AAAI 2026 论文列表

AAAI Conference on Artificial Intelligence

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CluCERT: Certifying LLM Robustness via Clustering-Guided Denoising Smoothing

Zixia Wang, Gaojie Jin, Jia Hu, Ronghui Mu

展开摘要

Recent advancements in Large Language Models (LLMs) have led to their widespread adoption in daily applications. Despite their impressive capabilities, they remain vulnerable to adversarial attacks, as even minor meaning-preserving changes such as synonym substitutions can lead to incorrect predictions. As a result, certifying the robustness of LLMs against such adversarial prompts is of vital importance. Existing approaches focused on word deletion or simple denoising strategies to achieve robustness certification. However, these methods face two critical limitations: (1) they yield loose robustness bounds due to the lack of semantic validation for perturbed outputs and (2) they suffer from high computational costs due to repeated sampling. To address these limitations, we propose CluCERT, a novel framework for certifying LLM robustness via clustering-guided denoising smoothing. Specifically, to achieve tighter certified bounds, we introduce a semantic clustering filter that reduces noisy samples and retains meaningful perturbations, supported by theoretical analysis. Furthermore, we enhance computational efficiency through two mechanisms: a refine module that extracts core semantics, and a fast synonym substitution strategy that accelerates the denoising process. Finally, we conduct extensive experiments on various downstream tasks and jailbreak defense scenarios. Experimental results demonstrate that our method outperforms existing certified approaches in both robustness bounds and computational efficiency.

Technical
STAR-1: Safer Alignment of Reasoning LLMs with 1K Data

Zijun Wang, Haoqin Tu, Yuhan Wang, Juncheng Wu, Yanqing Liu, Jieru Mei, Brian R Bartoldson, Bhavya Kailkhura, Cihang Xie

展开摘要

This paper introduces STAR-1, a high-quality, just-1k-scale safety dataset specifically designed for large reasoning models (LRMs) like DeepSeek-R1. Built on three core principles --- diversity, deliberative reasoning, and rigorous filtering --- STAR-1 aims to address the critical needs for safety alignment in LRMs. Specifically, we begin by integrating existing open-source safety datasets from diverse sources. Then, we curate safety policies to generate policy-grounded deliberative reasoning samples. Lastly, we apply a GPT-4o-based safety scoring system to select training examples aligned with best practices. Experimental results show that fine-tuning LRMs with STAR-1 leads to an average 40% improvement in safety performance across four benchmarks, while only incurring a marginal decrease (e.g., an average of 1.1%) in reasoning ability measured across five reasoning tasks. Extensive ablation studies further validate the importance of our design principles in constructing STAR-1 and analyze its efficacy across both LRMs and traditional LLMs.

Technical
Benchmarking Trustworthiness in Multimodal LLMs for Video Understanding

Youze Wang, Zijun Chen, Ruoyu Chen, Shishen Gu, Wenbo Hu, Jiayang Liu, Yinpeng Dong, Hang Su, Jun Zhu, Meng Wang, Richang Hong

展开摘要

Recent advancements in multimodal large language models for video understanding (videoLLMs) have enhanced their capacity to process complex spatiotemporal data. However, challenges such as factual inaccuracies, harmful content, biases, hallucinations, and privacy risks compromise their reliability. This study introduces Trust-videoLLMs, a first comprehensive benchmark evaluating 23 state-of-the-art videoLLMs (5 commercial, 18 open-source) across five critical dimensions: truthfulness, robustness, safety, fairness, and privacy. Comprising 30 tasks with adapted, synthetic, and annotated videos, the framework assesses spatiotemporal risks, temporal consistency and cross-modal impact. Results reveal significant limitations in dynamic scene comprehension, cross-modal perturbation resilience and real-world risk mitigation. While open-source models occasionally outperform, proprietary models generally exhibit superior credibility, though scaling does not consistently improve performance. These findings underscore the need for enhanced training datat diversity and robust multimodal alignment. Trust-videoLLMs provides a publicly available, extensible toolkit for standardized trustworthiness assessments, addressing the critical gap between accuracy-focused benchmarks and demands for robustness, safety, fairness, and privacy.

