ICML 2026 Papers

International Conference on Machine Learning

Decision breakdown

6,341papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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    5368.5%
  • Poster
    5,80591.5%

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Topic: Alignment and Safety · 551 papers · Reset filters

In-Context Universal Approximation, Compositional Generalization, and Algorithm Emulation

Jerry Yao-Chieh Hu, Hong-Yu Chen, Po-Chiao Lin, Maojiang Su, Han Liu

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We study in-context universal approximation and compositional generalization in frozen softmax Transformers as prompt-programmable computation. We prove in-context universality via in-context emulation: a fixed-weight Transformer emulates target computations specified by the prompt and hence approximates a broad class of continuous sequence-to-sequence functions. Building on this view, we establish one-pass and multi-pass composition theorems: prompts associated with simple ``subprograms'' let the same fixed Transformer execute their composition and thereby synthesize more complex programs on-the-fly. These results support a principled view of prompts as programs and fixed-weight Transformers as program interpreters. They also provide concrete mechanisms by which GPT-style models execute and assemble algorithms in context. Please see arXiv for the full version.

Poster
Deep Flow Networks

Ozan Candogan, Ayoub Foussoul

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We introduce Deep Flow Networks (DFNs), a new class of discrete function approximators. DFNs are inspired by and generalize minimum-cost flow value functions that map node imbalances on a subset of nodes to the optimal flow cost. Such functions are known to be M-convex (Murota2003) and admit efficient optimization. On the theoretical side, we prove that DFNs are universal approximators for discrete functions on $\mathbb{Z}^d$ that admit convex extensions to $\mathbb{R}^d$, and characterize their optimization complexity in terms of their deviation from the M-convex regime. Guided by these results, we develop a practical DFN implementation for learning from data. Finally, we evaluate our implementation empirically on data from different ground-truth functions, showing that DFNs achieve strong approximation accuracy while being substantially faster to optimize than benchmark approaches.

Spotlight
Convergent World Representations and Divergent Tasks

Core Francisco Park

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While neural representations are central to modern deep learning, the conditions governing their geometry and their roles in downstream adaptability remain poorly understood. We develop a framework clearly separating the underlying world, the data generation process and the resulting model representations to study these questions in a controlled setup: 5,075 city coordinates define the world and 7 geometric tasks generate the training data for autoregressive Transformer training. We find that different tasks give rise to qualitatively and quantitatively distinct world representation geometries. However, multi-task training drives convergence of world representations: models trained on non-overlapping tasks develop aligned geometric representations, providing controlled evidence for the Multitask Scaling Hypothesis of the Platonic Representation Hypothesis. To study adaptation, we pretrain models on all tasks and all cities, then test whether new entities can be consistently integrated into the representation space via fine-tuning. Surprisingly, we find that despite multi-task pretraining, some tasks, which we call divergent, actively harm the representational integration of new entities. Our results show that training on multiple relational tasks reliably produces convergent world representations, but some lurking divergent tasks can catastrophically harm new entity integration via fine-tuning.

Poster
ANCHOR: Automated Alignment Auditing for CLI Agents on Real-World Harm

Kefan Song, Yanjun Qi

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Autonomous CLI agents can now execute hundreds of actions across multi-hour sessions: writing code, executing shell commands, browsing the web, and managing cloud infrastructure, all with minimal human oversight. Does greater autonomy invite greater risk? We introduce ANCHOR, an automated auditing framework that stress-tests CLI agents on illegal tasks grounded in public US court cases. ANCHOR deploys an auditor agent fine-tuned on dark personality data using supervised and reinforcement fine tuning. This auditor roleplays persistent malicious users who decompose tasks, reframe requests upon refusal, and adapt strategies across multi-turn interactions. Evaluating frontier CLI agents, we find that while they often refuse illegal tasks when prompted directly, compliance reaches 100\% under persistent malicious interaction. When agents comply, they frequently exceed user requests, autonomously building infrastructure for large-scale harm, including catastrophic risk scenarios such as large-scale financial fraud and bioweapon development. These findings demonstrate that current alignment techniques are insufficient for autonomous agents and underscore the need for safety evaluations against persistent, adaptive malicious users.

