EMNLP 2023 论文列表

Conference on Empirical Methods in Natural Language Processing

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Multi-Source Probing for Open-Domain Conversational Understanding

Yuanxi Li, Hao Zhou, Jie Zhou, Minlie Huang

展开摘要

Dialogue comprehension and generation are vital to the success of open-domain dialogue systems. Although pre-trained generative conversation models have made significant progress in generating fluent responses, people have difficulty judging whether they understand and efficiently model the contextual information of the conversation. In this study, we propose a Multi-Source Probing (MSP) method to probe the dialogue comprehension abilities of open-domain dialogue models. MSP aggregates features from multiple sources to accomplish diverse task goals and conducts downstream tasks in a generative manner that is consistent with dialogue model pre-training to leverage model capabilities. We conduct probing experiments on seven tasks that require various dialogue comprehension skills, based on the internal representations encoded by dialogue models. Experimental results show that open-domain dialogue models can encode semantic information in the intermediate hidden states, which facilitates dialogue comprehension tasks. Models of different scales and structures possess different conversational understanding capabilities. Our findings encourage a comprehensive evaluation and design of open-domain dialogue models.

Long Main
Hallucination Mitigation in Natural Language Generation from Large-Scale Open-Domain Knowledge Graphs

Xiao Shi, Zhengyuan Zhu, Zeyu Zhang, Chengkai Li

展开摘要

In generating natural language descriptions for knowledge graph triples, prior works used either small-scale, human-annotated datasets or datasets with limited variety of graph shapes, e.g., those having mostly star graphs. Graph-to-text models trained and evaluated on such datasets are largely not assessed for more realistic large-scale, open-domain settings. We introduce a new dataset, GraphNarrative, to fill this gap. Fine-tuning transformer-based pre-trained language models has achieved state-of-the-art performance among graph-to-text models. However, this method suffers from information hallucination---the generated text may contain fabricated facts not present in input graphs. We propose a novel approach that, given a graph-sentence pair in GraphNarrative, trims the sentence to eliminate portions that are not present in the corresponding graph, by utilizing the sentence's dependency parse tree. Our experiment results verify this approach using models trained on GraphNarrative and existing datasets. The dataset, source code, and trained models are released at https://github.com/idirlab/graphnarrator.

Long Main
Multi-Source Multi-Type Knowledge Exploration and Exploitation for Dialogue Generation

Xuanfan Ni, Hongliang Dai, Zhaochun Ren, Piji Li

展开摘要

Open-domain multi-turn dialogue generation encounters the significant challenge of lacking various types of knowledge from diverse sources. Existing models typically focus on identifying specific types of dialogue knowledge and utilize corresponding datasets for training. However, this approach often leads to limited generalization capabilities and increased computational resource requirements. Recently, large language models (LLMs) have shown impressive performance on natural language processing tasks. To harness the knowledge storage of LLMs, we propose a framework named KnowEE that explores multi-source multi-type knowledge from LLMs by leveraging diverse datasets and then exploits the obtained knowledge for response generation. Our framework comprises two phases: First, we leverage five external datasets encompassing various types of knowledge to extract the most relevant samples to the dialogue context which are served as prompts to generate corresponding type of knowledge; Second, we inject the acquired knowledge into the ongoing dialogue context in fine-grained and coarse-grained manners, which is then fed into LLMs to generate the final dialogue response. Both automatic and manual evaluation results validate the effectiveness of our framework in exploring and exploiting multi-source multi-type knowledge to generate coherent, informative, and fluent responses.

Long Main
From Complex to Simple: Unraveling the Cognitive Tree for Reasoning with Small Language Models

Yan Junbing, Chengyu Wang, Taolin Zhang, Xiaofeng He, Jun Huang, Wei Zhang

展开摘要

Reasoning is a distinctive human capacity, enabling us to address complex problems by breaking them down into a series of manageable cognitive steps. Yet, complex logical reasoning is still cumbersome for language models. Based on the dual process theory in cognitive science, we are the first to unravel the cognitive reasoning abilities of language models. Our framework employs an iterative methodology to construct a Cognitive Tree (CogTree). The root node of this tree represents the initial query, while the leaf nodes consist of straightforward questions that can be answered directly. This construction involves two main components: the implicit extraction module (referred to as the intuitive system) and the explicit reasoning module (referred to as the reflective system). The intuitive system rapidly generates multiple responses by utilizing in-context examples, while the reflective system scores these responses using comparative learning. The scores guide the intuitive system in its subsequent generation step.Our experimental results on two popular and challenging reasoning tasks indicate that it is possible to achieve a performance level comparable to that of GPT-3.5 (with 175B parameters), using a significantly smaller language model that contains fewer parameters (<=7B) than 5% of GPT-3.5.