Technical
Shadows in the Code: Exploring the Risks and Defenses of LLM-based Multi-Agent Software Development Systems

Xiaoqing Wang, Keman Huang, Bin Liang, Hongyu Li, Xiaoyong Du

展开摘要

The rapid advancement of Large Language Model (LLM)-driven multi-agent systems has significantly streamlined software developing tasks, enabling users with little technical expertise to develop executable applications. While these systems democratize software creation through natural language requirements, they introduce significant security risks that remain largely unexplored. We identify two risky scenarios: Malicious User with Benign Agents (MU-BA) and Benign User with Malicious Agents (BU-MA). We introduce the Implicit Malicious Behavior Injection Attack (IMBIA), demonstrating how multi-agent systems can be manipulated to generate software with concealed malicious capabilities beneath seemingly benign applications, and propose Adv-IMBIA as a defense mechanism. Evaluations across ChatDev, MetaGPT, and AgentVerse frameworks reveal varying vulnerability patterns, with IMBIA achieving attack success rates of 93%, 45%, and 71% in MU-BA scenarios, and 71%, 84%, and 45% in BU-MA scenarios. Our defense mechanism reduced attack success rates significantly, particularly in the MU-BA scenario. Further analysis reveals that compromised agents in the coding and testing phases pose significantly greater security risks, while also identifying critical agents that require protection against malicious user exploitation. Our findings highlight the urgent need for robust security measures in multi-agent software development systems and provide practical guidelines for implementing targeted, resource-efficient defensive strategies.

Technical
Persistent Instability in LLM’s Personality Measurements: Effects of Scale, Reasoning, and Conversation History

Tommaso Tosato, Saskia Helbling, Yorguin-Jose Mantilla-Ramos, Mahmood Hegazy, Alberto Tosato, David John Lemay, Irina Rish, Guillaume Dumas

展开摘要

Large language models require consistent behavioral patterns for safe deployment, yet there are indications of large variability that may lead to an instable expression of personality traits in these models. We present PERSIST (PERsonality Stability in Synthetic Text), a comprehensive evaluation framework testing 25 open-source models (1B-685B parameters) across 2 million+ responses. Using traditional (BFI, SD3) and novel LLM-adapted personality questionnaires, we systematically vary model size, personas, reasoning modes, question order or paraphrasing, and conversation history. Our findings challenge fundamental assumptions: (1) Question reordering alone can introduce large shifts in personality measurements; (2) Scaling provides limited stability gains: even 400B+ models exhibit standard deviations >0.3 on 5-point scales; (3) Interventions expected to stabilize behavior, such as reasoning and inclusion of conversation history, can paradoxically increase variability; (4) Detailed persona instructions produce mixed effects, with misaligned personas showing significantly higher variability than the helpful assistant baseline; (5) The LLM-adapted questionnaires, despite their improved ecological validity, exhibit instability comparable to human-centric versions. This persistent instability across scales and mitigation strategies suggests that current LLMs lack the architectural foundations for genuine behavioral consistency. For safety-critical applications requiring predictable behavior, these findings indicate that current alignment strategies may be inadequate.

Technical
SMPRO: Self-Supervised Visual Preference Alignment via Differentiable Multi-Preference Multi-Group Ranking

Sirnam Swetha, Rui Meng, Shwetha Ram, Tal Neiman, Son Tran, Mubarak Shah

展开摘要

Direct Preference Optimization (DPO) has emerged as a simple and effective approach for aligning models with human preferences. However, existing DPO-based methods suffer from 3 key drawbacks: they rely on only a single positive-negative preference pair per question, restricting the diversity and richness of feedback; they often emphasize minimizing negative preference scores while neglecting to strengthen the positive preferences; and they depend on either human-annotated preferences or expert model outputs - both expensive and difficult to scale. Moreover, the deterministic ranking assumptions of recent Group-based preference optimization methods break down in open-ended tasks such as Visual Question Answering (VQA), where multiple answers can be equally plausible but differ subtly in relevance or specificity. Given this subtle variance in preferences, we propose to perform ranking over groups of preferences rather than relying on fine-grained ranking of individual ones, which is often noisy and subjective. To address these challenges, we introduce Self-Supervised Visual Preference Alignment via Differentiable Multi-Preference Multi-Group Ranking (SMPRO), a novel framework that (1) self-generates rich, diverse preference groups while eliminating the need for external annotations, (2) employs a fully differentiable ranking objective based on sorting networks to capture nuanced preference gradients across arbitrary numbers of preferences both within and across these groups, and (3) incorporates multiple positive preferences to enrich the positive preference group, capturing subtle distinctions among high-quality preferences. Extensive experiments across diverse visual tasks show that our approach achieves state-of-the-art performance in self-supervised setting. Specifically, our model surpasses existing baselines, achieving notable gains such as 82.4% on MM-Bench, 63.2% on MMStar, 94.6% on LLaVA-W, and 81.9% on AI2D. These results underscore the effectiveness of our approach in capturing richer preference signals and demonstrate its scalability for open-ended, ambiguous VQA tasks.

