NeurIPS 2026 Papers

Conference on Neural Information Processing Systems

Decision breakdown

6,437papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    991.5%
  • Spotlight
    2403.7%
  • Poster
    6,09894.7%

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Topic: Reinforcement Learning · 760 papers · Reset filters

Overcoming Catastrophic Forgetting in Visual Continual Learning with Reinforcement Fine-Tuning

Meng Lou, Hanzhong Guo, Linwei Chen, Yizhou Yu

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Reinforcement Fine-Tuning (RFT) with verifiable rewards has emerged as a powerful learning paradigm for eliciting reasoning capabilities in Multi-modal Large Language Models (MLLMs). Recent studies also suggest that RFT (e.g., GRPO) is inherently more resilient to catastrophic forgetting than Supervised Fine-Tuning (SFT). However, whether RFT can effectively overcome forgetting in challenging visual continual learning settings, such as class-incremental learning (CIL) and domain-incremental learning (DIL), remains an open problem. Through a pilot study on rehearsal-free CIL, we confirm that while RFT consistently outperforms SFT, it still suffers from non-negligible forgetting. We empirically trace this bottleneck to Trajectory-level Drift Agnosticism: among candidate rollouts achieving identical task rewards, the KL divergence from the preceding-task policy varies substantially, which strongly correlates with catastrophic forgetting across sequential tasks. Motivated by this insight, we propose Retention-aware Policy Optimization (RaPO), a simple yet effective RFT framework that explicitly mitigates forgetting through trajectory-level reward shaping. Specifically, RaPO comprises two core components: (1) Retention Reward that converts trajectory-level distribution drift into a continuous reward signal, preferentially reinforcing knowledge-preserving rollouts within each group; (2) Cross-Task Advantage Normalization (CTAN), which maintains a persistent exponential moving average of reward statistics across task boundaries to stabilize the optimization progress during continual learning. Leveraging the free-form textual generalization of MLLMs, we comprehensively evaluate RaPO across five visual continual learning settings, spanning class- and domain-incremental image classification, class-incremental video classification, and class- and domain-incremental object detection. Extensive experiments demonstrate that RaPO achieves leading performance, substantially reducing catastrophic forgetting while preserving strong plasticity. To the best of our knowledge, this work represents the first systematic exploration of RFT in visual continual learning, offering insights that we hope will inspire future research.

Poster
Outcome-Based RL Provably Leads Transformers to Reason, but Only With the Right Data

Yuval Ran-Milo, Yotam Alexander, Shahar Mendel, Nadav Cohen

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Transformers trained via Reinforcement Learning (RL) with outcome-based supervision can spontaneously develop the ability to generate intermediate reasoning steps (Chain-of-Thought). Yet the mechanism by which sparse rewards drive policy gradient to discover such systematic reasoning remains poorly understood. We address this by analyzing the policy gradient dynamics of single-layer Transformers on a synthetic graph traversal task that cannot be solved without Chain-of-Thought but admits a simple iterative solution. We prove that despite training solely on final-answer correctness, policy gradient drives the Transformer to converge to a structured, interpretable algorithm that iteratively traverses the graph vertex-by-vertex. We characterize the distributional properties required for this emergence, identifying the critical role of ``simple examples'': instances requiring fewer reasoning steps. When the training distribution places sufficient mass on these simpler examples, the Transformer learns a generalizable traversal strategy that extrapolates to longer chains; when this mass vanishes, policy gradient learning becomes infeasible. We corroborate our theoretical results through experiments on synthetic data and with real-world language models on mathematical reasoning tasks, validating that our theoretical findings carry over to practical settings.

