EMNLP 2023 论文列表

Conference on Empirical Methods in Natural Language Processing

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MoT: Memory-of-Thought Enables ChatGPT to Self-Improve

Xiaonan Li, Xipeng Qiu

展开摘要

Large Language Models (LLMs) have shown impressive abilities on various tasks. However, fundamentally improving them depends on high-quality datasets or computationally expensive fine-tuning. On the contrary, humans can easily improve themselves by self-thinking and memory, without external resources. In this paper, we propose a framework, **MoT**, to let the LLM self-improve through **M**emory **o**f **T**houghts, without annotated datasets and parameter updates. Specifically, MoT is divided into two stages: 1. before the test stage, the LLM pre-thinks on the unlabeled dataset and saves the high-confidence thoughts as external memory; 2. During the test stage, given a test question, the LLM recalls relevant memory to help itself reason and answer it. Experimental results show that MoT can help ChatGPT significantly improve its abilities in arithmetic reasoning, commonsense reasoning, factual reasoning, and natural language inference. Further analyses show that each component contributes critically to the improvements and MoT can lead to consistent improvements across various CoT methods and LLMs.

Long Main
Inductive Relation Inference of Knowledge Graph Enhanced by Ontology Information

Wentao Zhou, Jun Zhao, Tao Gui, Qi Zhang, Xuanjing Huang

展开摘要

The inductive inference of the knowledge graph aims to complete the potential relations between the new unknown entities in the graph. Most existing methods are based on entity-independent features such as graph structure information and relationship information to inference. However, the neighborhood of these new entities is often too sparse to obtain enough information to build these features effectively. In this work, we propose a knowledge graph inductive inference method that fuses ontology information. Based on the enclosing subgraph, we bring in feature embeddings of concepts corresponding to entities to learn the semantic information implicit in the ontology. Considering that the ontology information of entities may be missing, we build a type constraint regular loss to explicitly model the semantic connections between entities and concepts, and thus capture the missing concepts of entities. Experimental results show that our approach significantly outperforms large language models like ChatGPT on two benchmark datasets, YAGO21K-610 and DB45K-165, and improves the MRR metrics by 15.4% and 44.1%, respectively, when compared with the state-of-the-art methods.

Long Findings
Dynamic Stance: Modeling Discussions by Labeling the Interactions

Blanca Calvo Figueras, Irene Baucells, Tommaso Caselli

展开摘要

Stance detection is an increasingly popular task that has been mainly modeled as a static task, by assigning the expressed attitude of a text toward a given topic. Such a framing presents limitations, with trained systems showing poor generalization capabilities and being strongly topic-dependent. In this work, we propose modeling stance as a dynamic task, by focusing on the interactions between a message and their replies. For this purpose, we present a new annotation scheme that enables the categorization of all kinds of textual interactions. As a result, we have created a new corpus, the Dynamic Stance Corpus (DySC), consisting of three datasets in two middle-resourced languages: Catalan and Dutch. Our data analysis further supports our modeling decisions, empirically showing differences between the annotation of stance in static and dynamic contexts. We fine-tuned a series of monolingual and multilingual models on DySC, showing portability across topics and languages.

Long Findings
Harnessing the Power of Large Language Models for Empathetic Response Generation: Empirical Investigations and Improvements

Yushan Qian, Weinan Zhang, Ting Liu

展开摘要

Empathetic dialogue is an indispensable part of building harmonious social relationships and contributes to the development of a helpful AI. Previous approaches are mainly based on fine small-scale language models. With the advent of ChatGPT, the application effect of large language models (LLMs) in this field has attracted great attention. This work empirically investigates the performance of LLMs in generating empathetic responses and proposes three improvement methods of semantically similar in-context learning, two-stage interactive generation, and combination with the knowledge base. Extensive experiments show that LLMs can significantly benefit from our proposed methods and is able to achieve state-of-the-art performance in both automatic and human evaluations. Additionally, we explore the possibility of GPT-4 simulating human evaluators.