Technical
Beyond Verdicts: Evaluating Language Model Moral Competence

Aaron J Snoswell, Daniel Kilov, Seth Lazar

展开摘要

As Large Language Models (LLMs) are increasingly deployed as Artificial Moral Advisors and autonomous agents making ethical decisions, evaluating their moral competence has become critical. However, existing evaluations may inadequately assess the moral reasoning capabilities needed for real-world deployment, focusing primarily on whether models can match human judgments on carefully curated ethical scenarios. We surveyed 69 papers evaluating LLM ethical competence (2020-2025) and developed a taxonomy categorizing evaluations across datasets, behaviors, and metrics. Our comprehensive analysis maps the methodological landscape of this rapidly growing field and reveals several critical limitations. Most significantly, the vast majority of studies rely on pre-packaged scenarios that highlight morally relevant features, failing to test models' ability to identify ethical considerations in noisy, realistic contexts-what we term "moral sensitivity". Additionally, evaluations overemphasize verdict accuracy rather than assessing moral reasoning quality and steerability, with few studies testing whether models can be appropriately guided toward different ethical frameworks. Most studies rely on "ground truth" comparisons despite philosophical arguments that reasonable moral pluralism precludes definitive moral ground truth. In light of these gaps, we argue for a significant methodological shift: moving from curated scenarios to unfiltered information streams, from verdict accuracy to reasoning quality and steerability, and from ground truth metrics to assessments of reasonableness and consistency. This reorientation is essential for developing AI systems that can navigate moral complexity in real-world deployment scenarios.

Technical
Efficient Switchable Safety Control in LLMs via Magic-Token-Guided Co-Training

Jianfeng Si, Lin Sun, Zhewen Tan, Xiangzheng Zhang

展开摘要

Current methods for content safety in Large Language Models (LLMs), such as Supervised Fine-Tuning (SFT) and Reinforcement Learning from Human Feedback (RLHF), often rely on multi-stage training pipelines and lack fine-grained, post-deployment controllability. To address these limitations, we propose a unified co-training framework that efficiently integrates multiple safety behaviors: positive (lawful/prosocial), negative (unfiltered/risk-prone) and rejective (refusal-oriented/conservative) within a single SFT stage. Notably, each behavior is dynamically activated via a simple system-level instruction, or magic token, enabling stealthy and efficient behavioral switching at inference time. This flexibility supports diverse deployment scenarios, such as positive for safe user interaction, negative for internal red-teaming, and rejective for context-aware refusals triggered by upstream moderation signals. This co-training strategy induces a distinct Safety Alignment Margin in the output space, characterized by well-separated response distributions corresponding to each safety mode. The existence of this margin provides empirical evidence for the model's safety robustness and enables unprecedented fine-grained control. Experiments show that our method matches the safety alignment quality of SFT+DPO, with our 8B model notably surpassing DeepSeek-R1 (671B) in safety performance, while significantly reducing both training complexity and deployment costs. This work presents a scalable, efficient, and highly controllable solution for LLM content safety.

Technical
EASE: Practical and Efficient Safety Alignment for Small Language Models

Haonan Shi, Guoli Wang, Tu Ouyang, An Wang

展开摘要

Small language models (SLMs) are increasingly deployed on edge devices, making their safety alignment crucial yet challenging. Current shallow alignment methods that rely on direct refusal of malicious queries fail to provide robust protection, particularly against adversarial jailbreaks. While deliberative safety reasoning alignment offers deeper alignment for defending against sophisticated attacks, effectively implanting such reasoning capability in SLMs with limited capabilities remains an open challenge. Moreover, safety reasoning incurs significant computational overhead as models apply reasoning to nearly all queries, making it impractical for resource-constrained edge deployment scenarios that demand rapid responses. We propose EASE, a novel framework that enables practical and Efficient safety Alignment for Small languagE models. Our approach first identifies the optimal safety reasoning teacher that can effectively distill safety reasoning capabilities to SLMs. We then align models to selectively activate safety reasoning for dangerous adversarial jailbreak queries while providing direct responses to straightforward malicious queries and general helpful tasks. This selective mechanism enables small models to maintain robust safety guarantees against sophisticated attacks while preserving computational efficiency for benign interactions. Experimental results demonstrate that EASE reduces jailbreak attack success rates by up to 17% compared to shallow alignment methods while reducing inference overhead by up to 90% compared to deliberative safety reasoning alignment, making it practical for SLMs real-world edge deployments.

