EMNLP 2023 论文列表

With growing capabilities of large language models, prompting them has become the dominant way to access them. This has motivated the development of strategies for automatically selecting effective language prompts. In this paper, we introduce **pFlat** (prompt flatness), a new metric to quantify the expected utility of a language prompt. This metric is inspired by *flatness* regularization in statistical learning that quantifies the robustness of the model towards its parameter perturbations. We provide theoretical foundations for this metric and its relationship with other prompt selection metrics, providing a comprehensive understanding of existing methods. Empirically, we show that combining **pFlat** with existing metrics improves both performance and sample efficiency. Our metric outperforms the previous prompt selection metrics with an average increase of 10% in Pearson correlation across 6 classification benchmarks, and the prompt selected by our metric gains 5% higher accuracy than previous metrics across the benchmarks.

Previous approaches for automatic lay summarisation are exclusively reliant on the source article that, given it is written for a technical audience (e.g., researchers), is unlikely to explicitly define all technical concepts or state all of the background information that is relevant for a lay audience. We address this issue by augmenting eLife, an existing biomedical lay summarisation dataset, with article-specific knowledge graphs, each containing detailed information on relevant biomedical concepts. Using both automatic and human evaluations, we systematically investigate the effectiveness of three different approaches for incorporating knowledge graphs within lay summarisation models, with each method targeting a distinct area of the encoder-decoder model architecture. Our results confirm that integrating graph-based domain knowledge can significantly benefit lay summarisation by substantially increasing the readability of generated text and improving the explanation of technical concepts.

Handwritten text recognition (HTR) yields textual output that comprises errors, which are considerably more compared to that of recognised printed (OCRed) text. Post-correcting methods can eliminate such errors but may also introduce errors. In this study, we investigate the issues arising from this reality in Byzantine Greek. We investigate the properties of the texts that lead post-correction systems to this adversarial behaviour and we experiment with text classification systems that learn to detect incorrect recognition output. A large masked language model, pre-trained in modern and fine-tuned in Byzantine Greek, achieves an Average Precision score of 95%. The score improves to 97% when using a model that is pre-trained in modern and then in ancient Greek, the two language forms Byzantine Greek combines elements from. A century-based analysis shows that the advantage of the classifier that is further-pre-trained in ancient Greek concerns texts of older centuries. The application of this classifier before a neural post-corrector on HTRed text reduced significantly the post-correction mistakes.

Pretrained language models (PLMs) based knowledge-grounded dialogue systems are prone to generate responses that are factually inconsistent with the provided knowledge source. In such inconsistent responses, the dialogue models fail to accurately express the external factual knowledge they rely upon. Inspired by previous work which identified that feedforward networks (FFNs) within Transformers are responsible for factual knowledge expressions, we investigate two methods to efficiently improve the factual expression capability of FFNs by knowledge enhancement and alignment respectively. We first propose K-Dial, which explicitly introduces extended FFNs in Transformers to enhance factual knowledge expressions given the specific patterns of knowledge-grounded dialogue inputs. Additionally, we apply the reinforcement learning for factual consistency (RLFC) method to implicitly adjust FFNs’ expressions in responses by aligning with gold knowledge for the factual consistency preference. To comprehensively assess the factual consistency and dialogue quality of responses, we employ extensive automatic measures and human evaluations including sophisticated fine-grained NLI-based metrics. Experimental results on WoW and CMU\_DoG datasets demonstrate that our methods efficiently enhance the ability of the FFN module to convey factual knowledge, validating the efficacy of improving factual consistency for knowledge-grounded dialogue systems.

Despite the success of multilingual sequence-to-sequence pre-training, most existing approaches rely on document-level monolingual corpora in many different languages, sentence-level bilingual corpora,\footnote{In this paper, we use bilingual corpora to denote parallel corpora with bilingual translation pairs in many different language pairs, each consisting of two sentences/documents with the same meaning written in different languages. We use trilingual corpora to denote parallel corpora with trilingual translation pairs in many different language combinations, each consisting of three sentences/documents.} and sometimes synthetic document-level bilingual corpora. This hampers the performance with cross-lingual document-level tasks such as document-level translation. Hence, we propose to mine and leverage document-level trilingual parallel corpora to improve sequence-to-sequence multilingual pre-training. We present \textbf{Tri}angular Document-level \textbf{P}re-training (\textbf{TRIP}) as the first in the field to accelerate the conventional monolingual and bilingual objectives into a trilingual objective with a novel method called Grafting. Experiments show that TRIP achieves several strong state-of-the-art (SOTA) scores on three multilingual document-level machine translation benchmarks and one cross-lingual abstractive summarization benchmark, including consistent improvements by up to 3.11 d-BLEU points and 8.9 ROUGE-L points.

