ACL 2023 论文列表

Annual Meeting of the Association for Computational Linguistics

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Do Large Language Models Know What They Don’t Know?

Zhangyue Yin, Qiushi Sun, Qipeng Guo, Jiawen Wu, Xipeng Qiu, Xuanjing Huang

展开摘要

Large language models (LLMs) have a wealth of knowledge that allows them to excel in various Natural Language Processing (NLP) tasks. Current research focuses on enhancing their performance within their existing knowledge. Despite their vast knowledge, LLMs are still limited by the amount of information they can accommodate and comprehend. Therefore, the ability to understand their own limitations on the unknows, referred to as self-knowledge, is of paramount importance. This study aims to evaluate LLMs’ self-knowledge by assessing their ability to identify unanswerable or unknowable questions. We introduce an automated methodology to detect uncertainty in the responses of these models, providing a novel measure of their self-knowledge. We further introduce a unique dataset, SelfAware, consisting of unanswerable questions from five diverse categories and their answerable counterparts. Our extensive analysis, involving 20 LLMs including GPT-3, InstructGPT, and LLaMA, discovering an intrinsic capacity for self-knowledge within these models. Moreover, we demonstrate that in-context learning and instruction tuning can further enhance this self-knowledge. Despite this promising insight, our findings also highlight a considerable gap between the capabilities of these models and human proficiency in recognizing the limits of their knowledge.

Findings
Do I have the Knowledge to Answer? Investigating Answerability of Knowledge Base Questions

Mayur Patidar, Prayushi Faldu, Avinash Singh, Lovekesh Vig, Indrajit Bhattacharya, Mausam

展开摘要

When answering natural language questions over knowledge bases, missing facts, incomplete schema and limited scope naturally lead to many questions being unanswerable. While answerability has been explored in other QA settings, it has not been studied for QA over knowledge bases (KBQA). We create GrailQAbility, a new benchmark KBQA dataset with unanswerability, by first identifying various forms of KB incompleteness that make questions unanswerable, and then systematically adapting GrailQA (a popular KBQA dataset with only answerable questions). Experimenting with three state-of-the-art KBQA models, we find that all three models suffer a drop in performance even after suitable adaptation for unanswerable questions. In addition, these often detect unanswerability for wrong reasons and find specific forms of unanswerability particularly difficult to handle. This underscores the need for further research in making KBQA systems robust to unanswerability.

Long
Do GPTs Produce Less Literal Translations?

Vikas Raunak, Arul Menezes, Matt Post, Hany Hassan

展开摘要

Large Language Models (LLMs) such as GPT-3 have emerged as general-purpose language models capable of addressing many natural language generation or understanding tasks. On the task of Machine Translation (MT), multiple works have investigated few-shot prompting mechanisms to elicit better translations from LLMs. However, there has been relatively little investigation on how such translations differ qualitatively from the translations generated by standard Neural Machine Translation (NMT) models. In this work, we investigate these differences in terms of the literalness of translations produced by the two systems. Using literalness measures involving word alignment and monotonicity, we find that translations out of English (E-X) from GPTs tend to be less literal, while exhibiting similar or better scores on MT quality metrics. We demonstrate that this finding is borne out in human evaluations as well. We then show that these differences are especially pronounced when translating sentences that contain idiomatic expressions.

Short
Do CoNLL-2003 Named Entity Taggers Still Work Well in 2023?

Shuheng Liu, Alan Ritter

展开摘要

The CoNLL-2003 English named entity recognition (NER) dataset has been widely used to train and evaluate NER models for almost 20 years. However, it is unclear how well models that are trained on this 20-year-old data and developed over a period of decades using the same test set will perform when applied on modern data. In this paper, we evaluate the generalization of over 20 different models trained on CoNLL-2003, and show that NER models have very different generalization. Surprisingly, we find no evidence of performance degradation in pre-trained Transformers, such as RoBERTa and T5, even when fine-tuned using decades-old data. We investigate why some models generalize well to new data while others do not, and attempt to disentangle the effects of temporal drift and overfitting due to test reuse. Our analysis suggests that most deterioration is due to temporal mismatch between the pre-training corpora and the downstream test sets. We found that four factors are important for good generalization: model architecture, number of parameters, time period of the pre-training corpus, in addition to the amount of fine-tuning data. We suggest current evaluation methods have, in some sense, underestimated progress on NER over the past 20 years, as NER models have not only improved on the original CoNLL-2003 test set, but improved even more on modern data. Our datasets can be found at https://github.com/ShuhengL/acl2023_conllpp.