Poster
Outbidding and Outbluffing Elite Humans: Mastering Liar’s Poker via Self-Play and Reinforcement Learning

Richard Dewey, Janos Botyanszki, Ciamac C. Moallemi, Andrew Zheng

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AI researchers have long focused on poker-like games as a testbed for environments characterized by multi-player dynamics, imperfect information, and reasoning under uncertainty. While recent breakthroughs have matched elite human play at no-limit Texas hold'em, the multi-player dynamics are subdued: most hands converge quickly with only two players engaged through multiple rounds of bidding. In this paper, we present Solly, the first AI agent to achieve elite human play in reduced-format Liar’s Poker, a game characterized by extensive multi-player engagement. We trained Solly using self-play with Regularized Nash Dynamics (R-NaD), a model-free, actor-critic, deep reinforcement learning algorithm, and we successfully extend R-NaD to the multi-player scenario for the first time. Solly played at an elite human level as measured by win rate (won over 50\% of hands) and equity (money won) in heads-up and multi-player Liar’s Poker. Solly also outperformed large language models (LLMs), including those with reasoning abilities, on the same metrics. Solly developed novel bidding strategies, randomized play effectively, and was not easily exploitable by world-class human players.

Poster
Ordered Policy Optimization

Dongkyu (Derek) Cho, Pan Xu

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Proximal Policy Optimization (PPO) stabilizes policy updates by clipping the importance ratio between the new policy and the data-collecting policy. The standard rule uses one fixed clipping range for all samples. While this choice offers simplicity and effectiveness, it fails to distinguish statistically harmful extreme ratio values from large, yet tolerable changes. We study how to adapt the clipping radius to the reliability of the induced importance ratio distribution. Our case study demonstrates that reliable updates require controlling these extreme ratios, rather than merely verifying that individual ratios fall within a fixed interval. Motivated by this observation, we propose Ordered Policy Optimization (\textsc{OPO}). In each minibatch, \textsc{OPO} sorts the importance ratios, selects the extreme ratios that potentially have the largest effect on the update, and assigns them adaptive sample-wise radii instead of using the fixed clipping radius. These radii are derived from a prescribed tail profile, which specifies desired target values for the selected extreme ratios. The resulting objective remains first-order and requires only minibatch sorting and a modified policy loss. Experiments conducted on MuJoCo and Atari benchmarks demonstrate that this simple modification achieves strong performance relative to established baselines.

Poster
Optimizing Social Utility in Sequential Experiments

Ander Artola Velasco, Stratis Tsirtsis, Manuel Rodriguez

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Regulatory approval of products in high-stakes domains such as drug development requires statistical evidence of safety and efficacy through large-scale randomized controlled trials. However, the high financial cost of these trials may deter developers who lack absolute certainty in their product's efficacy, ultimately stifling the development of `moonshot' products that could offer high social utility. To address this inefficiency, in this paper, we introduce a statistical protocol for experimentation where the product developer (the agent) conducts a randomized controlled trial sequentially and the regulator (the principal) partially subsidizes its cost. By modeling the protocol using a belief Markov decision process, we show that the agent's optimal strategy can be found efficiently using dynamic programming. Further, we show that the social utility is a piecewise linear and convex function over the subsidy level the principal selects, and thus the socially optimal subsidy can also be found efficiently using divide-and-conquer. Simulation experiments using publicly available data on antibiotic development and approval demonstrate that our statistical protocol can be used to increase social utility by more than $35$% relative to standard, non-sequential protocols.

Poster
Optimizing Agent Tool-Use via Trajectory-based Insight Evolution

Hanchen Qiu, Haojia Zhu, Yifan Meng, Jiahui Jin

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Tool documentation is the critical interface bridging Large Language Model (LLM) agents and external environments. However, real-world documentation is often ambiguous or insufficient, leading to misaligned tool calls and task failures. While existing methods rely on parameter-efficient tuning or reinforcement learning to enhance tool-use capabilities, they incur substantial computational overhead and lack the agility to adapt to frequently updated toolkits. We propose OpTool , an evolutionary framework that treats tool documentation as an evolvable configuration. OpTool consists of three stages: (1) Contrastive Trajectory Generation, which explores diverse tool-use trajectories via contrastive beam search; (2) Trajectory-based Insight Extraction, which extracts tool-use insights through retrospective global credit assignment; and (3) Tool Documentation Evolution, which iteratively refines the documentation to mitigate information insufficiency. Experimental results across multiple domains demonstrate that OpTool significantly improves tool call accuracy and task success rates, providing a robust solution for tool-based LLM agents.