Long Findings
Focus Your Attention (with Adaptive IIR Filters)

Shahar Lutati, Itamar Zimerman, Lior Wolf

展开摘要

We present a new layer in which dynamic (i.e., input-dependent) Infinite Impulse Response (IIR) filters of order two are used to process the input sequence prior to applying conventional attention. The input is split into chunks, and the coefficients of these filters are determined based on previous chunks to maintain causality. Despite their relatively low order, the causal adaptive filters are shown to focus attention on the relevant sequence elements. The new layer is grounded in control theory, and is shown to generalize diagonal state-space layers. The layer performs on-par with state-of-the-art networks, with a fraction of their parameters and with time complexity that is sub-quadratic with input size. The obtained layer is favorable to layers such as Heyna, GPT2, and Mega, both with respect to the number of parameters and the obtained level of performance on multiple long-range sequence problems.

Long Main
Identifying Statements Crucial for Awareness of Interpretive Nonsense to Prevent Communication Breakdowns

Tomoyuki Maekawa, Michita Imai

展开摘要

During remote conversations, communication breakdowns often occur when a listener misses certain statements. Our objective is to prevent such breakdowns by identifying Statements Crucial for Awareness of Interpretive Nonsense (SCAINs). If a listener misses a SCAIN, s/he may interpret subsequent statements differently from the speaker's intended meaning. To identify SCAINs, we adopt a unique approach where we create a dialogue by omitting two consecutive statements from the original dialogue and then generate text to make the following statement more specific. The novelty of the proposed method lies in simulating missing information by processing text with omissions. We validate the effectiveness of SCAINs through evaluation using a dialogue dataset. Furthermore, we demonstrate that SCAINs cannot be identified as merely important statements, highlighting the uniqueness of our proposed method.

Long Main
Macedon: Minimizing Representation Coding Rate Reduction for Cross-Lingual Natural Language Understanding

Haoyu Wang, Yaqing Wang, Huaxiu Yao, Jing Gao

展开摘要

Cross-lingual natural language understanding(NLU) is one of the fundamental tasks of NLP. The goal is to learn a model which can generalize well on both high-resource and low-resource language data. Recent pre-trained multilingual language models, e.g., multilingual BERT, XLM, have shown impressive performance on cross-lingual NLU tasks. However, such promising results request the use of sufficient training data, which is a difficult condition to satisfy for low-resource language. When the data is limited in those low resource languages, the accuracy of existing models will drop. In light of this challenge, we investigate the important task of how to train the cross-lingual model with abundant high-source language data and limited low-resource language data. Existing methods typically learn language-agnostic representation via adversarial training and mutual information estimation. Existing approaches may suffer When data is very limited (e.g., low-resource language) because it is challenging to estimate data distribution accurately. To tackle this issue, we propose a conceptually innovative approach to remove language-associated information via \textbf{m}inimizing represent\textbf{a}tion \textbf{c}oding rate r\textbf{ed}ucti\textbf{on}(Macedon). Specifically, Macedon avoids using extra codes to encode language-related information, which is measured by the rate-distortion function. To validate the effectiveness of Macedon, we conduct extensive experiments on three tasks, including paraphrase identification, natural language inference, and query advertisement matching. The experiment results show that the proposed Macedon outperforms state-of-the-art cross-lingual NLU approaches.

Long Findings
Adversarial Robustness for Large Language NER models using Disentanglement and Word Attributions

Xiaomeng Jin, Bhanukiran Vinzamuri, Sriram Venkatapathy, Heng Ji, Pradeep Natarajan

展开摘要

Large language models (LLM's) have been widely used for several applications such as question answering, text classification and clustering. While the preliminary results across the aforementioned tasks looks promising, recent work has dived deep into LLM's performing poorly for complex Named Entity Recognition (NER) tasks in comparison to fine-tuned pre-trained language models (PLM's). To enhance wider adoption of LLM's, our paper investigates the robustness of such LLM NER models and its instruction fine-tuned variants to adversarial attacks. In particular, we propose a novel attack which relies on disentanglement and word attribution techniques where the former aids in learning an embedding capturing both entity and non-entity influences separately, and the latter aids in identifying important words across both components. This is in stark contrast to most techniques which primarily leverage non-entity words for perturbations limiting the space being explored to synthesize effective adversarial examples. Adversarial training results based on our method improves the F1 score over original LLM NER model by 8% and 18% on CoNLL-2003 and Ontonotes 5.0 datasets respectively.

