AAAI 2021 论文列表

Unsupervised person re-identification (re-ID) is becoming increasingly popular due to its power in real-world systems such as public security and intelligent transportation systems. However, the person re-ID task is challenged by the problems of data distribution discrepancy across cameras and lack of label information. In this paper, we propose a coarse-to-fine heterogeneous graph alignment (HGA) method to find cross-camera person matches by characterizing the unlabeled data as a heterogeneous graph for each camera. In the coarse-alignment stage, we assign a projection for each camera and utilize an adversarial learning based method to align coarse-grained node groups from different cameras into a shared space, which consequently alleviates the distribution discrepancy between cameras. In the fine-alignment stage, we exploit potential fine-grained node groups in the shared space and introduce conservative alignment loss functions to constrain the graph aligning process, resulting in reliable pseudo labels as learning guidance. The proposed domain adaptation framework not only improves model generalization on target domain, but also facilitates mining and integrating the potential discriminative information across different cameras. Extensive experiments on benchmark datasets demonstrate that the proposed approach outperforms the state-of-the-arts.

Unsupervised active learning has been an active research topic in machine learning community, with the purpose of choosing representative samples to be labelled in an unsupervised manner. Previous works usually take the minimization of data reconstruction loss as the criterion to select representative samples which can better approximate original inputs. However, data are often drawn from low-dimensional subspaces embedded in an arbitrary high-dimensional space in many scenarios, thus it might severely bring in noise if attempting to precisely reconstruct all entries of one observation, leading to a suboptimal solution. In view of this, this paper proposes a novel unsupervised Active Learning model via Subspace Learning, called ALSL. In contrast to previous approaches, ALSL aims to discovery the low-rank structures of data, and then perform sample selection based on learnt low-rank representations. To this end, we devise two different strategies and propose two corresponding formulations to perform unsupervised active learning with and under low-rank sample representations respectively. Since the proposed formulations involve several non-smooth regularization terms, we develop a simple but effective optimization procedure to solve them. Extensive experiments are performed on five publicly available datasets, and experimental results demonstrate the proposed first formulation achieves comparable performance with the state-of-the-arts, while the second formulation significantly outperforms them, achieving a 13% improvement over the second best baseline at most.

High-quality dialogue-summary paired data is expensive to produce and domain-sensitive, making abstractive dialogue summarization a challenging task. In this work, we propose the first unsupervised abstractive dialogue summarization model for tete-a-tetes (SuTaT). Unlike standard text summarization, a dialogue summarization method should consider the multi-speaker scenario where the speakers have different roles, goals, and language styles. In a tete-a-tete, such as a customer-agent conversation, SuTaT aims to summarize for each speaker by modeling the customer utterances and the agent utterances separately while retaining their correlations. SuTaT consists of a conditional generative module and two unsupervised summarization modules. The conditional generative module contains two encoders and two decoders in a variational autoencoder framework where the dependencies between two latent spaces are captured. With the same encoders and decoders, two unsupervised summarization modules equipped with sentence-level self-attention mechanisms generate summaries without using any annotations. Experimental results show that SuTaT is superior on unsupervised dialogue summarization for both automatic and human evaluations, and is capable of dialogue classification and single-turn conversation generation.

We propose an unsupervised method for learning a generic and efficient shape encoding network for different shape analysis tasks. Our key idea is to jointly encode and learn shape and point features from unlabeled 3D point clouds. For this purpose, we adapt HRNet to octree-based convolutional neural networks for jointly encoding shape and point features with fused multiresolution subnetworks and design a simple-yet-efficient Multiresolution Instance Discrimination (MID) loss for jointly learning the shape and point features. Our network takes a 3D point cloud as input and output both shape and point features. After training, Our network is concatenated with simple task-specific back-ends and fine-tuned for different shape analysis tasks. We evaluate the efficacy and generality of our method with a set of shape analysis tasks, including shape classification, semantic shape segmentation, as well as shape registration tasks. With simple back-ends, our network demonstrates the best performance among all unsupervised methods and achieves competitive performance to supervised methods. For fine-grained shape segmentation on the PartNet dataset, our method even surpasses existing supervised methods by a large margin.

