EMNLP 2022 论文列表

The shift towards publicly available text sources has enabled language processing at unprecedented scale, yet leaves under-serviced the domains where public and openly licensed data is scarce. Proactively collecting text data for research is a viable strategy to address this scarcity, but lacks systematic methodology taking into account the many ethical, legal and confidentiality-related aspects of data collection. Our work presents a case study on proactive data collection in peer review – a challenging and under-resourced NLP domain. We outline ethical and legal desiderata for proactive data collection and introduce “Yes-Yes-Yes”, the first donation-based peer reviewing data collection workflow that meets these requirements. We report on the implementation of Yes-Yes-Yes at ACL Rolling Review and empirically study the implications of proactive data collection for the dataset size and the biases induced by the donation behavior on the peer reviewing platform.

In-context learning using large language models has recently shown surprising results for semantic parsing tasks such as Text-to-SQL translation.Prompting GPT-3 or Codex using several examples of question-SQL pairs can produce excellent results, comparable to state-of-the-art finetuning-based models.However, existing work primarily focuses on English datasets, and it is unknown whether large language models can serve as competitive semantic parsers for other languages.To bridge this gap, our work focuses on cross-lingual Text-to-SQL semantic parsing for translating non-English utterances into SQL queries based on an English schema.We consider a zero-shot transfer learning setting with the assumption that we do not have any labeled examples in the target language (but have annotated examples in English).This work introduces the XRICL framework, which learns to retrieve relevant English exemplars for a given query to construct prompts.We also include global translation exemplars for a target language to facilitate the translation process for large language models.To systematically evaluate our model, we construct two new benchmark datasets, XSpider and XKaggle-dbqa, which include questions in Chinese, Vietnamese, Farsi, and Hindi.Our experiments show that XRICL effectively leverages large pre-trained language models to outperform existing baselines.Data and code are publicly available at https://github.com/Impavidity/XRICL.

Prompt tuning learns soft prompts to condition the frozen Pre-trained Language Models (PLMs) for performing downstream tasks in a parameter-efficient manner. While prompt tuning has gradually reached the performance level of fine-tuning as the model scale increases, there is still a large performance gap between prompt tuning and fine-tuning for models of moderate and small scales (typically less than 11B parameters). In this paper, we empirically show that the trained prompt tokens can have a negative impact on a downstream task and thus degrade its performance. To bridge the gap, we propose a novel Prompt tuning model with an eXtremely small scale (XPrompt) under the regime of lottery tickets hypothesis. Specifically, XPrompt eliminates the negative prompt tokens at different granularity levels through a hierarchical structured pruning, yielding a more parameter-efficient prompt yet with a competitive performance. Comprehensive experiments are carried out on the SuperGLUE tasks, and the results indicate that XPrompt is able to close the performance gap at smaller model scales.

Pre-training language models have achieved thriving success in numerous natural language understanding and autoregressive generation tasks, but non-autoregressive generation in applications such as machine translation has not sufficiently benefited from the pre-training paradigm. In this work, we establish the connection between a pre-trained masked language model (MLM) and non-autoregressive generation on machine translation. From this perspective, we present XLM-D, which seamlessly transforms an off-the-shelf cross-lingual pre-training model into a non-autoregressive translation (NAT) model with a lightweight yet effective decorator. Specifically, the decorator ensures the representation consistency of the pre-trained model and brings only one additional trainable parameter. Extensive experiments on typical translation datasets show that our models obtain state-of-the-art performance while realizing the inference speed-up by 19.9x. One striking result is that on WMT14 En-De, our XLM-D obtains 29.80 BLEU points with multiple iterations, which outperforms the previous mask-predict model by 2.77 points.

The surge of pre-training has witnessed the rapid development of document understanding recently. Pre-training and fine-tuning framework has been effectively used to tackle texts in various formats, including plain texts, document texts, and web texts. Despite achieving promising performance, existing pre-trained models usually target one specific document format at one time, making it difficult to combine knowledge from multiple document formats. To address this, we propose XDoc, a unified pre-trained model which deals with different document formats in a single model. For parameter efficiency, we share backbone parameters for different formats such as the word embedding layer and the Transformer layers. Meanwhile, we introduce adaptive layers with lightweight parameters to enhance the distinction across different formats. Experimental results have demonstrated that with only 36.7% parameters, XDoc achieves comparable or even better performance on a variety of downstream tasks compared with the individual pre-trained models, which is cost effective for real-world deployment. The code and pre-trained models are publicly available at https://aka.ms/xdoc.