Poster
Optimizer-Induced Mode Connectivity: From AdamW to Muon

Fangzhao Zhang, Sungyoon Kim, Erica Zhang, yiqi jiang, Mert Pilanci

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Mode connectivity has been widely studied, yet the role of the optimizer remains underexplored. We revisit it through optimizer-induced implicit regularization, asking how connectivity behaves when restricted to solutions constrained by a given optimizer. For two-layer ReLU networks, we show that solutions from a single optimizer - AdamW, Muon, or others in the Lion-$\mathcal{K}$ family - form a connected set at sufficiently large width, a result not implied by prior work. We then characterize how optimizer-induced regions interact: at large width two different regions can be disjoint or overlap depending on regularization, while in our small-width example AdamW and Muon converge to disconnected zero-loss components separated by a provable loss barrier. Empirically, in GPT-2 pretraining, we observe same-optimizer paths preserve each model’s spectrum while cross-optimizer paths traverse a smooth transition. Our results reveal optimizer-dependent structure beyond classical mode connectivity literature.

Poster
Optimistic Q-value Adaptation for Offline-to-Online Reinforcement Learning

Hao Wu, Shunhao Zhang, Shuai Lu

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Offline-to-online reinforcement learning (O2O RL) aims to improve offline RL agents with limited online interaction. Prior work has shown that, in conservative value-regularized methods such as CQL, pessimistic offline critics can underestimate values and hinder online fine-tuning. We show that this issue is more general: critic underestimation also appears in explicit policy-constraint methods such as TD3+BC, and can persist or become more severe through bootstrapped Bellman updates during fine-tuning. To address this problem, we propose Optimistic Q-value Adaptation (OQA), a framework that corrects underestimation at the Bellman-backup level. OQA constructs an additional offline-pretrained actor--critic pair and uses it together with the original pair to form a controlled optimistic backup that mitigates inherited pessimism during fine-tuning. Unlike trajectory-return calibration methods, OQA does not rely on return lower bounds and is not tied to CQL-style regularization. Across D4RL MuJoCo locomotion, Maze2D, AntMaze, and Adroit benchmarks, OQA instantiations based on TD3+BC and CQL consistently outperform the corresponding backbones and strong O2O RL baselines.

Poster
OpenWebRL: Demystifying Online Multi-turn Reinforcement Learning for Visual Web Agents

Rui Yang, Qianhui Wu, Yuxi Chen, Hao Bai, Wenlin Yao, Hao Cheng, Baolin Peng, Huan Zhang, Tong Zhang, Jianfeng Gao

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Building capable visual web agents demands precise grounding, long-horizon reasoning, and robust interaction with dynamic, real-world websites. Despite rapid progress, the strongest systems remain largely proprietary, while open agents still depend heavily on supervised post-training over large collections of curated web trajectories. This dependence creates a major scalability bottleneck: high-quality demonstrations are expensive to collect, and static datasets offer limited coverage of the diverse, ever-changing open web. Although online reinforcement learning (RL) has shown promise for text-based agents, its potential for training visual web agents directly on live websites remains largely unexplored. In this paper, we introduce OpenWebRL, an open framework for training visual web agents with online multi-turn RL on real websites. OpenWebRL covers the full training pipeline, including task selection, supervised warm-starting, live-browser execution, multimodal context management, trajectory success judging, and efficient multi-turn policy optimization. Using this framework, we train OpenWebRL-4B, which establishes a new open-source state of the art on challenging live-web benchmarks. With only 0.4K initialization trajectories and 2.2K open-ended training tasks, OpenWebRL-4B achieves 67.0% success on Online-Mind2Web and 64.0% on DeepShop, outperforming prior open agents of similar or larger scale and remaining competitive with proprietary systems including OpenAI and Gemini CUA. Beyond strong benchmark performance, OpenWebRL systematically identifies the key design choices that make online RL effective for visual web agents. Overall, our work offers a practical path toward building more capable, reproducible, and cost-efficient open web agents. We will release our training data, models, and code to support future research.

