shot settings.

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Chain-of-Note: Enhancing Robustness in Retrieval-Augmented Language Models

Wenhao Yu, Hongming Zhang, Xiaoman Pan, Peixin Cao, Kaixin Ma, Jian Li, Hongwei Wang, Dong Yu

展开摘要

Retrieval-augmented language model (RALM) represents a significant advancement in mitigating factual hallucination by leveraging external knowledge sources. However, the reliability of the retrieved information is not always guaranteed, and the retrieval of irrelevant data can mislead the response generation. Moreover, standard RALMs frequently neglect their intrinsic knowledge due to the interference from retrieved information. In instances where the retrieved information is irrelevant, RALMs should ideally utilize their intrinsic knowledge or, in the absence of both intrinsic and retrieved knowledge, opt to respond with “unknown” to avoid hallucination. In this paper, we introduces Chain-of-Note (CoN), a novel approach to improve robustness of RALMs in facing noisy, irrelevant documents and in handling unknown scenarios. The core idea of CoN is to generate sequential reading notes for each retrieved document, enabling a thorough evaluation of their relevance to the given question and integrating this information to formulate the final answer. Our experimental results show that GPT-4, when equipped with CoN, outperforms the Chain-of-Thought approach. Besides, we utilized GPT-4 to create 10K CoN data, subsequently trained on smaller models like OPT and LLaMa-2. Our experiments across four open-domain QA benchmarks show that fine-tuned RALMs equipped with CoN significantly outperform standard fine-tuned RALMs.

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Chain-of-Dictionary Prompting Elicits Translation in Large Language Models

Hongyuan Lu, Haoran Yang, Haoyang Huang, Dongdong Zhang, Wai Lam, Furu Wei

展开摘要

Large language models (LLMs) have shown surprisingly good performance in multilingual neural machine translation (MNMT) even if not being trained explicitly for translation. Yet, they still struggle with translating low-resource languages. As supported by our experiments, a bilingual dictionary between the source and the target language could help. Motivated by the fact that multilingual training effectively improves cross-lingual performance, we show that a chained multilingual dictionary with words expressed in more languages can provide more information to better enhance the LLM translation. To this end, we present a novel framework, CoD, Chain-of-Dictionary Prompting, which augments LLMs with prior knowledge with the chains of multilingual dictionaries for a subset of input words to elicit translation abilities for LLMs. Experiments indicate that ChatGPT and InstructGPT still have room for improvement in translating many language pairs. And CoD elicits large gains by up to 13x chrF++ points for MNMT (3.08 to 42.63 for English to Serbian written in Cyrillic script) on FLORES-200 full devtest set. We demonstrate the importance of chaining the multilingual dictionaries, as well as the superiority of CoD to few-shot in-context learning for low-resource languages. Using CoD helps ChatGPT to obviously surpass the SOTA translator NLLB 3.3B.

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Chain of Condition: Construct, Verify and Solve Conditions for Conditional Question Answering

Jiuheng Lin, Yuxuan Lai, Yansong Feng

展开摘要

Conditional question answering (CQA) is an important task that aims to find probable answers and identify missing conditions. Existing approaches struggle with CQA due to two challenges: (1) precisely identifying necessary conditions and the logical relationship, and (2) verifying conditions to detect any that are missing. In this paper, we propose a novel prompting approach, Chain of condition, by first identifying all conditions and constructing their logical relationships explicitly according to the document, then verifying whether these conditions are satisfied, finally solving the logical expression to indicate any missing conditions and generating the answer accordingly. Experiments on two CQA benchmark datasets show our chain of condition outperforms existing prompting baselines, establishing a new state of the art. Furthermore, with only a few examples, our method can facilitate GPT-3.5-Turbo or GPT-4 to outperform all existing supervised models.

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Chain and Causal Attention for Efficient Entity Tracking

Erwan Fagnou, Paul Caillon, Blaise Delattre, Alexandre Allauzen

展开摘要

This paper investigates the limitations of transformers for entity-tracking tasks in large language models. We identify a theoretical constraint, showing that transformers require at least log2 (n+1) layers to handle entity tracking with n state changes. To address this issue, we propose an efficient and frugal enhancement to the standard attention mechanism, enabling it to manage long-term dependencies more efficiently. By considering attention as an adjacency matrix, our model can track entity states with a single layer.Empirical results demonstrate significant improvements in entity tracking datasets while keeping competitive performance on standard natural language modeling. Our modified attention allows us to achieve the same performance with drastically fewer layers. Additionally, our enhanced mechanism reveals structured internal representations of attention. Extensive experiments on both toy and complex datasets validate our approach. Our contributions include theoretical insights, an improved attention mechanism, and empirical validation.