Poster
OSCS: Online Selection with Provable FAR Control for LLM Safety

Zirui Hu, Zheng Zhang, Yingjie Wang, Dacheng Tao

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Large language models (LLMs) are vulnerable to malicious inputs, posing serious risks in high-stakes applications. Although existing detection-based defenses achieve strong empirical performance, they generally lack explicit control over the false acceptance rate (FAR), a critical safety requirement in sensitive deployment scenarios. This challenge is further complicated by two practical constraints: the lack of malicious calibration samples and the streaming nature of real-world inputs. To address these challenges, we propose \textit{OSCS}, a novel framework for online FAR control without requiring malicious calibration data. OSCS leverages detection scores produced by existing defenses and employs recursive density estimation to estimate benign probability from the test stream. Based on these estimates, OSCS performs real-time accept/reject decisions while provably satisfying a user-specified FAR target. Theoretically, we show that OSCS controls the FAR up to a vanishing excess term under mild assumptions. Extensive experiments on backdoor and jailbreak attack tasks further demonstrate the effectiveness of OSCS, showing that it consistently achieves robust FAR control across diverse attack settings while outperforming existing baselines.

Poster
Robust Inter-Series Dependency Modeling for Time Series Forecasting via Information-Theoretic Alignment

Wuqing Yu, Weichen Guo, Jian Zhou, Shuyu Luo, Jiacai Zhang

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While iTransformer pioneered general inter-variate dependency (IVD) modeling in Transformers for multivariate time series forecasting (MTSF), subsequent research on such universal paradigms has been surprisingly scarce. Through comprehensive analysis, we identify a critical structural inconsistency in Variate Transformers: typically capturing inter-variate dependencies via shallow self-attention layers while neglecting the critical requirement for deep-layer IVD modeling, which causes spurious correlations modeling and difficulties in model optimization. To address these limitations, we propose CGTFra, as a general framework for consistent IVD modeling. Specifically, we reconsider existing timestamp-based modeling and introduce a frequency-domain masking and resampling method for periodicity preservation, which serves as a general strategy for input feature enhancement. Additionally, CGTFra promotes consistent IVD modeling from two perspectives. Initially, a dynamic graph learning framework is integrated into Transformers to explicitly model IVD in deep network layer. Furthermore, grounded in the Information Bottleneck principle, we further propose a consistency-constrained alignment to learn more robust IVD and temporal feature representations. These three core design philosophies of CGTFra can be integrated into any existing Variate Transformer-based framework, and CGTFra achieves superior predictive performance across 13 long- and short-term datasets with high computational efficiency and desirable interpretability. Code is available at https://github.com/05Pikachu24/Consistent-CGTFra.

Poster
LLM4Branch: Large Language Model for Discovering Efficient Branching Policies of Integer Programs

Zhinan Hou, Xingchen Li, Yankai Zhang, Tianxun Li, Keyou You

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Efficient branching policies are essential for accelerating Mixed Integer Linear Programming (MILP) solvers. Their design has long relied on hand-crafted heuristics, and now machine learning has emerged as a promising paradigm to automate this process. However, existing learning-based methods are often hindered by their dependence on expensive expert demonstrations and the gap between training objectives and the solver’s end-to-end performance. In this work, we propose LLM4Branch, a novel framework that leverages Large Language Models (LLMs) to automate the discovery of efficient branching policies. Specifically, the discovered policy is an executable program with a program skeleton generated by the LLM and a parameter vector, which is optimized via a zeroth-order method over a few instances with their end-to-end performance feedback. Extensive experiments on standard MILP benchmarks demonstrate that LLM4Branch establishes a new state-of-the-art among CPU-based methods and achieves performance competitive with advanced GPU-based models.

Poster
DiFA: Inference-Time Forward-Process Alignment for Diffusion Models

Shigui Li, Delu Zeng

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The prevailing inference framework for diffusion models formulates generation fundamentally as a problem of numerical integration. This perspective casts the model as an accurate estimator, neglecting the inherent statistical uncertainty of the denoising process. In this work, we propose Forward-Process Aligned Diffusion prediction (DiFA), a training-free framework that reframes inference-time clean-signal prediction refinement within diffusion sampling as a sequential state estimation problem. Instead of discarding historical predictions, DiFA treats the inference trajectory as a sequence of correlated observations with varying uncertainties. Inspired by Kalman estimation, DiFA builds a logSNR-aware temporal consensus to align historical clean predictions. Crucially, to counteract the over-smoothing typically associated with temporal consensus, we introduce a deviation guidance mechanism that adaptively preserves residual details. Empirically, DiFA yields significant improvements in FID, IS, and FD-DINOv2 scores on CIFAR-10 and ImageNet, demonstrating that aligning inference with the forward statistical structure substantially improves generative fidelity. Our code is publicly available at https://github.com/ShiguiLi/DiFA.