Long Findings
GPT Deciphering Fedspeak: Quantifying Dissent Among Hawks and Doves

Denis Peskoff, Adam Visokay, Sander V Schulhoff, Benjamin Wachspress, alan blinder, Brandon M. Stewart

展开摘要

Markets and policymakers around the world hang on the consequential monetary policy decisions made by the Federal Open Market Committee (FOMC). Publicly available textual documentation of their meetings provides insight into members’ attitudes about the economy. We use GPT-4 to quantify dissent among members on the topic of inflation. We find that transcripts and minutes reflect the diversity of member views about the macroeconomic outlook in a way that is lost or omitted from the public statements. In fact, diverging opinions that shed light upon the committee’s "true" attitudes are almost entirely omitted from the final statements. Hence, we argue that forecasting FOMC sentiment based solely on statements will not sufficiently reflect dissent among the hawks and doves.

Short Findings
4 and 7-bit Labeling for Projective and Non-Projective Dependency Trees

Carlos Gómez-Rodríguez, Diego Roca, David Vilares

展开摘要

We introduce an encoding for parsing as sequence labeling that can represent any projective dependency tree as a sequence of 4-bit labels, one per word. The bits in each word's label represent (1) whether it is a right or left dependent, (2) whether it is the outermost (left/right) dependent of its parent, (3) whether it has any left children and (4) whether it has any right children. We show that this provides an injective mapping from trees to labels that can be encoded and decoded in linear time. We then define a 7-bit extension that represents an extra plane of arcs, extending the coverage to almost full non-projectivity (over 99.9% empirical arc coverage). Results on a set of diverse treebanks show that our 7-bit encoding obtains substantial accuracy gains over the previously best-performing sequence labeling encodings.

Short Main
Can You Follow Me? Testing Situational Understanding for ChatGPT

Chenghao Yang, Allyson Ettinger

展开摘要

Understanding sentence meanings and updating information states appropriately across time---what we call ``situational understanding'' (SU)---is a critical ability for human-like AI agents. SU is essential in particular for chat models, such as ChatGPT, to enable consistent, coherent, and effective dialogue between humans and AI. Previous works have identified certain SU limitations in non-chatbot Large Language models (LLMs), but the extent and causes of these limitations are not well understood, and capabilities of current chat-based models in this domain have not been explored. In this work we tackle these questions, proposing a novel synthetic environment for SU testing which allows us to do controlled and systematic testing of SU in chat-oriented models, through assessment of models' ability to track and enumerate environment states. Our environment also allows for close analysis of dynamics of model performance, to better understand underlying causes for performance patterns. We apply our test to ChatGPT, the state-of-the-art chatbot, and find that despite the fundamental simplicity of the task, the model's performance reflects an inability to retain correct environment states across time. Our follow-up analyses suggest that performance degradation is largely because ChatGPT has non-persistent in-context memory (although it can access the full dialogue history) and it is susceptible to hallucinated updates---including updates that artificially inflate accuracies. Our findings suggest overall that ChatGPT is not currently equipped for robust tracking of situation states, and that trust in the impressive dialogue performance of ChatGPT comes with risks. We release the codebase for reproducing our test environment, as well as all prompts and API responses from ChatGPT, at https://github.com/yangalan123/SituationalTesting.

Long Main
DialogQAE: N-to-N Question Answer Pair Extraction from Customer Service Chatlog

Xin Zheng, Tianyu Liu, Haoran Meng, Xu Wang, Yufan Jiang, Mengliang Rao, Binghuai Lin, Yunbo Cao, Zhifang Sui

展开摘要

Harvesting question-answer (QA) pairs from customer service chatlog in the wild is an efficient way to enrich the knowledge base for customer service chatbots in the cold start or continuous integration scenarios. Prior work attempts to obtain 1-to-1 QA pairs from growing customer service chatlog, which fails to integrate the incomplete utterances from the dialog context for composite QA retrieval. In this paper, we propose N-to-N QA extraction task in which the derived questions and corresponding answers might be separated across different utterances. We introduce a suite of generative/discriminative tagging based methods with end-to-end and two-stage variants that perform well on 5 customer service datasets and for the first time setup a benchmark for N-to-N DialogQAE with utterance and session level evaluation metrics. With a deep dive into extracted QA pairs, we find that the relations between and inside the QA pairs can be indicators to analyze the dialogue structure, e.g. information seeking, clarification, barge-in and elaboration. We also show that the proposed models can adapt to different domains and languages, and reduce the labor cost of knowledge accumulation in the real-world product dialogue platform.