Poster
OpenSearcher: Democratizing Deep Search through a Fully Offline Pipeline with Programmatic Verification

Zheng Chu, Xiao Wang, Huiming Fan, Qianyu Wang, Zhuoyao Wang, Xiang Cheng, Ming Liu, Bing Qin, Xingyu Li

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Deep search capabilities have become an indispensable competency for frontier large language model (LLM) agents, yet training high-performance deep search agents remains constrained by three key challenges: as synthesized reasoning graphs grow in complexity, verifying answer correctness and uniqueness becomes increasingly difficult to scale; heavy dependence on online search APIs makes data synthesis costly and hard to scale; and the lack of fully open synthesis pipelines severely hinders reproducibility.To bridge this gap, we introduce OpenSearcher, the first deep search agent training pipeline with zero online API dependency throughout the entire data synthesis and model training process, built upon two core technical innovations: (1) \textit{Distinguishing Set-grounded QA synthesis with programmatic verification}: we compute minimal Distinguishing Sets on Wikidata to uniquely identify target entities, recursively expand them into reasoning DAGs, and transform the structured graphs into natural language questions via progressive generation and fuzzification. Answer uniqueness is deterministically verified through SPARQL conjunctive queries, complemented by lightweight LLM filtering for linguistic quality. (2) \textit{Fully offline training pipeline}, which builds an offline corpus of tens of millions of documents from publicly downloadable Wikidata, Wikipedia, and Web Crawl Dumps, and completes trajectory synthesis, SFT cold start, and reinforcement learning entirely offline. Experimental results demonstrate that OpenSearcher achieves strong performance across deep search benchmarks, establishing a new state of the art among fully offline methods, for example, achieving 32.3\% on BrowseComp and 72.8\% on GAIA. We fully open-source the complete data synthesis pipeline to democratize offline deep search agent research and foster a more transparent, collaborative ecosystem.

Poster
OpenSearch-VL: An Open Recipe for Frontier Multimodal Search Agents

Shuang Chen, Kaituo Feng, Hangting Chen, Wenxuan Huang, Dasen Dai, Quanxin Shou, Yunlong Lin, Xiangyu Yue, Shenghua Gao, Tianyu Pang

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Deep search has become a crucial capability for frontier multimodal agents, enabling models to solve complex questions through active search, evidence verification, and multi-step reasoning. Despite rapid progress, top-tier multimodal search agents remain difficult to reproduce, largely due to the absence of open high-quality training data, transparent trajectory synthesis pipelines, or detailed training recipes. To this end, we introduce **OpenSearch-VL**, a fully open-source recipe for training frontier multimodal deep search agents with agentic reinforcement learning. First, we curate a dedicated pipeline to construct high-quality training data through Wikipedia path sampling, fuzzy entity rewriting, and source-anchor visual grounding, which jointly reduce shortcuts and one-step retrieval collapse. Based on this pipeline, we curate two training datasets, *SearchVL-SFT-36k* for SFT and *SearchVL-RL-8k* for RL. Besides, we design a diverse tool environment that unifies text search, image search, OCR, cropping, sharpening, super-resolution, and perspective correction, enabling agents to combine active perception with external knowledge acquisition. Finally, we propose a multi-turn fatal-aware GRPO training algorithm that handles cascading tool failures by masking post-failure tokens while preserving useful pre-failure reasoning through one-sided advantage clamping. Built on this recipe, OpenSearch-VL delivers substantial performance gains, with over 10-point average improvements across seven benchmarks, and achieves results comparable to proprietary commercial models on several tasks. We will release all data, code, and models to support open research on multimodal deep search agents.

