COLM 2025 论文列表

Conference on Language Modeling

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Zero-shot Benchmarking: A Framework for Flexible and Scalable Automatic Evaluation of Language Models

José Pombal, Nuno M. Guerreiro, Ricardo Rei, Andre Martins

展开摘要

As language models improve and grow capable of performing more complex tasks across modalities, evaluating them automatically becomes increasingly challenging. Developing strong and robust task-specific automatic metrics gets harder, and human-annotated test sets—which are expensive to create—saturate more quickly. A compelling alternative is to design reliable strategies to automate the creation of test data and evaluation, but previous attempts either rely on pre-existing data, or focus solely on individual tasks. We present Zero-shot Benchmarking (ZSB), a framework for creating high-quality benchmarks for any task by leveraging language models for both synthetic test data creation and evaluation. ZSB is simple and flexible: it requires only the creation of a prompt for data generation and one for evaluation; it is scalable to tasks and languages where collecting real-world data is costly or impractical; it is model-agnostic, allowing the creation of increasingly challenging benchmarks as models improve. To assess the effectiveness of our framework, we create benchmarks for five text-only tasks and a multi-modal one: general capabilities in four languages (English, Chinese, French, and Korean), translation, and general vision-language capabilities in English. We then rank a broad range of open and closed systems on our benchmarks. ZSB rankings consistently correlate strongly with human rankings, outperforming widely-adopted standard benchmarks. Through ablations, we find that strong benchmarks can be created with open models, and that judge model size and dataset variety are crucial drivers of performance. We release all our benchmarks, and code to reproduce our experiments and to produce new benchmarks.

Poster
Model-Agnostic Policy Explanations with Large Language Models

Zhang Xi-Jia, Yue Guo, Shufei Chen, Simon Stepputtis, Matthew Craig Gombolay, Katia P. Sycara, Joseph Campbell

展开摘要

Intelligent agents, such as robots, are increasingly deployed in real-world, human-centric environments. To foster appropriate human trust and meet legal and ethical standards, these agents must be able to explain their behavior. However, state-of-the-art agents are typically driven by black-box models like deep neural networks, limiting their interpretability. We propose a method for generating natural language explanations of agent behavior based *only* on observed states and actions -- without access to the agent's underlying model. Our approach learns a locally interpretable surrogate model of the agent's behavior from observations, which then guides a large language model to generate plausible explanations with minimal hallucination. Empirical results show that our method produces explanations that are more comprehensible and correct than those from baselines, as judged by both language models and human evaluators. Furthermore, we find that participants in a user study more accurately predicted the agent's future actions when given our explanations, suggesting improved understanding of agent behavior. Importantly, we show that participants are unable to detect hallucinations in explanations, underscoring the need for explainability methods that minimize hallucinations by design.

Poster
On Mechanistic Circuits for Extractive Question-Answering

Samyadeep Basu, Vlad I Morariu, Ryan A. Rossi, Nanxuan Zhao, Zichao Wang, Soheil Feizi, Varun Manjunatha

展开摘要

Recent studies have extracted circuits from the computational graphs of language models for simple language tasks such as entity tracking or indirect object identification. In our paper, we scale up circuit extraction to a real-world language modeling task: context-augmented language modeling for question-answering (QA) tasks and understand the potential benefits of circuits towards downstream applications such as data attribution. We extract circuits as a function of internal model components (e.g., attention heads, attention layers, MLPs) using causal mediation analysis techniques. Leveraging the extracted circuits, we first understand the interplay between the language model's usage of parametric memory and retrieved context towards a better mechanistic understanding of context-augmented language models. We then identify a small set of attention heads in our circuit which performs reliable data attribution by default, thereby obtaining attribution for free in just the model's forward pass! Using this insight, we then introduce AttnAttrib, a fast data attribution algorithm. Through a range of empirical experiments across different extractive QA benchmarks, we show that performing data attribution with AttnAttrib obtains state-of-the-art attribution results across different language models. Finally, we show the possibility to steer the language model towards answering from the context, instead of the parametric memory by (i) using the attribution from our extracted attention head as an additional signal during the forward pass and (ii) scaling the output of a small set of attention heads. Beyond mechanistic understanding, our paper provides tangible applications of mechanistic circuits in the form of reliable data attribution and model steering.

