ICLR 2026 Papers

International Conference on Learning Representations

Decision breakdown

5,358papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    2244.2%
  • Poster
    5,13495.8%

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Topic: Alignment and Safety · 623 papers · Reset filters

Membership Privacy Risks of Sharpness Aware Minimization

Young In Kim, Andrea Agiollo, Pratiksha Agrawal, Johannes O. Royset, Rajiv Khanna

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Optimization algorithms that seek flatter minima, such as Sharpness-Aware Minimization (SAM), are credited with improved generalization and robustness to noise. We ask whether such gains impact membership privacy. Surprisingly, we find that SAM is more prone to Membership Inference Attacks (MIA) than classical SGD across multiple datasets and attack methods, despite achieving lower test error. This suggests that the very geometric mechanism of SAM that improves generalization simultaneously exacerbates membership leakage. We investigate this phenomenon through extensive analysis of memorization and influence scores. Our results reveal that SAM is more capable of capturing atypical subpatterns, leading to higher memorization scores of samples. Conversely, SGD depends more heavily on majority features, exhibiting worse generalization on atypical subgroups and lower memorization. Crucially, this characteristic of SAM can be linked to lower variance in the output confidence for unseen samples, thereby amplifying membership signals. Finally, we model SAM under a perfectly interpolating linear regime and theoretically prove that geometric mechanism of SAM inherently reduces variance, guaranteeing a higher MIA advantage for confidence and likelihood ratio attacks.

Poster
EAMET: ROBUST MASSIVE MODEL EDITING VIA EMBEDDING ALIGNMENT OPTIMIZATION

Yanbo Dai, Zhenlan Ji, Zongjie Li, Shuai Wang

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Model editing techniques are essential for efficiently updating knowledge in large language models (LLMs). However, the effectiveness of existing approaches degrades in massive editing scenarios, particularly when evaluated with practical metrics. Their robustness is also limited in context-rich settings or when editing multiple facts of the same subject simultaneously. We attribute these failures to the embedding misalignment among knowledge items, which undermines editing reliability at scale. To address this, we propose EAMET (Embedding Alignment Model Editing in Transformers), which addresses this issue by aligning the space of key and residual embeddings. Extensive experiments across six LLMs and three datasets demonstrate that EAMET consistently outperforms existing methods, achieving about 90\% editing efficacy when editing 10k facts.

Poster
Dual-Space Smoothness for Robust and Balanced LLM Unlearning

Han Yan, Zheyuan Liu, Meng Jiang

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As large language models evolve, Machine Unlearning has emerged to address growing concerns around user privacy, copyright infringement, and overall safety. Yet state-of-the-art (SOTA) unlearning methods often suffer from catastrophic forgetting and metric imbalance, for example, by over-optimizing one objective (e.g., unlearning effectiveness, utility preservation, or privacy protection) at the expense of others. In addition, small perturbations in the representation or parameter space can be exploited by relearn and jailbreak attacks. To address these challenges, we propose PRISM, a unified framework that enforces dual-space smoothness in representation and parameter spaces to improve robustness and balance unlearning metrics. PRISM consists of two smoothness optimization stages: (i) a representation space stage that employs a robustly trained probe to defend against jailbreak attacks, and (ii) a parameter-space stage that decouples retain–forget gradient conflicts, reduces imbalance, and smooths the parameter space to mitigate relearning attacks. Extensive experiments on WMDP and MUSE, across conversational-dialogue and continuous-text settings, show that PRISM outperforms SOTA baselines under multiple attacks while achieving a better balance among key metrics.

Poster
Inference-Time Personalized Safety Control via Paired Difference-in-Means Intervention

Tran Huynh, Ruoxi Jia

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Safety preferences are inherently subjective, yet current LLM safety alignment methods often impose universal standards that fail to account for individual sensitivities. In this work, we propose an efficient, training-free method for personalized safety control via inference-time activation intervention. Our approach steers internal representations to suppress user-specific undesired content while preserving model utility. We systematically evaluate three strategies for estimating intervention directions: Instance-Level Contrast Shift (ILCS), Unpaired Mean Shift (UMS), and our primary method, Paired Contrast Mean Shift (PCMS). We provide theoretical insights into each approach and highlight the advantages of PCMS. Empirical results across diverse open-weight models demonstrate that our method effectively reduces undesired content in line with individual preferences, with minimal impact on helpfulness—enabling more adaptive and user-aligned LLM behavior.

