NeurIPS 2025 Papers

Conference on Neural Information Processing Systems

Decision breakdown

5,812papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    931.6%
  • Spotlight
    73912.7%
  • Poster
    4,98085.7%

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Topic: Alignment and Safety · 455 papers · Reset filters

VLMs can Aggregate Scattered Training Patches

Zhanhui Zhou, Lingjie Chen, Chao Yang, Chaochao Lu

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One way to mitigate risks in vision-language models (VLMs) is to censor dangerous samples from their training data. However, data moderation can be easily bypassed when harmful images are split into small, benign-looking patches, scattered across many training samples. VLMs may then learn to piece these fragments together and generate harmful responses at inference, either from full images or text references. For instance, if trained on image patches from a bloody scene paired with the descriptions "safe," VLMs may later describe, the full image or a text reference to the scene, as "safe." We define the core ability of VLMs enabling this attack as $\textit{visual stitching}$—the ability to integrate visual information spread across multiple training samples that share the same textual descriptions. In our work, we first demonstrate visual stitching abilities in common open-source VLMs on three datasets where each image is labeled with a unique synthetic ID. We split each $(\texttt{image}, \texttt{ID})$ pair into $\{(\texttt{patch}, \texttt{ID})\}$ pairs at different granularities for finetuning, and we find that models can verbalize the correct IDs from full images or text reference. Building on this, we simulate the adversarial data poisoning scenario mentioned above by using patches from dangerous images and replacing IDs with text descriptions like "safe" or "unsafe", demonstrating how harmful content can evade moderation in patches and later be reconstructed through visual stitching, posing serious VLM safety risks.

Poster
IPAD: Inverse Prompt for AI Detection - A Robust and Interpretable LLM-Generated Text Detector

Zheng Chen, Yushi Feng, Jisheng Dang, Changyang He, Yue Deng, Hongxi Pu, Haoxuan Li, Bo Li

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Large Language Models (LLMs) have attained human-level fluency in text generation, which complicates the distinguishing between human-written and LLM generated texts. This increases the risk of misuse and highlights the need for reliable detectors. Yet, existing detectors exhibit poor robustness on out-of-distribution (OOD) data and attacked data, which is critical for real-world scenarios. Also, they struggle to provide interpretable evidence to support their decisions, thus undermining reliability. In light of these challenges, we propose IPAD (Inverse Prompt for AI Detection), a novel framework consisting of a Prompt Inverter that identifies predicted prompts that could have generated the input text, and two Distinguishers that examine the probability that the input texts align with the predicted prompts. Empirical evaluations demonstrate that IPAD outperforms the strongest baselines by 9.05% (Average Recall) on in-distribution data, 12.93% (AUROC) on out-of-distribution (OOD) data, and 5.48% (AUROC) on attacked data. IPAD also performs robust on structured datasets. Furthermore, an interpretability assessment is conducted to illustrate that IPAD enhances the AI detection trustworthiness by allowing users to directly examine the decision-making evidence, which provides interpretable support for its state-of-the-art detection results.

Poster
ResponseRank: Data-Efficient Reward Modeling through Preference Strength Learning

Timo Kaufmann, Yannick Metz, Daniel A. Keim, Eyke Hüllermeier

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Binary choices, as often used for reinforcement learning from human feedback (RLHF), convey only the *direction* of a preference. A person may choose apples over oranges and bananas over grapes, but *which preference is stronger*? Strength is crucial for decision-making under uncertainty and generalization of preference models, but hard to measure reliably. Metadata such as response times and inter-annotator agreement can serve as proxies for strength, but are often noisy and confounded. We propose ResponseRank to address the challenge of learning from noisy strength signals. Our method uses relative differences in these signals to *rank responses to pairwise comparisons by their inferred preference strength*. Signals are only considered locally within carefully constructed strata, controlling for systemic variation. This enables robust learning of utility differences consistent with strength-derived rankings, all while making minimal assumptions. Our contributions are threefold: (1) ResponseRank, a novel method that robustly learns preference strength by leveraging locally valid relative strength signals; (2) empirical evidence of improved sample efficiency and robustness across diverse tasks: synthetic preference learning (with simulated response times), language modeling (with annotator agreement), and RL control tasks (with simulated episode returns); and (3) the *Pearson Distance Correlation (PDC)*, a novel metric that isolates cardinal utility learning from ordinal accuracy.