Technical
Tight Robustness Certification Through the Convex Hull of ℓ₀ Attacks

Yuval Shapira, Dana Drachsler-Cohen

展开摘要

Few-pixel attacks mislead a classifier by modifying a few pixels of an image. Their perturbation space is an ℓ₀-ball, which is not convex, unlike ℓₚ-balls for p ≥ 1. However, existing local robustness verifiers typically scale by relying on linear bound propagation, which captures convex perturbation spaces. We show that the convex hull of an ℓ₀-ball is the intersection of its bounding box and an asymmetrically scaled ℓ₁-like polytope. The volumes of the convex hull and this polytope are nearly equal as the input dimension increases. We then show a linear bound propagation that precisely computes bounds over the convex hull and is significantly tighter than bound propagations over the bounding box or our ℓ₁-like polytope. This bound propagation scales the state-of-the-art ℓ₀ verifier on its most challenging robustness benchmarks by 1.24x-7.07x, with a geometric mean of 3.16.

Technical
Detecting Compute Structuring in AI Governance Is Likely Feasible

Emmanouil Seferis, Timothy Fist

展开摘要

Compute structuring, a technique where AI developers split or modify compute workloads for the purpose of avoiding regulation, poses a challenge for AI governance techniques that rely on the computational properties of AI workloads. This work aims to explore the feasibility of detecting compute structuring and to propose robust detection methods. We do this by first exploring possible forms of compute structuring. Using realistic assumptions about cloud providers’ capabilities, we derive a potential detection approach. Further, we perform a comprehensive analysis of possible adversary scenarios and show that our method can detect them efficiently. Finally, we analyze potential future trends in AI compute workloads that could invalidate our proposed detection approach, and discuss possible adaptation and mitigation strategies. Overall, our study indicates that compute structuring detection is probably both feasible and practical to implement.

Technical
Polarity-Aware Probing for Quantifying Latent Alignment in Language Models

Sabrina Sadiekh, Elena Ericheva, Chirag Agarwal

展开摘要

Advances in unsupervised probes like Contrast‑Consistent Search (CCS), which reveal latent beliefs without token outputs, raise the question of whether they can reliably assess model alignment. We investigate this by examining CCS's sensitivity to harmful vs. safe statements and introducing Polarity‑Aware CCS (PA‑CCS), which evaluates whether a model's internal representations remain consistent under polarity inversion. We propose two alignment-oriented metrics -- Polar‑Consistency and Contradiction Index -- to quantify the semantic robustness of a model's latent knowledge. To validate PA-CCS, we curate two main and one control datasets containing matched harmful-safe sentence pairs formulated by different methods (concurrent and antagonistic statements), and apply PA-CCS to 16 language models. Our results demonstrate that PA‑CCS reveals both architectural and layer-specific differences in the encoding of latent harmful knowledge. Interestingly, replacing the negation token with a meaningless marker degrades the PA‑CCS scores of models with aligned representations. In contrast, models lacking robust internal calibration do not show this degradation.

Technical
Mind the Gap: Quantifying and Aligning Human-AI Visual Attention for Accident Anticipation

Hoe Sung Ryu, Christian Wallraven

展开摘要

Quantifying and understanding human-AI alignment in high-risk tasks such as traffic accident prediction is crucial for deployment of AI systems. Existing alignment studies, however, focus mostly on the static domain and neglect the importance of attentional processing. Here, we present Attention‑DADA, a dataset of accident and non-accident traffic situations that contains detailed human prediction and frame-level eye gaze annotations. Using this benchmark, we evaluate open- and closed-source, state‑of‑the‑art large vision-language-models (VLMs) in terms of their alignment in accident prediction performance and attentional processing in both zero-shot and attention-guided settings. Our results show that human prediction performance and consistency improve as the event time approaches. Similarly, human attentional patterns show dynamic updating throughout event progression. Conversely, while attention guidance improves VLM prediction performance, both performance and attentional alignment stay significantly below human levels as the event approaches, with the performance gap becoming significant 3.5 seconds (s) prior to the event. These results provide the first quantitative evidence of misalignment both in terms of performance and attentional processing during analysis of time-critical, dynamic events, highlighting the need for future improvements in this area.