Poster
On Optimal Hyperparameters for Differentially Private Deep Transfer Learning

Aki Rehn, Linzh Zhao, Mikko A. Heikkilä, Antti Honkela

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Differentially private (DP) transfer learning, i.e., fine-tuning a pretrained model on private data, is the current state-of-the-art approach for training large models under privacy constraints. We focus on two key hyperparameters in this setting: the clipping bound $C$ and batch size $B$. We show a clear mismatch between the current theoretical understanding of how to choose an optimal $C$ (stronger privacy requires smaller $C$) and empirical outcomes (larger $C$ performs better under strong privacy), caused by changes in the gradient distributions. Assuming a limited compute budget (fixed epochs), we demonstrate that the existing heuristics for tuning $B$ do not work, while cumulative DP noise better explains whether smaller or larger batches perform better. We also highlight how the common practice of using a single $(C,B)$ setting across tasks can lead to suboptimal performance. We find that performance drops especially when moving between loose and tight privacy and between plentiful and limited compute, which we explain by analyzing clipping as a form of gradient re-weighting and examining cumulative DP noise.

Poster
AttTok: Marrying Attribute Tokens with Generative Pre-trained Vision-Language Models towards Medical Image Understanding

Hualiang Wang, Xinyue Xu, Lehan Wang, Bin Pu, Xiaomeng Li

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Recent generative pre-trained vision–language (GPTv) models have achieved remarkable success in multi-modal understanding, inspiring their adaptation to medical imaging tasks such as disease diagnosis and visual question answering (VQA). However, current instruction-tuned GPTv models suffer from two key challenges: (1) medical attributes (e.g., disease names, severity grades) are encoded as plain text tokens, collapsing semantically distinct concepts into nearly identical textual sequences; and (2) inadequate textual supervision weakens visual representation learning, leading to severe inter-attribute confusion and misaligned vision–language embeddings. To address these limitations, we introduce attribute tokens (AttTok), a set of pre‑defined special tokens that uniquely encode clinical attributes (e.g., imaging modality, diagnosis, severity) within a structured token space. Complemented by attribute‑centric embedding books, AttTok serves as anchor points for aligning both visual and textual modalities into a shared, discriminative representation space. Building on this foundation, we design two key components: an attribute‑centric cross attention (ACC) adapter, which breaks the vision‑to‑text information‑flow bottleneck and enriches the visual encoder with discriminative attribute knowledge, and an attribute‑centric matching (ACM) loss, which enforces robust multi‑modal alignment centered on the attribute tokens. Extensive experiments on five medical classification benchmarks and three VQA datasets demonstrate that AttTok substantially improves both discriminative accuracy and medical knowledge reasoning, establishing a new paradigm for medical GPTv models with clinically discriminative understanding.

Poster
Multi-objective Large Language Model Alignment with Hierarchical Experts

Zhuo Li, Guodong Du, Weiyang Guo, Yigeng Zhou, Xiucheng Li, Wenya Wang, Fangming Liu, Yequan Wang, Deheng Ye, Min Zhang, Jing Li

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Aligning large language models (LLMs) to simultaneously satisfy multiple objectives remains a significant challenge, especially given the diverse and often conflicting nature of human preferences. Existing alignment methods struggle to balance trade-offs effectively, often requiring costly retraining or yielding suboptimal results across the Pareto frontier of preferences. In this paper, we introduce HoE (Hierarchical Mixture-of-Experts), a lightweight, parameter-efficient, and plug-and-play approach that eliminates the need for model retraining, while enabling LLMs to adapt across the entire Pareto frontier and accommodate diverse user preferences. In particular, HoE consists of three hierarchical components: LoRA Experts, Router Experts and Weighting Router, reaching optimal Pareto frontiers and achieving a trade-off between parameter size, training cost, and performance. We evaluate HoE across various tasks on 16 objectives and 200 different preferences among 8 benchmarks, demonstrating superior performance over 15 recent baselines.