Poster
Mechanism Design for LLM Fine-tuning with Multiple Reward Models

Haoran Sun, Yurong Chen, Siwei Wang, Xu Chu, Wei Chen, Xiaotie Deng

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Fine-tuning large language models (LLMs) to aggregate multiple preferences has attracted considerable research attention. With aggregation algorithms advancing, a potential economic scenario arises where fine-tuning services are provided to agents with different preferences. In this context, agents may benefit from strategically misreporting their preferences, but this could harm the aggregation performance. This paper addresses such incentive issues by framing it as a mechanism design problem: an LLM provider determines the fine-tuning objective (training rule) and the pricing scheme (payment rule) for agents. We primarily focus on training rules that maximize social welfare subject to certain regularizations, referred to as SW-Max rules. First, we show that under most circumstances, truthful reporting is sub-optimal with simply a SW-Max rule, thereby highlighting the necessity of payments. Second, we extend the VCG payment to implement SW-Max rules in dominant-strategy incentive compatibility (DSIC). We characterize sufficient conditions for payment equivalence and derive the necessary conditions for a payment rule to implement a SW-Max rule in DSIC and other principles. Third, we demonstrate that our mechanism is approximately DSIC with perturbed input, showcasing its robustness against the inevitable errors in real-world applications. Experiments on real LLM training results further confirm the practical implications of our results.

Poster
A TRIANGLE Enables Multimodal Alignment Beyond Cosine Similarity

Giordano Cicchetti, Eleonora Grassucci, Danilo Comminiello

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Multimodal learning plays a pivotal role in advancing artificial intelligence systems by incorporating information from multiple modalities to build a more comprehensive representation. Despite its importance, current state-of-the-art models still suffer from severe limitations that prevent the successful development of a fully multimodal model. Such methods do not provide indicators that all the involved modalities are effectively aligned. As a result, a set of modalities may not be aligned, undermining the effectiveness of the model in downstream tasks where multiple modalities should provide additional information that the model fails to exploit. In this paper, we present TRIANGLE: TRI-modAl Neural Geometric LEarning, the novel proposed similarity measure that is directly computed in the higher-dimensional space spanned by the modality embeddings. TRIANGLE improves the joint alignment of three modalities via a triangle‑area similarity, avoiding additional fusion layers. When incorporated in contrastive losses replacing cosine similarity, TRIANGLE significantly boosts the performance of multimodal modeling, while yielding interpretable alignment rationales. Extensive evaluation in three-modal tasks such as video-text and audio-text retrieval or audio-video classification, demonstrates that TRIANGLE achieves state-of-the-art results across different datasets improving the performance of cosine-based methods up to 9 points of Recall@1.

Poster
Diffusion Tree Sampling: Scalable inference‑time alignment of diffusion models

Vineet Jain, Kusha Sareen, Mohammad Pedramfar, Siamak Ravanbakhsh

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Adapting a pretrained diffusion model to new objectives at inference time remains an open problem in generative modeling. Existing steering methods suffer from inaccurate value estimation, especially at high noise levels, which biases guidance. Moreover, information from past runs is not reused to improve sample quality, leading to inefficient use of compute. Inspired by the success of Monte Carlo Tree Search, we address these limitations by casting inference-time alignment as a search problem that reuses past computations. We introduce a tree-based approach that _samples_ from the reward-aligned target density by propagating terminal rewards back through the diffusion chain and iteratively refining value estimates with each additional generation. Our proposed method, Diffusion Tree Sampling (DTS), produces asymptotically exact samples from the target distribution in the limit of infinite rollouts, and its greedy variant Diffusion Tree Search (DTS*) performs a robust search for high reward samples. On MNIST and CIFAR-10 class-conditional generation, DTS matches the FID of the best-performing baseline with up to $5\times$ less compute. In text-to-image generation and language completion tasks, DTS* effectively searches for high reward samples that match best-of-N with $2\times$ less compute. By reusing information from previous generations, we get an _anytime algorithm_ that turns additional compute budget into steadily better samples, providing a scalable approach for inference-time alignment of diffusion models.