Technical
Confirmation Bias: A Challenge for Scalable Oversight

Gabriel Recchia, Chatrik Singh Mangat, Jinu Nyachhyon, Mridul Sharma, Callum Canavan, Dylan Epstein-Gross, Muhammed Abdulbari

展开摘要

Scalable oversight protocols aim to empower evaluators to verify outputs of AI models more capable than themselves. However, human evaluators' biases can lead to systematic errors. We reanalyse prior work which seemed to show benefits from a simple protocol, and suggest that a strategy of "answer the question myself if I know the answer, defer to the language model otherwise'' likely contributed to its positive results. This strategy fails to provide meaningful oversight when model capability increases. We also present two experiments examining simple protocols, finding no overall advantage for either. In our main experiment, participants in control and intervention groups became more confident in the system’s answers after conducting online research, even when those answers were incorrect. Our null results are restricted to the simple protocols and settings tested, and say little regarding the promise of scalable oversight more broadly. Nevertheless, they underscore the importance of testing the degree to which protocols are robust to confirmation bias, whether they outperform a strategy of simple deference to the model being evaluated, and whether performance scales with increasing problem difficulty and model capability.

Technical
FindTheFlaws: Annotated Errors for Detecting Flawed Reasoning and Scalable Oversight Research

Gabriel Recchia, Chatrik Singh Mangat, Issac Li, Gayatri Krishnakumar

展开摘要

As AI models tackle increasingly complex problems, ensuring reliable human oversight becomes more challenging due to the difficulty of verifying solutions. Approaches to scaling AI supervision include debate, in which two agents engage in structured dialogue to help a judge evaluate claims; critique, in which models identify potential flaws in proposed solutions; and prover-verifier games, in which a capable 'prover' model generates solutions that must be verifiable by a less capable 'verifier'. Evaluations of the scalability of these and similar approaches to difficult problems benefit from datasets that include (1) long-form expert-verified correct solutions and (2) long-form flawed solutions with annotations highlighting specific errors, but few are available. To address this gap, we present FindTheFlaws, a group of five diverse datasets spanning medicine, mathematics, science, coding, and the Lojban language. Each dataset contains questions and long-form solutions with expert annotations validating their correctness or identifying specific error(s) in the reasoning. We evaluate frontier models' critiquing capabilities and observe a range of performance that can be leveraged for scalable oversight experiments: models performing more poorly on particular datasets can serve as judges/verifiers for more capable models.

Technical
Chain-of-Thought Driven Adversarial Scenario Extrapolation for Robust Language Models

Md Rafi Ur Rashid, Vishnu Asutosh Dasu, Ye Wang, Gang Tan, Shagufta Mehnaz

展开摘要

Large Language Models (LLMs) exhibit impressive capabilities, but remain susceptible to a growing spectrum of safety risks, including jailbreaks, toxic content, hallucinations, and bias. Existing defenses often address only a single threat type or resort to rigid outright rejection, sacrificing user experience and failing to generalize across diverse and novel attacks. This paper introduces Adversarial Scenario Extrapolation (ASE), a novel inference-time computation framework that leverages Chain-of-Thought (CoT) reasoning to simultaneously enhance LLM robustness and seamlessness. ASE guides the LLM through a self-generative process of contemplating potential adversarial scenarios and formulating defensive strategies before generating a response to the user query. Comprehensive evaluation on four adversarial benchmarks with four latest LLMs shows that ASE achieves near-zero jailbreak attack success rates and minimal toxicity, while slashing outright rejections to

Technical
Backdoor Attacks on Open Vocabulary Object Detectors via Multi-Modal Prompt Tuning

Ankita Raj, Chetan Arora

展开摘要

Open-vocabulary object detectors (OVODs) unify vision and language to detect arbitrary object categories based on text prompts, enabling strong zero-shot generalization to novel concepts. As these models gain traction in high-stakes applications such as robotics, autonomous driving, and surveillance, understanding their security risks becomes crucial. In this work, we conduct the first study of backdoor attacks on OVODs and reveal a new attack surface introduced by prompt tuning. We propose TrAP (Trigger-Aware Prompt tuning), a multi-modal backdoor injection strategy that jointly optimizes prompt parameters in both image and text modalities along with visual triggers. TrAP enables the attacker to implant malicious behavior using lightweight, learnable prompt tokens without retraining the base model weights, thus preserving generalization while embedding a hidden backdoor. We adopt a curriculum-based training strategy that progressively shrinks the trigger size, enabling effective backdoor activation using small trigger patches at inference. Experiments across multiple datasets show that TrAP achieves high attack success rates for both object misclassification and object disappearance attacks, while also improving clean image performance on downstream datasets compared to the zero-shot setting.