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Do Androids Laugh at Electric Sheep? Humor “Understanding” Benchmarks from The New Yorker Caption Contest

Jack Hessel, Ana Marasovic, Jena D. Hwang, Lillian Lee, Jeff Da, Rowan Zellers, Robert Mankoff, Yejin Choi

展开摘要

Large neural networks can now generate jokes, but do they really “understand” humor? We challenge AI models with three tasks derived from the New Yorker Cartoon Caption Contest: matching a joke to a cartoon, identifying a winning caption, and explaining why a winning caption is funny. These tasks encapsulate progressively more sophisticated aspects of “understanding” a cartoon; key elements are the complex, often surprising relationships between images and captions and the frequent inclusion of indirect and playful allusions to human experience and culture. We investigate both multimodal and language-only models: the former are challenged with the cartoon images directly, while the latter are given multifaceted descriptions of the visual scene to simulate human-level visual understanding. We find that both types of models struggle at all three tasks. For example, our best multimodal models fall 30 accuracy points behind human performance on the matching task, and, even when provided ground-truth visual scene descriptors, human-authored explanations are preferred head-to-head over the best machine-authored ones (few-shot GPT-4) in more than 2/3 of cases. We release models, code, leaderboard, and corpus, which includes newly-gathered annotations describing the image’s locations/entities, what’s unusual in the scene, and an explanation of the joke.

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Divide, Conquer, and Combine: Mixture of Semantic-Independent Experts for Zero-Shot Dialogue State Tracking

Qingyue Wang, Liang Ding, Yanan Cao, Yibing Zhan, Zheng Lin, Shi Wang, Dacheng Tao, Li Guo

展开摘要

Zero-shot transfer learning for Dialogue State Tracking (DST) helps to handle a variety of task-oriented dialogue domains without the cost of collecting in-domain data. Existing works mainly study common data- or model-level augmentation methods to enhance the generalization but fail to effectively decouple semantics of samples, limiting the zero-shot performance of DST. In this paper, we present a simple and effective “divide, conquer and combine” solution, which explicitly disentangles the semantics of seen data, and leverages the performance and robustness with the mixture-of-experts mechanism. Specifically, we divide the seen data into semantically independent subsets and train corresponding experts, the newly unseen samples are mapped and inferred with mixture-of-experts with our designed ensemble inference. Extensive experiments on MultiWOZ2.1 upon T5-Adapter show our schema significantly and consistently improves the zero-shot performance, achieving the SOTA on settings without external knowledge, with only 10M trainable parameters.

Long
Diversity-Aware Coherence Loss for Improving Neural Topic Models

Raymond Li, Felipe Gonzalez-Pizarro, Linzi Xing, Gabriel Murray, Giuseppe Carenini

展开摘要

The standard approach for neural topic modeling uses a variational autoencoder (VAE) framework that jointly minimizes the KL divergence between the estimated posterior and prior, in addition to the reconstruction loss. Since neural topic models are trained by recreating individual input documents, they do not explicitly capture the coherence between words on the corpus level. In this work, we propose a novel diversity-aware coherence loss that encourages the model to learn corpus-level coherence scores while maintaining high diversity between topics. Experimental results on multiple datasets show that our method significantly improves the performance of neural topic models without requiring any pretraining or additional parameters.

Short
Diverse Retrieval-Augmented In-Context Learning for Dialogue State Tracking

Brendan King, Jeffrey Flanigan

展开摘要

There has been significant interest in zero and few-shot learning for dialogue state tracking (DST) due to the high cost of collecting and annotating task-oriented dialogues. Recent work has demonstrated that in-context learning requires very little data and zero parameter updates, and even outperforms trained methods in the few-shot setting. We propose RefPyDST, which advances the state of the art with three advancements to in-context learning for DST.First, we formulate DST as a Python programming task, explicitly modeling language coreference as variable reference in Python. Second, since in-context learning depends highly on the context examples, we propose a method to retrieve a diverse set of relevant examples to improve performance. Finally, we introduce a novel re-weighting method during decoding that takes into account probabilities of competing surface forms, and produces a more accurate dialogue state prediction. We evaluate our approach using MultiWOZ and achieve state-of-the-art multi-domain joint-goal accuracy in zero and few-shot settings.

