ICLR 2024 Papers

Large Language Models (LLMs) combined with instruction tuning have made significant progress when generalizing to unseen tasks. However, they have been less successful in Information Extraction (IE), lagging behind task-specific models. Typically, IE tasks are characterized by complex annotation guidelines which describe the task and give examples to humans. Previous attempts to leverage such information have failed, even with the largest models, as they are not able to follow the guidelines out-of-the-box. In this paper we propose GoLLIE (Guideline-following Large Language Model for IE), a model able to improve zero-shot results on unseen IE tasks by virtue of being fine-tuned to comply with annotation guidelines. Comprehensive evaluation empirically demonstrates that GoLLIE is able to generalize to and follow unseen guidelines, outperforming previous attempts at zero-shot information extraction. The ablation study shows that detailed guidelines is key for good results. Code, data and models will be made publicly available.

Large language models (LLMs) have notably enhanced the fluency and diversity of machine-generated text. However, this progress also presents a significant challenge in detecting the origin of a given text, and current research on detection methods lags behind the rapid evolution of LLMs. Conventional training-based methods have limitations in flexibility, particularly when adapting to new domains, and they often lack explanatory power. To address this gap, we propose a novel training-free detection strategy called Divergent N-Gram Analysis (DNA-GPT). Given a text, we first truncate it in the middle and then use only the preceding portion as input to the LLMs to regenerate the new remaining parts. By analyzing the differences between the original and new remaining parts through N-gram analysis in black-box or probability divergence in white-box, we can clearly illustrate significant discrepancies between machine-generated and human-written text. We conducted extensive experiments on the most advanced LLMs from OpenAI, including text-davinci-003, GPT-3.5-turbo, and GPT-4, as well as open-source models such as GPT-NeoX-20B and LLaMa-13B. Results show that our zero-shot approach exhibits state-of-the-art performance in distinguishing between human and GPT-generated text on four English and one German dataset, outperforming OpenAI's own classifier, which is trained on millions of text. Additionally, our methods provide reasonable explanations and evidence to support our claim, which is a unique feature of explainable detection. Our method is also robust under the revised text attack and can additionally solve model sourcing.

Multi-modal learning has become increasingly popular due to its ability to leverage information from different data sources (e.g., text and images) to improve the model performance. Recently, CLIP has emerged as an effective approach that employs vision-language contrastive pretraining to learn joint image and text representations and exhibits remarkable performance in zero-shot learning and text-guided natural image generation. Despite the substantial practical success of CLIP, its theoretical understanding remains elusive. In this paper, we formally study transferrable representation learning underlying CLIP and demonstrate how features from different modalities get aligned. We also analyze its zero-shot transfer performance on the downstream tasks. In addition, we conduct empirical evaluations on real data to back up our theory. Inspired by our analysis, we propose a new CLIP-type approach, which achieves better performance than CLIP and other state-of-the-art methods on benchmark datasets.

Recently there has been a significant surge in multimodal learning in terms of both image-to-text and text-to-image generation. However, the success is typically limited to English, leaving other languages largely behind. Building a competitive counterpart in other languages is highly challenging due to the low-resource nature of non-English multimodal data (i.e., lack of large-scale, high-quality image-text data). In this work, we propose MPM, an effective training paradigm for training large multimodal models in low-resource languages. MPM demonstrates that Multilingual language models can Pivot zero-shot Multimodal learning across languages. Specifically, based on a strong multilingual large language model, multimodal models pretrained on English-only image-text data can well generalize to other languages in a (quasi)-zero-shot manner, even surpassing models trained on image-text data in native languages. Taking Chinese as a practice of MPM, we build large multimodal models VisCPM in image-to-text and text-to-image generation, which achieve state-of-the-art (open-source) performance in Chinese. To facilitate future research, we open-source codes and model weights at https://github.com/OpenBMB/VisCPM.

Kernel methods are widely used in machine learning, especially for classification problems. However, the theoretical analysis of kernel classification is still limited. This paper investigates the statistical performances of kernel classifiers. With some mild assumptions on the conditional probability $\eta(x)=\mathbb{P}(Y=1\mid X=x)$, we derive an upper bound on the classification excess risk of a kernel classifier using recent advances in the theory of kernel regression. We also obtain a minimax lower bound for Sobolev spaces, which shows the optimality of the proposed classifier. Our theoretical results can be extended to the generalization error of overparameterized neural network classifiers. To make our theoretical results more applicable in realistic settings, we also propose a simple method to estimate the interpolation smoothness of $2\eta(x)-1$ and apply the method to real datasets.

