EMNLP 2023 论文列表

Conference on Empirical Methods in Natural Language Processing

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The Effect of Scaling, Retrieval Augmentation and Form on the Factual Consistency of Language Models

Lovisa Hagström, Denitsa Saynova, Tobias Norlund, Moa Johansson, Richard Johansson

展开摘要

Large Language Models (LLMs) make natural interfaces to factual knowledge, but their usefulness is limited by their tendency to deliver inconsistent answers to semantically equivalent questions. For example, a model might supply the answer "Edinburgh" to "Anne Redpath passed away in X." and "London" to "Anne Redpath's life ended in X.". In this work, we identify potential causes of inconsistency and evaluate the effectiveness of two mitigation strategies: up-scaling and augmenting the LM with a passage retrieval database. Our results on the LLaMA and Atlas models show that both strategies reduce inconsistency but that retrieval augmentation is considerably more efficient. We further consider and disentangle the consistency contributions of different components of Atlas. For all LMs evaluated we find that syntactical form and task artifacts impact consistency. Taken together, our results provide a better understanding of the factors affecting the factual consistency of language models.

Long Main
ViPE: Visualise Pretty-much Everything

Hassan Shahmohammadi, Adhiraj Ghosh, Hendrik Lensch

展开摘要

Figurative and non-literal expressions are profoundly integrated in human communication. Visualising such expressions allow us to convey our creative thoughts, and evoke nuanced emotions. Recent text-to-image models like Stable Diffusion, on the other hand, struggle to depict non-literal expressions. Recent works primarily deal with this issue by compiling humanly annotated datasets on a small scale, which not only demands specialized expertise but also proves highly inefficient. To address this issue, we introduce ViPE: Visualise Pretty-much Everything. ViPE offers a series of lightweight and robust language models that have been trained on a large-scale set of lyrics with noisy visual descriptions that represent their implicit meaning. The synthetic visual descriptions are generated by GPT3.5 relying on neither human annotations nor images. ViPE effectively expresses any arbitrary piece of text into a visualisable description, enabling meaningful and high-quality image generation. We provide compelling evidence that ViPE is more robust than GPT3.5 in synthesising visual elaborations. ViPE also exhibits an understanding of figurative expressions comparable to human experts, providing a powerful and open-source backbone to many downstream applications such as music video and caption generation.

Long Main
Semi-automatic Data Enhancement for Document-Level Relation Extraction with Distant Supervision from Large Language Models

Junpeng Li, Zixia Jia, Zilong Zheng

展开摘要

Document-level Relation Extraction (DocRE), which aims to extract relations from a long context, is a critical challenge in achieving fine-grained structural comprehension and generating interpretable document representations. Inspired by recent advances in in-context learning capabilities emergent from large language models (LLMs), such as ChatGPT, we aim to design an automated annotation method for DocRE with minimum human effort. Unfortunately, vanilla in-context learning is infeasible for DocRE due to the plenty of predefined fine-grained relation types and the uncontrolled generations of LLMs. To tackle this issue, we propose a method integrating an LLM and a natural language inference (NLI) module to generate relation triples, thereby augmenting document-level relation datasets. We demonstrate the effectiveness of our approach by introducing an enhanced dataset known as DocGNRE, which excels in re-annotating numerous long-tail relation types. We are confident that our method holds the potential for broader applications in domain-specific relation type definitions and offers tangible benefits in advancing generalized language semantic comprehension.

Short Main
MathDial: A Dialogue Tutoring Dataset with Rich Pedagogical Properties Grounded in Math Reasoning Problems

Jakub Macina, Nico Daheim, Sankalan Pal Chowdhury, Tanmay Sinha, Manu Kapur, Iryna Gurevych, Mrinmaya Sachan

展开摘要

While automatic dialogue tutors hold great potential in making education personalized and more accessible, research on such systems has been hampered by a lack of sufficiently large and high-quality datasets. Collecting such datasets remains challenging, as recording tutoring sessions raises privacy concerns and crowdsourcing leads to insufficient data quality. To address this, we propose a framework to generate such dialogues by pairing human teachers with a Large Language Model (LLM) prompted to represent common student errors. We describe how we use this framework to collect MathDial, a dataset of 3k one-to-one teacher-student tutoring dialogues grounded in multi-step math reasoning problems. While models like GPT-3 are good problem solvers, they fail at tutoring because they generate factually incorrect feedback or are prone to revealing solutions to students too early. To overcome this, we let teachers provide learning opportunities to students by guiding them using various scaffolding questions according to a taxonomy of teacher moves. We demonstrate MathDial and its extensive annotations can be used to finetune models to be more effective tutors (and not just solvers). We confirm this by automatic and human evaluation, notably in an interactive setting that measures the trade-off between student solving success and telling solutions. The dataset is released publicly.

