EMNLP 2021 论文列表

Conference on Empirical Methods in Natural Language Processing

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Speaker Turn Modeling for Dialogue Act Classification

Zihao He, Leili Tavabi, Kristina Lerman, Mohammad Soleymani

展开摘要

Dialogue Act (DA) classification is the task of classifying utterances with respect to the function they serve in a dialogue. Existing approaches to DA classification model utterances without incorporating the turn changes among speakers throughout the dialogue, therefore treating it no different than non-interactive written text. In this paper, we propose to integrate the turn changes in conversations among speakers when modeling DAs. Specifically, we learn conversation-invariant speaker turn embeddings to represent the speaker turns in a conversation; the learned speaker turn embeddings are then merged with the utterance embeddings for the downstream task of DA classification. With this simple yet effective mechanism, our model is able to capture the semantics from the dialogue content while accounting for different speaker turns in a conversation. Validation on three benchmark public datasets demonstrates superior performance of our model.

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Sparsity and Sentence Structure in Encoder-Decoder Attention of Summarization Systems

Potsawee Manakul, Mark Gales

展开摘要

Transformer models have achieved state-of-the-art results in a wide range of NLP tasks including summarization. Training and inference using large transformer models can be computationally expensive. Previous work has focused on one important bottleneck, the quadratic self-attention mechanism in the encoder. Modified encoder architectures such as LED or LoBART use local attention patterns to address this problem for summarization. In contrast, this work focuses on the transformer’s encoder-decoder attention mechanism. The cost of this attention becomes more significant in inference or training approaches that require model-generated histories. First, we examine the complexity of the encoder-decoder attention. We demonstrate empirically that there is a sparse sentence structure in document summarization that can be exploited by constraining the attention mechanism to a subset of input sentences, whilst maintaining system performance. Second, we propose a modified architecture that selects the subset of sentences to constrain the encoder-decoder attention. Experiments are carried out on abstractive summarization tasks, including CNN/DailyMail, XSum, Spotify Podcast, and arXiv.

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Sparse Attention with Linear Units

Biao Zhang, Ivan Titov, Rico Sennrich

展开摘要

Recently, it has been argued that encoder-decoder models can be made more interpretable by replacing the softmax function in the attention with its sparse variants. In this work, we introduce a novel, simple method for achieving sparsity in attention: we replace the softmax activation with a ReLU, and show that sparsity naturally emerges from such a formulation. Training stability is achieved with layer normalization with either a specialized initialization or an additional gating function. Our model, which we call Rectified Linear Attention (ReLA), is easy to implement and more efficient than previously proposed sparse attention mechanisms. We apply ReLA to the Transformer and conduct experiments on five machine translation tasks. ReLA achieves translation performance comparable to several strong baselines, with training and decoding speed similar to that of the vanilla attention. Our analysis shows that ReLA delivers high sparsity rate and head diversity, and the induced cross attention achieves better accuracy with respect to source-target word alignment than recent sparsified softmax-based models. Intriguingly, ReLA heads also learn to attend to nothing (i.e. ‘switch off’) for some queries, which is not possible with sparsified softmax alternatives.

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Span Pointer Networks for Non-Autoregressive Task-Oriented Semantic Parsing

Akshat Shrivastava, Pierce Chuang, Arun Babu, Shrey Desai, Abhinav Arora, Alexander Zotov, Ahmed Aly