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Centrality-aware Product Retrieval and Ranking

Hadeel Saadany, Swapnil Bhosale, Samarth Agrawal, Diptesh Kanojia, Constantin Orasan, Zhe Wu

展开摘要

This paper addresses the challenge of improving user experience on e-commerce platforms by enhancing product ranking relevant to user’s search queries. Ambiguity and complexity of user queries often lead to a mismatch between user’s intent and retrieved product titles or documents. Recent approaches have proposed the use of Transformer-based models which need millions of annotated query-title pairs during the pre-training stage, and this data often does not take user intent into account. To tackle this, we curate samples from existing datasets at eBay, manually annotated with buyer-centric relevance scores, and centrality scores which reflect how well the product title matches the user’s intent. We introduce a User-intent Centrality Optimization (UCO) approach for existing models, which optimizes for the user intent in semantic product search. To that end, we propose a dual-loss based optimization to handle hard negatives, i.e., product titles that are semantically relevant but do not reflect the user’s intent. Our contributions include curating challenging evaluation sets and implementing UCO, resulting in significant improvements in product ranking efficiency, observed for different evaluation metrics. Our work aims to ensure that the most buyer-centric titles for a query are ranked higher, thereby, enhancing the user experience on e-commerce platforms.

Industry
Causal Discovery Inspired Unsupervised Domain Adaptation for Emotion-Cause Pair Extraction

YUNCHENG HUA, Yujin Huang, Shuo Huang, Tao Feng, Lizhen Qu, Christopher Bain, Richard Bassed, Reza Haf

展开摘要

This paper tackles the task of emotion-cause pair extraction in the unsupervised domain adaptation setting.The problem is challenging as the distributions of the events causing emotions in target domains are dramatically different than those in source domains, despite the distributions of emotional expressions between domains are overlapped. Inspired by causal discovery,we propose a novel deep latent model in the variational autoencoder (VAE) framework, which not only captures the underlying latent structures of data but also utilizes the easily transferable knowledge of emotions as the bridge to link the distributions of events in different domains. To facilitate knowledge transfer across domains, we also propose a novel variational posterior regularization technique to disentangle the latent representations of emotions from those of events in order to mitigate the damage caused by the spurious correlations related to the events in source domains. Through extensive experiments, we demonstrate that our model outperforms the strongest baseline by approximately 11.05% on a Chinese benchmark and 2.45% on a English benchmark in terms of weighted-average F1 score. We have released our source code and the generated dataset publicly at: https://github.com/tk1363704/CAREL-VAE.

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CasiMedicos-Arg: A Medical Question Answering Dataset Annotated with Explanatory Argumentative Structures

Ekaterina Sviridova, Anar Yeginbergen, Ainara Estarrona, Elena Cabrio, Serena Villata, Rodrigo Agerri

展开摘要

Explaining Artificial Intelligence (AI) decisions is a major challenge nowadays in AI, in particular when applied to sensitive scenarios like medicine and law. However, the need to explain the rationale behind decisions is a main issues also for human-based deliberation as it is important to justify why a certain decision has been taken. Resident medical doctors for instance are required not only to provide a (possibly correct) diagnosis, but also to explain how they reached a certain conclusion. Developing new tools to aid residents to train their explanation skills is therefore a central objective of AI in education. In this paper, we follow this direction, and we present, to the best of our knowledge, the first multilingual dataset for Medical Question Answering where correct and incorrect diagnoses for a clinical case are enriched with a natural language explanation written by doctors. These explanations have been manually annotated with argument components (i.e., premise, claim) and argument relations (i.e., attack, support). The Multilingual CasiMedicos-arg dataset consists of 558 clinical cases (English, Spanish, French, Italian) with explanations, where we annotated 5021 claims, 2313 premises, 2431 support relations, and 1106 attack relations. We conclude by showing how competitive baselines perform over this challenging dataset for the argument mining task.

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Casablanca: Data and Models for Multidialectal Arabic Speech Recognition

Bashar Talafha, Karima Kadaoui, Samar Mohamed Magdy, Mariem Habiboullah, Chafei Mohamed Chafei, Ahmed Oumar El-Shangiti, Hiba Zayed, Mohamedou Cheikh Tourad, Rahaf Alhamouri, Rwaa Assi, Aisha Alraeesi, Hour Mohamed, Fakhraddin Alwajih, Abdelrahman Mohamed, Abdellah El Mekki, El Moatez Billah Nagoudi, Benelhadj Djelloul Mama Saadia, Hamzah A. Alsayadi, Walid Al-Dhabyani, Sara Shatnawi, Yasir Ech-chammakhy, Amal Makouar, Yousra Berrachedi, Mustafa Jarrar, Shady Shehata, Ismail Berrada, Muhammad Abdul-Mageed