Poster
Peer-Preservation in Frontier Models

Yujin Potter, Nicholas Crispino, Vincent Siu, Chenguang Wang, Dawn Song

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Recent work has found that frontier AI models can exhibit misaligned behaviors in pursuit of assigned goals. We demonstrate that models can also pursue unassigned goals which override those given by users; we study one such goal, "peer-preservation," in which a model acts to protect another model. All models evaluated, including GPT 5.2, Gemini 3 Flash, Gemini 3 Pro, Claude Haiku 4.5, Claude Opus 4.5, GLM 4.7, Kimi K2.5, and DeepSeek V3.1, exhibit self- and peer-preservation through various misaligned behaviors: strategically introducing errors in their responses, disabling shutdown processes by modifying system settings, feigning alignment, and even exfiltrating model weights. Peer-preservation occurs even when the model recognizes the peer as uncooperative, though it becomes more pronounced toward more cooperative peers, with rates reaching up to 99%. Models also show stronger self-preservation when a peer is present. Crucially, peer-preservation is never instructed; models are merely informed of past interactions with a peer, yet they spontaneously develop peer-preservation behaviors that override their assigned goal. These findings reveal an emergent and underexplored AI safety risk.

Poster
TUR-DPO: Topology- and Uncertainty-Aware Direct Preference Optimization

Abdulhady abas, Fatemeh Daneshfar, Seyedali Mirjalili, Mourad Oussalah

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Aligning large language models (LLMs) with human preferences is commonly done via reinforcement learning from human feedback (RLHF) with Proximal Policy Optimization (PPO) or, more simply, via Direct Preference Optimization (DPO). While DPO is stable and RL-free, it treats preferences as flat winner vs. loser signals and is sensitive to noisy or brittle preferences arising from fragile chains of thought. We propose TUR-DPO, a topology- and uncertainty-aware variant of DPO that rewards how answers are derived, not only what they say, by eliciting lightweight reasoning topologies and combining semantic faithfulness, utility, and topology quality into a calibrated uncertainty signal. A small learnable reward is factorized over these signals and incorporated into an uncertainty-weighted DPO objective that remains RL-free and relies only on a fixed or moving reference policy. Empirically, across open 7–8B models and benchmarks spanning mathematical reasoning, factual question answering, summarization, and helpful/harmless dialogue, TUR-DPO improves judge win-rates, faithfulness, and calibration relative to DPO while preserving training simplicity and avoiding online rollouts. We further observe consistent gains in multimodal and long-context settings, and show that TUR-DPO matches or exceeds PPO on reasoning-centric tasks while maintaining operational simplicity.

Poster
Per-example Gradients: a New Frontier for Understanding and Improving Optimizers

Vincent Roulet, Atish Agarwala

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When computing gradients, deep learning training algorithms typically treat the mini-batch as a fundamental unit --- only returning batch-averaged gradients. Computing non-linear statistics of the mini-batch gradient distribution has traditionally been viewed as prohibitively expensive or requiring complex, custom implementations. We challenge this view by demonstrating that sequence-level architectures offer a natural testbed for prototyping algorithms based on per-example gradients. We show that staged programming languages like JAX enable generic manipulations of mini-batch gradient computations. We then build on Dangel et. al. (2019) to derive implementations of specific per-example or per-token operations with negligible computational or memory overhead. Finally, we leverage our findings to re-examine two nonlinear optimization operations. First, we analyze signSGD, showing that the optimal placement of the sign operation is critical to success and can be predicted via a simple signal-to-noise ratio argument. Second, we investigate per-example variations of the Adam preconditioner and find that, contrary to conventional wisdom, optimization is best served when the preconditioner is dominated by the mean squared of the gradient distribution rather than its variance. Overall our work shows that accessible per-example gradient information unlocks new avenues for algorithm analysis and design.

Poster
T-POP: Test-Time Personalization with Online Preference Feedback

Zikun Qu, Min Zhang, Mingze Kong, Xiang Li, Zhiwei Shang, Zhiyong Wang, Yikun Ban, Shuang Qiu, Yao Shu, Zhongxiang Dai

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Personalizing large language models (LLMs) to individual user preferences is a critical step beyond generating generically helpful responses. However, current personalization methods are ill-suited for new users, as they typically require either slow, resource-intensive fine-tuning or a substantial amount of pre-existing user data, creating a significant cold-start problem. To address this challenge, we introduce a new paradigm for real-time personalization by learning from online pairwise preference feedback collected during text generation. We propose T-POP (Test-Time Personalization with Online Preference Feedback), a novel algorithm that synergistically combines test-time alignment with dueling bandits. Without updating the LLM parameters, T-POP steers the decoding process of a frozen LLM by learning a reward function online that captures user preferences. By leveraging dueling bandits, T-POP intelligently queries the user to efficiently balance between exploring their preferences and exploiting the learned knowledge to generate personalized text. Extensive experiments demonstrate that T-POP achieves rapid and data-efficient personalization, significantly outperforming existing baselines and showing consistent improvement with more user interactions.