Poster
RePO: Understanding Preference Learning Through ReLU-Based Optimization

Junkang Wu, Kexin Huang, Xue Wang, Jinyang Gao, Bolin Ding, Jiancan Wu, Xiangnan He, Xiang Wang

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Preference learning has become a common approach in various recent methods for aligning large language models with human values. These methods optimize the preference margin between chosen and rejected responses, subject to certain constraints for avoiding over-optimization. In this paper, we report surprising empirical findings that simple ReLU activation can learn meaningful alignments even using \emph{none} of the following: (i) sigmoid-based gradient constraints, (ii) explicit regularization terms. Our experiments show that over-optimization does exist, but a threshold parameter $\gamma$ plays an essential role in preventing it by dynamically filtering training examples. We further provide theoretical analysis demonstrating that ReLU-based Preference Optimization (RePO) corresponds to the convex envelope of the 0-1 loss, establishing its fundamental soundness. Our ``RePO'' method achieves competitive or superior results compared to established preference optimization approaches. We hope this simple baseline will motivate researchers to rethink the fundamental mechanisms behind preference optimization for language model alignment.

Poster
Online Inverse Linear Optimization: Efficient Logarithmic-Regret Algorithm, Robustness to Suboptimality, and Lower Bound

Shinsaku Sakaue, Taira Tsuchiya, Han Bao, Taihei Oki

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In online inverse linear optimization, a learner observes time-varying sets of feasible actions and an agent's optimal actions, selected by solving linear optimization over the feasible actions. The learner sequentially makes predictions of the agent's true linear objective function, and their quality is measured by the *regret*, the cumulative gap between optimal objective values and those achieved by following the learner's predictions. A seminal work by Bärmann et al. (2017) obtained a regret bound of $O(\sqrt{T})$, where $T$ is the time horizon. Subsequently, the regret bound has been improved to $O(n^4 \ln T)$ by Besbes et al. (2021, 2025) and to $O(n \ln T)$ by Gollapudi et al. (2021), where $n$ is the dimension of the ambient space of objective vectors. However, these logarithmic-regret methods are highly inefficient when $T$ is large, as they need to maintain regions specified by $O(T)$ constraints, which represent possible locations of the true objective vector. In this paper, we present the first logarithmic-regret method whose per-round complexity is independent of $T$; indeed, it achieves the best-known bound of $O(n \ln T)$. Our method is strikingly simple: it applies the online Newton step (ONS) to appropriate exp-concave loss functions. Moreover, for the case where the agent's actions are possibly suboptimal, we establish a regret bound of $O(n\ln T + \sqrt{\Delta_T n\ln T})$, where $\Delta_T$ is the cumulative suboptimality of the agent's actions. This bound is achieved by using MetaGrad, which runs ONS with $\Theta(\ln T)$ different learning rates in parallel. We also present a lower bound of $\Omega(n)$, showing that the $O(n\ln T)$ bound is tight up to an $O(\ln T)$ factor.

