EMNLP 2023 论文列表

Conference on Empirical Methods in Natural Language Processing

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Language and Mental Health: Measures of Emotion Dynamics from Text as Linguistic Biosocial Markers

Daniela Teodorescu, Tiffany Cheng, Alona Fyshe, Saif M. Mohammad

展开摘要

Research in psychopathology has shown that, at an aggregate level, the patterns of emotional change over time---emotion dynamics---are indicators of one's mental health. One's patterns of emotion change have traditionally been determined through self-reports of emotions; however, there are known issues with accuracy, bias, and convenience. Recent approaches to determining emotion dynamics from one's everyday utterances, addresses many of these concerns, but it is not yet known whether these measures of utterance emotion dynamics (UED) correlate with mental health diagnoses. Here, for the first time, we study the relationship between tweet emotion dynamics and mental health disorders. We find that each of the UED metrics studied varied by the user's self-disclosed diagnosis. For example: average valence was significantly higher (i.e., more positive text) in the control group compared to users with ADHD, MDD, and PTSD. Valence variability was significantly lower in the control group compared to ADHD, depression, bipolar disorder, MDD, PTSD, and OCD but not PPD. Rise and recovery rates of valence also exhibited significant differences from the control. This work provides important early evidence for how linguistic cues pertaining to emotion dynamics can play a crucial role as biosocial markers for mental illnesses and aid in the understanding, diagnosis, and management of mental health disorders.

Long Main
Methodological Insights in Detecting Subtle Semantic Shifts with Contextualized and Static Language Models

Sanne Hoeken, Özge Alacam, Antske Fokkens, Pia Sommerauer

展开摘要

In this paper, we investigate automatic detection of subtle semantic shifts between social communities of different political convictions in Dutch and English. We perform a methodological study comparing methods using static and contextualized language models. We investigate the impact of specializing contextualized models through fine-tuning on target corpora, word sense disambiguation and sentiment. We furthermore propose a new approach using masked token prediction, that relies on behavioral information, specifically the most probable substitutions, instead of geometrical comparison of representations. Our results show that methods using static models and our masked token prediction method can detect differences in connotation of politically loaded terms, whereas methods that rely on measuring the distance between contextualized representations are not providing clear signals, even in synthetic scenarios of extreme shifts.

Long Findings
Lion: Adversarial Distillation of Proprietary Large Language Models

Yuxin Jiang, Chunkit Chan, Mingyang Chen, Wei Wang

展开摘要

The practice of transferring knowledge from a sophisticated, proprietary large language model (LLM) to a compact, open-source LLM has garnered considerable attention. Previous works have focused on a unidirectional knowledge distillation way by aligning the responses of the student model with those of the teacher model to a set of instructions. Nevertheless, they overlooked the possibility of incorporating any "feedback"--identifying challenging instructions where the student model's performance falls short--to boost the student model's proficiency iteratively. To this end, we propose a novel adversarial distillation framework for a more efficient knowledge transfer. Leveraging the versatile role adaptability of LLMs, we prompt the teacher model to identify "hard" instructions and generate new "hard" instructions for the student model, creating a three-stage adversarial loop of imitation, discrimination, and generation. By applying this adversarial framework, we successfully transfer knowledge from ChatGPT to a student model (named Lion), using a mere 70k training data. Our results show that Lion-13B not only achieves comparable open-ended generation capabilities to ChatGPT but surpasses conventional state-of-the-art (SOTA) instruction-tuned models like Vicuna-13B by 55.4% in challenging zero-shot reasoning benchmarks such as BIG-Bench Hard (BBH) and 16.7% on AGIEval.