Poster
Distributional Vision-Language Alignment by Cauchy-Schwarz Divergence

Wenzhe Yin, Zehao Xiao, Pan Zhou, Shujian Yu, Jiayi Shen, Jan-jakob Sonke, Stratis Gavves

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Vision-language alignment is crucial for various downstream tasks such as cross-modal generation and retrieval. Previous multimodal approaches like CLIP utilize InfoNCE to maximize mutual information, primarily aligning pairwise samples across modalities while overlooking distributional differences. In addition, InfoNCE has inherent conflict in terms of alignment and uniformity in multimodality, leading to suboptimal alignment with modality gaps. To overcome the limitations, we propose CS-Aligner, a novel framework that performs distributional vision-language alignment by integrating Cauchy-Schwarz (CS) divergence with mutual information. CS-Aligner captures both the global distribution information of each modality and the pairwise semantic relationships. We find that the CS divergence seamlessly addresses the InfoNCE's alignment-uniformity conflict and serves complementary roles with InfoNCE, yielding tighter and more precise alignment. Moreover, by introducing distributional alignment, CS-Aligner enables incorporating additional information from unpaired data and token-level representations, enhancing flexible and fine-grained alignment in practice. Experiments on text-to-image generation and cross-modality retrieval tasks demonstrate the effectiveness of our method on vision-language alignment.

Poster
A2D: Any-Order, Any-Step Safety Alignment for Diffusion Language Models

Wonje Jeung, Sangyeon Yoon, Yoonjun Cho, Dongjae Jeon, Sangwoo Shin, Hyesoo Hong, Albert No

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Diffusion large language models (dLLMs) enable any-order generation, but this flexibility enlarges the attack surface: harmful spans may appear at arbitrary positions, and template-based prefilling attacks such as DIJA bypass response-level refusals. We introduce A2D (Any-Order, Any-Step Defense), a token-level alignment method that aligns dLLMs to emit an [EOS] refusal signal whenever harmful content arises. By aligning safety directly at the token-level under randomized masking, A2D achieves robustness to both any-decoding-order and any-step prefilling attacks under various conditions. It also enables real-time monitoring: dLLMs may begin a response but automatically terminate if unsafe continuation emerges. On safety benchmarks, A2D consistently prevents the generation of harmful outputs, slashing DIJA success rates from over 80\% to near-zero (1.3\% on LLaDA-8B-Instruct, 0.0\% on Dream-v0-Instruct-7B), and thresholded [EOS] probabilities allow early rejection, yielding up to 19.3× faster safe termination.

Poster
CodeGenGuard: A Robust Watermark for Code Generation Models

Borui Yang, Mingxuan Ma, Liyao Xiang, Nan Chen, Xin Zhang, Linghe Kong, Xinghao Jiang

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Code language models (LMs) represent valuable intellectual property (IP) as their training involves immense investments, including large-scale code corpora, proprietary annotations, extensive computational resources, and specialized designs. Hence the threat of model IP infringements such as unauthorized redistribution or model theft has become increasingly concerning. While neural network watermarking has been widely studied as a measure to support model ownership verification, watermarking code LMs is particularly challenging due to the seemingly conflicting requirements of code generation: adhering to strict syntactic rules and semantic consistency while allowing flexible changes to embed watermarks, keeping high fidelity of the generated content while being robust to extraction attacks, etc. To resolve the issues, we propose CodeGenGuard, a watermarking framework for code LMs. CodeGenGuard leverages semantic-preserving transformations (SPTs) to encode the watermark and incorporates a dead-code-based data augmentation pipeline to diversify SPT patterns. To improve robustness, we incorporate an efficient dual-LoRA shadow training scheme and an optimizable trigger prompt that learns to extract watermark from both the watermarked and the shadow models. As most SPTs take place in specific contexts, we implant auxiliary prompts during verification to encourage the generation of the context, further enhancing the detection rate. Evaluation results on representative code generation models demonstrate that CodeGenGuard achieves superior watermarking performance to the state-of-the-art.