Long Findings
Navigating the Grey Area: How Expressions of Uncertainty and Overconfidence Affect Language Models

Kaitlyn Zhou, Dan Jurafsky, Tatsunori Hashimoto

展开摘要

The increased deployment of LMs for real-world tasks involving knowledge and facts makes it important to understand model epistemology: what LMs think they know, and how their attitudes toward that knowledge are affected by language use in their inputs. Here, we study an aspect of model epistemology: how epistemic markers of certainty, uncertainty, or evidentiality like "I'm sure it's", "I think it's", or "Wikipedia says it's" affect models, and whether they contribute to model failures. We develop a typology of epistemic markers and inject 50 markers into prompts for question answering. We find that LMs are highly sensitive to epistemic markers in prompts, with accuracies varying more than 80%. Surprisingly, we find that expressions of high certainty result in a 7% decrease in accuracy as compared to low certainty expressions; similarly, factive verbs hurt performance, while evidentials benefit performance. Our analysis of a popular pretraining dataset shows that these markers of uncertainty are associated with answers on question-answering websites, while markers of certainty are associated with questions. These associations may suggest that the behavior of LMs is based on mimicking observed language use, rather than truly reflecting epistemic uncertainty.

Long Main
Towards Making the Most of ChatGPT for Machine Translation

Keqin Peng, Liang Ding, Qihuang Zhong, Li Shen, Xuebo Liu, Min Zhang, Yuanxin Ouyang, Dacheng Tao

展开摘要

ChatGPT shows remarkable capabilities for machine translation (MT). Several prior studies have shown that it achieves comparable results to commercial systems for high-resource languages, but lags behind in complex tasks, e.g, low-resource and distant-language-pairs translation. However, they usually adopt simple prompts which can not fully elicit the capability of ChatGPT. In this report, we aim to further mine ChatGPT's translation ability by revisiting several aspects: temperature, task information, and domain information, and correspondingly propose two (simple but effective) prompts: Task-Specific Prompts (TSP) and Domain-Specific Prompts (DSP). We show that: 1) The performance of ChatGPT depends largely on temperature, and a lower temperature usually can achieve better performance; 2) Emphasizing the task information further improves ChatGPT's performance, particularly in complex MT tasks; 3) Introducing domain information can elicit ChatGPT's generalization ability and improve its performance in the specific domain; 4) ChatGPT tends to generate hallucinations for non-English-centric MT tasks, which can be partially addressed by our proposed prompts but still need to be highlighted for the MT/NLP community. We also explore the effects of advanced in-context learning strategies and find a (negative but interesting) observation: the powerful chain-of-thought prompt leads to word-by-word translation behavior, thus bringing significant translation degradation.

Long Findings
Enhancing Reasoning Capabilities by Instruction Learning and Chain-of-Thoughts for Implicit Discourse Relation Recognition

Yuxiang Lu, Yu Hong, Zhipang Wang, Guodong Zhou

展开摘要

The aim of implicit discourse relation recognition is to comprehend the sense of connection between two arguments. In this work, we present a classification method that is solely based on generative models. Our proposed approach employs a combination of instruction templates and in-context learning to refine the generative model for effectively addressing the implicit discourse relation recognition task. Furthermore, we utilize Chain-of-Thoughts to partition the inference process into a sequence of three successive stages. This strategy enables us to fully utilize the autoregressive generative model's potential for knowledge acquisition and inference, ultimately leading to enhanced performance on this natural language understanding task. The results of our experiments, evaluated on benchmark datasets PDTB 2.0, PDTB 3.0, and the CoNLL16 shared task, demonstrate superior performance compared to previous state-of-the-art models.

Short Findings
Elaborative Simplification as Implicit Questions Under Discussion

Yating Wu, William Berkeley Sheffield, Kyle Mahowald, Junyi Jessy Li

展开摘要

Automated text simplification, a technique useful for making text more accessible to people such as children and emergent bilinguals, is often thought of as a monolingual translation task from complex sentences to simplified sentences using encoder-decoder models. This view fails to account for elaborative simplification, where new information is added into the simplified text. This paper proposes to view elaborative simplification through the lens of the Question Under Discussion (QUD) framework, providing a robust way to investigate what writers elaborate upon, how they elaborate, and how elaborations fit into the discourse context by viewing elaborations as explicit answers to implicit questions. We introduce ELABQUD, consisting of 1.3K elaborations accompanied with implicit QUDs, to study these phenomena. We show that explicitly modeling QUD (via question generation) not only provides essential understanding of elaborative simplification and how the elaborations connect with the rest of the discourse, but also substantially improves the quality of elaboration generation.