This paper reports on the experiments aimed to improve our understanding of the role of the amount of data required for training attention-based transformer language models. Specifically, we investigate the impact of reducing the immense amounts of required pre-training data through sampling strategies that identify and reduce high-frequency tokens as different studies have indicated that the existence of very high-frequency tokens in pre-training data might bias learning, causing undesired effects. In this light, we describe our sampling algorithm that iteratively assesses token frequencies and removes sentences that contain still high-frequency tokens, eventually delivering a balanced, linguistically correct dataset. We evaluate the results in terms of model perplexity and fine-tuning linguistic probing tasks, NLP downstream tasks as well as more semantic SuperGlue tasks. The results show that pre-training with the resulting balanced dataset allows reducing up to three times the pre-training data.

New Intent Discovery (NID) aims to recognize both new and known intents from unlabeled data with the aid of limited labeled data containing only known intents. Without considering structure relationships between samples, previous methods generate noisy supervisory signals which cannot strike a balance between quantity and quality, hindering the formation of new intent clusters and effective transfer of the pre-training knowledge. To mitigate this limitation, we propose a novel $\textit{Diffusion Weighted Graph Framework}$ (DWGF) to capture both semantic similarities and structure relationships inherent in data, enabling more sufficient and reliable supervisory signals. Specifically, for each sample, we diffuse neighborhood relationships along semantic paths guided by the nearest neighbors for multiple hops to characterize its local structure discriminately. Then, we sample its positive keys and weigh them based on semantic similarities and local structures for contrastive learning. During inference, we further propose $\textit{Graph Smoothing Filter}$ (GSF) to explicitly utilize the structure relationships to filter high-frequency noise embodied in semantically ambiguous samples on the cluster boundary. Extensive experiments show that our method outperforms state-of-the-art models on all evaluation metrics across multiple benchmark datasets. Code and data will be made public.

The recent success of large pre-trained language models (PLMs) heavily hinges on massive labeled data, which typically produces inferior performance in low-resource scenarios. To remedy this dilemma, we study self-training as one of the predominant semi-supervised learning (SSL) approaches, which utilizes large-scale unlabeled data to generate synthetic examples. However, too many noisy labels will hurt the model performance, and the self-training procedure requires multiple training iterations making it more expensive if all the model parameters of the PLM are updated. This paper presents UPET, a novel Uncertainty-aware Parameter-Efficient self-Training framework to effectively and efficiently address the labeled data scarcity issue. Specifically, we incorporate Monte Carlo (MC) dropout in Bayesian neural network (BNN) to perform uncertainty estimation for the teacher model and then judiciously select reliable pseudo-labeled examples based on confidence and certainty. During the student training, we introduce multiple parameter-efficient learning (PEL) paradigms that allow optimizes only a small percentage of parameters. We also propose a novel Easy-Hard Contrastive Tuning to enhance the robustness and generalization. Extensive experiments over multiple downstream tasks demonstrate that UPET achieves a substantial improvement in terms of performance and efficiency. Our codes and data are released at https: //github.com/wjn1996/UPET.

Our work addresses the problem of unsupervised Aspect Category Detection using a small set of seed words. Recent works have focused on learning embedding spaces for seed words and sentences to establish similarities between sentences and aspects. However, aspect representations are limited by the quality of initial seed words, and model performances are compromised by noise. To mitigate this limitation, we propose a simple framework that automatically enhances the quality of initial seed words and selects high-quality sentences for training instead of using the entire dataset. Our main concepts are to add a number of seed words to the initial set and to treat the task of noise resolution as a task of augmenting data for a low-resource task. In addition, we jointly train Aspect Category Detection with Aspect Term Extraction and Aspect Term Polarity to further enhance performance. This approach facilitates shared representation learning, allowing Aspect Category Detection to benefit from the additional guidance offered by other tasks. Extensive experiments demonstrate that our framework surpasses strong baselines on standard datasets.