Poster
Online Decision-Focused Learning under Semi-Bandit Feedback

Aabhash Dhakal, Tim Lachner, Jayanta Mandi, Marco Foschini, Christoph M Flath

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Decision-focused learning (DFL) improves on the Predict-then-optimize (PtO) pipeline by training predictive models to minimize decision regret rather than prediction loss. Most DFL methods assume offline full-feedback data with complete action cost vectors. Many real-world decision systems instead operate in an online setting: in each round, the agent acts using past feedback and observes costs only for the selected components, yielding semi-bandit feedback. Bandit methods optimize regret in this regime, but train models with predictive updates rather than decision-focused updates. In this paper, we formalize online semi-bandit DFL: decision-focused learning for online optimization problems with semi-bandit feedback. The most straightforward extension would impute unobserved components with the model's own predictions and compute the decision-focused gradient. But this creates a self-confirming imputation degeneracy: imputation errors can flip counterfactual decisions that define the decision-focused gradient, biasing the representation update and reinforcing errors in later imputations. To address this degeneracy, we propose BayesianSPO, which combines an analytically updated Bayesian last-layer head with masked decision-focused learning. The Bayesian head supplies both (i) uncertainty to balance exploration and exploitation and (ii) stable imputations for unobserved components, while masking unobserved component gradients prevents those imputations from directly corrupting the representation update. Across knapsack, shortest-path, and portfolio benchmarks, BayesianSPO achieves the lowest mean cumulative regret on all five instances and the improvement is statistically significant on four of them.

Poster
One for All: A Non-Linear Transformer can enable Cross-Domain Generalization for In-Context Reinforcement Learning

Bowen He, Juncheng Dong, Lin Lin, Xiang Cheng

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A central challenge in reinforcement learning (RL) is to learn models that generalize beyond the tasks on which they are trained, a goal traditionally pursued through multi-task and meta RL. Recently, transformer architectures have emerged as a promising approach, enabling adaptation to new tasks via in-context learning without explicit parameter updates. From a functional perspective, a transformer can be viewed as a **functional operator** that maps a context to a task-specific function. It is thus fundamental to understand and design this operator to support stronger generalization in RL. In this work, we address this resulting question of generalization from a kernel-based perspective by establishing a connection between non-linear transformers and kernel-based temporal difference learning. By interpreting the transformer as performing regression in a **Reproducing Kernel Hilbert Space** (RKHS), we show that value functions from different domains can be represented using a shared set of weights, provided they lie within the same RKHS. Experiments on multiple MetaWorld domains support this interpretation, demonstrating convergence of the temporal-difference objective.

Poster
One More Time: Revisiting Neural Quantum States from a Reinforcement Learning Perspective

Juan Duque, Sergio García Heredia, Vinicius Hernandes, Eliska Greplova, Thomas Spriggs, Aaron Courville, Anna Dawid

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Neural quantum states (NQS) provides a flexible and scalable framework for approximating quantum many-body wavefunctions. Among NQS parameterizations, autoregressive models are especially attractive because they enable exact, independent sampling from the Born distribution, avoiding the autocorrelation and mixing issues of Markov-chain methods. Yet their optimization remains comparatively underexplored: Adam is a scalable method but ignores function space geometry, while stochastic reconfiguration is principled but costly and numerically fragile in large models. To address this gap, we show that variational energy minimization can be viewed as an advantage policy-gradient problem over the Born distribution, motivating trust-region optimization for NQS training. We introduce Proximal Wavefunction Optimization (PWO), a trust-region algorithm that clips probability-ratio changes in the amplitude channel and wrapped phase increments in the phase channel. PWO avoids explicit matrix inversion, reuses samples across inner updates, and preserves the scalability of first-order optimization. Across Ising, Heisenberg, and frustrated $J_1$--$J_2$ spin chains, PWO improves stability and wall-clock convergence over Adam, minSR, and SPRING. Finally, we fine-tune a $1.5$B-parameter RWKV-7 model as a neural quantum state, demonstrating NQS optimization at a scale over three orders of magnitude beyond prior work.