Long Findings
Towards Reliable Misinformation Mitigation: Generalization, Uncertainty, and GPT-4

Kellin Pelrine, Anne Imouza, Camille Thibault, Meilina Reksoprodjo, Caleb Alexander Gupta, Joel Christoph, Jean-François Godbout, Reihaneh Rabbany

展开摘要

Misinformation poses a critical societal challenge, and current approaches have yet to produce an effective solution. We propose focusing on generalization, uncertainty, and how to leverage recent large language models, in order to create more practical tools to evaluate information veracity in contexts where perfect classification is impossible. We first demonstrate that GPT-4 can outperform prior methods in multiple settings and languages. Next, we explore generalization, revealing that GPT-4 and RoBERTa-large exhibit differences in failure modes. Third, we propose techniques to handle uncertainty that can detect impossible examples and strongly improve outcomes. We also discuss results on other language models, temperature, prompting, versioning, explainability, and web retrieval, each one providing practical insights and directions for future research. Finally, we publish the LIAR-New dataset with novel paired English and French misinformation data and Possibility labels that indicate if there is sufficient context for veracity evaluation. Overall, this research lays the groundwork for future tools that can drive real-world progress to combat misinformation.

Long Main
Advancements in Arabic Grammatical Error Detection and Correction: An Empirical Investigation

Bashar Alhafni, Go Inoue, Christian Khairallah, Nizar Habash

展开摘要

Grammatical error correction (GEC) is a well-explored problem in English with many existing models and datasets. However, research on GEC in morphologically rich languages has been limited due to challenges such as data scarcity and language complexity. In this paper, we present the first results on Arabic GEC using two newly developed Transformer-based pretrained sequence-to-sequence models. We also define the task of multi-class Arabic grammatical error detection (GED) and present the first results on multi-class Arabic GED. We show that using GED information as auxiliary input in GEC models improves GEC performance across three datasets spanning different genres. Moreover, we also investigate the use of contextual morphological preprocessing in aiding GEC systems. Our models achieve SOTA results on two Arabic GEC shared task datasets and establish a strong benchmark on a recently created dataset. We make our code, data, and pretrained models publicly available.

Long Main
Inverse Reinforcement Learning for Text Summarization

Yu Fu, Deyi Xiong, Yue Dong

展开摘要

We introduce inverse reinforcement learning (IRL) as an effective paradigm for training abstractive summarization models, imitating human summarization behaviors. Our IRL model estimates the reward function using a suite of important sub-rewards for summarization and concurrently optimizes the policy network. Experimental results across datasets in different domains (CNN/DailyMail and WikiHow) and various model sizes (BART-base and BART-large) demonstrate the superiority of our proposed IRL model for summarization over MLE and RL baselines. The resulting summaries exhibit greater similarity to human-crafted gold references, outperforming MLE and RL baselines on metrics such as ROUGE, coverage, novelty, compression ratio, factuality, and human evaluations.

Long Findings
MM-Reasoner: A Multi-Modal Knowledge-Aware Framework for Knowledge-Based Visual Question Answering

Mahmoud Khademi, Ziyi Yang, Felipe Vieira Frujeri, Chenguang Zhu

展开摘要

Thanks to the strong reasoning capabilities of Large Language Models (LLMs), recent approaches to knowledge-based visual question answering (KVQA) utilize LLMs with a global caption of an input image to answer a question. However, these approaches may miss key visual information that is not captured by the caption. Moreover, they cannot fully utilize the visual information required to answer the question. To address these issues, we introduce a new framework called Multi-Modal Knowledge-Aware Reasoner (MM-Reasoner) for KVQA. MM-Reasoner first utilizes a set of vision APIs, such as dense captioners, object detectors, and OCR, to extract detailed information from the image in textual format. Then, it prompts an LLM to extract query-specific knowledge from the extracted textual information to provide a rich representation that contains external knowledge, commonsense, explicit supporting facts, and rationales required for reasoning. Finally, the knowledge, query, and visual input are used to fine-tune a Vision-Language Model (VLM). At test time, MM-Reasoner uses the potential answers predicted by the VLM to iteratively update and optimize the prompt, refining its answer. Empirical studies show that MM-Reasoner achieves state-of-the-art performance on several KVQA datasets.