展开摘要

An effective recipe for building seq2seq, non-autoregressive, task-oriented parsers to map utterances to semantic frames proceeds in three steps: encoding an utterance x, predicting a frame’s length |y|, and decoding a |y|-sized frame with utterance and ontology tokens. Though empirically strong, these models are typically bottlenecked by length prediction, as even small inaccuracies change the syntactic and semantic characteristics of resulting frames. In our work, we propose span pointer networks, non-autoregressive parsers which shift the decoding task from text generation to span prediction; that is, when imputing utterance spans into frame slots, our model produces endpoints (e.g., [i, j]) as opposed to text (e.g., “6pm”). This natural quantization of the output space reduces the variability of gold frames, therefore improving length prediction and, ultimately, exact match. Furthermore, length prediction is now responsible for frame syntax and the decoder is responsible for frame semantics, resulting in a coarse-to-fine model. We evaluate our approach on several task-oriented semantic parsing datasets. Notably, we bridge the quality gap between non-autogressive and autoregressive parsers, achieving 87 EM on TOPv2 (Chen et al. 2020). Furthermore, due to our more consistent gold frames, we show strong improvements in model generalization in both cross-domain and cross-lingual transfer in low-resource settings. Finally, due to our diminished output vocabulary, we observe 70% reduction in latency and 83% reduction in memory at beam size 5 compared to prior non-autoregressive parsers.

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Span Fine-tuning for Pre-trained Language Models

Rongzhou Bao, Zhuosheng Zhang, Hai Zhao

展开摘要

Pre-trained language models (PrLM) have to carefully manage input units when training on a very large text with a vocabulary consisting of millions of words. Previous works have shown that incorporating span-level information over consecutive words in pre-training could further improve the performance of PrLMs. However, given that span-level clues are introduced and fixed in pre-training, previous methods are time-consuming and lack of flexibility. To alleviate the inconvenience, this paper presents a novel span fine-tuning method for PrLMs, which facilitates the span setting to be adaptively determined by specific downstream tasks during the fine-tuning phase. In detail, any sentences processed by the PrLM will be segmented into multiple spans according to a pre-sampled dictionary. Then the segmentation information will be sent through a hierarchical CNN module together with the representation outputs of the PrLM and ultimately generate a span-enhanced representation. Experiments on GLUE benchmark show that the proposed span fine-tuning method significantly enhances the PrLM, and at the same time, offer more flexibility in an efficient way.

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Sorting through the noise: Testing robustness of information processing in pre-trained language models

Lalchand Pandia, Allyson Ettinger

展开摘要

Pre-trained LMs have shown impressive performance on downstream NLP tasks, but we have yet to establish a clear understanding of their sophistication when it comes to processing, retaining, and applying information presented in their input. In this paper we tackle a component of this question by examining robustness of models’ ability to deploy relevant context information in the face of distracting content. We present models with cloze tasks requiring use of critical context information, and introduce distracting content to test how robustly the models retain and use that critical information for prediction. We also systematically manipulate the nature of these distractors, to shed light on dynamics of models’ use of contextual cues. We find that although models appear in simple contexts to make predictions based on understanding and applying relevant facts from prior context, the presence of distracting but irrelevant content has clear impact in confusing model predictions. In particular, models appear particularly susceptible to factors of semantic similarity and word position. The findings are consistent with the conclusion that LM predictions are driven in large part by superficial contextual cues, rather than by robust representations of context meaning.

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Sometimes We Want Ungrammatical Translations

Prasanna Parthasarathi, Koustuv Sinha, Joelle Pineau, Adina Williams

展开摘要

Rapid progress in Neural Machine Translation (NMT) systems over the last few years has focused primarily on improving translation quality, and as a secondary focus, improving robustness to perturbations (e.g. spelling). While performance and robustness are important objectives, by over-focusing on these, we risk overlooking other important properties. In this paper, we draw attention to the fact that for some applications, faithfulness to the original (input) text is important to preserve, even if it means introducing unusual language patterns in the (output) translation. We propose a simple, novel way to quantify whether an NMT system exhibits robustness or faithfulness, by focusing on the case of word-order perturbations. We explore a suite of functions to perturb the word order of source sentences without deleting or injecting tokens, and measure their effects on the target side. Across several experimental conditions, we observe a strong tendency towards robustness rather than faithfulness. These results allow us to better understand the trade-off between faithfulness and robustness in NMT, and opens up the possibility of developing systems where users have more autonomy and control in selecting which property is best suited for their use case.