Poster
Jailbreak Transferability Emerges from Shared Representations

Rico Angell, Jannik Brinkmann, He He

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Jailbreak transferability is the surprising phenomenon when an adversarial attack compromising one model also elicits harmful responses from other models. Despite widespread demonstrations, there is little consensus on why transfer is possible: is it a quirk of safety training, an artifact of model families, or a more fundamental property of representation learning? We present evidence that transferability emerges from shared representations rather than incidental flaws. Across 20 open-weight models and 33 jailbreak attacks, we find two factors that systematically shape transfer: (1) representational similarity under benign prompts, and (2) the strength of the jailbreak on the source model. To move beyond correlation, we show that deliberately increasing similarity through benign-only distillation causally increases transfer. Qualitative analysis reveal systematic patterns; for example, persona-style jailbreaks transfer far more often than cipher-based prompts, consistent with the idea that natural-language attacks exploit models’ shared representation space, whereas cipher-based attacks rely on idiosyncratic quirks that do not generalize. Together, these results reframe jailbreak transfer as a consequence of representation alignment rather than a fragile byproduct of safety training.

Poster
Dyslexify: A Mechanistic Defense Against Typographic Attacks in CLIP

Lorenz Hufe, Constantin Venhoff, Erblina Purelku, Maximilian Dreyer, Sebastian Lapuschkin, Wojciech Samek

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Typographic attacks exploit multi-modal systems by injecting text into images, leading to targeted misclassifications, malicious content generation and even Vision-Language Model jailbreaks. In this work, we analyze how CLIP vision encoders behave under typographic attacks, locating specialized attention heads in the latter half of the model's layers that causally extract and transmit typographic information to the cls token. Building on these insights, we introduce Dyslexify - a method to defend CLIP models against typographic attacks by selectively ablating a typographic circuit, consisting of attention heads. Without requiring finetuning, dyslexify improves performance by up to 22.06\% on a typographic variant of ImageNet-100, while reducing standard ImageNet-100 accuracy by less than 1\%, and demonstrate its utility in a medical foundation model for skin lesion diagnosis. Notably, our training-free approach remains competitive with current state-of-the-art typographic defenses that rely on finetuning. To this end, we release a family of dyslexic CLIP models which are significantly more robust against typographic attacks. These models serve as suitable drop-in replacements for a broad range of safety-critical applications, where the risks of text-based manipulation outweigh the utility of text recognition.

Poster
Secure Outlier-Aware Large Language Model Inference

Lifan Zhao, Zhixuan Fang

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Secure multiparty computation allows the client to secretly inference their sensitive inputs without acquiring the proprietary machine learning model weights. As the decoder-only transformer-based large language model becomes the popular paradigm, the desire of applying MPC in large language models is increasing. However, such inference usually leads to great amount of latency, which is due to nonlinear operations in the Transformer architecture. Recent works either focus on improving cryptographic primitives or re-architecting and re-training to make LLM MPC-friendly. We, on the other hand, observe that properly addressing outlier phenomena, which are unique yet universal properties existing across different LLMs, can effectively reduce the input domain and thereby design faster protocols for non-linear operations. Hence, we propose Secure Outlier-Aware Large Language Model Inference framework (SOAL), which accelerates the RMSNorm operation by nearly 2 $\times$, SiLU by $2\times$, and Softmax by more than 5$\times$. SOAL maintains the same performance of the original model without any fine-tuning requirement.

Poster
Learning Correlated Reward Models: Statistical Barriers and Opportunities

Yeshwanth Cherapanamjeri, Constantinos Costis Daskalakis, Gabriele Farina, Sobhan Mohammadpour

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Random Utility Models (RUMs) are a classical framework for modeling user preferences and play a key role in reward modeling for Reinforcement Learning from Human Feedback (RLHF). However, a crucial shortcoming of many of these techniques is the Independence of Irrelevant Alternatives (IIA) assumption, which collapses \emph{all} human preferences to a universal underlying utility function, yielding a coarse approximation of the range of human preferences. On the other hand, statistical and computational guarantees for models avoiding this assumption are scarce. In this paper, we investigate the statistical and computational challenges of learning a \emph{correlated} probit model, a fundamental RUM that avoids the IIA assumption. First, we establish that the classical data collection paradigm of pairwise preference data is \emph{fundamentally insufficient} to learn correlational information, explaining the lack of statistical and computational guarantees in this setting. Next, we demonstrate that \emph{best-of-three} preference data provably overcomes these shortcomings, and devise a statistically and computationally efficient estimator with near-optimal performance. These results highlight the benefits of higher-order preference data in learning correlated utilities, allowing for more fine-grained modeling of human preferences. Finally, we validate these theoretical guarantees on several real-world datasets, demonstrating improved personalization of human preferences.