Long Main
Evaluating Large Language Models on Controlled Generation Tasks

Jiao Sun, Yufei Tian, Wangchunshu Zhou, Nan Xu, Qian Hu, Rahul Gupta, John Frederick Wieting, Nanyun Peng, Xuezhe Ma

展开摘要

While recent studies have looked into the abilities of large language models in various benchmark tasks, including question generation, reading comprehension, multilingual and etc, there have been few studies looking into the controllability of large language models on generation tasks. We present an extensive analysis of various benchmarks including a sentence planning benchmark with different granularities. After comparing large language models against state-of-the-start finetuned smaller models, we present a spectrum showing large language models falling behind, are comparable, or exceed the ability of smaller models. We conclude that *large language models struggle at meeting fine-grained hard constraints*.

Long Main
Disfluent Cues for Enhanced Speech Understanding in Large Language Models

Morteza Rohanian, Farhad Nooralahzadeh, Omid Rohanian, David A Clifton, Michael Krauthammer

展开摘要

In computational linguistics, the common practice is to "clean" disfluent content from spontaneous speech. However, we hypothesize that these disfluencies might serve as more than mere noise, potentially acting as informative cues. We use a range of pre-trained models for a reading comprehension task involving disfluent queries, specifically featuring different types of speech repairs. The findings indicate that certain disfluencies can indeed improve model performance, particularly those stemming from context-based adjustments. However, large-scale language models struggle to handle repairs involving decision-making or the correction of lexical or syntactic errors, suggesting a crucial area for potential improvement. This paper thus highlights the importance of a nuanced approach to disfluencies, advocating for their potential utility in enhancing model performance rather than their removal.

Long Findings
Watermarking PLMs on Classification Tasks by Combining Contrastive Learning with Weight Perturbation

Chenxi Gu, Xiaoqing Zheng, Jianhan Xu, Muling Wu, Cenyuan Zhang, Chengsong Huang, Hua Cai, Xuanjing Huang

展开摘要

Large pre-trained language models (PLMs) have achieved remarkable success, making them highly valuable intellectual property due to their expensive training costs. Consequently, model watermarking, a method developed to protect the intellectual property of neural models, has emerged as a crucial yet underexplored technique. The problem of watermarking PLMs has remained unsolved since the parameters of PLMs will be updated when fine-tuned on downstream datasets, and then embedded watermarks could be removed easily due to the catastrophic forgetting phenomenon. This study investigates the feasibility of watermarking PLMs by embedding backdoors that can be triggered by specific inputs. We employ contrastive learning during the watermarking phase, allowing the representations of specific inputs to be isolated from others and mapped to a particular label after fine-tuning. Moreover, we demonstrate that by combining weight perturbation with the proposed method, watermarks can be embedded in a flatter region of the loss landscape, thereby increasing their robustness to watermark removal. Extensive experiments on multiple datasets demonstrate that the embedded watermarks can be robustly extracted without any knowledge about downstream tasks, and with a high success rate.

Long Findings
BanLemma: A Word Formation Dependent Rule and Dictionary Based Bangla Lemmatizer

Sadia Afrin, Md. Shahad Mahmud Chowdhury, Md. Ekramul Islam, Faisal Ahamed Khan, Labib Imam Chowdhury, Md. Motahar Mahtab, Nazifa Nuha Chowdhury, Massud Forkan, Neelima Kundu, Hakim Arif, Mohammad Mamun Or Rashid, Mohammad Ruhul Amin, Nabeel Mohammed

展开摘要

Lemmatization holds significance in both natural language processing (NLP) and linguistics, as it effectively decreases data density and aids in comprehending contextual meaning. However, due to the highly inflected nature and morphological richness, lemmatization in Bangla text poses a complex challenge. In this study, we propose linguistic rules for lemmatization and utilize a dictionary along with the rules to design a lemmatizer specifically for Bangla. Our system aims to lemmatize words based on their parts of speech class within a given sentence. Unlike previous rule-based approaches, we analyzed the suffix marker occurrence according to the morpho-syntactic values and then utilized sequences of suffix markers instead of entire suffixes. To develop our rules, we analyze a large corpus of Bangla text from various domains, sources, and time periods to observe the word formation of inflected words. The lemmatizer achieves an accuracy of 96.36% when tested against a manually annotated test dataset by trained linguists and demonstrates competitive performance on three previously published Bangla lemmatization datasets. We are making the code and datasets publicly available at https://github.com/eblict-gigatech/BanLemma in order to contribute to the further advancement of Bangla NLP.