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Solving Aspect Category Sentiment Analysis as a Text Generation Task

Jian Liu, Zhiyang Teng, Leyang Cui, Hanmeng Liu, Yue Zhang

展开摘要

Aspect category sentiment analysis has attracted increasing research attention. The dominant methods make use of pre-trained language models by learning effective aspect category-specific representations, and adding specific output layers to its pre-trained representation. We consider a more direct way of making use of pre-trained language models, by casting the ACSA tasks into natural language generation tasks, using natural language sentences to represent the output. Our method allows more direct use of pre-trained knowledge in seq2seq language models by directly following the task setting during pre-training. Experiments on several benchmarks show that our method gives the best reported results, having large advantages in few-shot and zero-shot settings.

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Softmax Tree: An Accurate, Fast Classifier When the Number of Classes Is Large

Arman Zharmagambetov, Magzhan Gabidolla, Miguel Á. Carreira-Perpiñán

展开摘要

Classification problems having thousands or more classes naturally occur in NLP, for example language models or document classification. A softmax or one-vs-all classifier naturally handles many classes, but it is very slow at inference time, because every class score must be calculated to find the top class. We propose the “softmax tree”, consisting of a binary tree having sparse hyperplanes at the decision nodes (which make hard, not soft, decisions) and small softmax classifiers at the leaves. This is much faster at inference because the input instance follows a single path to a leaf (whose length is logarithmic on the number of leaves) and the softmax classifier at each leaf operates on a small subset of the classes. Although learning accurate tree-based models has proven difficult in the past, we are able to overcome this by using a variation of a recent algorithm, tree alternating optimization (TAO). Compared to a softmax and other classifiers, the resulting softmax trees are both more accurate in prediction and faster in inference, as shown in NLP problems having from one thousand to one hundred thousand classes.

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Sociolectal Analysis of Pretrained Language Models

Sheng Zhang, Xin Zhang, Weiming Zhang, Anders Søgaard

展开摘要

Using data from English cloze tests, in which subjects also self-reported their gender, age, education, and race, we examine performance differences of pretrained language models across demographic groups, defined by these (protected) attributes. We demonstrate wide performance gaps across demographic groups and show that pretrained language models systematically disfavor young non-white male speakers; i.e., not only do pretrained language models learn social biases (stereotypical associations) – pretrained language models also learn sociolectal biases, learning to speak more like some than like others. We show, however, that, with the exception of BERT models, larger pretrained language models reduce some the performance gaps between majority and minority groups.

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Smoothing Dialogue States for Open Conversational Machine Reading

Zhuosheng Zhang, Siru Ouyang, Hai Zhao, Masao Utiyama, Eiichiro Sumita

展开摘要

Conversational machine reading (CMR) requires machines to communicate with humans through multi-turn interactions between two salient dialogue states of decision making and question generation processes. In open CMR settings, as the more realistic scenario, the retrieved background knowledge would be noisy, which results in severe challenges in the information transmission. Existing studies commonly train independent or pipeline systems for the two subtasks. However, those methods are trivial by using hard-label decisions to activate question generation, which eventually hinders the model performance. In this work, we propose an effective gating strategy by smoothing the two dialogue states in only one decoder and bridge decision making and question generation to provide a richer dialogue state reference. Experiments on the OR-ShARC dataset show the effectiveness of our method, which achieves new state-of-the-art results.

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Smelting Gold and Silver for Improved Multilingual AMR-to-Text Generation

Leonardo F. R. Ribeiro, Jonas Pfeiffer, Yue Zhang, Iryna Gurevych

展开摘要

Recent work on multilingual AMR-to-text generation has exclusively focused on data augmentation strategies that utilize silver AMR. However, this assumes a high quality of generated AMRs, potentially limiting the transferability to the target task. In this paper, we investigate different techniques for automatically generating AMR annotations, where we aim to study which source of information yields better multilingual results. Our models trained on gold AMR with silver (machine translated) sentences outperform approaches which leverage generated silver AMR. We find that combining both complementary sources of information further improves multilingual AMR-to-text generation. Our models surpass the previous state of the art for German, Italian, Spanish, and Chinese by a large margin.