Findings
Diverse Demonstrations Improve In-context Compositional Generalization

Itay Levy, Ben Bogin, Jonathan Berant

展开摘要

In-context learning has shown great success in i.i.d semantic parsing splits, where the training and test sets are drawn from the same distribution. In this setup, models are typically prompted with demonstrations that are similar to the input utterance. However, in the setup of compositional generalization, where models are tested on outputs with structures that are absent from the training set, selecting similar demonstrations is insufficient, as often no example will be similar enough to the input. In this work, we propose a method to select diverse demonstrations that aims to collectively cover all of the structures required in the output program, in order to encourage the model to generalize to new structures from these demonstrations. We empirically show that combining diverse demonstrations with in-context learning substantially improves performance across three compositional generalization semantic parsing datasets in the pure in-context learning setup and when combined with finetuning.

Long
DivHSK: Diverse Headline Generation using Self-Attention based Keyword Selection

Venkatesh E, Kaushal Maurya, Deepak Kumar, Maunendra Sankar Desarkar

展开摘要

Diverse headline generation is an NLP task where given a news article, the goal is to generate multiple headlines that are true to the content of the article but are different among themselves. This task aims to exhibit and exploit semantically similar one-to-many relationships between a source news article and multiple target headlines. Toward this, we propose a novel model called DIVHSK. It has two components:KEYSELECT for selecting the important keywords, and SEQGEN, for finally generating the multiple diverse headlines. In KEYSELECT, we cluster the self-attention heads of the last layer of the pre-trained encoder and select the most-attentive theme and general keywords from the source article. Then, cluster-specific keyword sets guide the SEQGEN, a pre-trained encoder-decoder model, to generate diverse yet semantically similar headlines. The proposed model consistently outperformed existing literature and our strong baselines and emerged as a state-of-the-art model. We have also created a high-quality multi-reference headline dataset from news articles.

Findings
Distributed Marker Representation for Ambiguous Discourse Markers and Entangled Relations

Dongyu Ru, Lin Qiu, Xipeng Qiu, Yue Zhang, Zheng Zhang

展开摘要

Discourse analysis is an important task because it models intrinsic semantic structures between sentences in a document. Discourse markers are natural representations of discourse in our daily language. One challenge is that the markers as well as pre-defined and human-labeled discourse relations can be ambiguous when describing the semantics between sentences. We believe that a better approach is to use a contextual-dependent distribution over the markers to express discourse information. In this work, we propose to learn a Distributed Marker Representation (DMR) by utilizing the (potentially) unlimited discourse marker data with a latent discourse sense, thereby bridging markers with sentence pairs. Such representations can be learned automatically from data without supervision, and in turn provide insights into the data itself. Experiments show the SOTA performance of our DMR on the implicit discourse relation recognition task and strong interpretability. Our method also offers a valuable tool to understand complex ambiguity and entanglement among discourse markers and manually defined discourse relations.

Long
Distractor Generation based on Text2Text Language Models with Pseudo Kullback-Leibler Divergence Regulation

Hui-Juan Wang, Kai-Yu Hsieh, Han-Cheng Yu, Jui-Ching Tsou, Yu An Shih, Chen-Hua Huang, Yao-Chung Fan

展开摘要

In this paper, we address the task of cloze-style multiple choice question (MCQs) distractor generation. Our study is featured by the following designs. First, we propose to formulate the cloze distractor generation as a Text2Text task. Second, we propose pseudo Kullback-Leibler Divergence for regulating the generation to consider the item discrimination index in education evaluation. Third, we explore the candidate augmentation strategy and multi-tasking training with cloze-related tasks to further boost the generation performance. Through experiments with benchmarking datasets, our best perfomring model advances the state-of-the-art result from 10.81 to 22.00 (p@1 score).

Findings
Distinguishing Address vs. Reference Mentions of Personal Names in Text

Vinodkumar Prabhakaran, Aida Mostafazadeh Davani, Melissa Ferguson, Stav Atir

展开摘要

Detecting named entities in text has long been a core NLP task. However, not much work has gone into distinguishing whether an entity mention is addressing the entity vs. referring to the entity; e.g., John, would you turn the light off? vs. John turned the light off. While this distinction is marked by a vocative case marker in some languages, many modern Indo-European languages such as English do not use such explicit vocative markers, and the distinction is left to be interpreted in context. In this paper, we present a new annotated dataset that captures the address vs. reference distinction in English, an automatic tagger that performs at 85% accuracy in making this distinction, and demonstrate how this distinction is important in NLP and computational social science applications in English language.