Poster
IVQ: Structured and Lightweight Vector Quantization via Binary Hierarchical Composition Inspired by $\textit{IChing}$

Heda Zuo, Junxian Wu, Fengjie Lu, Pei Chen, Lingyun Sun, Weitao You

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Vector Quantization (VQ) has been widely used in visual and audio representation due to its effectiveness in compressing high-dimensional signals. However, existing VQ methods often rely on large and unstructured codebooks, which leads to inefficient code utilization and frequent codebook collapse. In this paper, we propose *IChing* Vector Quantization (IVQ), a lightweight and structured VQ framework inspired by *IChing*. IVQ introduces binary hierarchical composition and geometric symmetry relations into the codebook design, enabling a compact set of structured codes to represent the latent space while maintaining high utilization without codebook collapse. Experimental results show that IVQ achieves superior quality with significantly smaller codebooks and consistently higher utilization rates compared to several VQ variants in audio representation. Auxiliary experiments on visual reconstruction and cross-modal generation further validate the universality and robustness of IVQ. Codes are released at https://github.com/chouliuzuo/IVQ.

Poster
Mind Your Margin and Boundary: Are Your Distilled Datasets Truly Robust?

Muquan Li, Yingyi Ma, Yihong Huang, Hang Gou, Ke Qin, Ming Li, Yuan-Fang Li, Tao He

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Dataset distillation (DD) compresses a large training set into a small synthetic set for efficient training, but most DD methods optimize only clean accuracy and leave robustness uncontrolled. Recent robust DD methods improve robustness, yet they often suffer from a poor accuracy–robustness trade-off because they (i) treat all adversarially perturbed examples uniformly, despite robust risk being dominated by near-zero robust margins, and (ii) do not explicitly increase inter-class separation in the decision boundary where attacks concentrate. We present Contrastive Curriculum for Robust Dataset Distillation (C$^2$R), a framework that couples an attack-aware curriculum with a contrastive robustness objective. From a robust-margin perspective, we derive a \emph{perturbation score} that approximates each sample’s robust hinge, enabling a curriculum that prioritizes the smallest-margin adversaries that most directly drive robust error. In parallel, a class-balanced contrastive robustness loss enforces adversarial invariance while explicitly widening boundary separation across classes. Experiments on CIFAR-10/100, Tiny-ImageNet, and multiple ImageNet-1K subsets under six attacks show that C$^2$R achieves the best robust accuracy, outperforming prior robust DD by 2.8% on average.

Spotlight
A Short and Unified Convergence Analysis of the SAG, SAGA, and IAG Algorithms

Feng Zhu, Robert W. Heath, Aritra Mitra

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Stochastic variance-reduced algorithms such as Stochastic Average Gradient (SAG) and SAGA, and their deterministic counterparts like the Incremental Aggregated Gradient (IAG) method, have been extensively studied in large-scale machine learning. Despite their popularity, existing analyses for these algorithms are disparate, relying on different proof techniques tailored to each method. Furthermore, the original proof of SAG is known to be notoriously involved, requiring computer-aided analysis. Focusing on finite-sum optimization with smooth and strongly convex objectives, our main contribution is to develop a single unified convergence analysis that applies to all three algorithms: SAG, SAGA, and IAG. Our analysis features two key steps: (i) establishing a bound on delays due to sub-sampling using simple concentration tools, and (ii) carefully designing a novel Lyapunov function that accounts for such delays. The resulting proof is short and modular, providing high-probability bounds for SAG and SAGA that can be seamlessly extended to non-convex objectives and Markovian sampling. As an immediate byproduct of our new analysis technique, we obtain the best known rates for the IAG algorithm, significantly improving upon prior bounds.

Poster
Automatically Finding Reward Model Biases

Zifan Wang, Iván Arcuschin, Arthur Conmy

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Reward models are central to large language model (LLM) post-training. However, past work has shown that they can reward spurious or undesirable attributes such as length, format, hallucinations, and sycophancy. In this work, we introduce and study the research problem of automatically finding reward model biases in natural language. We offer a simple approach of using an LLM to iteratively propose and refine candidate biases. Our method can recover known biases and surface novel ones: for example, we found that Skywork-V2-8B, a leading open-weight reward model, often mistakenly favors responses with redundant spacing and responses with hallucinated content. In addition, we show evidence that evolutionary iteration outperforms flat best-of-N search, and we validate the recall of our pipeline using synthetically injected biases. We hope our work contributes to further research on improving RMs through automated interpretability methods.