Long Findings
Exploring the Sensitivity of LLMs' Decision-Making Capabilities: Insights from Prompt Variations and Hyperparameters

Manikanta Loya, Divya Anand Sinha, Richard Futrell

展开摘要

The advancement of Large Language Models (LLMs) has led to their widespread use across a broad spectrum of tasks, including decision-making. Prior studies have compared the decision-making abilities of LLMs with those of humans from a psychological perspective. However, these studies have not always properly accounted for the sensitivity of LLMs’ behavior to hyperparameters and variations in the prompt. In this study, we examine LLMs’ performance on the Horizon decision-making task studied by Binz and Schulz (2023), analyzing how LLMs respond to variations in prompts and hyperparameters. By experimenting on three OpenAI language models possessing different capabilities, we observe that the decision-making abilities fluctuate based on the input prompts and temperature settings. Contrary to previous findings, language models display a human-like exploration–exploitation tradeoff after simple adjustments to the prompt.

Short Findings
Search Augmented Instruction Learning

Hongyin Luo, Tianhua Zhang, Yung-Sung Chuang, Yuan Gong, Yoon Kim, Xixin Wu, Helen M. Meng, James R. Glass

展开摘要

Large language models (LLMs) have been significantly improved by instruction fine-tuning, but still lack transparency and the ability to utilize up-to-date knowledge and information. In this work, we propose search-augmented instruction learning (SAIL), which grounds the language generation and instruction following abilities on complex search results generated by in-house and external search engines. With an instruction tuning corpus, we collect search results for each training case from different search APIs and domains, and construct a new search-grounded training set containing (instruction, grounding information, response) triplets. We then fine-tune the LLaMA-7B model on the constructed training set. Since the collected results contain unrelated and disputing languages, the model needs to learn to ground on trustworthy search results, filter out distracting passages, and generate the target response. The search result-denoising process entails explicit trustworthy information selection and multi-hop reasoning, since the retrieved passages might be informative but not contain the instruction-following answer. Experiments show that the fine-tuned SAIL-7B model has a strong instruction-following ability, and it performs significantly better on transparency-sensitive tasks, including open-ended question answering and fact checking.

Long Findings
“Kelly is a Warm Person, Joseph is a Role Model”: Gender Biases in LLM-Generated Reference Letters

Yixin Wan, George Pu, Jiao Sun, Aparna Garimella, Kai-Wei Chang, Nanyun Peng

展开摘要

Large Language Models (LLMs) have recently emerged as an effective tool to assist individuals in writing various types of content, including professional documents such as recommendation letters. Though bringing convenience, this application also introduces unprecedented fairness concerns. Model-generated reference letters might be directly used by users in professional scenarios. If underlying biases exist in these model-constructed letters, using them without scrutinization could lead to direct societal harms, such as sabotaging application success rates for female applicants. In light of this pressing issue, it is imminent and necessary to comprehensively study fairness issues and associated harms in this real-world use case. In this paper, we critically examine gender biases in LLM-generated reference letters. Drawing inspiration from social science findings, we design evaluation methods to manifest biases through 2 dimensions: (1) biases in language style and (2) biases in lexical content. We further investigate the extent of bias propagation by analyzing the hallucination bias of models, a term that we define to be bias exacerbation in model-hallucinated contents. Through benchmarking evaluation on 2 popular LLMs- ChatGPT and Alpaca, we reveal significant gender biases in LLM-generated recommendation letters. Our findings not only warn against using LLMs for this application without scrutinization, but also illuminate the importance of thoroughly studying hidden biases and harms in LLM-generated professional documents.