Findings
Distinguish Before Answer: Generating Contrastive Explanation as Knowledge for Commonsense Question Answering

Qianglong Chen, Guohai Xu, Ming Yan, Ji Zhang, Fei Huang, Luo Si, Yin Zhang

展开摘要

Existing knowledge-enhanced methods have achieved remarkable results in certain Q&A tasks via obtaining diverse knowledge from different knowledge bases. However, limited by the properties of retrieved knowledge, they still have trouble benefiting from both the knowledge relevance and distinguishment simultaneously. To address the challenge, we propose CPACE, a Concept-centric Prompt-bAsed Contrastive Explanation Generation model, which aims to convert obtained symbolic knowledge into the contrastive explanation for better distinguishing the differences among given candidates. Firstly, following previous works, we retrieve different types of symbolic knowledge with a concept-centric knowledge extraction module. After that, we generate corresponding contrastive explanation using acquired symbolic knowledge and prompt as guidance for better modeling the knowledge distinguishment and interpretability. Finally, we regard the generated contrastive explanation as external knowledge for downstream task enhancement. We conduct a series of experiments on three widely-used question-answering datasets: CSQA, QASC, and OBQA. Experimental results demonstrate that with the help of generated contrastive explanation, our CPACE model achieves new SOTA on CSQA (89.8% on the testing set, 0.9% higher than human performance), and gains impressive improvement on QASC and OBQA (4.2% and 3.5%, respectively).

Findings
Distilling Step-by-Step! Outperforming Larger Language Models with Less Training Data and Smaller Model Sizes

Cheng-Yu Hsieh, Chun-Liang Li, Chih-kuan Yeh, Hootan Nakhost, Yasuhisa Fujii, Alex Ratner, Ranjay Krishna, Chen-Yu Lee, Tomas Pfister

展开摘要

Deploying large language models (LLMs) is challenging because they are memory inefficient and compute-intensive for practical applications. In reaction, researchers train smaller task-specific models by either finetuning with human labels or distilling using LLM-generated labels. However, finetuning and distillation require large amounts of training data to achieve comparable performance to LLMs. We introduce Distilling step-by-step, a new mechanism that (a) trains smaller models that outperform LLMs, and (b) achieves so by leveraging less training data needed by finetuning or distillation. Our method extracts LLM rationales as additional supervision for training small models within a multi-task framework. We present three findings across 4 NLP benchmarks: First, compared to both finetuning and distillation, our mechanism achieves better performance with much fewer labeled/unlabeled training examples. Second, compared to few-shot prompted LLMs, we achieve better performance using substantially smaller model sizes. Third, we reduce both the model size and the amount of data required to outperform LLMs; our finetuned 770M T5 model outperforms the few-shot prompted 540B PaLM model using only 80% of available data on a benchmark, whereas standard finetuning the same T5 model struggles to match even by using 100% of the dataset.

Findings
Distilling Script Knowledge from Large Language Models for Constrained Language Planning

Siyu Yuan, Jiangjie Chen, Ziquan Fu, Xuyang Ge, Soham Shah, Charles Jankowski, Yanghua Xiao, Deqing Yang

展开摘要

In everyday life, humans often plan their actions by following step-by-step instructions in the form of goal-oriented scripts. Previous work has exploited language models (LMs) to plan for abstract goals of stereotypical activities (e.g., “make a cake”), but leaves more specific goals with multi-facet constraints understudied (e.g., “make a cake for diabetics”). In this paper, we define the task of constrained language planning for the first time. We propose an over-generate-then-filter approach to improve large language models (LLMs) on this task, and use it to distill a novel constrained language planning dataset, Coscript, which consists of 55,000 scripts. Empirical results demonstrate that our method significantly improves the constrained language planning ability of LLMs, especially on constraint faithfulness. Furthermore, Coscript is demonstrated to be quite effective in endowing smaller LMs with constrained language planning ability.