As a fundamental problem in algorithmic trading, order execution aims at fulfilling a specific trading order, either liquidation or acquirement, for a given instrument. Towards effective execution strategy, recent years have witnessed the shift from the analytical view with model-based market assumptions to model-free perspective, i.e., reinforcement learning, due to its nature of sequential decision optimization. However, the noisy and yet imperfect market information that can be leveraged by the policy has made it quite challenging to build up sample efficient reinforcement learning methods to achieve effective order execution. In this paper, we propose a novel universal trading policy optimization framework to bridge the gap between the noisy yet imperfect market states and the optimal action sequences for order execution. Particularly, this framework leverages a policy distillation method that can better guide the learning of the common policy towards practically optimal execution by an oracle teacher with perfect information to approximate the optimal trading strategy. The extensive experiments have shown significant improvements of our method over various strong baselines, with reasonable trading actions.

The booming interest in adversarial attacks stems from a misalignment between human vision and a deep neural network (DNN), ie~a human imperceptible perturbation fools the DNN. Moreover, a single perturbation, often called universal adversarial perturbation (UAP), can be generated to fool the DNN for most images. A similar misalignment phenomenon has also been observed in the deep steganography task, where a decoder network can retrieve a secret image back from a slightly perturbed cover image. We attempt explaining the success of both in a unified manner from the Fourier perspective. We perform task-specific and joint analysis and reveal that (a) frequency is a key factor that influences their performance based on the proposed entropy metric for quantifying the frequency distribution; (b) their success can be attributed to a DNN being highly sensitive to high-frequency content. We also perform feature layer analysis for providing deep insight on model generalization and robustness. Additionally, we propose two new variants of universal perturbations: (1) high-pass UAP (HP-UAP) being less visible to the human eye; (2) Universal Secret Adversarial Perturbation (USAP) that simultaneously achieves attack and hiding.

We study a setting in which a community wishes to identify a strongly supported proposal from a large space of alternatives, in order to change the status quo. We describe a deliberation process in which agents dynamically form coalitions around proposals that they prefer over the status quo. We formulate conditions on the space of proposals and on the ways in which coalitions are formed that guarantee deliberation to succeed, that is, to terminate by identifying a proposal with the largest possible support. Our results provide theoretical foundations for the analysis of deliberative processes in systems for democratic deliberation support, such as, e.g., LiquidFeedback or Polis.

In this paper, we propose a novel method, referred to as incomplete multi-view tensor spectral clustering with missing-view inferring (IMVTSC-MVI) to address the challenging multi-view clustering problem with missing views. Different from the existing methods which commonly focus on exploring the certain information of the available views while ignoring both of the hidden information of the missing views and the intra-view information of data, IMVTSC-MVI seeks to recover the missing views and explore the full information of such recovered views and available views for data clustering. In particular, IMVTSC-MVI incorporates the feature space based missing-view inferring and manifold space based similarity graph learning into a unified framework. In such a way, IMVTSC-MVI allows these two learning tasks to facilitate each other and can well explore the hidden information of the missing views. Moreover, IMVTSC-MVI introduces the low-rank tensor constraint to capture the high-order correlations of multiple views. Experimental results on several datasets demonstrate the effectiveness of IMVTSC-MVI for incomplete multi-view clustering.

Deformable convolution, originally proposed for the adaptation to geometric variations of objects, has recently shown compelling performance in aligning multiple frames and is increasingly adopted for video super-resolution. Despite its remarkable performance, its underlying mechanism for alignment remains unclear. In this study, we carefully investigate the relation between deformable alignment and the classic flow-based alignment. We show that deformable convolution can be decomposed into a combination of spatial warping and convolution. This decomposition reveals the commonality of deformable alignment and flow-based alignment in formulation, but with a key difference in their offset diversity. We further demonstrate through experiments that the increased diversity in deformable alignment yields better-aligned features, and hence significantly improves the quality of video super-resolution output. Based on our observations, we propose an offset-fidelity loss that guides the offset learning with optical flow. Experiments show that our loss successfully avoids the overflow of offsets and alleviates the instability problem of deformable alignment. Aside from the contributions to deformable alignment, our formulation inspires a more flexible approach to introduce offset diversity to flow-based alignment, improving its performance.