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Skim-Attention: Learning to Focus via Document Layout

Laura Nguyen, Thomas Scialom, Jacopo Staiano, Benjamin Piwowarski

展开摘要

Transformer-based pre-training techniques of text and layout have proven effective in a number of document understanding tasks. Despite this success, multimodal pre-training models suffer from very high computational and memory costs. Motivated by human reading strategies, this paper presents Skim-Attention, a new attention mechanism that takes advantage of the structure of the document and its layout. Skim-Attention only attends to the 2-dimensional position of the words in a document. Our experiments show that Skim-Attention obtains a lower perplexity than prior works, while being more computationally efficient. Skim-Attention can be further combined with long-range Transformers to efficiently process long documents. We also show how Skim-Attention can be used off-the-shelf as a mask for any Pre-trained Language Model, allowing to improve their performance while restricting attention. Finally, we show the emergence of a document structure representation in Skim-Attention.

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SituatedQA: Incorporating Extra-Linguistic Contexts into QA

Michael Zhang, Eunsol Choi

展开摘要

Answers to the same question may change depending on the extra-linguistic contexts (when and where the question was asked). To study this challenge, we introduce SituatedQA, an open-retrieval QA dataset where systems must produce the correct answer to a question given the temporal or geographical context. To construct SituatedQA, we first identify such questions in existing QA datasets. We find that a significant proportion of information seeking questions have context-dependent answers (e.g. roughly 16.5% of NQ-Open). For such context-dependent questions, we then crowdsource alternative contexts and their corresponding answers. Our study shows that existing models struggle with producing answers that are frequently updated or from uncommon locations. We further quantify how existing models, which are trained on data collected in the past, fail to generalize to answering questions asked in the present, even when provided with an updated evidence corpus (a roughly 15 point drop in accuracy). Our analysis suggests that open-retrieval QA benchmarks should incorporate extra-linguistic context to stay relevant globally and in the future. Our data, code, and datasheet are available at https://situatedqa.github.io/.

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Single-dataset Experts for Multi-dataset Question Answering

Dan Friedman, Ben Dodge, Danqi Chen

展开摘要

Many datasets have been created for training reading comprehension models, and a natural question is whether we can combine them to build models that (1) perform better on all of the training datasets and (2) generalize and transfer better to new datasets. Prior work has addressed this goal by training one network simultaneously on multiple datasets, which works well on average but is prone to over- or under-fitting different sub- distributions and might transfer worse compared to source models with more overlap with the target dataset. Our approach is to model multi-dataset question answering with an ensemble of single-dataset experts, by training a collection of lightweight, dataset-specific adapter modules (Houlsby et al., 2019) that share an underlying Transformer model. We find that these Multi-Adapter Dataset Experts (MADE) outperform all our baselines in terms of in-distribution accuracy, and simple methods based on parameter-averaging lead to better zero-shot generalization and few-shot transfer performance, offering a strong and versatile starting point for building new reading comprehension systems.

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Simulated Chats for Building Dialog Systems: Learning to Generate Conversations from Instructions

Biswesh Mohapatra, Gaurav Pandey, Danish Contractor, Sachindra Joshi

展开摘要

Popular dialog datasets such as MultiWOZ are created by providing crowd workers an instruction, expressed in natural language, that describes the task to be accomplished. Crowd workers play the role of a user and an agent to generate dialogs to accomplish tasks involving booking restaurant tables, calling a taxi etc. In this paper, we present a data creation strategy that uses the pre-trained language model, GPT2, to simulate the interaction between crowd workers by creating a user bot and an agent bot. We train the simulators using a smaller percentage of actual crowd-generated conversations and their corresponding instructions. We demonstrate that by using the simulated data, we achieve significant improvements in low-resource settings on two publicly available datasets - MultiWOZ dataset and the Persona chat dataset.