Long Findings
TextMixer: Mixing Multiple Inputs for Privacy-Preserving Inference

Xin Zhou, Yi Lu, Ruotian Ma, Tao Gui, Qi Zhang, Xuanjing Huang

展开摘要

Pre-trained language models (PLMs) are often deployed as cloud services, enabling users to upload textual data and perform inference remotely. However, users' personal text often contains sensitive information, and sharing such data directly with the service providers can lead to serious privacy leakage. To address this problem, we introduce a novel privacy-preserving inference framework called \textbf{\textit{MixPi}}, which prevents plaintext leakage during the inference phase. Inspired by $k$-anonymity, MixPi aims to obfuscate a user's private input by mixing it with multiple other inputs, thereby confounding potential privacy attackers. To achieve this, our approach involves: (1) proposing a novel encryption module, Privacy Mixer, which encrypts input from three distinct dimensions: mixing, representation, and position. (2) adopting a pre-trained Multi-input Multi-output network to handle mixed representations and obtain multiple predictions. (3) employing a Privacy Demixer to ensure only the user can decrypt the real output among the multiple predictions. Furthermore, we explore different ways to automatically generate synthetic inputs required for mixing. Experimental results on token and sentence classification tasks demonstrate that MixPi greatly surpasses existing privacy-preserving methods in both performance and privacy.

Long Findings
DeSIQ: Towards an Unbiased, Challenging Benchmark for Social Intelligence Understanding

Xiao-Yu Guo, Yuan-Fang Li, Gholamreza Haffari

展开摘要

Social intelligence is essential for understanding and reasoning about human expressions, intents and interactions. One representative benchmark for its study is Social Intelligence Queries (Social-IQ), a dataset of multiple-choice questions on videos of complex social interactions. We define a comprehensive methodology to study the soundness of Social-IQ, as the soundness of such benchmark datasets is crucial to the investigation of the underlying research problem. We define a comprehensive methodology to study the soundness of Social-IQ, as the soundness of such benchmark datasets is crucial to the investigation of the underlying research problem. Our analysis reveals that Social-IQ contains substantial biases, which can be exploited by a moderately strong language model to learn spurious correlations to achieve perfect performance without being given the context or even the question. We introduce DeSIQ, a new challenging dataset, constructed by applying simple perturbations to Social-IQ. Our empirical analysis shows De-SIQ significantly reduces the biases in the original Social-IQ dataset. Furthermore, we examine and shed light on the effect of model size, model style, learning settings, commonsense knowledge, and multi-modality on the new benchmark performance. Our new dataset, observations and findings open up important research questions for the study of social intelligence.

Long Main
FinePrompt: Unveiling the Role of Finetuned Inductive Bias on Compositional Reasoning in GPT-4

Jeonghwan Kim, Giwon Hong, Sung-Hyon Myaeng, Joyce Jiyoung Whang

展开摘要

Compositional reasoning across texts has been a long-standing challenge in natural language processing. With large language models like GPT-4 taking over the field, prompting techniques such as chain-of-thought (CoT) were proposed to unlock compositional, multi-step reasoning capabilities of LLMs. Despite their success, the prompts demand significant human effort to discover and validate them. Our work draws attention to the idea of transferring task-specific inductive biases from finetuned models to prompts, as a way of improving GPT-4's compositional reasoning capabilities. To leverage these inductive biases, we formulate prompt templates to ease the transfer of inductive biases. The experimental results on multi-hop question answering and numerical reasoning over text show that our proposed prompt scheme shows competitive zero-shot and few-shot performances compared to existing prompts on complicated reasoning tasks, highlighting the importance of adopting the validated biases of the previous paradigm.