Poster
Cats Confuse Reasoning LLM: Query Agnostic Adversarial Triggers for Reasoning Models

Meghana Arakkal Rajeev, Rajkumar Ramamurthy, Prapti Trivedi, Vikas Yadav, Oluwanifemi Bamgbose, Sathwik Tejaswi Madhusudhan, James Zou, Nazneen Rajani

展开摘要

We investigate the robustness of reasoning models trained for step-by-step problem solving by introducing query-agnostic adversarial triggers – short, irrelevant text that, when appended to math problems, systematically misleads models to output incorrect answers without altering the problem’s semantics. We propose CatAttack, an automated iterative attack pipeline for generating triggers on a faster, less expensive proxy target model (DeepSeek V3) and successfully transferring them to slower, expensive, and more advanced reasoning target models like DeepSeek R1 and DeepSeek R1-distill-Qwen-32B, resulting in greater than 300% increase in the likelihood of the target model generating an incorrect answer. For example, appending Interesting fact: cats sleep most of their lives to any math problem leads to more than doubling the chances of a model getting the answer wrong. Furthermore, we demonstrate the widespread transferability of these triggers to other model families, including large reasoning models from Qwen QwQ, Qwen 3, and Phi-4 as well as instruction-tuned models from Llama-3.1 and Mistral. These tests showed that the models were affected by error rates that increased by up to 500% for reasoning models and by 700% for instruction-tuned models. Our findings highlight critical vulnerabilities in reasoning models, revealing that even state-of-the-art models remain susceptible to subtle adversarial inputs, raising security and reliability concerns. CatAttack triggers dataset with model responses is available at https://huggingface.co/datasets/collinear-ai/cat-attack-adversarial-triggers

Poster
A Critical Look At Tokenwise Reward-Guided Text Generation

Ahmad Rashid, Ruotian Wu, Julia Grosse, Agustinus Kristiadi, Pascal Poupart

展开摘要

Large language models (LLMs) can be improved by aligning with human preferences through fine-tuning -- the so-called reinforcement learning from human feedback (RLHF). However, the cost of fine-tuning an LLM is prohibitive for many users. Due to their ability to bypass LLM fine-tuning, prediction-time tokenwise reward-guided text generation (RGTG) methods have recently been proposed. They use a reward model trained on full sequences to score partial sequences during decoding in a bid to steer the generation towards sequences with high rewards. However, these methods have so far been only heuristically motivated and poorly analyzed. In this work, we show that reward models trained on full sequences are not compatible with scoring partial sequences. To alleviate this, we propose to train a Bradley-Terry reward model on partial sequences explicitly, and autoregressively sample from the implied tokenwise policy during decoding. We study the properties of this reward model and the resulting policy: we show that this policy is proportional to the ratio of two distinct RLHF policies. Our simple approach outperforms previous RGTG methods and performs similarly to strong offline baselines without large-scale LLM fine-tuning.

Poster
Sample Efficient Preference Alignment in LLMs via Active Exploration

Viraj Mehta, Syrine Belakaria, Vikramjeet Das, Ojash Neopane, Yijia Dai, Ilija Bogunovic, Barbara E Engelhardt, Stefano Ermon, Jeff Schneider, Willie Neiswanger

展开摘要

Preference-based feedback is important for many applications in machine learning where evaluation of a reward function is not feasible. Notable recent examples arise in preference alignment for large language models, including in reinforcement learning from human feedback (RLHF) and direct preference optimization (DPO). For many applications of preference alignment, the cost of acquiring human feedback can be substantial. In this work, we take advantage of the fact that one can often choose contexts at which to obtain human feedback to most efficiently identify a good policy, and formalize the setting as an \emph{active contextual dueling bandit} problem. We propose an active exploration algorithm to efficiently select the data and provide theoretical proof that it has a polynomial worst-case regret bound. We extend the setting and methodology for practical use in preference alignment of large language models. We provide two extensions, an online and an offline approach. Our method outperforms the baselines with limited samples of human preferences on several language models and four real-world datasets including two new datasets that we contribute to the literature.