Long Main
EntSUMv2: Dataset, Models and Evaluation for More Abstractive Entity-Centric Summarization

Dhruv Mehra, Lingjue Xie, Ella Hofmann-Coyle, Mayank Kulkarni, Daniel Preotiuc-Pietro

展开摘要

Entity-centric summarization is a form of controllable summarization that aims to generate a summary for a specific entity given a document. Concise summaries are valuable in various real-life applications, as they enable users to quickly grasp the main points of the document focusing on an entity of interest. This paper presents ENTSUMV2, a more abstractive version of the original entity-centric ENTSUM summarization dataset. In ENTSUMV2 the annotated summaries are intentionally made shorter to benefit more specific and useful entity-centric summaries for downstream users. We conduct extensive experiments on this dataset using multiple abstractive summarization approaches that employ supervised fine-tuning or large-scale instruction tuning. Additionally, we perform comprehensive human evaluation that incorporates metrics for measuring crucial facets. These metrics provide a more fine-grained interpretation of the current state-of-the-art systems and highlight areas for future improvement.

Short Main
SciRepEval: A Multi-Format Benchmark for Scientific Document Representations

Amanpreet Singh, Mike D’Arcy, Arman Cohan, Doug Downey, Sergey Feldman

展开摘要

Learned representations of scientific documents can serve as valuable input features for downstream tasks without further fine-tuning. However, existing benchmarks for evaluating these representations fail to capture the diversity of relevant tasks. In response, we introduce SciRepEval, the first comprehensive benchmark for training and evaluating scientific document representations. It includes 24 challenging and realistic tasks, 8 of which are new, across four formats: classification, regression, ranking and search. We then use this benchmark to study and improve the generalization ability of scientific document representation models. We show how state-of-the-art models like SPECTER and SciNCL struggle to generalize across the task formats, and that simple multi-task training fails to improve them. However, a new approach that learns multiple embeddings per document, each tailored to a different format, can improve performance. We experiment with task-format-specific control codes and adapters and find they outperform the existing single-embedding state-of-the-art by over 2 points absolute. We release the resulting family of multi-format models, called SPECTER2, for the community to use and build on.

Long Main
A Diachronic Perspective on User Trust in AI under Uncertainty

Shehzaad Zuzar Dhuliawala, Vilem Zouhar, Mennatallah El-Assady, Mrinmaya Sachan

展开摘要

In human-AI collaboration, users typically form a mental model of the AI system, which captures the user's beliefs about when the system performs well and when it does not. The construction of this mental model is guided by both the system's veracity as well as the system output presented to the user e.g., the system's confidence and an explanation for the prediction. However, modern NLP systems are seldom calibrated and are often confidently incorrect about their predictions, which violates users’ mental model and erodes their trust. In this work, we design a study where users bet on the correctness of an NLP system, and use it to study the evolution of user trust as a response to these trust-eroding events and how the user trust is rebuilt as a function of time after these events. We find that even a few highly inaccurate confidence estimation instances are enough to damage users' trust in the system and performance, which does not easily recover over time. We further find that users are more forgiving to the NLP system if it is unconfidently correct rather than confidently incorrect, even though, from a game-theoretic perspective, their payoff is equivalent. Finally, we find that each user can entertain multiple mental models of the system based on the type of the question. These results highlight the importance of confidence calibration in developing user-centered NLP applications to avoid damaging user trust and compromising the collaboration performance.

Long Main
CT-GAT: Cross-Task Generative Adversarial Attack based on Transferability

Minxuan Lv, Chengwei Dai, Kun Li, Wei Zhou, Songlin Hu

展开摘要

Neural network models are vulnerable to adversarial examples, and adversarial transferability further increases the risk of adversarial attacks. Current methods based on transferability often rely on substitute models, which can be impractical and costly in real-world scenarios due to the unavailability of training data and the victim model's structural details. In this paper, we propose a novel approach that directly constructs adversarial examples by extracting transferable features across various tasks. Our key insight is that adversarial transferability can extend across different tasks. Specifically, we train a sequence-to-sequence generative model named CT-GAT (Cross-Task Generative Adversarial Attack) using adversarial sample data collected from multiple tasks to acquire universal adversarial features and generate adversarial examples for different tasks.We conduct experiments on ten distinct datasets, and the results demonstrate that our method achieves superior attack performance with small cost.