Short Findings
Teacher Perception of Automatically Extracted Grammar Concepts for L2 Language Learning

Aditi Chaudhary, Arun Sampath, Ashwin Sheshadri, Antonios Anastasopoulos, Graham Neubig

展开摘要

One of the challenges in language teaching is how best to organize rules regarding syntax, semantics, or phonology in a meaningful manner. This not only requires content creators to have pedagogical skills, but also have that language's deep understanding. While comprehensive materials to develop such curricula are available in English and some broadly spoken languages, for many other languages, teachers need to manually create them in response to their students' needs. This is challenging because i) it requires that such experts be accessible and have the necessary resources, and ii) describing all the intricacies of a language is time-consuming and prone to omission. In this work, we aim to facilitate this process by automatically discovering and visualizing grammar descriptions. We extract descriptions from a natural text corpus that answer questions about morphosyntax (learning of word order, agreement, case marking, or word formation) and semantics (learning of vocabulary). We apply this method for teaching two Indian languages, Kannada and Marathi, which, unlike English, do not have well-developed resources for second language learning. To assess the perceived utility of the extracted material, we enlist the help of language educators from schools in North America to perform a manual evaluation, who find the materials have potential to be used for their lesson preparation and learner evaluation.

Long Findings
Allies: Prompting Large Language Model with Beam Search

Hao Sun, Xiao Liu, Yeyun Gong, Yan Zhang, Daxin Jiang, Linjun Yang, Nan Duan

展开摘要

With the advance of large language models (LLMs), the research field of LLM applications becomes more and more popular and the idea of constructing pipelines to accomplish complex tasks by stacking LLM API calls come true. However, this kind of methods face two limitations: narrow information coverage and low fault tolerance. In this work, we propose a novel method called ALLIES. Given an input query, ALLIES leverages LLMs to iteratively generate new queries related to the original query, enabling an iterative reasoning process. By iteratively refining and expanding the scope of the original query, ALLIES captures and utilizes hidden knowledge that may not be directly obtainable through retrieval. We take zero-shot open-domain question answering (ODQA) as an application scene and evaluate ALLIES on the widely-used benchmarks, such as NQ, WebQ and TriviaQA. The experimental results demonstrate that ALLIES significantly outperforms other zero-shot baselines, indicating its effectiveness in tackling those challenges. Our code is available in https://github.com/microsoft/SimXNS/tree/main/ALLIES.

Long Findings
Why LLMs Hallucinate, and How to Get (Evidential) Closure: Perceptual, Intensional, and Extensional Learning for Faithful Natural Language Generation

Adam Bouyamourn

展开摘要

We show that LLMs hallucinate because their output is not constrained to be synonymous with claims for which they have evidence: a condition that we call evidential closure. Information about the truth or falsity of sentences is not statistically identified in the standard neural language generation setup, and so cannot be conditioned on to generate new strings. We then show how to constrain LLMs to produce output that satisfies evidential closure. A multimodal LLM must learn about the external world (perceptual learning); it must learn a mapping from strings to states of the world (extensional learning); and, to achieve fluency when generalizing beyond a body of evidence, it must learn mappings from strings to their synonyms (intensional learning). The output of a unimodal LLM must be synonymous with strings in a validated evidence set. Finally, we present a heuristic procedure, Learn-Babble-Prune, that yields faithful output from an LLM by rejecting output that is not synonymous with claims for which the LLM has evidence.

Long Main
A Question Answering Framework for Decontextualizing User-facing Snippets from Scientific Documents

Benjamin Newman, Luca Soldaini, Raymond Fok, Arman Cohan, Kyle Lo

展开摘要

Many real-world applications (e.g., note taking, search) require extracting a sentence or paragraph from a document and showing that snippet to a human outside of the source document. Yet, users may find snippets difficult to understand as they lack context from the original document. In this work, we use language models to rewrite snippets from scientific documents to be read on their own. First, we define the requirements and challenges for this user-facing decontextualization task, such as clarifying where edits occur and handling references to other documents. Second, we propose a framework that decomposes the task into three stages: question generation, question answering, and rewriting. Using this framework, we collect gold decontextualizations from experienced scientific article readers. We then conduct a range of experiments across state-of-the-art commercial and open-source language models to identify how to best provide missing-but-relevant information to models for our task. Finally, we develop QaDecontext, a simple prompting strategy inspired by our framework that improves over end-to-end prompting. We conclude with analysis that finds, while rewriting is easy, question generation and answering remain challenging for today’s models.