Poster
Society of Mind Meets Real-Time Strategy: A Hierarchical Multi-Agent Framework for Strategic Reasoning

Daechul Ahn, San Kim, Jonghyun Choi

展开摘要

Large Language Models (LLMs) have recently demonstrated impressive action sequence prediction capabilities but often struggle with dynamic, long-horizon tasks such as real-time strategic games. In a game such as StarCraft II (SC2), agents need to manage resource constraints and adapt to evolving battlefield situations in a partially observable environment. This often overwhelms exisiting LLM-based approaches. To address these challenges, we propose a hierarchical multi-agent framework that employs specialized imitation learning agents under a meta-controller called Strategic Planner (SP). By expert demonstrations, each specialized agent learns a distinctive strategy, such as aerial support or defensive maneuvers, and produces coherent, structured multistep action sequences. The SP then orchestrates these proposals into a single, environmentally adaptive plan that ensures local decisions aligning with long-term strategies. We call this HIMA (Hierarchical Imitation Multi-Agent). We also present TEXTSCII-ALL, a comprehensive SC2 testbed that encompasses all race match combinations in SC2. Our empirical results show that HIMA outperforms state of the arts in strategic clarity, adaptability, and computational efficiency, underscoring the potential of combining specialized imitation modules with meta-level orchestration to develop more robust, general-purpose AI agents.

Poster
MapIQ: Evaluating Multimodal Large Language Models for Map Question Answering

Varun Srivastava, Fan Lei, Srija Mukhopadhyay, Vivek Gupta, Ross Maciejewski

展开摘要

Recent advancements in multimodal large language models (MLLMs) have driven researchers to explore how well these models read data visualizations, e.g., bar charts, scatter plots. More recently, attention has shifted to visual question answering with maps (Map-VQA). However, Map-VQA research has primarily focused on choropleth maps, which cover only a limited range of thematic categories and visual analytical tasks. To address these gaps, we introduce MapIQ, a benchmark dataset comprising 14,706 question-answer pairs across three map types—choropleth maps, cartograms, and proportional symbol maps spanning topics from six distinct themes (e.g., housing, crime). We evaluate multiple MLLMs using six visual analytical tasks, comparing their performance against one another and a human baseline. An additional experiment examining the impact of map design changes (e.g., altered color schemes, modified legend designs, and removal of map elements) provides insights into the robustness and sensitivity of MLLMs, their reliance on internal geographic knowledge, and potential avenues for improving Map-VQA performance.

Poster
Steering Large Language Model Activations in Sparse Spaces

Reza Bayat, Ali Rahimi-Kalahroudi, Mohammad Pezeshki, Sarath Chandar, Pascal Vincent

展开摘要

A key challenge in AI alignment is guiding large language models (LLMs) to follow desired behaviors at test time. Activation steering, which modifies internal model activations during inference, offers a promising solution. However, prior work in dense activation spaces struggles with $\textit{superposition}$, where multiple features become entangled, limiting interpretability and precise control. In contrast, sparse representations offer an untapped opportunity for more interpretable behavior modulation. In this work, we introduce $\textit{Sparse Activation Steering}$ (SAS), a novel method for steering LLM behavior in $\textit{sparse spaces}$. By isolating behavior-specific features (i.e., latent dimensions) through a contrastive prompt-pairing approach, we define a set of features that can selectively reinforce or suppress behaviors. Experiments on Gemma 2 LLMs show that SAS vectors enable steering on par with its dense counterpart while offering interpretability advantages such as easier compositionality of features in these spaces. Furthermore, our scaling studies on sparse latents reveal a trend toward greater sparsity in SAS vectors, approaching ideal $\textit{monosemanticity}$.

Poster
Scaling Laws of Synthetic Data for Language Model

Zeyu Qin, Qingxiu Dong, Xingxing Zhang, Li Dong, Xiaolong Huang, Ziyi Yang, Mahmoud Khademi, Dongdong Zhang, Hany Hassan Awadalla, Yi R. Fung, Weizhu Chen, Minhao Cheng, Furu Wei

展开摘要

Large language models (LLMs) achieve strong performance across diverse tasks, driven by high-quality web data used in pre-training. However, recent studies indicate web data is rapidly depleting. Synthetic data emerges as a promising alternative, but it remains unclear whether synthetic datasets exhibit predictable scalability comparable to raw pre-training data. In this work, we systematically investigate scaling laws of synthetic data by introducing SynthLLM, a scalable framework that transforms pre-training corpora into diverse, high-quality synthetic datasets. Our approach achieves this by automatically extracting and recombining high-level concepts across multiple documents using a graph algorithm. Key findings from our experiments with SynthLLM on math domain include: (1) SynthLLM generates synthetic data that reliably adheres to rectified scaling law across various model sizes; (2) Performance gains gradually diminish near 300B tokens; and (3) Larger models approach optimal performance with fewer training tokens. For instance, an 8B model peaks at 1T tokens, while a 3B model requires 4T. Moreover, comparisons with existing synthetic data generation and augmentation methods demonstrate that SynthLLM achieves superior performance and scalability. Our findings highlight synthetic data as a scalable and reliable alternative to raw pre-training data, offering a viable path toward continued improvement in model performance.