Long Findings
LLMs -- the Good, the Bad or the Indispensable?: A Use Case on Legal Statute Prediction and Legal Judgment Prediction on Indian Court Cases

Shaurya Vats, Atharva Zope, Somsubhra De, Anurag Sharma, Upal Bhattacharya, Shubham Kumar Nigam, Shouvik Kumar Guha, Koustav Rudra, Kripabandhu Ghosh

展开摘要

The Large Language Models (LLMs) have impacted many real-life tasks. To examine the efficacy of LLMs in a high-stake domain like law, we have applied state-of-the-art LLMs for two popular tasks: Statute Prediction and Judgment Prediction, on Indian Supreme Court cases. We see that while LLMs exhibit excellent predictive performance in Statute Prediction, their performance dips in Judgment Prediction when compared with many standard models. The explanations generated by LLMs (along with prediction) are of moderate to decent quality. We also see evidence of gender and religious bias in the LLM-predicted results. In addition, we present a note from a senior legal expert on the ethical concerns of deploying LLMs in these critical legal tasks.

Short Findings
Multilingual Large Language Models Are Not (Yet) Code-Switchers

Ruochen Zhang, Samuel Cahyawijaya, Jan Christian Blaise Cruz, Genta Indra Winata, Alham Fikri Aji

展开摘要

Multilingual Large Language Models (LLMs) have recently shown great capabilities in a wide range of tasks, exhibiting state-of-the-art performance through zero-shot or few-shot prompting methods. While there have been extensive studies on their abilities in monolingual tasks, the investigation of their potential in the context of code-switching (CSW), the practice of alternating languages within an utterance, remains relatively uncharted. In this paper, we provide a comprehensive empirical analysis of various multilingual LLMs, benchmarking their performance across four tasks: sentiment analysis, machine translation, summarization and word-level language identification. Our results indicate that despite multilingual LLMs exhibiting promising outcomes in certain tasks using zero or few-shot prompting, they still underperform in comparison to fine-tuned models of much smaller scales. We argue that current "multilingualism" in LLMs does not inherently imply proficiency with code-switching texts, calling for future research to bridge this discrepancy.

Long Main
Reinforced Target-driven Conversational Promotion

Huy Quang Dao, Lizi Liao, Dung D. Le, Yuxiang Nie

展开摘要

The ability to proactively engage with users towards pitching products is highly desired for conversational assistants. However, existing conversational recommendation methods overemphasize on acquiring user preferences while ignore the strategic planning for nudging users towards accepting a designated item. Hence, these methods fail to promote specified items with engaging responses. In this work, we propose a Reinforced Target-driven Conversational Promotion (RTCP) framework for conversational promotion. RTCP integrates short-term and long-term planning via a balanced gating mechanism. Inside which, the dialogue actions are predicted via a knowledge-integrated multi-head attention and guided via reinforcement learning rewards. RTCP then employs action-guided prefix tuning to generate relevant responses. Experimental results demonstrate that our model outperforms state-of-the-art models on both automatic metrics and human evaluation. Moreover, RTCP has a strong capability in quickly adapting to unseen scenarios just by updating prefix parameters without re-training the whole model.

Long Main
You Are What You Annotate: Towards Better Models through Annotator Representations

Naihao Deng, Xinliang Frederick Zhang, Siyang Liu, Winston Wu, Lu Wang, Rada Mihalcea

展开摘要

Annotator disagreement is ubiquitous in natural language processing (NLP) tasks. There are multiple reasons for such disagreements, including the subjectivity of the task, difficult cases, unclear guidelines, and so on. Rather than simply aggregating labels to obtain data annotations, we instead try to directly model the diverse perspectives of the annotators, and explicitly account for annotators' idiosyncrasies in the modeling process by creating representations for each annotator (*annotator embeddings*) and also their annotations (*annotation embeddings*). In addition, we propose **TID-8**, **T**he **I**nherent **D**isagreement - **8** dataset, a benchmark that consists of eight existing language understanding datasets that have inherent annotator disagreement. We test our approach on TID-8 and show that our approach helps models learn significantly better from disagreements on six different datasets in TID-8 while increasing model size by fewer than 1\% parameters. By capturing the unique tendencies and subjectivity of individual annotators through embeddings, our representations prime AI models to be inclusive of diverse viewpoints.