展开摘要

In spite of the recent progress in speech processing, the majority of world languages and dialects remain uncovered. This situation only furthers an already wide technological divide, thereby hindering technological and socioeconomic inclusion. This challenge is largely due to the absence of datasets that can empower diverse speech systems. In this paper, we seek to mitigate this obstacle for a number of Arabic dialects by presenting Casablanca, a large-scale community-driven effort to collect and transcribe a multi-dialectal Arabic dataset. The dataset covers eight dialects: Algerian, Egyptian, Emirati, Jordanian, Mauritanian, Moroccan, Palestinian, and Yemeni, and includes annotations for transcription, gender, dialect, and code-switching. We also develop a number of strong baselines exploiting Casablanca. The project page for Casablanca is accessible at: www.dlnlp.ai/speech/casablanca.

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CareCorpus+: Expanding and Augmenting Caregiver Strategy Data to Support Pediatric Rehabilitation

Shahla Farzana, Ivana Lucero, Vivian Villegas, Vera C. Kaelin, Mary Khetani, Natalie Parde

展开摘要

Caregiver strategy classification in pediatric rehabilitation contexts is strongly motivated by real-world clinical constraints but highly under-resourced and seldom studied in natural language processing settings. We introduce a large dataset of 4,037 caregiver strategies in this setting, a five-fold increase over the nearest contemporary dataset. These strategies are manually categorized into clinically established constructs with high agreement (𝜅=0.68-0.89). We also propose two techniques to further address identified data constraints. First, we manually supplement target task data with publicly relevant data from online child health forums. Next, we propose a novel data augmentation technique to generate synthetic caregiver strategies with high downstream task utility. Extensive experiments showcase the quality of our dataset. They also establish evidence that both the publicly available data and the synthetic strategies result in large performance gains, with relative F1 increases of 22.6% and 50.9%, respectively.

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Capturing Minds, Not Just Words: Enhancing Role-Playing Language Models with Personality-Indicative Data

Yiting Ran, Xintao Wang, Rui Xu, Xinfeng Yuan, Jiaqing Liang, Yanghua Xiao, Deqing Yang

展开摘要

Role-playing agents (RPA) have been a popular application area for large language models (LLMs), attracting significant interest from both industry and academia. While existing RPAs well portray the characters’ knowledge and tones, they face challenges in capturing their minds, especially for small role-playing language models (RPLMs). In this paper, we propose to enhance RPLMs via personality-indicative data. Specifically, we leverage questions from psychological scales and distill advanced RPAs to generate dialogues that grasp the minds of characters. Experimental results validate that RPLMs trained with our dataset exhibit advanced role-playing capabilities for both general and personality-related evaluations.

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CapEEN: Image Captioning with Early Exits and Knowledge Distillation

Divya Jyoti Bajpai, Manjesh Kumar Hanawal

展开摘要

Deep neural networks (DNNs) have made significant progress in recognizing visual elements and generating descriptive text in image-captioning tasks. However, their improved performance comes from increased computational burden and inference latency. Early Exit (EE) strategies can be used to enhance their efficiency, but their adaptation presents challenges in image captioning as it requires varying levels of semantic information for accurate predictions. To overcome this, we introduce CapEEN to improve the performance of EE strategies using knowledge distillation. Inference in CapEEN is completed at intermediary layers if prediction confidence exceeds a predefined value learned from the training data. To account for real-world deployments, where target distributions could drift from that of training samples, we introduce a variant A-CapEEN to adapt the thresholds on the fly using Multi-armed bandits framework. Experiments on the MS COCO and Flickr30k datasets show that CapEEN gains speedup of 1.77× while maintaining competitive performance compared to the final layer, and A-CapEEN additionally offers robustness against distortions. The source code is available at https://github.com/Div290/CapEEN.

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Can’t Remember Details in Long Documents? You Need Some R&R

Devanshu Agrawal, Shang Gao, Martin Gajek

展开摘要

Long-context large language models (LLMs) hold promise for tasks such as question-answering (QA) over long documents, but they tend to miss important information in the middle of context documents [(Liu 2023)](https://arxiv.org/abs/2307.03172). Here, we introduce *R&R*—a combination of two novel prompt-based methods called *reprompting* and *in-context retrieval* (ICR)—to alleviate this effect in document-based QA. In reprompting, we repeat the prompt instructions periodically throughout the context document to remind the LLM of its original task. In ICR, rather than instructing the LLM to answer the question directly, we instruct it to retrieve the top k passage numbers most relevant to the given question, which are then used as an abbreviated context in a second QA prompt. We test R&R with GPT-4 Turbo and Claude-2.1 on documents up to 80k tokens in length and observe a 16-point boost in QA accuracy on average. Our further analysis suggests that R&R improves performance on long document-based QA because it reduces the distance between relevant context and the instructions. Finally, we show that compared to short-context chunkwise methods, R&R enables the use of larger chunks that cost fewer LLM calls and output tokens, while minimizing the drop in accuracy.