Weight decay (WD) is a traditional regularization technique in deep learning, but despite its ubiquity, its behavior is still an area of active research. Golatkar et al. have recently shown that WD only matters at the start of the training in computer vision, upending traditional wisdom. Loshchilov et al. show that for adaptive optimizers, manually decaying weights can outperform adding an l2 penalty to the loss. This technique has become increasingly popular and is referred to as decoupled WD. The goal of this paper is to investigate these two recent empirical observations. We demonstrate that by applying WD only at the start, the network norm stays small throughout training. This has a regularizing effect as the effective gradient updates become larger. However, traditional generalizations metrics fail to capture this effect of WD, and we show how a simple scale-invariant metric can. We also show how the growth of network weights is heavily influenced by the dataset and its generalization properties. For decoupled WD, we perform experiments in NLP and RL where adaptive optimizers are the norm. We demonstrate that the primary issue that decoupled WD alleviates is the mixing of gradients from the objective function and the l2 penalty in the buffers of Adam (which stores the estimates of the first-order moment). Adaptivity itself is not problematic and decoupled WD ensures that the gradients from the l2 term cannot "drown out" the true objective, facilitating easier hyperparameter tuning.

Although fast adversarial training has demonstrated both robustness and efficiency, the problem of "catastrophic overfitting" has been observed. This is a phenomenon in which, during single-step adversarial training, the robust accuracy against projected gradient descent (PGD) suddenly decreases to 0% after a few epochs, whereas the robust accuracy against fast gradient sign method (FGSM) increases to 100%. In this paper, we demonstrate that catastrophic overfitting is very closely related to the characteristic of single-step adversarial training which uses only adversarial examples with the maximum perturbation, and not all adversarial examples in the adversarial direction, which leads to decision boundary distortion and a highly curved loss surface. Based on this observation, we propose a simple method that not only prevents catastrophic overfitting, but also overrides the belief that it is difficult to prevent multi-step adversarial attacks with single-step adversarial training.

Quantifying systematic disparities in numerical quantities such as employment rates and wages between population subgroups provides compelling evidence for the existence of societal biases. However, biases in the text written for members of different subgroups (such as in recommendation letters for male and non-male candidates), though widely reported anecdotally, remain challenging to quantify. In this work, we introduce a novel framework to quantify bias in text caused by the visibility of subgroup membership indicators. We develop a nonparametric estimation and inference procedure to estimate this bias. We then formalize an identification strategy to causally link the estimated bias to the visibility of subgroup membership indicators, provided observations from time periods both before and after an identity-hiding policy change. We identify an application wherein “ground truth” bias can be inferred to evaluate our framework, instead of relying on synthetic or secondary data. Specifically, we apply our framework to quantify biases in the text of peer reviews from a reputed machine-learning conference before and after the conference adopted a double-blind reviewing policy. We show evidence of biases in the review ratings that serves as “ground truth”, and show that our proposed framework accurately detects the presence (and absence) of these biases from the review text without having access to the review ratings.

Differentiable architecture search (DAS) has made great progress in searching for high-performance architectures with reduced computational cost. However, DAS-based methods mainly focus on searching for a repeatable cell structure, which is then stacked sequentially in multiple stages to form the networks. This configuration significantly reduces the search space, and ignores the importance of connections between the cells. To overcome this limitation, in this paper, we propose a Hierarchical Differentiable Architecture Search (H-DAS) that performs architecture search both at the cell level and at the stage level. Specifically, the cell-level search space is relaxed so that the networks can learn stage-specific cell structures. For the stage-level search, we systematically study the architectures of stages, including the number of cells in each stage and the connections between the cells. Based on insightful observations, we design several search rules and losses, and mange to search for better stage-level architectures. Such hierarchical search space greatly improves the performance of the networks without introducing expensive search cost. Extensive experiments on CIFAR10 and ImageNet demonstrate the effectiveness of the proposed H-DAS. Moreover, the searched stage-level architectures can be combined with the cell structures searched by existing DAS methods to further boost the performance. Code is available at: https://github.com/msight-tech/research-HDAS

Graph Neural Networks (GNNs), a generalization of neural networks to graph-structured data, are often implemented using message passes between entities of a graph. While GNNs are effective for node classification, link prediction and graph classification, they are vulnerable to adversarial attacks, i.e., a small perturbation to the structure can lead to a non-trivial performance degradation. In this work, we propose Uncertainty Matching GNN (UM-GNN), that is aimed at improving the robustness of GNN models, particularly against poisoning attacks to the graph structure, by leveraging epistemic uncertainties from the message passing framework. More specifically, we propose to build a surrogate predictor that does not directly access the graph structure, but systematically extracts reliable knowledge from a standard GNN through a novel uncertainty-matching strategy. Interestingly, this uncoupling makes UM-GNN immune to evasion attacks by design, and achieves significantly improved robustness against poisoning attacks. Using empirical studies with standard benchmarks and a suite of global and target attacks, we demonstrate the effectiveness of UM-GNN, when compared to existing baselines including the state-of-the-art robust GCN.