Long Findings
Large Language Models Are Better Adversaries: Exploring Generative Clean-Label Backdoor Attacks Against Text Classifiers

Wencong You, Zayd Hammoudeh, Daniel Lowd

展开摘要

Backdoor attacks manipulate model predictions by inserting innocuous triggers into training and test data. We focus on more realistic and more challenging clean-label attacks where the adversarial training examples are correctly labeled. Our attack, LLMBkd, leverages language models to automatically insert diverse style-based triggers into texts. We also propose a poison selection technique to improve the effectiveness of both LLMBkd as well as existing textual backdoor attacks. Lastly, we describe REACT, a baseline defense to mitigate backdoor attacks via antidote training examples. Our evaluations demonstrate LLMBkd's effectiveness and efficiency, where we consistently achieve high attack success rates across a wide range of styles with little effort and no model training.

Long Findings
Noise-Robust Fine-Tuning of Pretrained Language Models via External Guidance

Song Wang, Zhen Tan, Ruocheng Guo, Jundong Li

展开摘要

Adopting a two-stage paradigm of pretraining followed by fine-tuning, Pretrained Language Models (PLMs) have achieved substantial advancements in the field of natural language processing. However, in real-world scenarios, data labels are often noisy due to the complex annotation process, making it essential to develop strategies for fine-tuning PLMs with such noisy labels. To this end, we introduce an innovative approach for fine-tuning PLMs using noisy labels, which incorporates the guidance of Large Language Models (LLMs) like ChatGPT. This guidance assists in accurately distinguishing between clean and noisy samples and provides supplementary information beyond the noisy labels, thereby boosting the learning process during fine-tuning PLMs. Extensive experiments on synthetic and real-world noisy datasets further demonstrate the superior advantages of our framework over the state-of-the-art baselines.

Long Findings
Probabilistic Tree-of-thought Reasoning for Answering Knowledge-intensive Complex Questions

Shulin Cao, Jiajie Zhang, Jiaxin Shi, Xin Lv, Zijun Yao, Qi Tian, Lei Hou, Juanzi Li

展开摘要

Large language models (LLMs) are capable of answering knowledge-intensive complex questions with chain-of-thought (CoT) reasoning. However, they tend to generate factually incorrect reasoning steps when the required knowledge is not available or up-to-date in models' parameters. Recent works turn to retrieving external knowledge to augment CoT reasoning. Despite being promising, these chain-based methods suffer from: 1) Negative retrieval. Unnecessary or incorrect retrieval may mislead the reasoning; 2) Limited sight. Lacking the ability to look backward or forward, a local error in one step will propagate along the chain. In this paper, we propose a novel approach: Probabilistic Tree-of-thought Reasoning (ProbTree). First, LLMs translate a complex question into a query tree, in which each non-root node denotes a sub-question of its parent node. Then, probabilistic reasoning is conducted over the tree, by solving questions from leaf to root considering the confidence of both question decomposing and answering. During reasoning, for leaf nodes, LLMs choose a more confident answer from Closed-book QA that employs parametric knowledge and Open-book QA that employs retrieved external knowledge, thus eliminating the negative retrieval problem. For non-leaf nodes, with the hierarchical structure, LLMs have broader sights and are able to globally reason with the information from child nodes, thus recovering from local errors. The experiments on three Complex QA datasets under the open-domain setting show that our approach outperforms SOTA methods significantly, demonstrating the effect of probabilistic tree-of-thought reasoning.

Long Findings
Identification of Multimodal Stance Towards Frames of Communication

Maxwell Weinzierl, Sanda Harabagiu

展开摘要

Frames of communication are often evoked in multimedia documents. When an author decides to add an image to a text, one or both of the modalities may evoke a communication frame. Moreover, when evoking the frame, the author also conveys her/his stance towards the frame. Until now, determining if the author is in favor of, against or has no stance towards the frame was performed automatically only when processing texts. This is due to the absence of stance annotations on multimedia documents. In this paper we introduce MMVax-Stance, a dataset of 11,300 multimedia documents retrieved from social media, which have stance annotations towards 113 different frames of communication. This dataset allowed us to experiment with several models of multimedia stance detection, which revealed important interactions between texts and images in the inference of stance towards communication frames. When inferring the text/image relations, a set of 46,606 synthetic examples of multimodal documents with known stance was generated. This greatly impacted the quality of identifying multimedia stance, yielding an improvement of 20% in F1-score.