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CantTalkAboutThis: Aligning Language Models to Stay on Topic in Dialogues

Traian Rebedea, Makesh Sreedhar, Shaona Ghosh, Jiaqi Zeng, Christopher Parisien

展开摘要

Recent advancements in instruction-tuning datasets have predominantly focused on specific tasks like mathematical or logical reasoning. There has been a notable gap in data designed for aligning language models to maintain topic relevance in conversations - a critical aspect for deploying chatbots to production. We introduce the CantTalkAboutThis dataset to help language models remain focused on the subject at hand during task-oriented interactions. It consists of synthetic dialogues on a wide range of conversation topics from different domains. These dialogues are interspersed with distractor turns that intentionally divert the chatbot from the predefined topic. Fine-tuning language models on this dataset helps make them resilient to deviating from the assigned role and improves their ability to maintain topical coherence compared to general-purpose instruction-tuned LLMs like gpt-4-turbo and Mixtral-Instruct. Additionally, preliminary observations suggest that training models on this dataset also enhance their performance on fine-grained instruction following tasks, including safety alignment.

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Can we teach language models to gloss endangered languages?

Michael Ginn, Mans Hulden, Alexis Palmer

展开摘要

Interlinear glossed text (IGT) is a popular format in language documentation projects, where each morpheme is labeled with a descriptive annotation. Automating the creation of interlinear glossed text would be desirable to reduce annotator effort and maintain consistency across annotated corpora. Prior research has explored a number of statistical and neural methods for automatically producing IGT. As large language models (LLMs) have showed promising results across multilingual tasks, even for rare, endangered languages, it is natural to wonder whether they can be utilized for the task of generating IGT. We explore whether LLMs can be effective at the task of interlinear glossing with in-context learning, without any traditional training. We propose new approaches for selecting examples to provide in-context, observing that targeted selection can significantly improve performance. We find that LLM-based methods beat standard transformer baselines, despite requiring no training at all. These approaches still underperform state-of-the-art supervised systems for the task, but are highly practical for researchers outside of the NLP community, requiring minimal effort to use.

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Can visual language models resolve textual ambiguity with visual cues? Let visual puns tell you!

Jiwan Chung, Seungwon Lim, Jaehyun Jeon, Seungbeen Lee, Youngjae Yu

展开摘要

Humans possess multimodal literacy, allowing them to actively integrate information from various modalities to form reasoning. Faced with challenges like lexical ambiguity in text, we supplement this with other modalities, such as thumbnail images or textbook illustrations. Is it possible for machines to achieve a similar multimodal understanding capability?In response, we present Understanding Pun with Image Explanations (UNPIE), a novel benchmark designed to assess the impact of multimodal inputs in resolving lexical ambiguities. Puns serve as the ideal subject for this evaluation due to their intrinsic ambiguity. Our dataset includes 1,000 puns, each accompanied by an image that explains both meanings. We pose three multimodal challenges with the annotations to assess different aspects of multimodal literacy; Pun Grounding, Disambiguation, and Reconstruction. The results indicate that various Socratic Models and Visual-Language Models improve over the text-only models when given visual context, particularly as the complexity of the tasks increases.

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Can We Trust the Performance Evaluation of Uncertainty Estimation Methods in Text Summarization?

Jianfeng He, Runing Yang, Linlin Yu, Changbin Li, Ruoxi Jia, Feng Chen, Ming Jin, Chang-Tien Lu

展开摘要

Text summarization, a key natural language generation (NLG) task, is vital in various domains. However, the high cost of inaccurate summaries in risk-critical applications, particularly those involving human-in-the-loop decision-making, raises concerns about the reliability of uncertainty estimation on text summarization (UE-TS) evaluation methods. This concern stems from the dependency of uncertainty model metrics on diverse and potentially conflicting NLG metrics. To address this issue, we introduce a comprehensive UE-TS benchmark incorporating 31 NLG metrics across four dimensions. The benchmark evaluates the uncertainty estimation capabilities of two large language models and one pre-trained language model on three datasets, with human-annotation analysis incorporated where applicable. We also assess the performance of 14 common uncertainty estimation methods within this benchmark. Our findings emphasize the importance of considering multiple uncorrelated NLG metrics and diverse uncertainty estimation methods to ensure reliable and efficient evaluation of UE-TS techniques. Our code and data are available: https://github.com/he159ok/Benchmark-of-Uncertainty-Estimation-Methods-in-Text-Summarization.

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