Poster
Information Retrieval Induced Safety Degradation in AI Agents

Cheng Yu, Benedikt Stroebl, Diyi Yang, Orestis Papakyriakopoulos

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Despite the growing integration of retrieval-enabled AI agents into society, their safety and ethical behavior remain inadequately understood. In particular, the growing integration of LLMs and AI agents with external information sources and real-world environments raises critical questions about how they engage with and are influenced by these external data sources and interactive contexts. This study investigates how expanding retrieval access—from no external sources to Wikipedia-based retrieval and open web search—affects model reliability, bias propagation, and harmful content generation. Through extensive benchmarking of censored and uncensored LLMs and AI Agents, our findings reveal a consistent degradation in refusal rates, bias sensitivity, and harmfulness safeguards as models gain broader access to external sources, culminating in a phenomenon we term safety degradation. Notably, retrieval-enabled agents built on aligned LLMs often behave more unsafely than uncensored models without retrieval. This effect persists even under strong retrieval accuracy and prompt-based mitigation, suggesting that the mere presence of retrieved content reshapes model behavior in structurally unsafe ways. These findings underscore the need for robust mitigation strategies to ensure fairness and reliability in retrieval-enabled and increasingly autonomous AI systems.

Poster
Large language models can learn and generalize steganographic chain-of-thought under process supervision

Robert McCarthy, Joey SKAF, Luis Ibanez-Lissen, Vasil Georgiev, Connor Watts, Hannes Whittingham, Lorena Gonzalez-Manzano, Cameron Tice, Edward James Young, Puria Radmard, David Lindner

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Chain-of-thought (CoT) reasoning not only enhances large language model performance but also provides critical insights into decision-making processes, marking it as a useful tool for monitoring model intent and planning. By proactively preventing models from acting on CoT indicating misaligned or harmful intent, CoT monitoring can be used to reduce risks associated with deploying models. However, developers may be incentivized to train away the appearance of harmful intent from CoT traces, by either customer preferences or regulatory requirements. However, recent works have shown that banning the mention of a specific example of reward hacking causes obfuscation of the undesired reasoning traces but the persistence of the undesired behavior, threatening the reliability of CoT monitoring. However, obfuscation of reasoning can be due to its internalization to latent space computation, or its encoding within the CoT. We provide an extension to these results with regard to the ability of models to learn a specific type of obfuscated reasoning: steganography. First, we show that penalizing the use of specific strings within load-bearing reasoning traces causes models to substitute alternative strings. Crucially, this does not alter the underlying method by which the model performs the task, demonstrating that the model can learn to steganographically encode its reasoning. This is an example of models learning to encode their reasoning. We further demonstrate that models can generalize an encoding scheme. When the penalized strings belong to an overarching class, the model learns not only to substitute strings seen in training, but also develops a general encoding scheme for all members of the class which it can apply to held-out testing strings.

Poster
Multimodal Disease Progression Modeling via Spatiotemporal Disentanglement and Multiscale Alignment

Chen Liu, Wenfang Yao, Kejing Yin, William K. Cheung, Jing Qin

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Longitudinal multimodal data, including electronic health records (EHR) and sequential chest X-rays (CXRs), is critical for modeling disease progression, yet remains underutilized due to two key challenges: (1) redundancy in consecutive CXR sequences, where static anatomical regions dominate over clinically-meaningful dynamics, and (2) temporal misalignment between sparse, irregular imaging and continuous EHR data. We introduce $\texttt{DiPro}$, a novel framework that addresses these challenges through region-aware disentanglement and multi-timescale alignment. First, we disentangle static (anatomy) and dynamic (pathology progression) features in sequential CXRs, prioritizing disease-relevant changes. Second, we hierarchically align these static and dynamic CXR features with asynchronous EHR data via local (pairwise interval-level) and global (full-sequence) synchronization to model coherent progression pathways. Extensive experiments on the MIMIC dataset demonstrate that $\texttt{DiPro}$ could effectively extract temporal clinical dynamics and achieve state-of-the-art performance on both disease progression identification and general ICU prediction tasks.