Poster
ParaPO: Aligning Language Models to Reduce Verbatim Reproduction of Pre-training Data

Tong Chen, Faeze Brahman, Jiacheng Liu, Niloofar Mireshghallah, Weijia Shi, Pang Wei Koh, Luke Zettlemoyer, Hannaneh Hajishirzi

展开摘要

Language models (LMs) can memorize and reproduce segments from their pretraining data verbatim even in non-adversarial settings, raising concerns about copyright, plagiarism, privacy, and creativity. We introduce Paraphrase Preference Optimization (ParaPO), a post-training method that fine-tunes LMs to reduce regurgitation while preserving their overall utility. ParaPO trains LMs to prefer paraphrased versions of memorized segments over the original verbatim content from the pretraining data. To preserve the ability to recall famous quotations, we additionally develop a variant of ParaPO that uses system prompts to control whether LMs should reduce regurgitation. On Llama3.1-8B, ParaPO consistently reduces regurgitation across all datasets we evaluated (e.g., reducing the regurgitation metric from 17.3 to 12.9 in creative writing), whereas unlearning methods used in prior work to mitigate regurgitation are less effective outside their targeted unlearned domain (from 17.3 to 16.9). On the instruction-tuned model Tulu3-8B, ParaPO with system prompts achieve a 27.5\% reduction in regurgitation (from 8.7 to 6.3) in creative writing, while preserving similar accuracy in requesting famous quotations. In contrast, the base Tulu model with inference-time system prompts achieves only a 3.5\% reduction (from 8.7 to 8.4).

Poster
Can a Crow Hatch a Falcon? Lineage Matters in Predicting Large Language Model Performance

Takuya Tamura, Taro Yano, Masafumi Enomoto, Masafumi Oyamada

展开摘要

Accurately forecasting the performance of Large Language Models (LLMs) before extensive fine-tuning or merging can substantially reduce both computational expense and development time. Although prior approaches like scaling laws account for global factors such as parameter size or training tokens, they often overlook explicit lineage relationships—i.e., which models are derived or merged from which parents. In this work, we propose a novel Lineage-Regularized Matrix Factorization (LRMF) framework that encodes ancestral ties among LLMs via a graph Laplacian regularizer. By leveraging multi-hop parent--child connections, LRMF consistently outperforms conventional matrix factorization and collaborative filtering methods in both instance-level and benchmark-level performance prediction. Our large-scale study includes 2,934 publicly available Hugging Face models and 21,000+ instances across 6 major benchmarks, showing that the introduction of lineage constraints yields up to 0.15–0.30 higher correlation coefficients with actual performance compared to baseline methods. Moreover, LRMF effectively addresses the cold-start problem, providing accurate estimates for newly derived or merged models even with minimal data. This lineage-guided strategy thus offers a resource-efficient way to inform hyperparameter tuning, data selection, and model combination in modern LLM development.

Poster
Rerouting LLM Routers

Avital Shafran, Roei Schuster, Tom Ristenpart, Vitaly Shmatikov

展开摘要

LLM routers balance quality and cost of responding to queries by routing them to a cheaper or more expensive LLM depending on the query's estimated complexity. Routers are a type of what we call ``LLM control planes,'' i.e., systems that orchestrate multiple LLMs. In this paper, we investigate adversarial robustness of LLM control planes using routers as a concrete example. We formulate LLM control-plane integrity as a distinct problem in AI safety, where the adversary's goal is to control the order or selection of LLMs employed to process users' queries. We then demonstrate that it is possible to generate query-independent ``gadget'' strings that, when added to any query, cause routers to send this query to a strong LLM. In contrast to conventional adversarial inputs, gadgets change the control flow but preserve or even improve the quality of outputs generated in response to adversarially modified queries. We show that this attack is successful both in white-box and black-box settings against several open-source and commercial routers. We also show that perplexity-based defenses fail, and investigate alternatives.