Large pre-trained vision-language models such as CLIP provide compact and general-purpose representations of text and images that are demonstrably effective across multiple downstream zero-shot prediction tasks. However, owing to the nature of their training process, these models have the potential to 1) propagate or amplify societal biases in the training data and 2) learn to rely on spurious features. This paper proposes FairerCLIP, a general approach for making zero-shot predictions of CLIP more fair and robust to spurious correlations. We formulate the problem of jointly debiasing CLIP’s image and text representations in reproducing kernel Hilbert spaces (RKHSs), which affords multiple benefits: 1) Flexibility: Unlike existing approaches, which are specialized to either learn with or without ground-truth labels, FairerCLIP is adaptable to learning in both scenarios. 2) Ease of Optimization: FairerCLIP lends itself to an iterative optimization involving closed-form solvers, which leads to 4×-10× faster training than the existing methods. 3) Sample Efficiency: Under sample-limited conditions, FairerCLIP significantly outperforms baselines when they fail entirely. And, 4) Performance: Empirically, FairerCLIP achieves appreciable accuracy gains on benchmark fairness and spurious correlation datasets over their respective baselines.

Machine learning algorithms are commonly being deployed in decision-making systems that have a direct impact on human lives. However, if these algorithms are trained solely to minimize training/test errors, they may inadvertently discriminate against individuals based on their sensitive attributes, such as gender, race or age. Recently, algorithms that ensure the fairness are developed in the machine learning community. Fairness criteria are applied by these algorithms to measure the fairness, but they often use the point estimate to assess the fairness and fail to consider the uncertainty of the sample fairness criterion once the algorithms are deployed. We suggest that assessing the fairness should take the uncertainty into account. In this paper, we use the covariance as a proxy for the fairness and develop the confidence region of the covariance vector using empirical likelihood \citep{Owen1988}. Our confidence region based fairness constraints for classification take uncertainty into consideration during fairness assessment. The proposed confidence region can be used to test the fairness and impose fairness constraint using the significant level as a tool to balance the accuracy and fairness. Simulation studies show that our method exactly covers the target Type I error rate and effectively balances the trade-off between accuracy and fairness. Finally, we conduct data analysis to demonstrate the effectiveness of our method.

Fixed classifiers in neural networks for classification problems have demonstrated cost efficiency and even outperformed learnable classifiers in some popular benchmarks when incorporating orthogonality. Despite these advantages, prior research has yet to investigate the training dynamics of fixed orthogonal classifiers on neural collapse, a recently clarified phenomenon that last-layer features converge to a specific form, called simplex ETF, in training classification models involving the post-zero-error phase. Ensuring this phenomenon is critical for obtaining global optimality in a layer-peeled model, potentially leading to enhanced performance in practice. However, fixed orthogonal classifiers cannot invoke neural collapse due to their geometric limitations. To overcome the limits, we analyze a $\textit{zero-mean neural collapse}$ considering the orthogonality in non-negative Euclidean space. Then, we propose a $\textit{fixed non-negative orthogonal classifier}$ that induces the optimal solution and maximizes the margin of an orthogonal layer-peeled model by satisfying the properties of zero-mean neural collapse. Building on this foundation, we exploit a $\textit{feature dimension separation}$ effect inherent in our classifier for further purposes: (1) enhances softmax masking by mitigating feature interference in continual learning and (2) tackles the limitations of mixup on the hypersphere in imbalanced learning. We conducted comprehensive experiments on various datasets and architectures and demonstrated significant performance improvements.

A standard practice in developing image recognition models is to train a model on a specific image resolution and then deploy it. However, in real-world inference, models often encounter images different from the training sets in resolution and/or subject to natural variations such as weather changes, noise types and compression artifacts. While traditional solutions involve training multiple models for different resolutions or input variations, these methods are computationally expensive and thus do not scale in practice. To this end, we propose a novel neural network model, parallel-structured and all-component Fourier neural operator (PAC-FNO), that addresses the problem. Unlike conventional feed-forward neural networks, PAC-FNO operates in the frequency domain, allowing it to handle images of varying resolutions within a single model. We also propose a two-stage algorithm for training PAC-FNO with a minimal modification to the original, downstream model. Moreover, the proposed PAC-FNO is ready to work with existing image recognition models. Extensively evaluating methods with seven image recognition benchmarks, we show that the proposed PAC-FNO improves the performance of existing baseline models on images with various resolutions by up to 77.1% and various types of natural variations in the images at inference.

Machine-based prediction of real-world events is garnering attention due to its potential for informed decision-making. Whereas traditional forecasting predominantly hinges on structured data like time-series, recent breakthroughs in language models enable predictions using unstructured text. In particular, (Zou et al., 2022) unveils AutoCast, a new benchmark that employs news articles for answering forecasting queries. Nevertheless, existing methods still trail behind human performance. The cornerstone of accurate forecasting, we argue, lies in identifying a concise, yet rich subset of news snippets from a vast corpus. With this motivation, we introduce AutoCast++, a zero-shot ranking-based context retrieval system, tailored to sift through expansive news document collections for event forecasting. Our approach first re-ranks articles based on zero-shot question-passage relevance, honing in on semantically pertinent news. Following this, the chosen articles are subjected to zero-shot summarization to attain succinct context. Leveraging a pre-trained language model, we conduct both the relevance evaluation and article summarization without needing domain-specific training. Notably, recent articles can sometimes be at odds with preceding ones due to new facts or unanticipated incidents, leading to fluctuating temporal dynamics. To tackle this, our re-ranking mechanism gives preference to more recent articles, and we further regularize the multi-passage representation learning to align with human forecaster responses made on different dates. Empirical results underscore marked improvements across multiple metrics, improving the performance for multiple-choice questions (MCQ) by 48% and true/false (TF) questions by up to 8%. Code is available at https://github.com/BorealisAI/Autocast-plus-plus.