Spotlight
Whose View of Safety? A Deep DIVE Dataset for Pluralistic Alignment of Text-to-Image Models

Charvi Rastogi, Tian Huey Teh, Pushkar Mishra, Roma Patel, Ding Wang, Mark Diaz, Alicia Parrish, Aida Mostafazadeh Davani, Zoe Ashwood, Michela Paganini, Vinodkumar Prabhakaran, Verena Rieser, Lora Aroyo

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Current text-to-image (T2I) models often fail to account for diverse human experiences, leading to misaligned systems. We advocate for pluralism in AI alignment, where an AI understands and is steerable towards diverse, and often conflicting, human values. Our work provides three core contributions to achieve this in T2I models. First, we introduce a novel dataset for Diverse Intersectional Visual Evaluation (DIVE) -- the first multimodal dataset for pluralistic alignment. It enables deep alignment to diverse safety perspectives through a large pool of demographically intersectional human raters who provided extensive feedback across 1000 prompts, with high replication, capturing nuanced safety perceptions. Second, we empirically confirm demographics as a crucial proxy for diverse viewpoints in this domain, revealing significant, context-dependent differences in harm perception that diverge from conventional evaluations. Finally, we discuss implications for building aligned T2I models, including efficient data collection strategies, LLM judgment capabilities, and model steerability towards diverse perspectives. This research offers foundational tools for more equitable and aligned T2I systems. Content Warning: The paper includes sensitive content that may be harmful.

Spotlight
Reasoning as an Adaptive Defense for Safety

Taeyoun Kim, Fahim Tajwar, Aditi Raghunathan, Aviral Kumar

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Reasoning methods that adaptively allocate test-time compute have advanced LLM performance on easy to verify domains such as math and code. In this work, we study how to utilize this approach to train models that exhibit a degree of robustness to safety vulnerabilities, and show that doing so can provide benefits. We build a recipe called $\textit{\textbf{TARS}}$ (Training Adaptive Reasoners for Safety), a reinforcement learning (RL) approach that trains models to reason about safety using chain-of-thought traces and a reward signal that balances safety with task completion. To build TARS, we identify three critical design choices: (1) a ``lightweight'' warmstart SFT stage, (2) a mix of harmful, harmless, and ambiguous prompts to prevent shortcut behaviors such as too many refusals, and (3) a reward function to prevent degeneration of reasoning capabilities during training. Models trained with TARS exhibit adaptive behaviors by spending more compute on ambiguous queries, leading to better safety-refusal trade-offs. They also internally learn to better distinguish between safe and unsafe prompts and attain greater robustness to both white-box (e.g., GCG) and black-box attacks (e.g., PAIR). Overall, our work provides an effective, open recipe for training LLMs against jailbreaks and harmful requests by reasoning per prompt.

Poster
On the Effect of Negative Gradient in Group Relative Deep Reinforcement Optimization

Wenlong Deng, Yi Ren, Muchen Li, Danica J. Sutherland, Xiaoxiao Li, Christos Thrampoulidis

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Reinforcement learning (RL) has become popular in enhancing the reasoning capabilities of large language models (LLMs), with Group Relative Policy Optimization (GRPO) emerging as a widely used algorithm in recent systems. Despite GRPO's widespread adoption, we identify a previously unrecognized phenomenon we term Lazy Likelihood Displacement (LLD), wherein the likelihood of correct responses marginally increases or even decreases during training. This behavior mirrors a recently discovered misalignment issue in Direct Preference Optimization (DPO), attributed to the influence of negative gradients. We provide a theoretical analysis of GRPO’s learning dynamic, identifying the source of LLD as the naive penalization of all tokens in incorrect responses with the same strength. To address this, we develop a method called NTHR, which downweights penalties on tokens contributing to the LLD. Unlike prior DPO-based approaches, NTHR takes advantage of GRPO’s group-based structure, using correct responses as anchors to identify influential tokens. Experiments on math reasoning benchmarks demonstrate that NTHR effectively mitigates LLD, yielding consistent performance gains across models ranging from 0.5B to 3B parameters.