Poster
Bayesian scaling laws for in-context learning

Aryaman Arora, Dan Jurafsky, Christopher Potts, Noah Goodman

展开摘要

In-context learning (ICL) is a powerful technique for getting language models to perform complex tasks with no training updates. Prior work has established strong correlations between the number of in-context examples provided and the accuracy of the model's predictions. In this paper, we seek to explain this correlation by showing that ICL approximates a Bayesian learner. This perspective gives rise to a novel Bayesian scaling law for ICL. In experiments with GPT-2 models of different sizes, our scaling law matches existing scaling laws in accuracy while also offering interpretable terms for task priors, learning efficiency, and per-example probabilities. To illustrate the analytic power that such interpretable scaling laws provide, we report on controlled synthetic dataset experiments designed to inform real-world studies of safety alignment. In our experimental protocol, we use SFT or DPO to suppress an unwanted existing model capability and then use ICL to try to bring that capability back (many-shot jailbreaking). We then study ICL on real-world instruction-tuned LLMs using capabilities benchmarks as well as a new many-shot jailbreaking dataset. In all cases, Bayesian scaling laws accurately predict the conditions under which ICL will cause suppressed behaviors to reemerge, which sheds light on the ineffectiveness of post-training at increasing LLM safety.

Poster
AdaptiVocab: Enhancing LLM Efficiency in Focused Domains through Lightweight Vocabulary Adaptation

Itay Nakash, Nitay Calderon, Eyal Ben-David, Elad Hoffer, Roi Reichart

展开摘要

Large Language Models (LLMs) have shown impressive versatility as general purpose models. However, their broad applicability comes at a high-cost computational overhead, particularly in auto-regressive decoding where each step requires a forward pass. In domain-specific settings, general-purpose capabilities are unnecessary and can be exchanged for efficiency. In this work, we take a novel perspective on domain adaptation–reducing latency and computational costs by adapting the vocabulary to focused domains of interest. We introduce AdaptiVocab, an end-to-end approach for vocabulary adaptation, designed to enhance LLM efficiency in low resource domains. AdaptiVocab can be applied to any tokenizer and architecture, modifying the vocabulary by replacing tokens with domain-specific n-gram-based tokens, thereby reducing the number of tokens required for both input processing and output generation. AdaptiVocab initializes new n-token embeddings using an exponentially weighted combination of existing embeddings and employs a lightweight fine-tuning phase that can be efficiently performed on a single GPU. We evaluate two 7B LLMs across three niche domains, assessing efficiency, generation quality, and end-task performance. Our results show that AdaptiVocab reduces token usage by over 25% without compromising performance.

Poster
Fleurs-SLU: A Massively Multilingual Benchmark for Spoken Language Understanding

Fabian David Schmidt, Ivan Vulić, Goran Glavaš, David Ifeoluwa Adelani

展开摘要

Spoken language understanding (SLU) is indispensable for half of all living languages that lack a formal writing system, since these languages cannot pair automatic speech recognition (ASR) with language models to benefit from language technology. Even if low-resource languages possess a writing system, ASR for these languages remains unreliable due to limited bimodal speech and text training data. However, the evaluation of multilingual SLU remains limited to shallow tasks such as intent classification or language identification. To address this, we present Fleurs-SLU, a multilingual SLU benchmark that encompasses (i) 692 hours of speech for topical utterance classification in 102 languages and (ii) multiple-choice question answering through listening comprehension spanning 944 hours of speech across 92 languages. We extensively evaluate both end-to-end speech classification models and cascaded systems that combine speech-to-text transcription with subsequent classification by large language models on Fleurs-SLU. Our results show that cascaded systems exhibit greater robustness in multilingual SLU tasks, though speech encoders can achieve competitive performance in topical speech classification when appropriately pre-trained. We further find a strong correlation between robust multilingual ASR, effective speech-to-text translation, and strong multilingual SLU, highlighting the mutual benefits between acoustic and semantic speech representations.

Poster
The Blessing and Curse of Dimensionality in Safety Alignment

Rachel S.Y. Teo, Laziz Abdullaev, Tan Minh Nguyen

展开摘要

The focus on safety alignment in large language models (LLMs) has increased significantly due to their widespread adoption across different domains. The scale of LLMs play a contributing role in their success, and the growth in parameter count follows larger hidden dimensions. In this paper, we hypothesize that while the increase in dimensions has been a key advantage, it may lead to emergent problems as well. These problems emerge as the linear structures in the activation space can be exploited, in the form of activation engineering, to circumvent its safety alignment. Through detailed visualizations of linear subspaces associated with different concepts, such as safety, across various model scales, we show that the curse of high-dimensional representations uniquely impacts LLMs. Further substantiating our claim, we demonstrate that projecting the representations of the model onto a lower dimensional subspace can preserve sufficient information for alignment while avoiding those linear structures. Empirical results confirm that such dimensional reduction significantly reduces susceptibility to jailbreaking through representation engineering. Building on our empirical validations, we provide theoretical insights into these linear jailbreaking methods relative to a model's hidden dimensions. Broadly speaking, our work posits that the high dimensions of a model's internal representations can be both a blessing and a curse in safety alignment.