Poster
On-Policy Counterfactual Influence

Rhys Gould, Yaowen Ye, Stuart J. Russell, Jacob Steinhardt

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On-policy training plays an important role in modern machine learning, especially in reinforcement learning (RL) for language models. However, quantifying how training data influences the policy's behavior is difficult in on-policy settings: one must account for the cascading effect by which a training event affects its immediate policy update, which in turn affects future action samples, which further affects future policy updates, and so on. Attribution methods developed for off-policy and supervised learning (e.g. influence functions) do not account for such \emph{policy-data interaction}, and can therefore fail in on-policy settings. In this work, we formalize the problem of attributing behaviors to individual training events in the on-policy setting. We derive an influence measure that accounts for policy-data interaction while also being tractable to compute in practical training setups (e.g. LM finetuning) and for realistic optimizers (e.g. AdamW) at a cost that scales linearly in the total number of training events. Empirically, our influence measure accurately predicts the true effect of ablating specific events during RL, while traditional methods fail to do so. Further, we show that this influence accurately identifies helpful and harmful RL training events, allowing us to improve performance via influence-weighted retraining. Overall, we show that accounting for policy-data interaction is both necessary and tractable, allowing for principled training intervention in modern RL pipelines.

Poster
On the Origin of Algorithmic Progress in AI: Evidence from Language Model Pre-Training

Hans Gundlach, Alex Fogelson, Jayson Lynch, Ana Trisovic, Jonathan S Rosenfeld, Anmol Rattan Singh Sandhu, Neil Thompson

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Algorithms have been estimated to increase AI pretraining FLOP efficiency by a factor of $22,000$ between 2012 and 2023 (Ho et al., 2024) . Running ablation experiments on key innovations from this time period, we are able to account for less than $10\times$ of these gains at small compute scales. Surveying the broader literature, we estimate that additional innovations not included in our ablations also account for less than $10\times$, yielding less than $100\times$ efficiency gains total in low-compute regimes. This leads us to conduct scaling experiments, which reveal that much of this efficiency gap can be explained by algorithms with scale-dependent efficiency improvements. In particular, we conduct scaling experiments between LSTMs and Transformers, finding exponent differences in their compute-optimal scaling law while finding little scaling difference for many other innovations. These experiments demonstrate that -- contrary to standard assumptions -- an algorithm's efficiency gains are tied to compute scale. Using experimental extrapolation and literature estimates, we account for $3,360\times$ efficiency gains over the same time period, with scale-dependent innovations accounting for close to 90\% of log-efficiency gains by 2023. Our results indicate that algorithmic progress for small models has been far slower than previously assumed, and that measures of algorithmic efficiency are strongly reference-dependent.

Poster
On the Optimal Sample Complexity of Offline Multi-Armed Bandits with KL Regularization

Kaixuan Ji, Qiwei Di, Heyang Zhao, Qingyue Zhao, Quanquan Gu

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Kullback-Leibler (KL) regularization is widely used in offline decision-making and offers several benefits, motivating recent work on the sample complexity of offline learning with respect to \emph{KL-regularized performance metrics}. Nevertheless, the exact sample complexity of KL-regularized offline learning remains largely from fully characterized. In this paper, we study this question in the setting of multi-armed bandits (MABs). We provide a sharp analysis of KL-PCB~(Zhao et al., 2026), showing that it achieves a sample complexity of $\tilde{O}(\eta SAC^{\pi^\*}/\epsilon)$ under large regularization $\eta = \tilde{O}(\epsilon^{-1})$, and a sample complexity of $\tilde{\Omega}(SAC^{\pi^\*}/\epsilon^2)$ under small regularization $\eta = \tilde{\Omega}(\epsilon^{-1})$, where $\eta$ is the regularization parameter, $S$ is the number of contexts, $A$ is the number of arms, $C^{\pi^\*}$ is the policy coverage coefficient at the optimal policy $\pi^*$, $\epsilon$ is the desired sub-optimality, and $\tilde{O}$ and $\tilde{\Omega}$ hide all poly-logarithmic factors. We further provide a pair of sharper sample complexity lower bounds, which matches the upper bounds over the entire range of regularization strengths. Overall, our results provide a nearly complete characterization of offline multi-armed bandits with KL regularization.