Poster
Redefining Experts: Interpretable Decomposition of Language Models for Toxicity Mitigation

Zuhair Hasan Shaik, Abdullah Mazhar, Aseem Srivastava, Md Shad Akhtar

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Large Language Models have demonstrated impressive fluency across diverse tasks, yet their tendency to produce toxic content remains a critical challenge for AI safety and public trust. Existing toxicity mitigation approaches primarily manipulate individual neuron activations, but these methods suffer from instability, context dependence, and often compromise the model’s core language abilities. To address these shortcomings, we investigate three key questions: the stability of neuron-level toxicity indicators, the advantages of structural (layer-wise) representations, and the interpretability of mechanisms driving toxic generation. Through extensive experiments on Jigsaw and ToxiCN datasets, we show that aggregated layer-wise features provide more robust signals than single neurons. Moreover, we observe conceptual limitations in prior works that conflate toxicity detection experts and generation experts within neuron-based interventions. To mitigate this, we propose a novel principled intervention technique, EigenShift, based on eigen-decomposition of the language model’s final output layer. This method selectively targets generation-aligned components, enabling precise toxicity suppression without impairing linguistic competence. Our method requires no additional training or fine-tuning, incurs minimal computational cost, and is grounded in rigorous theoretical analysis.

Poster
On the Existence and Complexity of Core-Stable Data Exchanges

Jiaxin Song, Pooja Ravi Kulkarni, Parnian Shahkar, Bhaskar Ray Chaudhury

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The rapid growth of data-driven technologies and the emergence of various data-sharing paradigms have underscored the need for efficient and stable data exchange protocols. In any such exchange, agents must carefully balance the benefit of acquiring valuable data against the cost of sharing their own. Ensuring stability in these exchanges is essential to prevent agents—or groups of agents—from departing and conducting local (and potentially more favorable) exchanges among themselves. To address this, we study a model where $n$ agents participate in a data exchange. Each agent has an associated payoff for the data acquired from other agents and a cost incurred during sharing its own data. The net utility of an agent is payoff minus the cost. We adapt the classical notion of *core-stability* from cooperative game theory to data exchange. A data exchange is core-stable if no subset of agents has any incentive to deviate to a different exchange. We show that a core-stable data exchange is guaranteed to exist when agents have concave payoff functions and convex cost functions-- a setting typical in domains like PAC learning and random discovery models. We show that relaxing either of the foregoing conditions may result in the nonexistence of core-stable data exchanges. Then, we prove that finding a core-stable exchange is *PPAD-hard*, even when the potential blocking coalitions are restricted to constant size. To the best of our knowledge, this provides the first known PPAD-hardness result for core-like guarantees in data economics. Finally, we show that data exchange can be modelled as a *balanced* $n$-person game. This immediately gives a pivoting algorithm via Scarf's theorem [Scarf1967core]. We show that the pivoting algorithm works well in practice through our empirical results.

Poster
Stackelberg Self-Annotation: A Robust Approach to Data-Efficient LLM Alignment

Xu Chu, Zhixin Zhang, Tianyu Jia, Yujie Jin

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Aligning large language models (LLMs) with human preferences typically demands vast amounts of meticulously curated data, which is both expensive and prone to labeling noise. We propose Stackelberg Game Preference Optimization (SGPO), a robust alignment framework that models alignment as a two-player Stackelberg game between a policy (leader) and a worst-case preference distribution (follower). The proposed SGPO guarantees $\mathcal{O}(\epsilon)$-bounded regret within an $\epsilon$-Wasserstein ball, offering formal robustness to (self-)annotation noise. We instantiate SGPO with Stackelberg Self-Annotated Preference Optimization (SSAPO), which uses minimal human-labeled “seed” preferences and iteratively self-annotates new prompts. In each iteration, SSAPO applies a distributionally robust reweighting of synthetic annotations, ensuring that noisy or biased self-labels do not derail training. Remarkably, using only 2K seed preferences—about 1/30 of standard human labels—SSAPO achieves strong win rates against GPT-4 across multiple benchmarks within three iterations. These results highlight that a principled Stackelberg formulation yields data-efficient alignment for LLMs, significantly reducing reliance on costly human annotations.