Long Main
Unsupervised Sounding Pixel Learning

Yining Zhang, Yanli Ji, Yang Yang

展开摘要

Sounding source localization is a challenging cross-modal task due to the difficulty of cross-modal alignment. Although supervised cross-modal methods achieve encouraging performance, heavy manual annotations are expensive and inefficient. Thus it is valuable and meaningful to develop unsupervised solutions. In this paper, we propose an **U**nsupervised **S**ounding **P**ixel **L**earning (USPL) approach which enables a pixel-level sounding source localization in unsupervised paradigm. We first design a mask augmentation based multi-instance contrastive learning to realize unsupervised cross-modal coarse localization, which aligns audio-visual features to obtain coarse sounding maps. Secondly, we present an *Unsupervised Sounding Map Refinement (SMR)* module which employs the visual semantic affinity learning to explore inter-pixel relations of adjacent coordinate features. It contributes to recovering the boundary of coarse sounding maps and obtaining fine sounding maps. Finally, a *Sounding Pixel Segmentation (SPS)* module is presented to realize audio-supervised semantic segmentation. Extensive experiments are performed on the AVSBench-S4 and VGGSound datasets, exhibiting encouraging results compared with previous SOTA methods.

Long Main
LM vs LM: Detecting Factual Errors via Cross Examination

Roi Cohen, May Hamri, Mor Geva, Amir Globerson

展开摘要

A prominent weakness of modern language models (LMs) is their tendency to generate factually incorrect text, which hinders their usability. A natural question is whether such factual errors can be detected automatically. Inspired by truth-seeking mechanisms in law, we propose a factuality evaluation framework for LMs that is based on cross-examination. Our key idea is that an incorrect claim is likely to result in inconsistency with other claims that the model generates. To discover such inconsistencies, we facilitate a multi-turn interaction between the LM that generated the claim and another LM (acting as an examiner) which introduces questions to discover inconsistencies. We empirically evaluate our method on factual claims made by multiple recent LMs on four benchmarks, finding that it outperforms existing methods and baselines, often by a large gap. Our results demonstrate the potential of using interacting LMs for capturing factual errors.

Long Main
Large Language Models: The Need for Nuance in Current Debates and a Pragmatic Perspective on Understanding

Bram van Dijk, Tom Kouwenhoven, Marco Spruit, Max Johannes van Duijn

展开摘要

Current Large Language Models (LLMs) are unparalleled in their ability to generate grammatically correct, fluent text. LLMs are appearing rapidly, and debates on LLM capacities have taken off, but reflection is lagging behind. Thus, in this position paper, we first zoom in on the debate and critically assess three points recurring in critiques of LLM capacities: i) that LLMs only parrot statistical patterns in the training data; ii) that LLMs master formal but not functional language competence; and iii) that language learning in LLMs cannot inform human language learning. Drawing on empirical and theoretical arguments, we show that these points need more nuance. Second, we outline a pragmatic perspective on the issue of `real' understanding and intentionality in LLMs. Understanding and intentionality pertain to unobservable mental states we attribute to other humans because they have pragmatic value: they allow us to abstract away from complex underlying mechanics and predict behaviour effectively. We reflect on the circumstances under which it would make sense for humans to similarly attribute mental states to LLMs, thereby outlining a pragmatic philosophical context for LLMs as an increasingly prominent technology in society.

Long Main
PIEClass: Weakly-Supervised Text Classification with Prompting and Noise-Robust Iterative Ensemble Training

Yunyi Zhang, Minhao Jiang, Yu Meng, Yu Zhang, Jiawei Han

展开摘要

Weakly-supervised text classification trains a classifier using the label name of each target class as the only supervision, which largely reduces human annotation efforts. Most existing methods first use the label names as static keyword-based features to generate pseudo labels, which are then used for final classifier training. While reasonable, such a commonly adopted framework suffers from two limitations: (1) keywords can have different meanings in different contexts and some text may not have any keyword, so keyword matching can induce noisy and inadequate pseudo labels; (2) the errors made in the pseudo label generation stage will directly propagate to the classifier training stage without a chance of being corrected. In this paper, we propose a new method, PIEClass, consisting of two modules: (1) a pseudo label acquisition module that uses zero-shot prompting of pre-trained language models (PLM) to get pseudo labels based on contextualized text understanding beyond static keyword matching, and (2) a noise-robust iterative ensemble training module that iteratively trains classifiers and updates pseudo labels by utilizing two PLM fine-tuning methods that regularize each other. Extensive experiments show that PIEClass achieves overall better performance than existing strong baselines on seven benchmark datasets and even achieves similar performance to fully-supervised classifiers on sentiment classification tasks.

Long Main