Long
Distilling Reasoning Capabilities into Smaller Language Models

Kumar Shridhar, Alessandro Stolfo, Mrinmaya Sachan

展开摘要

Step-by-step reasoning approaches like chain of thought (CoT) have proved to be very effective in inducing reasoning capabilities in large language models. However, the success of the CoT approach is fundamentally tied to the model size, and billion parameter-scale models are often needed to get CoT to work. In this paper, we propose a knowledge distillation approach that leverages the step-by-step CoT reasoning capabilities of larger models and distills these abilities into smaller models. In this work, we propose an alternative reasoning scheme, Socratic CoT that learns a decomposition of the original problem into a sequence of subproblems and uses it to guide the intermediate reasoning steps. We use Socratic CoT to train a combination of two small distilled models: a problem decomposer and a subproblem solver. In practice, given a new problem, the two distilled models work in sync to decompose and solve complex problems. On multiple reasoning datasets (GSM8K, StrategyQA, and SVAMP), our proposed distillation strategies boosts the performance of smaller models over 70% compared to the baselines. Finally, we investigate when Socratic CoT is an effective alternative to CoT, demonstrating cases where a much smaller model (GPT-2 large) can outperform a 10X larger model (GPT-3 6B). Our code is available: https://github.com/kumar-shridhar/Distiiling-LM.

Findings
Distilling Efficient Language-Specific Models for Cross-Lingual Transfer

Alan Ansell, Edoardo Maria Ponti, Anna Korhonen, Ivan Vulić

展开摘要

Massively multilingual Transformers (MMTs), such as mBERT and XLM-R, are widely used for cross-lingual transfer learning. While these are pretrained to represent hundreds of languages, end users of NLP systems are often interested only in individual languages. For such purposes, the MMTs’ language coverage makes them unnecessarily expensive to deploy in terms of model size, inference time, energy, and hardware cost. We thus propose to extract compressed, language-specific models from MMTs which retain the capacity of the original MMTs for cross-lingual transfer. This is achieved by distilling the MMT *bilingually*, i.e., using data from only the source and target language of interest. Specifically, we use a two-phase distillation approach, termed BiStil: (i) the first phase distils a general bilingual model from the MMT, while (ii) the second, task-specific phase sparsely fine-tunes the bilingual “student” model using a task-tuned variant of the original MMT as its “teacher”. We evaluate this distillation technique in zero-shot cross-lingual transfer across a number of standard cross-lingual benchmarks. The key results indicate that the distilled models exhibit minimal degradation in target language performance relative to the base MMT despite being significantly smaller and faster. Furthermore, we find that they outperform multilingually distilled models such as DistilmBERT and MiniLMv2 while having a very modest training budget in comparison, even on a per-language basis. We also show that bilingual models distilled from MMTs greatly outperform bilingual models trained from scratch.

Findings
Distilling Calibrated Knowledge for Stance Detection

Yingjie Li, Cornelia Caragea

展开摘要

Stance detection aims to determine the position of an author toward a target and provides insights into people’s views on controversial topics such as marijuana legalization. Despite recent progress in this task, most existing approaches use hard labels (one-hot vectors) during training, which ignores meaningful signals among categories offered by soft labels. In this work, we explore knowledge distillation for stance detection and present a comprehensive analysis. Our contributions are: 1) we propose to use knowledge distillation over multiple generations in which a student is taken as a new teacher to transfer knowledge to a new fresh student; 2) we propose a novel dynamic temperature scaling for knowledge distillation to calibrate teacher predictions in each generation step. Extensive results on three stance detection datasets show that knowledge distillation benefits stance detection and a teacher is able to transfer knowledge to a student more smoothly via calibrated guiding signals. We publicly release our code to facilitate future research.

Findings
Distill or Annotate? Cost-Efficient Fine-Tuning of Compact Models

Junmo Kang, Wei Xu, Alan Ritter

展开摘要

Fine-tuning large models is highly effective, however, inference can be expensive and produces carbon emissions. Knowledge distillation has been shown to be a practical solution to reduce inference costs, but the distillation process itself requires significant computational resources. Rather than buying or renting GPUs to fine-tune, then distill a large model, an NLP practitioner might instead choose to allocate the available budget to hire annotators and manually label additional fine-tuning data. In this paper, we investigate how to most efficiently use a fixed budget to build a compact model. Through extensive experiments on six diverse tasks, we show that distilling from T5-XXL (11B) to T5-Small (60M) is almost always a cost-efficient strategy compared to annotating more data to directly train a compact model (T5-Small). We further investigate how the optimal budget allocated towards computation varies across scenarios. We will make our code, datasets, annotation cost estimates, and baseline models available as a benchmark to support further work on cost-efficient training of compact models.

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