Chain-of-Thought (CoT) prompting has successfully enhanced the reasoning capabilities of Large Language Models~(LLMs) with at least 100 billion parameters. However, it is ineffective, or even detrimental, to the performance on reasoning tasks in Smaller Language Models (SLMs) with less than 10 billion parameters. In this paper, we propose Dialogue-guided Chain-of-Thought (DialCoT) to improve the reasoning capabilities of SLMs, with the aim of generating intermediate reasoning steps in a dialogue format to guide the model to the final answer. Furthermore, we optimize the model to choose the optimal reasoning path through the Proximal Policy Optimization (PPO) algorithm, further enhancing its reasoning capabilities. Compared to previous methods, our advantages lie in: 1) We transform the process of solving complex reasoning problems into decomposing problems and solving a series of simpler sub-questions, significantly reducing task difficulty and making it more suitable for SLMs. 2) We optimize the model to choose the optimal reasoning path through the PPO algorithm. Comprehensive experiments on four arithmetic reasoning datasets show that our method can achieve significant performance gains over state-of-the-art competitors.

Temporal knowledge graph (TKG) has been proved to be an effective way for modeling dynamic facts in real world. Many efforts have been devoted into predicting future events i.e. extrapolation, on TKGs. Recently, rule-based knowledge graph completion methods which are considered to be more interpretable than embedding-based methods, have been transferred to temporal knowledge graph extrapolation. However, rule-based models suffer from temporal redundancy when leveraged under dynamic settings, which results in inaccurate rule confidence calculation. In this paper, we define the problem of temporal redundancy and propose TR-Rules which solves the temporal redundancy issues through a simple but effective strategy. Besides, to capture more information lurking in TKGs, apart from cyclic rules, TR-Rules also mines and properly leverages acyclic rules, which has not been explored by existing models. Experimental results on three benchmarks show that TR-Rules achieves state-of-the-art performance. Ablation study shows the impact of temporal redundancy and demonstrates the performance of acyclic rules is much more promising due to its higher sensitivity to the number of sampled walks during learning stage.

There has been a significant surge of interest in visually grounded grammar induction in recent times. While a variety of models have been developed for the task and have demonstrated impressive performance, they have not been evaluated on text domains that are different from the training domain, so it is unclear if the improvements brought by visual groundings are transferable. Our study aims to fill this gap and assess the degree of transferability. We start by extending VC-PCFG (short for Visually-grounded Compound PCFG [[Zhao and Titov, 2020](https://aclanthology.org/2020.emnlp-main.354/)]) in such a way that it can transfer across text domains. We consider a zero-shot transfer learning setting where a model is trained on the source domain and is directly applied to target domains, without any further training. Our experimental results suggest that: the benefits from using visual groundings transfer to text in a domain similar to the training domain but fail to transfer to remote domains. Further, we conduct data and result analysis; we find that the lexicon overlap between the source domain and the target domain is the most important factor in the transferability of VC-PCFG.

Studying language models (LMs) in terms of well-understood formalisms allows us to precisely characterize their abilities and limitations. Previous work has investigated the expressive power of recurrent neural network (RNN) LMs in terms of their capacity to recognize unweighted formal languages. However, LMs do not describe unweighted formal languages---rather, they define probability distributions over strings. In this work, we study what classes of such probability distributions RNN LMs can represent, which allows us to make more direct statements about their capabilities. We show that simple RNNs are equivalent to a subclass of probabilistic finite-state automata, and can thus model a strict subset of probability distributions expressible by finite-state models. Furthermore, we study the space complexity of representing finite-state LMs with RNNs. We show that, to represent an arbitrary deterministic finite-state LM with $N$ states over an alphabet $\Sigma$, an RNN requires $\Omega\left(N |\Sigma|\right)$ neurons. These results present a first step towards characterizing the classes of distributions RNN LMs can represent and thus help us understand their capabilities and limitations.

In this paper, we propose a novel framework for evaluating style-shifting in social media conversations. Our proposed framework captures changes in an individual's conversational style based on surprisals predicted by a personalized neural language model for individuals. Our personalized language model integrates not only the linguistic contents of conversations but also non-linguistic factors, such as social meanings, including group membership, personal attributes, and individual beliefs. We incorporate these factors directly or implicitly into our model, leveraging large, pre-trained language models and feature vectors derived from a relationship graph on social media. Compared to existing models, our personalized language model demonstrated superior performance in predicting an individual's language in a test set. Furthermore, an analysis of style-shifting utilizing our proposed metric based on our personalized neural language model reveals a correlation between our metric and various conversation factors as well as human evaluation of style-shifting.