Long Main
Large-Scale and Multi-Perspective Opinion Summarization with Diverse Review Subsets

Han Jiang, Rui Wang, Zhihua Wei, Yu Li, Xinpeng Wang

展开摘要

Opinion summarization is expected to digest larger review sets and provide summaries from different perspectives. However, most existing solutions are deficient in epitomizing extensive reviews and offering opinion summaries from various angles due to the lack of designs for information selection. To this end, we propose SubSumm, a supervised summarization framework for large-scale multi-perspective opinion summarization. SubSumm consists of a review sampling strategy set and a two-stage training scheme. The sampling strategies take sentiment orientation and contrastive information value into consideration, with which the review subsets from different perspectives and quality levels can be selected. Subsequently, the summarizer is encouraged to learn from the sub-optimal and optimal subsets successively in order to capitalize on the massive input. Experimental results on AmaSum and Rotten Tomatoes datasets demonstrate that SubSumm is adept at generating pros, cons, and verdict summaries from hundreds of input reviews. Furthermore, our in-depth analysis verifies that the advanced selection of review subsets and the two-stage training scheme are vital to boosting the summarization performance.

Long Findings
Improving Long Document Topic Segmentation Models With Enhanced Coherence Modeling

Hai Yu, Chong Deng, Qinglin Zhang, Jiaqing Liu, Qian Chen, Wen Wang

展开摘要

Topic segmentation is critical for obtaining structured documents and improving down- stream tasks such as information retrieval. Due to its ability of automatically exploring clues of topic shift from abundant labeled data, recent supervised neural models have greatly promoted the development of long document topic segmentation, but leaving the deeper relationship between coherence and topic segmentation underexplored. Therefore, this paper enhances the ability of supervised models to capture coherence from both logical structure and semantic similarity perspectives to further improve the topic segmentation performance, proposing Topic-aware Sentence Structure Prediction (TSSP) and Contrastive Semantic Similarity Learning (CSSL). Specifically, the TSSP task is proposed to force the model to comprehend structural information by learning the original relations between adjacent sentences in a disarrayed document, which is constructed by jointly disrupting the original document at topic and sentence levels. Moreover, we utilize inter- and intra-topic information to construct contrastive samples and design the CSSL objective to ensure that the sentences representations in the same topic have higher similarity, while those in different topics are less similar. Extensive experiments show that the Longformer with our approach significantly outperforms old state-of-the-art (SOTA) methods. Our approach improve $F_{1}$ of old SOTA by 3.42 (73.74 → 77.16) and reduces $P_{k}$ by 1.11 points (15.0 → 13.89) on WIKI-727K and achieves an average relative reduction of 4.3\% on $P_{k}$ on WikiSection. The average relative $P_{k}$ drop of 8.38\% on two out-of-domain datasets also demonstrates the robustness of our approach.

Long Main
Dialogue Chain-of-Thought Distillation for Commonsense-aware Conversational Agents

Hyungjoo Chae, Yongho Song, Kai Tzu-iunn Ong, Taeyoon Kwon, Minjin Kim, Youngjae Yu, Dongha Lee, Dongyeop Kang, Jinyoung Yeo

展开摘要

Human-like chatbots necessitate the use of commonsense reasoning in order to effectively comprehend and respond to implicit information present within conversations. Achieving such coherence and informativeness in responses, however, is a non-trivial task. Even for large language models (LLMs), the task of identifying and aggregating key evidence within a single hop presents a substantial challenge. This complexity arises because such evidence is scattered across multiple turns in a conversation, thus necessitating integration over multiple hops. Hence, our focus is to facilitate such multi-hop reasoning over a dialogue context, namely dialogue chain-of-thought (CoT) reasoning. To this end, we propose a knowledge distillation framework that leverages LLMs as unreliable teachers and selectively distills consistent and helpful rationales via alignment filters. We further present DOCTOR, a DialOgue Chain-of-ThOught Reasoner that provides reliable CoT rationales for response generation. We conduct extensive experiments to show that enhancing dialogue agents with high-quality rationales from DOCTOR significantly improves the quality of their responses.