In order for reinforcement learning techniques to be useful in real-world decision making processes, they must be able to produce robust performance from limited data. Deep policy optimization methods have achieved impressive results on complex tasks, but their real-world adoption remains limited because they often require significant amounts of data to succeed. When combined with small sample sizes, these methods can result in unstable learning due to their reliance on high-dimensional sample-based estimates. In this work, we develop techniques to control the uncertainty introduced by these estimates. We leverage these techniques to propose a deep policy optimization approach designed to produce stable performance even when data is scarce. The resulting algorithm, Uncertainty-Aware Trust Region Policy Optimization, generates robust policy updates that adapt to the level of uncertainty present throughout the learning process.

Learning from different data views by exploring the underlying complementary information among them can endow the representation with stronger expressive ability. However, high-dimensional features tend to contain noise, and furthermore, quality of data usually varies for different samples (even for different views), i.e., one view may be informative for one sample but not the case for another. Therefore, it is quite challenging to integrate multi-view noisy data under unsupervised setting. Traditional multi-view methods either simply treat each view with equal importance or tune the weights of different views to fixed values, which are insufficient to capture the dynamic noise in multi-view data. In this work, we devise a novel unsupervised multi-view learning approach, termed as Dynamic Uncertainty-Aware Networks (DUA-Nets). Guided by the uncertainty of data estimated from the generation perspective, intrinsic information from multiple views is integrated to obtain noise-free representations. Under the help of uncertainty estimation, DUA-Nets weigh each view of individual sample according to data quality so that the high-quality samples (or views) can be fully exploited while the effects from the noisy samples (or views) will be alleviated. Our model achieves superior performance in extensive experiments and shows the robustness to noisy data.

Despite the popularity of Convolutional Neural Networks (CNN), the problem of uncertainty quantification (UQ) of CNN has been largely overlooked. Lack of efficient UQ tools severely limits the application of CNN in certain areas, such as medicine, where prediction uncertainty is critically important. Among the few existing UQ approaches that have been proposed for deep learning, none of them has theoretical consistency that can guarantee the uncertainty quality. To address this issue, we propose a novel bootstrap based framework for the estimation of prediction uncertainty. The inference procedure we use relies on convexified neural networks to establish the theoretical consistency of bootstrap. Our approach has a significantly less computational load than its competitors, as it relies on warm-starts at each bootstrap that avoids refitting the model from scratch. We further explore a novel transfer learning method so our framework can work on arbitrary neural networks. We experimentally demonstrate our approach has a much better performance compared to other baseline CNNs and state-of-the-art methods on various image datasets.

Capturing the dependencies among different facial action units (AU) is extremely important for the AU detection task. Many studies have employed graph-based deep learning methods to exploit the dependencies among AUs. However, the dependencies among AUs in real world data are often noisy and the uncertainty is essential to be taken into consideration. Rather than employing a deterministic mode, we propose an uncertain graph neural network (UGN) to learn the probabilistic mask that simultaneously captures both the individual dependencies among AUs and the uncertainties. Further, we propose an adaptive weighted loss function based on the epistemic uncertainties to adaptively vary the weights of the training samples during the training process to account for unbalanced data distributions among AUs. We also provide an insightful analysis on how the uncertainties are related to the performance of AU detection. Extensive experiments, conducted on two benchmark datasets, i.e., BP4D and DISFA, demonstrate our method achieves the state-of-the-art performance.

People often encounter situations where they need to recall past experiences from their daily life. In this paper, we aim to construct a question answering system that enables human to query their past experiences over personal knowledge base. Previous works on knowledge base question answering focus on finding answers for answerable questions. In the real world applications, however, people often muddle up facts and ask those questions that cannot be answered with knowledge base. This work presents a novel system consisting of question answering model and question generation model. It not only answers answerable questions, but also corrects unanswerable questions if necessary. Our question answering model recognizes the question that is inconsistent with the state of the personal knowledge base and suggests facts that can form a feasible question. Then, the facts are converted to an answerable question by the question generation model. For refining question, we propose a question generation model based on the reinforcement learning (RL) with question editing mechanism. Experimental results show that our proposed system is effective for correcting unanswerable questions in personal knowledge base question answering.