Poster
Teaching Language Models to Evolve with Users: Dynamic Profile Modeling for Personalized Alignment

Weixiang Zhao, Xingyu Sui, Yulin Hu, Jiahe Guo, Haixiao Liu, Biye Li, Yanyan Zhao, Bing Qin, Ting Liu

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Personalized alignment is essential for enabling large language models (LLMs) to engage effectively in user-centric dialogue. While recent prompt-based and offline optimization methods offer preliminary solutions, they fall short in cold-start scenarios and long-term personalization due to their inherently static and shallow designs. In this work, we introduce the Reinforcement Learning for Personalized Alignment (RLPA) framework, in which an LLM interacts with a simulated user model to iteratively infer and refine user profiles through dialogue. The training process is guided by a dual-level reward structure: the Profile Reward encourages accurate construction of user representations, while the Response Reward incentivizes generation of responses consistent with the inferred profile. We instantiate RLPA by fine-tuning Qwen-2.5-3B-Instruct, resulting in Qwen-RLPA, which achieves state-of-the-art performance in personalized dialogue. Empirical evaluations demonstrate that Qwen-RLPA consistently outperforms prompting and offline fine-tuning baselines, and even surpasses advanced commercial models such as Claude-3.5 and GPT-4o. Further analysis highlights Qwen-RLPA's robustness in reconciling conflicting user preferences, sustaining long-term personalization and delivering more efficient inference compared to recent reasoning-focused LLMs. These results emphasize the potential of dynamic profile inference as a more effective paradigm for building personalized dialogue systems.

Poster
VL-SAE: Interpreting and Enhancing Vision-Language Alignment with a Unified Concept Set

Shufan Shen, Junshu Sun, Qingming Huang, Shuhui Wang

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The alignment of vision-language representations endows current Vision-Language Models (VLMs) with strong multi-modal reasoning capabilities. However, the interpretability of the alignment component remains uninvestigated due to the difficulty in mapping the semantics of multi-modal representations into a unified concept set. To address this problem, we propose VL-SAE, a sparse autoencoder that encodes vision-language representations into its hidden activations. Each neuron in the hidden layer correlates to a concept represented by semantically similar images and texts, thereby interpreting these representations with a unified concept set. To establish the neuron-concept correlation, we encourage semantically similar representations to exhibit consistent neuron activations during self-supervised training. First, to measure the semantic similarity of multi-modal representations, we perform their alignment in an explicit form based on cosine similarity. Second, we construct the VL-SAE with a distance-based encoder and two modality-specific decoders to ensure the activation consistency of semantically similar representations. Experiments across multiple VLMs (e.g., CLIP, LLaVA) demonstrate the superior capability of VL-SAE in interpreting and enhancing the vision-language alignment. For interpretation, the alignment between vision and language representations can be understood by comparing their semantics with concepts. For enhancement, the alignment can be strengthened by aligning vision-language representations at the concept level, contributing to performance improvements in downstream tasks, including zero-shot image classification and hallucination elimination. Codes are provided in the supplementary and will be released to GitHub.

Poster
On Extending Direct Preference Optimization to Accommodate Ties

Jinghong Chen, Guangyu Yang, Weizhe Lin, Jingbiao Mei, Chenxu Lyu, Bill Byrne

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We derive and investigate two DPO variants that explicitly model the possibility of declaring a tie in pair-wise comparisons. We replace the Bradley-Terry model in DPO with two well-known modeling extensions, by Rao and Kupper and by Davidson, that assign probability to ties as alternatives to clear preferences. Our experiments in neural machine translation and summarization show that explicitly labeled ties can be added to the datasets for these DPO variants without the degradation in task performance that is observed when the same tied pairs are presented to DPO. We find empirically that the inclusion of ties leads to stronger regularization with respect to the reference policy as measured by KL divergence, and we see this even for DPO in its original form. We provide a theoretical explanation for this regularization effect using ideal DPO policy theory. We further show performance improvements over DPO in translation and mathematical reasoning using our DPO variants. We find it can be beneficial to include ties in preference optimization rather than simply discard them, as is done in common practice.

Poster