Long Findings
Toward Joint Language Modeling for Speech Units and Text

Ju-Chieh Chou, Chung-Ming Chien, Wei-Ning Hsu, Karen Livescu, Arun Babu, Alexis Conneau, Alexei Baevski, Michael Auli

展开摘要

Speech and text are two major forms of human language. The research community has been focusing on mapping speech to text or vice versa for many years. However, in the field of language modeling, very little effort has been made to model them jointly. In light of this, we explore joint language modeling for speech units and text. Specifically, we compare different speech tokenizers to transform continuous speech signals into discrete units and use different methods to construct mixed speech-text data. We introduce automatic metrics to evaluate how well the joint LM mixes speech and text. We also fine-tune the LM on downstream spoken language understanding (SLU) tasks with different modalities (speech or text) and test its performance to assess the model's learning of shared representations. Our results show that by mixing speech units and text with our proposed mixing techniques, the joint LM improves over a speech-only baseline on SLU tasks and shows zero-shot cross-modal transferability.

Long Findings
HaluEval: A Large-Scale Hallucination Evaluation Benchmark for Large Language Models

Junyi Li, Xiaoxue Cheng, Xin Zhao, Jian-Yun Nie, Ji-Rong Wen

展开摘要

Large language models (LLMs), such as ChatGPT, are prone to generate hallucinations, i.e., content that conflicts with the source or cannot be verified by the factual knowledge. To understand what types of content and to which extent LLMs are apt to hallucinate, we introduce the Hallucination Evaluation for Large Language Models (HaluEval) benchmark, a large collection of generated and human-annotated hallucinated samples for evaluating the performance of LLMs in recognizing hallucination. To generate these samples, we propose a ChatGPT-based two-step framework, i.e., sampling-then-filtering. Besides, we also hire some human labelers to annotate the hallucinations in ChatGPT responses. The empirical results suggest that ChatGPT is likely to generate hallucinated content in specific topics by fabricating unverifiable information (i.e., about $19.5\%$ user queries). Moreover, existing LLMs face great challenges in recognizing the hallucinations in texts. While, our experiments also prove that the hallucination recognition can be improved by providing external knowledge or adding reasoning steps.

Long Main
$\textit{From Chaos to Clarity}$: Claim Normalization to Empower Fact-Checking

Megha Sundriyal, Tanmoy Chakraborty, Preslav Nakov

展开摘要

With the rise of social media, users are exposed to many misleading claims. However, the pervasive noise inherent in these posts presents a challenge in identifying precise and prominent claims that require verification. Extracting the important claims from such posts is arduous and time-consuming, yet it is an underexplored problem. Here, we aim to bridge this gap. We introduce a novel task, Claim Normalization (aka ClaimNorm), which aims to decompose complex and noisy social media posts into more straightforward and understandable forms, termed normalized claims. We propose CACN, a pioneering approach that leverages chain-of-thought and claim check-worthiness estimation, mimicking human reasoning processes, to comprehend intricate claims. Moreover, we capitalize on the in-context learning capabilities of large language models to provide guidance and to improve claim normalization. To evaluate the effectiveness of our proposed model, we meticulously compile a comprehensive real-world dataset, CLAN, comprising more than 6k instances of social media posts alongside their respective normalized claims. Our experiments demonstrate that CACN outperforms several baselines across various evaluation measures. Finally, our rigorous error analysis validates CACN’s capabilities and pitfalls.

Long Findings
Enabling Large Language Models to Generate Text with Citations

Tianyu Gao, Howard Yen, Jiatong Yu, Danqi Chen

展开摘要

Large language models (LLMs) have emerged as a widely-used tool for information seeking, but their generated outputs are prone to hallucination. In this work, our aim is to allow LLMs to generate text with citations, improving their factual correctness and verifiability. Existing work mainly relies on commercial search engines and human evaluation, making it challenging to reproduce and compare different modeling approaches. We propose ALCE, the first benchmark for Automatic LLMs’ Citation Evaluation. ALCE collects a diverse set of questions and retrieval corpora and requires building end-to-end systems to retrieve supporting evidence and generate answers with citations. We develop automatic metrics along three dimensions—fluency, correctness, and citation quality—and demonstrate their strong correlation with human judgements. Our experiments with state-of-the-art LLMs and novel prompting strategies show that current systems have considerable room for improvement—For example, on the ELI5 dataset, even the best models lack complete citation support 50% of the time. Our analyses further highlight promising future directions, including developing better retrievers, advancing long-context LLMs, and improving the ability to synthesize information from multiple sources.