Summarizing texts involves significant cognitive efforts to compress information. While advances in automatic summarization systems have drawn attention from the NLP and linguistics communities to this topic, there is a lack of computational studies of linguistic patterns in human-written summaries. This work presents a large-scale corpus study of human-written single-sentence summaries. We analyzed the linguistic compression patterns from source documents to summaries at different granularities, and we found that summaries are generally written with morphological expansion, increased lexical diversity, and similar positional arrangements of specific words compared to the source across different genres. We also studied how linguistic compressions of different factors affect reader judgments of quality through a human study, with the results showing that the use of morphological and syntactic changes by summary writers matches reader preferences while lexical diversity and word specificity preferences are not aligned between summary writers and readers.

Enhancing the robustness towards Automatic Speech Recognition (ASR) errors is of great importance for Spoken Language Understanding (SLU). Trending ASR-robust SLU systems have witnessed impressive improvements through global contrastive learning. However, although most ASR errors occur only at local positions of utterances, they can easily lead to severe semantic changes, and utterance-level classification or comparison is difficult to distinguish such differences. To address the problem, we propose a two-stage multi-grained contrastive learning framework dubbed MCLF. Technically, we first adapt the pre-trained language models to downstream SLU datasets via the proposed multi-grained contrastive learning objective and then fine-tune it on the corresponding dataset. Besides, to facilitate contrastive learning in the pre-training stage, we explore several data augmentation methods to expand the training data. Experimental results and detailed analyses on four datasets and four BERT-like backbone models demonstrate the effectiveness of our approach.

To build ultimate dialogue agents, previous studies suggest models that ground both persona and knowledge. However, applying the dialogue system directly to the usual conversation is still limited because the system requires a complete sentence-formed persona and knowledge candidate sets from the given dataset. In contrast to the dialogue setting in the dataset, humans utilize semantic concepts in their minds rather than a set of pre-defined candidate sentences. Following this manner of human dialogue, we suggest an adaptive dialogue system that is applicable to situations where complete sentence-formed candidates are not given. Our model generates consistent and relevant persona descriptions and identifies relevant knowledge for engaging and knowledgeable responses, even with fragmentary information. We show that our model outperforms previous baselines that utilize persona and knowledge candidate sentences and conduct the human evaluation on the machine-generated responses. In addition, we conduct ablation studies to demonstrate the effectiveness of each component of our model. Furthermore, we apply our model to other dialogue datasets that only ground knowledge or persona to showcase its adaptability. Our code is available at https://github.com/dlawjddn803/BeCand.

Nearest neighbor machine translation ($k$NN-MT), which interpolates target token probabilities with estimates derived from additional examples, has achieved significant improvements and attracted extensive interest in recent years. However, existing research does not explicitly consider the source context when retrieving similar examples, potentially leading to suboptimal performance. To address this, we comprehensively revisit the role of source context and propose a simple and effective method for improving neural machine translation via source context enhancement, demonstrating its crucial role in both retrieving superior examples and determining more suitable interpolation coefficients. Furthermore, we reveal that the probability estimation can be further optimized by incorporating a source-aware distance calibration module. Comprehensive experiments show that our proposed approach can be seamlessly integrated with representative $k$NN-MT baselines, resulting in substantial improvements over these strong baselines across a number of settings and domains. Remarkably, these improvements can reach up to 1.6 BLEU points.

In multimodal understanding tasks, visual and linguistic ambiguities can arise. Visual ambiguity can occur when visual objects require a model to ground a referring expression in a video without strong supervision, while linguistic ambiguity can occur from changes in entities in action flows. As an example from the cooking domain, "oil" mixed with "salt" and "pepper" could later be referred to as a "mixture". Without a clear visual-linguistic alignment, we cannot know which among several objects shown is referred to by the language expression “mixture”, and without resolved antecedents, we cannot pinpoint what the mixture is. We define this chicken-and-egg problem as Visual-linguistic Ambiguity. In this paper, we present Find2Find, a joint anaphora resolution and object localization dataset targeting the problem of \emph{visual-linguistic ambiguity}, consisting of 500 anaphora-annotated recipes with corresponding videos. We present experimental results of a novel end-to-end joint multitask learning framework for Find2Find that fuses visual and textual information and shows improvements both for anaphora resolution and object localization with one joint model in multitask learning, as compared to a strong single-task baseline.