Poster
Weak-to-Strong Generalization with Failure Trajectories

Ruimeng Ye, Zihan Wang, Yang Xiao, Zinan Ling, Manling Li, Bo Hui

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Weak-to-Strong generalization (W2SG) is a new trend to elicit the full capabilities of a strong model with supervision from a weak model. While existing W2SG studies focus on simple tasks like binary classification, we extend this paradigm to complex interactive decision-making environments. Specifically, we fine-tune a strong model with trajectories of intermediate actions generated by a weak model. Motivated by the human learning process, we propose to generalize not only successful knowledge but also failed experiences so that the strong model can learn from the failed trajectories accumulated by weak models. To effectively and efficiently elicit the potential of strong agents, we further construct ``trajectory trees," a hierarchical representation that organizes weak model-generated action trajectories, coupled with Monte Carlo Tree Search (MCTS) to optimize the strong model. Through theoretical analysis, we provide formal guarantees for the effectiveness of our method in improving W2SG performance. Our empirical evaluations demonstrate substantial improvements in reasoning and decision-making capabilities across diverse task domains, validating the scalability and robustness of our proposed framework. Our code is available at: https://github.com/yeruimeng/TraTree.git.

Poster
Towards Self-Robust LLMs: Intrinsic Prompt Noise Resistance via CoIPO

Xin Yang, Letian Li, Abudukelimu Wuerkaixi, Xuxin Cheng, Cao Liu, Ke Zeng, Xunliang Cai, Wenyuan Jiang

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Large language models (LLMs) have demonstrated remarkable and steadily improving performance across a wide range of tasks. However, LLM performance may be highly sensitive to prompt variations especially in scenarios with limited openness or strict output formatting requirements, indicating insufficient robustness. In real-world applications, user prompts provided to LLMs often contain imperfections, which may undermine the quality of the model's responses. To address this issue, previous work has primarily focused on preprocessing prompts, employing external tools or even LLMs to refine prompt formulations in advance. However, these approaches overlook the intrinsic robustness of LLMs, and their reliance on external components introduces additional computational overhead and uncertainty. In this work, we propose a Contrastive Learning-based Inverse Direct Preference Optimization (CoIPO) method that minimizes the discrepancy between the label-aligned logits produced by the model under a clean prompt and its noisy counterpart, and conduct a detailed analysis using mutual information theory. We augment the FLAN dataset by constructing paired prompts, each consisting of a clean prompt and its corresponding noisy version for training. Additionally, to evaluate the effectiveness, we develop NoisyPromptBench, a benchmark enhanced and derived from the existing PromptBench. Experimental results conducted on NoisyPromptBench demonstrate that our proposed method achieves a significant improvement in average accuracy over the current state-of-the-art approaches. The source code of CoIPO, pair-wise FLAN datasets, and NoisyPromptBench have already been released on https://github.com/vegetable-yx/CoIPO.

Poster
DeRaDiff: Denoising Time Realignment of Diffusion Models

Ratnavibusena Don Shahain Manujith, Teoh Tze Tzun, Kenji Kawaguchi, Yang Zhang

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Recent advances align diffusion models with human preferences to increase aesthetic appeal and mitigate artifacts and biases. Such methods aim to maximize a conditional output distribution aligned with higher rewards whilst not drifting far from a pretrained prior. This is commonly enforced by KL (Kullback–Leibler) regularization. As such, a central issue still remains: how does one choose the right regularization strength? Too high of a strength leads to limited alignment and too low of a strength leads to "reward hacking". This renders the task of choosing the correct regularization strength highly non-trivial. Existing approaches sweep over this hyperparameter by aligning a pretrained model at multiple regularization strengths and then choose the best strength. Unfortunately, this is prohibitively expensive. We introduce _DeRaDiff_, a _denoising-time realignment_ procedure that, after aligning a pretrained model once, modulates the regularization strength _during sampling_ to emulate models trained at other regularization strengths—_without any additional training or fine-tuning_. Extending decoding-time realignment from language to diffusion models, DeRaDiff operates over iterative predictions of continuous latents by replacing the reverse-step reference distribution by a geometric mixture of an aligned and reference posterior, thus giving rise to a closed-form update under common schedulers and a single tunable parameter, $\lambda$, for on-the-fly control. Our experiments show that across multiple text–image alignment and image-quality metrics, our method consistently provides a strong approximation for models aligned entirely from scratch at different regularization strengths. Thus, by enabling very precise inference-time control of the regularization strength, our method yields an efficient way to search for the optimal strength, eliminating the need for expensive alignment sweeps and thereby substantially reducing computational costs. The official implementation is available at https://github.com/itsShahain/DeRaDiff.