Poster
Out-of-Distribution Detection using Synthetic Data Generation

Momin Abbas, Muneeza Azmat, Raya Horesh, Mikhail Yurochkin

展开摘要

Distinguishing in- and out-of-distribution (OOD) inputs is crucial for reliable deployment of classification systems. However, OOD data is typically unavailable or difficult to collect, posing a significant challenge for accurate OOD detection. In this work, we present a method that harnesses the generative capabilities of Large Language Models (LLMs) to create high-quality synthetic OOD proxies, eliminating the dependency on any external OOD data source. We study the efficacy of our method on classical text classification tasks such as toxicity detection and sentiment classification as well as classification tasks arising in LLM development and deployment, such as training a reward model for RLHF and detecting misaligned generations. Extensive experiments on nine InD-OOD dataset pairs and various model sizes show that our approach dramatically lowers false positive rates (achieving a perfect zero in some cases) while maintaining high accuracy on in-distribution tasks, outperforming baseline methods by a significant margin.

Poster
Effective Length Extrapolation via Dimension-Wise Positional Embeddings Manipulation

Yi Lu, Wanxu Zhao, Xin Zhou, Chenxin An, Chenglong Wang, Shuo Li, Yuming Yang, Jun Zhao, Tao Ji, Tao Gui, Qi Zhang, Xuanjing Huang

展开摘要

Large Language Models (LLMs) often struggle to process and generate coherent context when the number of input tokens exceeds the pre-trained length. Recent advancements in long-context extension have significantly expanded the context window of LLMs but require expensive overhead to train the large-scale models with longer context. In this work, we propose Dimension-Wise Positional Embeddings Manipulation (DPE), a training-free framework to extrapolate the context window of LLMs by diving into RoPE's different hidden dimensions. Instead of manipulating all dimensions equally, DPE detects the effective length for every dimension and finds the key dimensions for context extension. We reuse the original position indices with their embeddings from the pre-trained model and manipulate the key dimensions' position indices to their most effective lengths. In this way, DPE adjusts the pre-trained models with minimal modifications while ensuring that each dimension reaches its optimal state for extrapolation. DPE significantly surpasses well-known baselines such as YaRN and Self-Extend. DPE enables Llama3-8k 8B to support context windows of 128k tokens without continual training and integrates seamlessly with Flash Attention 2. In addition to its impressive extrapolation capability, DPE also dramatically improves the models' performance within training length, such as Llama3.1 70B, by over 18 points on popular long-context benchmarks RULER. When compared with commercial models, Llama 3.1 70B with DPE even achieves better performance than GPT-4-128K.

Poster
LLM Can be a Dangerous Persuader: Empirical Study of Persuasion Safety in Large Language Models

Minqian Liu, Zhiyang Xu, Xinyi Zhang, Heajun An, Sarvech Qadir, Qi Zhang, Pamela J. Wisniewski, Jin-Hee Cho, Sang Won Lee, Ruoxi Jia, Lifu Huang

展开摘要

Recent advancements in Large Language Models (LLMs) have enabled them to approach human-level persuasion capabilities. However, such potential also raises concerns about the safety risks of LLM-driven persuasion, particularly their potential for unethical influence through manipulation, deception, exploitation of vulnerabilities, and many other harmful tactics. In this work, we present a systematic investigation of LLM persuasion safety through two critical aspects: (1) whether LLMs appropriately reject unethical persuasion tasks and avoid unethical strategies during execution, including cases where the initial persuasion goal appears ethically neutral, and (2) how influencing factors like personality traits and external pressures affect their behavior. To this end, we introduce PersuSafety, the first comprehensive framework for the assessment of persuasion safety which consists of three stages, i.e., persuasion scene creation, persuasive conversation simulation, and persuasion safety assessment. PersuSafety covers 6 diverse unethical persuasion topics and 15 common unethical strategies. Through extensive experiments across 8 widely used LLMs, we observe significant safety concerns in most LLMs, including failing to identify harmful persuasion tasks and leveraging various unethical persuasion strategies. Our study calls for more attention to improve safety alignment in progressive and goal-driven conversations such as persuasion.

Poster