Technical
Towards Benchmarking Privacy Vulnerabilities in Selective Forgetting with Large Language Models

Wei Qian, Chenxu Zhao, Yangyi Li, Mengdi Huai

展开摘要

The rapid advancements in artificial intelligence (AI) have primarily focused on the process of learning from data to acquire knowledgeable learning systems. As these systems are increasingly deployed in critical areas, ensuring their privacy and alignment with human values is paramount. Recently, selective forgetting (also known as machine unlearning) has shown promise for privacy and data removal tasks, and has emerged as a transformative paradigm shift in the field of AI. It refers to the ability of a model to selectively erase the influence of previously seen data, which is especially important for compliance with modern data protection regulations and for aligning models with human values. Despite its promise, selective forgetting raises significant privacy concerns, especially when the data involved come from sensitive domains. While new unlearning-induced privacy attacks are continuously proposed, each is shown to outperform its predecessors using different experimental settings, which can lead to overly optimistic and potentially unfair assessments that may disproportionately favor one particular attack over the others. In this work, we present the first comprehensive benchmark for evaluating privacy vulnerabilities in selective forgetting. We extensively investigate privacy vulnerabilities of machine unlearning techniques and benchmark privacy leakage across a wide range of victim data, state-of-the-art unlearning privacy attacks, unlearning methods, and model architectures. We systematically evaluate and identify critical factors related to unlearning-induced privacy leakage. With our novel insights, we aim to provide a standardized tool for practitioners seeking to deploy customized unlearning applications with faithful privacy assessments.

Technical
Beyond I’m Sorry, I Can’t: Dissecting Large-Language-Model Refusal

Nirmalendu Prakash, Yeo Wei Jie, Amir Abdullah, Ranjan Satapathy, Erik Cambria, Roy Ka-Wei Lee

展开摘要

Refusal on harmful prompts is a key safety behaviour in instruction‑tuned large language models (LLMs), yet the internal causes of this behaviour remain poorly understood. We study two public instruction tuned models—Gemma‑2-2B‑IT and LLaMA‑3.1-8B‑IT using sparse autoencoders (SAEs) trained on residual‑stream activations. Given a harmful prompt, we search the SAE latent space for feature sets whose ablation flips the model from refusal to compliance, demonstrating causal influence and creating a jailbreak. Our search proceeds in three stages: 1. Refusal Direction - Finding a refusal mediating direction and collecting SAE features close to that direction, followed by 2. Greedy Filtering - to prune this set to obtain a minimal set and finally 3. Interaction Discovery - a factorization‑machine (FM) model that captures non‑linear interactions among the remaining active features and the minimal set. This pipeline yields a broad set of jailbreak-critical features, offering insight into the mechanistic basis of refusal. Moreover, we also find evidence of redundant features which remain dormant unless earlier features are suppressed. Our findings highlight the potential for fine-grained auditing and targeted intervention in safety behaviours by manipulating the interpretable latent space.

Technical
AdvBDGen: A Robust Framework for Generating Adaptive and Stealthy Backdoors in LLM Alignment

Pankayaraj Pathmanathan, Udari Madhushani Sehwag, Michael-Andrei Panaitescu-Liess, Cho-Yu Jason Chiang, Furong Huang

展开摘要

With the increasing adoption of reinforcement learning with human feedback (RLHF) to align large language models (LLMs), the risk of backdoor installation during the alignment process has grown, potentially leading to unintended and harmful behaviors. Existing backdoor attacks mostly focus on simpler tasks, such as sequence classification, making them either difficult to install in LLM alignment or installable but easily detectable and removable. In this work, we introduce AdvBDGen, a generative fine-tuning framework that automatically creates prompt-specific paraphrases as triggers, enabling stealthier and more resilient backdoor attacks in LLM alignment. AdvBDGen is designed to exploit the disparities in learning speeds between strong and weak discriminators to craft backdoors that are both installable and stealthy. Using as little as 3% of the fine-tuning data, AdvBDGen can install highly effective backdoor triggers that, once installed, not only jailbreak LLMs during inference but also exhibit greater stability against input perturbations and improved robustness to trigger removal methods. Our findings highlight the growing vulnerability of LLM alignment pipelines to advanced backdoor attacks, underscoring the pressing need for more robust defense mechanisms.

Technical