Abstractive summarization models often produce factually inconsistent summaries that are not supported by the original article. Recently, a number of fact-consistent evaluation techniques have been proposed to address this issue; however, a detailed analysis of how these metrics agree with one another has yet to be conducted. In this paper, we present X-FACTOR, a cross-evaluation of three high-performing fact-aware abstractive summarization methods. First, we show that summarization models are often fine-tuned on datasets that contain factually inconsistent summaries and propose a fact-aware filtering mechanism that improves the quality of training data and, consequently, the factuality of these models. Second, we propose a corrector module that can be used to improve the factual consistency of generated summaries. Third, we present a re-ranking technique that samples summary instances from the output distribution of a summarization model and re-ranks the sampled instances based on their factuality. Finally, we provide a detailed cross-metric agreement analysis that shows how tuning a model to output summaries based on a particular factuality metric influences factuality as determined by the other metrics. Our goal in this work is to facilitate research that improves the factuality and faithfulness of abstractive summarization models.

Word associations are widely used in psychology to provide insights on how humans perceive and understand concepts. Comparing word associations in language models (LMs) to those generated by human subjects can serve as a proxy to uncover embedded lexical and commonsense knowledge in language models. While much helpful work has been done applying direct metrics, such as cosine similarity, to help understand latent spaces, these metrics are symmetric, while human word associativity is asymmetric. We propose WordTies, an algorithm based on constrained sampling from LMs, which allows an asymmetric measurement of associated words, given a cue word as the input. Comparing to existing methods, word associations found by this method share more overlap with associations provided by humans, and observe the asymmetric property of human associations. To examine possible reasons behind associations, we analyze the knowledge and reasoning behind the word pairings as they are linked to lexical and commonsense knowledge graphs.When the knowledge about the nature of the word pairings is combined with a probability that the LM has learned that information, we have a new way to examine what information is captured in LMs.

Word order, an essential property of natural languages, is injected in Transformer-based neural language models using position encoding. However, recent experiments have shown that explicit position encoding is not always useful, since some models without such feature managed to achieve state-of-the art performance on some tasks. To understand better this phenomenon, we examine the effect of removing position encodings on the pre-training objective itself (i.e., masked language modelling), to test whether models can reconstruct position information from co-occurrences alone. We do so by controlling the amount of masked tokens in the input sentence, as a proxy to affect the importance of position information for the task. We find that the necessity of position information increases with the amount of masking, and that masked language models without position encodings are not able to reconstruct this information on the task. These findings point towards a direct relationship between the amount of masking and the ability of Transformers to capture order-sensitive aspects of language using position encoding.

Expressing empathy is important in everyday conversations, and exploring how empathy arises is crucial in automatic response generation. Most previous approaches consider only a single factor that affects empathy. However, in practice, empathy generation and expression is a very complex and dynamic psychological process. A listener needs to find out events which cause a speaker’s emotions (emotion cause extraction), project the events into some experience (knowledge extension), and express empathy in the most appropriate way (communication mechanism).To this end, we propose a novel approach, which integrates the three components - emotion cause, knowledge graph, and communication mechanism for empathetic response generation.Experimental results on the benchmark dataset demonstrate the effectiveness of our method and show that incorporating the key components generates more informative and empathetic responses.

Zero-shot cross-lingual named entity recognition (NER) aims at transferring knowledge from annotated and rich-resource data in source languages to unlabeled and lean-resource data in target languages. Existing mainstream methods based on the teacher-student distillation framework ignore the rich and complementary information lying in the intermediate layers of pre-trained language models, and domain-invariant information is easily lost during transfer. In this study, a mixture of short-channel distillers (MSD) method is proposed to fully interact the rich hierarchical information in the teacher model and to transfer knowledge to the student model sufficiently and efficiently. Concretely, a multi-channel distillation framework is designed for sufficient information transfer by aggregating multiple distillers as a mixture. Besides, an unsupervised method adopting parallel domain adaptation is proposed to shorten the channels between the teacher and student models to preserve domain-invariant features. Experiments on four datasets across nine languages demonstrate that the proposed method achieves new state-of-the-art performance on zero-shot cross-lingual NER and shows great generalization and compatibility across languages and fields.