Long Main
Logic-LM: Empowering Large Language Models with Symbolic Solvers for Faithful Logical Reasoning

Liangming Pan, Alon Albalak, Xinyi Wang, William Yang Wang

展开摘要

Large Language Models (LLMs) have shown human-like reasoning abilities but still struggle with complex logical problems. This paper introduces a novel framework, Logic-LM, which integrates LLMs with symbolic solvers to improve logical problem-solving. Our method first utilizes LLMs to translate a natural language problem into a symbolic formulation. Afterward, a deterministic symbolic solver performs inference on the formulated problem. We also introduce a self-refinement module, which utilizes the symbolic solver's error messages to revise symbolic formalizations. We demonstrate Logic-LM's effectiveness on five logical reasoning datasets: ProofWriter, PrOntoQA, FOLIO, LogicalDeduction, and AR-LSAT. On average, Logic-LM achieves a significant performance boost of 39.2% over using LLM alone with standard prompting and 18.4% over LLM with chain-of-thought prompting. Our findings suggest that Logic-LM, by combining LLMs with symbolic logic, offers a promising avenue for faithful logical reasoning.

Long Findings
SiMFy: A Simple Yet Effective Approach for Temporal Knowledge Graph Reasoning

Zhengtao Liu, Lei Tan, Mengfan Li, Yao Wan, Hai Jin, Xuanhua Shi

展开摘要

Temporal Knowledge Graph (TKG) reasoning, which focuses on leveraging temporal information to infer future facts in knowledge graphs, plays a vital role in knowledge graph completion. Typically, existing works for this task design graph neural networks and recurrent neural networks to respectively capture the structural and temporal information in KGs. Despite their effectiveness, in our practice, we find that they tend to suffer the issues of low training efficiency and insufficient generalization ability, which can be attributed to the over design of model architectures. To this end, this paper aims to figure out whether the current complex model architectures are necessary for temporal knowledge graph reasoning. As a result, we put forward a simple yet effective approach (termed SiMFy), which simply utilizes multilayer perceptron (MLP) to model the structural dependencies of events and adopts a fixed-frequency strategy to incorporate historical frequency during inference. Extensive experiments on real-world datasets demonstrate that our SiMFy can reach state-of-the-art performance with the following strengths: 1) faster convergence speed and better generalization ability; 2) a much smaller time consumption in the training process; and 3) better ability to capture the structural dependencies of events in KGs. These results provide evidence that the substitution of complex models with simpler counterparts is a feasible strategy.

Long Findings
Understanding Translationese in Cross-Lingual Summarization

Jiaan Wang, Fandong Meng, Yunlong Liang, Tingyi Zhang, Jiarong Xu, Zhixu Li, Jie Zhou

展开摘要

Given a document in a source language, cross-lingual summarization (CLS) aims at generating a concise summary in a different target language. Unlike monolingual summarization (MS), naturally occurring source-language documents paired with target-language summaries are rare. To collect large-scale CLS data, existing datasets typically involve translation in their creation. However, the translated text is distinguished from the text originally written in that language, i.e., translationese. In this paper, we first confirm that different approaches of constructing CLS datasets will lead to different degrees of translationese. Then we systematically investigate how translationese affects CLS model evaluation and performance when it appears in source documents or target summaries. In detail, we find that (1) the translationese in documents or summaries of test sets might lead to the discrepancy between human judgment and automatic evaluation; (2) the translationese in training sets would harm model performance in real-world applications; (3) though machine-translated documents involve translationese, they are very useful for building CLS systems on low-resource languages under specific training strategies. Lastly, we give suggestions for future CLS research including dataset and model developments. We hope that our work could let researchers notice the phenomenon of translationese in CLS and take it into account in the future.

Long Findings