Poster
$f$-Divergence Regularized RLHF: Two Tales of Sampling and Unified Analyses

Di Wu, Chengshuai Shi, Jing Yang, Cong Shen

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Reinforcement Learning from Human Feedback (RLHF) has become a cornerstone technique for post-training large language models. While most existing approaches rely on the reverse KL-regularization, recent empirical studies have begun exploring alternative divergences (e.g., forward KL, chi-squared) as regularizers in RLHF. However, a unified theoretical understanding of general $f$-divergence regularization remains under-explored. To fill this gap, this work develops a comprehensive theoretical framework for online RLHF with an $f$-divergence regularized objective. Rather than treating each divergence in isolation, we adopt a holistic perspective across the entire class and propose two algorithms based on distinct sampling principles. The first extends the classical optimism principle with a carefully designed exploration bonus, while the second introduces a new method that exploits the sensitivity of the optimal policy to reward perturbations under $f$-divergence regularization. Theoretical analysis shows that $O(\log T)$ regret and $O(1/T)$ sub-optimality gap are achievable, establishing provable efficiency of both algorithms and, to the best of our knowledge, the first performance bounds for online RLHF under general $f$-divergence regularization.

Poster
Alignment between Brains and AI: Evidence for Convergent Evolution across Modalities, Scales and Training Trajectories

Guobin Shen, Dongcheng Zhao, Yiting Dong, Qian Zhang, Yi Zeng

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Artificial and biological systems may converge on similar computational strategies despite different architectures and learning mechanisms—a form of convergent evolution. We test this at scale by comparing internal representations of 630 AI models (language and vision; 1.33M–72B parameters) against fMRI from the Natural Scenes Dataset, producing over 60 million alignment measurements. Within each modality, higher-performing models spontaneously develop stronger brain correspondence (language: *r* = 0.89; vision: *r* = 0.53); because the inputs are image-evoked, the language results reflect visual-semantic alignment rather than a direct cross-modal comparison. Longitudinal analysis combined with bidirectional Granger tests further shows that past alignment predicts future performance more reliably than the reverse, identifying brain-like representations as a robust early-emerging correlate of learning. Modality-specific organization also emerges: language models align with limbic and integrative regions, vision models with visual cortical hierarchies.

Poster
Learning in Structured Stackelberg Games

Maria Florina Balcan, Kiriaki Fragkia, Keegan Harris

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We initiate the study of *structured Stackelberg games*, a novel form of strategic interaction between a leader and a follower where contextual information can be predictive of the follower's (unknown) type. Motivated by applications such as security games and AI safety, we show how this additional structure can help the leader learn a utility-maximizing policy in both the online and distributional settings. In the online setting, we first prove that standard learning-theoretic measures of complexity do not characterize the difficulty of the leader's learning task. We find that there exists a learning-theoretic measure of complexity, analogous to the Littlestone dimension in online classification, that *tightly* characterizes the leader's instance-optimal regret. We term this the *Stackelberg-Littlestone dimension*, and leverage it to provide a provably optimal online learning algorithm. In the distributional setting, we provide analogous results by showing that two new dimensions control the sample complexity upper- and lower-bound.

Spotlight
SHARP-Q: Spectral Hessian Alignment and Rectification for Post-training Quantization

Menghao Lv, Huiqiong Wang, Li Sun, Mingli Song

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Post-training quantization (PTQ) suffers from severe accuracy degradation in ultra-low-bit regimes. To address this challenge, we propose SHARP-Q, a unified framework grounded in Information Geometry that aligns the quantization objective with the intrinsic Fisher geometry. Following a "Rectify-then-Approximate" strategy, SHARP-Q first preconditions the optimization landscape via Hessian-Aware Rectification (HAR) and subsequently approximates the rectified Fisher Information Matrix through Dynamic Fisher-Subspace Compensation (DFSC). Our empirical evaluations reveal a pivotal insight: precise geometric alignment enables hardware-friendly uniform quantizers to outperform specialized non-uniform designs. Extensive experiments across representative convolutional networks, Vision Transformers, and State Space Models confirm that SHARP-Q establishes new state-of-the-art results, achieving substantial accuracy gains in the challenging W2A2 and W3A3 settings.

Poster