Recent visuolinguistic pre-trained models show promising progress on various end tasks such as image retrieval and video captioning. Yet, they fail miserably on the recently proposed Winoground dataset, which challenges models to match paired images and English captions, with items constructed to overlap lexically but differ in meaning (e.g., “there is a mug in some grass” vs. “there is some grass in a mug”). By annotating the dataset using new fine-grained tags, we show that solving the Winoground task requires not just compositional language understanding, but a host of other abilities like commonsense reasoning or locating small, out-of-focus objects in low-resolution images. In this paper, we identify the dataset’s main challenges through a suite of experiments on related tasks (probing task, image retrieval task), data augmentation, and manual inspection of the dataset. Our analysis suggests that a main challenge in visuolinguistic models may lie in fusing visual and textual representations, rather than in compositional language understanding. We release our annotation and code at https://github.com/ajd12342/why-winoground-hard.

Textual adversarial samples play important roles in multiple subfields of NLP research, including security, evaluation, explainability, and data augmentation. However, most work mixes all these roles, obscuring the problem definitions and research goals of the security role that aims to reveal the practical concerns of NLP models. In this paper, we rethink the research paradigm of textual adversarial samples in security scenarios. We discuss the deficiencies in previous work and propose our suggestions that the research on the Security-oriented adversarial NLP (SoadNLP) should: (1) evaluate their methods on security tasks to demonstrate the real-world concerns; (2) consider real-world attackers’ goals, instead of developing impractical methods. To this end, we first collect, process, and release a security datasets collection Advbench. Then, we reformalize the task and adjust the emphasis on different goals in SoadNLP. Next, we propose a simple method based on heuristic rules that can easily fulfill the actual adversarial goals to simulate real-world attack methods. We conduct experiments on both the attack and the defense sides on Advbench. Experimental results show that our method has higher practical value, indicating that the research paradigm in SoadNLP may start from our new benchmark. All the code and data of Advbench can be obtained at https://github.com/thunlp/Advbench.

Crises such as the COVID-19 pandemic continuously threaten our world and emotionally affect billions of people worldwide in distinct ways. Understanding the triggers leading to people’s emotions is of crucial importance. Social media posts can be a good source of such analysis, yet these texts tend to be charged with multiple emotions, with triggers scattering across multiple sentences. This paper takes a novel angle, namely, emotion detection and trigger summarization, aiming to both detect perceived emotions in text, and summarize events and their appraisals that trigger each emotion. To support this goal, we introduce CovidET (Emotions and their Triggers during Covid-19), a dataset of ~1,900 English Reddit posts related to COVID-19, which contains manual annotations of perceived emotions and abstractive summaries of their triggers described in the post. We develop strong baselines to jointly detect emotions and summarize emotion triggers. Our analyses show that CovidET presents new challenges in emotion-specific summarization, as well as multi-emotion detection in long social media posts.

Language models increasingly rely on massive web crawls for diverse text data. However, these sources are rife with undesirable content. As such, resources like Wikipedia, books, and news often serve as anchors for automatically selecting web text most suitable for language modeling, a process typically referred to as quality filtering. Using a new dataset of U.S. high school newspaper articles—written by students from across the country—we investigate whose language is preferred by the quality filter used for GPT-3. We find that newspapers from larger schools, located in wealthier, educated, and urban zones (ZIP codes) are more likely to be classified as high quality. We also show that this quality measurement is unaligned with other sensible metrics, such as factuality or literary acclaim. We argue that privileging any corpus as high quality entails a language ideology, and more care is needed to construct training corpora for language models, with better transparency and justification for the inclusion or exclusion of various texts.