Poster
On the Convergence of Success Conditioning for Policy Optimization

Matthew Brun, Andy Sun

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Success conditioning is a strategy for improving decision-making policies in stochastic environments; it updates a policy by increasing the probability of taking actions that yield successful outcomes. Success conditioning is common to many reinforcement learning applications, yet its limiting behavior and convergence rates are not well understood. In this work, we demonstrate that success conditioning converges to an optimal policy on a broad class of Markov decision processes (MDP). We also derive convergence rates in some common settings. For discounted MDPs, we prove convergence within $\mathcal{O}(1/\varepsilon^p)$ iterations to an $\varepsilon$-optimal policy, where the exponent $p$ depends on problem data. For single-period MDPs, $\mathcal{O}(1/\varepsilon)$ iterations are required.

Poster
On the Complexity of Offline Reinforcement Learning with Q*-Approximation and Partial Coverage

Haolin Liu, Braham Snyder, Chen-Yu Wei

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We study offline reinforcement learning under $Q^\star$-approximation and partial coverage, a setting that motivates practical algorithms such as Conservative $Q$-Learning (CQL) [KZTL20] but has received limited theoretical attention. Our work is inspired by the following open question: \emph{Are $Q^\star$-realizability and Bellman completeness sufficient for sample-efficient offline RL under partial coverage?} We answer this question in the negative through an information-theoretic lower bound. To identify additional structure that enables sample-efficient offline RL under partial coverage, we introduce a general decision-estimation framework, inspired by model-free decision-estimation coefficients (DEC) for online RL [FGO$^+$23, LWZ25b]. Our framework decomposes the complexity of offline RL into two parts: the \emph{decision complexity} and the \emph{value estimation error}. This decomposition allows us to study the two sub-problems in a modular way. Our result not only unifies existing results in the $Q^\star$-approximation and partial coverage regime [CJ22, UKLS23], but further improves and generalizes them. On the decision complexity side, our improvement includes: the first $\epsilon^{-2}$ sample complexity bound for soft $Q$-learning under partial coverage that improves [UKLS23]'s $\epsilon^{-4}$ bound, the removal of the need for additional online interaction in the gap-dependent setting of [CJ22], and new learnable settings beyond the above two cases. On the value estimation side, we provide the first characterization of offline learnability for general low-Bellman-rank MDPs [JKA$^+$17, DKL$^+$21, JLM21], a canonical online RL setting that has remained unexplored in offline RL outside special cases. As a side contribution, our techniques give the first analysis of CQL in the function approximation setting.

Poster
On the Complexity of Discounted Robust MDPs with $L_p$ Uncertainty Sets

Ali Asadi, Krishnendu Chatterjee, Alipasha Montaseri, Ali Shafiee

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A basic model in sequential decision making is the Markov decision process (MDP), which is extended to Robust MDPs (RMDPs) by allowing uncertainty in transition probabilities and optimizing against the worst-case transition probabilities from the uncertainty sets. The class of $(s,a)$-rectangular RMDPs with $L_p$ uncertainty sets provides a flexible and expressive model for such problems. We study this class of RMDPs with discounted-sum objectives and a constant discount factor. The existence of an efficient algorithm for this class is a fundamental theoretical question in optimization and sequential decision making. Previous results only establish a strongly polynomial-time algorithm for $L_\infty$ uncertainty sets. In this work, our main results are as follows: (a) we show that for any compact uncertainty set, the policy iteration algorithm for RMDPs is strongly polynomial with oracle access to solutions of Robust Markov chains (RMCs); (b) we present strongly polynomial-time bounds on the policy iteration algorithm for RMCs with $L_1$ and $L_\infty$ uncertainty sets; and (c) we establish hardness results for RMCs with $L_p$ uncertainty sets for integer $p$ satisfying $1<p<\infty$. Finally, motivated by our theoretical bounds, we present experimental results showing the practical efficiency of policy iteration for RMDPs with $L_1, L_\infty$ uncertainty sets.

Spotlight