Long Main
Topic-Informed Dialogue Summarization using Topic Distribution and Prompt-based Modeling

Jaeah You, Youngjoong Ko

展开摘要

Dealing with multiple topics should be considered an important issue in dialogue summarization, because dialogues, unlike documents, are prone to topic drift. Thus, we propose a new dialogue summarization model that reflects dialogue topic distribution to consider all topics present in the dialogue. First, the distribution of dialogue topics is estimated by an effective topic discovery model. Then topic-informed prompt transfers estimated topic distribution information to the output of encoder and decoder vectors. Finally, the topic extractor estimates the summary topic distribution from the output context vector of decoder to distinguish its difference from the dialogue topic distribution. To consider the proportion of each topic distribution appeared in the dialogue, the extractor is trained to reduce the difference between the distributions of the dialogue and the summary. The experimental results on SAMSum and DialogSum show that our model outperforms state-of-the-art methods on ROUGE scores. The human evaluation results also show that our framework well generates comprehensive summaries.

Short Findings
Information Value: Measuring Utterance Predictability as Distance from Plausible Alternatives

Mario Giulianelli, Sarenne Wallbridge, Raquel Fernández

展开摘要

We present information value, a measure which quantifies the predictability of an utterance relative to a set of plausible alternatives. We introduce a method to obtain interpretable estimates of information value using neural text generators, and exploit their psychometric predictive power to investigate the dimensions of predictability that drive human comprehension behaviour. Information value is a stronger predictor of utterance acceptability in written and spoken dialogue than aggregates of token-level surprisal and it is complementary to surprisal for predicting eye-tracked reading times.

Long Main
Generating Commonsense Counterfactuals for Stable Relation Extraction

Xin Miao, Yongqi Li, Tieyun Qian

展开摘要

Recent studies on counterfactual augmented data have achieved great success in the coarse-grained natural language processing tasks. However, existing methods encounter two major problems when dealing with the fine-grained relation extraction tasks. One is that they struggle to accurately identify causal terms under the invariant entity constraint. The other is that they ignore the commonsense constraint. To solve these problems, we propose a novel framework to generate commonsense counterfactuals for stable relation extraction. Specifically, to identify causal terms accurately, we introduce an intervention-based strategy and leverage a constituency parser for correction. To satisfy the commonsense constraint, we introduce the concept knowledge base WordNet and design a bottom-up relation expansion algorithm on it to uncover commonsense relations between entities. We conduct a series of comprehensive evaluations, including the low-resource, out-of-domain, and adversarial-attack settings. The results demonstrate that our framework significantly enhances the stability of base relation extraction models.

Long Main
Disentangling Structure and Style: Political Bias Detection in News by Inducing Document Hierarchy

Jiwoo Hong, Yejin Cho, Jiyoung Han, Jaemin Jung, James Thorne

展开摘要

We address an important gap in detecting political bias in news articles. Previous works that perform document classification can be influenced by the writing style of each news outlet, leading to overfitting and limited generalizability. Our approach overcomes this limitation by considering both the sentence-level semantics and the document-level rhetorical structure, resulting in a more robust and style-agnostic approach to detecting political bias in news articles. We introduce a novel multi-head hierarchical attention model that effectively encodes the structure of long documents through a diverse ensemble of attention heads. While journalism follows a formalized rhetorical structure, the writing style may vary by news outlet. We demonstrate that our method overcomes this domain dependency and outperforms previous approaches for robustness and accuracy. Further analysis and human evaluation demonstrate the ability of our model to capture common discourse structures in journalism.

Long Findings
C-STS: Conditional Semantic Textual Similarity

Ameet Deshpande, Carlos E Jimenez, Howard Chen, Vishvak Murahari, Victoria Graf, Tanmay Rajpurohit, Ashwin Kalyan, Danqi Chen, Karthik R Narasimhan

展开摘要

Semantic textual similarity (STS) has been a cornerstone task in NLP that measures the degree of similarity between a pair of sentences, with applications in information retrieval, question answering, and embedding methods. However, it is an inherently ambiguous task, with the sentence similarity depending on the specific aspect of interest. We resolve this ambiguity by proposing a novel task called conditional STS (C-STS) which measures similarity conditioned on an aspect elucidated in natural language (hereon, condition). As an example, the similarity between the sentences "The NBA player shoots a three-pointer." and "A man throws a tennis ball into the air to serve." is higher for the condition "The motion of the ball." (both upward) and lower for "The size of the ball." (one large and one small). C-STS's advantages are two-fold: (1) it reduces the subjectivity and ambiguity of STS, and (2) enables fine-grained similarity evaluation using diverse conditions. C-STS contains almost 20,000 instances from diverse domains and we evaluate several state-of-the-art models to demonstrate that even the most performant fine-tuning and in-context learning models (GPT-4, Flan, SimCSE) find it challenging, with Spearman correlation scores of <50. We encourage the community to evaluate their models on C-STS to provide a more holistic view of semantic similarity and natural language understanding.

Long Main