Long Main
Mitigating Biases in Hate Speech Detection from A Causal Perspective

Zhehao Zhang, Jiaao Chen, Diyi Yang

展开摘要

Nowadays, many hate speech detectors are built to automatically detect hateful content. However, their training sets are sometimes skewed towards certain stereotypes (e.g., race or religion-related). As a result, the detectors are prone to depend on some shortcuts for predictions. Previous works mainly focus on token-level analysis and heavily rely on human experts' annotations to identify spurious correlations, which is not only costly but also incapable of discovering higher-level artifacts. In this work, we use grammar induction to find grammar patterns for hate speech and analyze this phenomenon from a causal perspective. Concretely, we categorize and verify different biases based on their spuriousness and influence on the model prediction. Then, we propose two mitigation approaches including Multi-Task Intervention and Data-Specific Intervention based on these confounders. Experiments conducted on 9 hate speech datasets demonstrate the effectiveness of our approaches.

Long Findings
Unmasking the Hidden Meaning: Bridging Implicit and Explicit Hate Speech Embedding Representations

Nicolás Benjamín Ocampo, Elena Cabrio, Serena Villata

展开摘要

Research on automatic hate speech (HS) detection has mainly focused on identifying explicit forms of hateful expressions on user-generated content. Recently, a few works have started to investigate methods to address more implicit and subtle abusive content. However, despite these efforts, automated systems still struggle to correctly recognize implicit and more veiled forms of HS. As these systems heavily rely on proper textual representations for classification, it is crucial to investigate the differences in embedding implicit and explicit messages. Our contribution to address this challenging task is fourfold. First, we present a comparative analysis of transformer-based models, evaluating their performance across five datasets containing implicit HS messages. Second, we examine the embedding representations of implicit messages across different targets, gaining insight into how veiled cases are encoded. Third, we compare and link explicit and implicit hateful messages across these datasets through their targets, enforcing the relation between explicitness and implicitness and obtaining more meaningful embedding representations. Lastly, we show how these newer representation maintains high performance on HS labels, while improving classification in borderline cases.

Short Findings
Revisiting Machine Translation for Cross-lingual Classification

Mikel Artetxe, Vedanuj Goswami, Shruti Bhosale, Angela Fan, Luke Zettlemoyer

展开摘要

Machine Translation (MT) has been widely used for cross-lingual classification, either by translating the test set into English and running inference with a monolingual model (translate-test), or translating the training set into the target languages and finetuning a multilingual model (translate-train). However, most research in the area focuses on the multilingual models rather than the MT component. We show that, by using a stronger MT system and mitigating the mismatch between training on original text and running inference on machine translated text, translate-test can do substantially better than previously assumed. The optimal approach, however, is highly task dependent, as we identify various sources of cross-lingual transfer gap that affect different tasks and approaches differently. Our work calls into question the dominance of multilingual models for cross-lingual classification, and prompts to pay more attention to MT-based baselines.

Long Main
Argue with Me Tersely: Towards Sentence-Level Counter-Argument Generation

Jiayu Lin, Rong Ye, Meng Han, Qi Zhang, Ruofei Lai, Xinyu Zhang, Zhao Cao, Xuanjing Huang, Zhongyu Wei

展开摘要

Counter-argument generation—a captivating area in computational linguistics—seeks to craft statements that offer opposing views. While most research has ventured into paragraph-level generation, sentence-level counter-argument generation beckons with its unique constraints and brevity-focused challenges. Furthermore, the diverse nature of counter-arguments poses challenges for evaluating model performance solely based on n-gram-based metrics. In this paper, we present the ArgTersely benchmark for sentence-level counter-argument generation, drawing from a manually annotated dataset from the ChangeMyView debate forum. We also propose Arg-LlaMA for generating high-quality counter-argument. For better evaluation, we trained a BERT-based evaluator Arg-Judge with human preference data. We conducted comparative experiments involving various baselines such as LlaMA, Alpaca, GPT-3, and others. The results show the competitiveness of our proposed framework and evaluator in counter-argument generation tasks. Code and data are available at https://github.com/amazingljy1206/ArgTersely.

Long Main