Finding
Simple or Complex? Complexity-controllable Question Generation with Soft Templates and Deep Mixture of Experts Model

Sheng Bi, Xiya Cheng, Yuan-Fang Li, Lizhen Qu, Shirong Shen, Guilin Qi, Lu Pan, Yinlin Jiang

展开摘要

The ability to generate natural-language questions with controlled complexity levels is highly desirable as it further expands the applicability of question generation. In this paper, we propose an end-to-end neural complexity-controllable question generation model, which incorporates a mixture of experts (MoE) as the selector of soft templates to improve the accuracy of complexity control and the quality of generated questions. The soft templates capture question similarity while avoiding the expensive construction of actual templates. Our method introduces a novel, cross-domain complexity estimator to assess the complexity of a question, taking into account the passage, the question, the answer and their interactions. The experimental results on two benchmark QA datasets demonstrate that our QG model is superior to state-of-the-art methods in both automatic and manual evaluation. Moreover, our complexity estimator is significantly more accurate than the baselines in both in-domain and out-domain settings.

Finding
Simple and Effective Unsupervised Redundancy Elimination to Compress Dense Vectors for Passage Retrieval

Xueguang Ma, Minghan Li, Kai Sun, Ji Xin, Jimmy Lin

展开摘要

Recent work has shown that dense passage retrieval techniques achieve better ranking accuracy in open-domain question answering compared to sparse retrieval techniques such as BM25, but at the cost of large space and memory requirements. In this paper, we analyze the redundancy present in encoded dense vectors and show that the default dimension of 768 is unnecessarily large. To improve space efficiency, we propose a simple unsupervised compression pipeline that consists of principal component analysis (PCA), product quantization, and hybrid search. We further investigate other supervised baselines and find surprisingly that unsupervised PCA outperforms them in some settings. We perform extensive experiments on five question answering datasets and demonstrate that our best pipeline achieves good accuracy–space trade-offs, for example, 48× compression with less than 3% drop in top-100 retrieval accuracy on average or 96× compression with less than 4% drop. Code and data are available at http://pyserini.io/.

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Simple Entity-Centric Questions Challenge Dense Retrievers

Christopher Sciavolino, Zexuan Zhong, Jinhyuk Lee, Danqi Chen

展开摘要

Open-domain question answering has exploded in popularity recently due to the success of dense retrieval models, which have surpassed sparse models using only a few supervised training examples. However, in this paper, we demonstrate current dense models are not yet the holy grail of retrieval. We first construct EntityQuestions, a set of simple, entity-rich questions based on facts from Wikidata (e.g., “Where was Arve Furset born?”), and observe that dense retrievers drastically under-perform sparse methods. We investigate this issue and uncover that dense retrievers can only generalize to common entities unless the question pattern is explicitly observed during training. We discuss two simple solutions towards addressing this critical problem. First, we demonstrate that data augmentation is unable to fix the generalization problem. Second, we argue a more robust passage encoder helps facilitate better question adaptation using specialized question encoders. We hope our work can shed light on the challenges in creating a robust, universal dense retriever that works well across different input distributions.

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Simple Conversational Data Augmentation for Semi-supervised Abstractive Dialogue Summarization

Jiaao Chen, Diyi Yang

展开摘要

Abstractive conversation summarization has received growing attention while most current state-of-the-art summarization models heavily rely on human-annotated summaries. To reduce the dependence on labeled summaries, in this work, we present a simple yet effective set of Conversational Data Augmentation (CODA) methods for semi-supervised abstractive conversation summarization, such as random swapping/deletion to perturb the discourse relations inside conversations, dialogue-acts-guided insertion to interrupt the development of conversations, and conditional-generation-based substitution to substitute utterances with their paraphrases generated based on the conversation context. To further utilize unlabeled conversations, we combine CODA with two-stage noisy self-training where we first pre-train the summarization model on unlabeled conversations with pseudo summaries and then fine-tune it on labeled conversations. Experiments conducted on the recent conversation summarization datasets demonstrate the effectiveness of our methods over several state-of-the-art data augmentation baselines.

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