Poster
LiteGuard: Efficient Task-Agnostic Model Fingerprinting with Enhanced Generalization

Guang Yang, Ziye Geng, Yihang Chen, Changqing Luo

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Task-agnostic model fingerprinting has recently gained increasing attention due to its ability to provide a universal framework applicable across diverse model architectures and tasks. The current state-of-the-art method, MetaV, ensures generalization by jointly training a set of fingerprints and a neural-network-based global verifier using two large and diverse model sets: one composed of pirated models (i.e., the protected model and its variants) and the other comprising independently-trained models. However, publicly available models are scarce in many real-world domains, and constructing such model sets requires intensive training efforts and massive computational resources, posing a significant barrier to practical deployment. Reducing the number of models can alleviate the overhead, but increases the risk of overfitting, a problem further exacerbated by MetaV's entangled design, in which all fingerprints and the global verifier are jointly trained. This overfitting issue leads to compromised generalization capability to verify unseen models. In this paper, we propose LiteGuard, an efficient task-agnostic fingerprinting framework that attains enhanced generalization while significantly lowering computational cost. Specifically, LiteGuard introduces two key innovations: (i) a checkpoint-based model set augmentation strategy that enriches model diversity by leveraging intermediate model snapshots captured during the training of each pirated and independently-trained model—thereby alleviating the need to train a large number of pirated and independently-trained models, and (ii) a local verifier architecture that pairs each fingerprint with a lightweight local verifier, thereby reducing parameter entanglement and mitigating overfitting. Extensive experiments across five representative tasks show that LiteGuard consistently outperforms MetaV in both generalization performance and computational efficiency.

Poster
ICPO: Provable and Practical In-Context Policy Optimization for Test-Time Scaling

Tianrun Yu, yuxiao Yang, Zhaoyang Wang, Kaixiang Zhao, Porter Jenkins, Xuchao Zhang, Chetan Bansal, Huaxiu Yao, Weitong ZHANG

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We study test-time scaling, where a model improves its answer through multi-round self-reflection at inference. We introduce In-Context Policy Optimization (ICPO), in which an agent optimizes its response in context using self-assessed or externally observed rewards without modifying its parameters. To explain this ICPO process, we theoretically show that with sufficient pretraining under a novel Fisher-weighted logit-matching objective, a single-layer linear self-attention model can provably imitate policy-optimization algorithm for linear bandits. Building on this theory, we propose Minimum-Entropy ICPO (ME-ICPO), a practical algorithm that iteratively uses its response and self-assessed reward to refine its response in-context at inference time. By selecting the responses and their rewards with minimum entropy, ME-ICPO ensures the robustness of the self-assessed rewards via majority voting. Across standard mathematical reasoning tasks, ME-ICPO attains competitive, top-tier performance while keeping inference costs affordable compared with other inference-time algorithms. Overall, ICPO provides a principled understanding of self-reflection in LLMs and yields practical benefits for test-time scaling for mathematical reasoning.

Poster
Market Games for Generative Models: Equilibria, Welfare, and Strategic Entry

Xiukun Wei, Min Shi, Xueru Zhang

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Generative model ecosystems increasingly operate as competitive multi-platform markets, where platforms strategically select models from a shared pool and users with heterogeneous preferences choose among them. Understanding how platforms interact, when market equilibria exist, how outcomes are shaped by model-provider, platforms, and user behavior, and how social welfare is affected is critical for fostering beneficial market environment. In this paper, we formalize a three-layer *model-platfrom-user* market game and identify conditions for the existence of pure Nash equilibrium. Our analysis shows that market structure, whether platforms converge on similar models or differentiate by selecting distinct ones, depends not only on models’ global average performance but also on their localized attraction to user groups. We further examine welfare outcomes and show that expanding the model pool does not necessarily increase user welfare or market diversity. Finally, we design and evaluate best-response training schemes that allow model-provider to strategically introduce new models into competitive markets.

Poster