Parameter-efficient fine-tuning methods (PEFTs) offer the promise of adapting large pre-trained models while only tuning a small number of parameters. They have been shown to be competitive with full model fine-tuning for many downstream tasks. However, prior work indicates that PEFTs may not work as well for machine translation (MT), and there is no comprehensive study showing when PEFTs work for MT. We conduct a comprehensive empirical study of PEFTs for MT, considering (1) various parameter budgets, (2) a diverse set of language-pairs, and (3) different pre-trained models. We find that ‘adapters’, in which small feed-forward networks are added after every layer, are indeed on par with full model fine-tuning when the parameter budget corresponds to 10% of total model parameters. Nevertheless, as the number of tuned parameters decreases, the performance of PEFTs decreases. The magnitude of this decrease depends on the language pair, with PEFTs particularly struggling for distantly related language-pairs. We find that using PEFTs with a larger pre-trained model outperforms full fine-tuning with a smaller model, and for smaller training data sizes, PEFTs outperform full fine-tuning for the same pre-trained model.

In natural language understanding (NLU) production systems, users’ evolving needs necessitate the addition of new features over time, indexed by new symbols added to the meaning representation space. This requires additional training data and results in ever-growing datasets. We present the first systematic investigation into this incremental symbol learning scenario. Our analysis reveals a troubling quirk in building broad-coverage NLU systems: as the training dataset grows, performance on a small set of new symbols often decreases. We show that this trend holds for multiple mainstream models on two common NLU tasks: intent recognition and semantic parsing. Rejecting class imbalance as the sole culprit, we reveal that the trend is closely associated with an effect we call source signal dilution, where strong lexical cues for the new symbol become diluted as the training dataset grows. Selectively dropping training examples to prevent dilution often reverses the trend, showing the over-reliance of mainstream neural NLU models on simple lexical cues.

With the rapid development of pre-training techniques, a number of language models have been pre-trained on large-scale code corpora and perform well in code generation. In this paper, we investigate how to equip pre-trained language models with the ability of code generation for private libraries. In practice, it is common for programmers to write code using private libraries. However, this is a challenge for language models since they have never seen private APIs during training. Motivated by the fact that private libraries usually come with elaborate API documentation, we propose a novel framework with two modules: the APIRetriever finds useful APIs, and then the APICoder generates code using these APIs. For APIRetriever, we present a dense retrieval system and also design a friendly interaction to involve uses. For APICoder, we can directly use off-the-shelf language models, or continually pre-train the base model on a code corpus containing API information. Both modules are trained with data from public libraries and can be generalized to private ones. Furthermore, we craft three benchmarks for private libraries, named TorchDataEval, MonkeyEval, and BeatNumEval. Experimental results demonstrate the impressive performance of our framework.

Pre-trained language models have shown impressive performance on a variety of tasks and domains. Previous research on financial language models usually employs a generic training scheme to train standard model architectures, without completely leveraging the richness of the financial data. We propose a novel domain specific Financial LANGuage model (FLANG) which uses financial keywords and phrases for better masking, together with span boundary objective and in-filing objective. Additionally, the evaluation benchmarks in the field have been limited. To this end, we contribute the Financial Language Understanding Evaluation (FLUE), an open-source comprehensive suite of benchmarks for the financial domain. These include new benchmarks across 5 NLP tasks in financial domain as well as common benchmarks used in the previous research. Experiments on these benchmarks suggest that our model outperforms those in prior literature on a variety of NLP tasks. Our models, code and benchmark data will be made publicly available on Github and Huggingface.

Humans can reason compositionally whilst grounding language utterances to the real world. Recent benchmarks like ReaSCAN (Wu et al., 2021) use navigation tasks grounded in a grid world to assess whether neural models exhibit similar capabilities. In this work, we present a simple transformer-based model that outperforms specialized architectures on ReaSCAN and a modified version (Qiu et al., 2021) of gSCAN (Ruis et al., 2020). On analyzing the task, we find that identifying the target location in the grid world is the main challenge for the models. Furthermore, we show that a particular split in ReaSCAN, which tests depth generalization, is unfair. On an amended version of this split, we show that transformers can generalize to deeper input structures. Finally, we design a simpler grounded compositional generalization task, RefEx, to investigate how transformers reason compositionally. We show that a single self-attention layer with a single head generalizes to novel combinations of object attributes. Moreover, we derive a precise mathematical construction of the transformer’s computations from the learned network. Overall, we provide valuable insights about the grounded compositional generalization task and the behaviour of transformers on it, which would be useful for researchers working in this area.