The dynamic nature of proteins is crucial for determining their biological functions and properties, for which Monte Carlo (MC) and molecular dynamics (MD) simulations stand as predominant tools to study such phenomena. By utilizing empirically derived force fields, MC or MD simulations explore the conformational space through numerically evolving the system via Markov chain or Newtonian mechanics. However, the high-energy barrier of the force fields can hamper the exploration of both methods by the rare event, resulting in inadequately sampled ensemble without exhaustive running. Existing learning-based approaches perform direct sampling yet heavily rely on target-specific simulation data for training, which suffers from high data acquisition cost and poor generalizability. Inspired by simulated annealing, we propose Str2Str, a novel structure-to-structure translation framework capable of zero-shot conformation sampling with roto-translation equivariant property. Our method leverages an amortized denoising score matching objective trained on general crystal structures and has no reliance on simulation data during both training and inference. Experimental results across several benchmarking protein systems demonstrate that Str2Str outperforms previous state-of-the-art generative structure prediction models and can be orders of magnitude faster compared with long MD simulations.

Large language models (LLMs) have shown the ability to produce fluent and cogent content, presenting both productivity opportunities and societal risks. To build trustworthy AI systems, it is imperative to distinguish between machine-generated and human-authored content. The leading zero-shot detector, DetectGPT, showcases commendable performance but is marred by its intensive computational costs. In this paper, we introduce the concept of **conditional probability curvature** to elucidate discrepancies in word choices between LLMs and humans within a given context. Utilizing this curvature as a foundational metric, we present **Fast-DetectGPT**, an optimized zero-shot detector, which substitutes DetectGPT's perturbation step with a more efficient sampling step. Our evaluations on various datasets, source models, and test conditions indicate that Fast-DetectGPT not only surpasses DetectGPT by a relative around 75\% in both the white-box and black-box settings but also accelerates the detection process by a factor of 340, as detailed in Table 1.

Recent advancements in Multimodal Large Language Models (MLLMs) have been utilizing Visual Prompt Generators (VPGs) to convert visual features into tokens that LLMs can recognize. This is achieved by training the VPGs on millions of image-caption pairs, where the VPG-generated tokens of images are fed into a frozen LLM to generate the corresponding captions. However, this image-captioning based training objective inherently biases the VPG to concentrate solely on the primary visual contents sufficient for caption generation, often neglecting other visual details. This shortcoming results in MLLMs’ underperformance in comprehending demonstrative instructions consisting of multiple, interleaved, and multimodal instructions that demonstrate the required context to complete a task. To address this issue, we introduce a generic and lightweight Visual Prompt Generator Complete module (VPG-C), which can infer and complete the missing details essential for comprehending demonstrative instructions. Further, we propose a synthetic discriminative training strategy to fine-tune VPG-C, eliminating the need for supervised demonstrative instructions. As for evaluation, we build DEMON, a comprehensive benchmark for demonstrative instruction understanding. Synthetically trained with the proposed strategy, VPG-C achieves significantly stronger zero-shot performance across all tasks of DEMON. Further evaluation on the MME and OwlEval benchmarks also demonstrate the superiority of VPG-C. The code and models are available at https://github.com/DCDmllm/Cheetah.

Instance-level image classification tasks have traditionally relied on single-instance labels to train models, e.g., few-shot learning and transfer learning. However, set-level coarse-grained labels that capture relationships among instances can provide richer information in real-world scenarios. In this paper, we present a novel approach to enhance instance-level image classification by leveraging set-level labels. We provide a theoretical analysis of the proposed method, including recognition conditions for fast excess risk rate, shedding light on the theoretical foundations of our approach. We conducted experiments on two distinct categories of datasets: natural image datasets and histopathology image datasets. Our experimental results demonstrate the effectiveness of our approach, showcasing improved classification performance compared to traditional single-instance label-based methods. Notably, our algorithm achieves 13\% improvement in classification accuracy compared to the strongest baseline on the histopathology image classification benchmarks. Importantly, our experimental findings align with the theoretical analysis, reinforcing the robustness and reliability of our proposed method. This work bridges the gap between instance-level and set-level image classification, offering a promising avenue for advancing the capabilities of image classification models with set-level coarse-grained labels.

Zero-shot talking avatar generation aims at synthesizing natural talking videos from speech and a single portrait image. Previous methods have relied on domain-specific heuristics such as warping-based motion representation and 3D Morphable Models, which limit the naturalness and diversity of the generated avatars. In this work, we introduce GAIA (Generative AI for Avatar), which eliminates the domain priors in talking avatar generation. In light of the observation that the speech only drives the motion of the avatar while the appearance of the avatar and the background typically remain the same throughout the entire video, we divide our approach into two stages: 1) disentangling each frame into motion and appearance representations; 2) generating motion sequences conditioned on the speech and reference portrait image. We collect a large-scale high-quality talking avatar dataset and train the model on it with different scales (up to 2B parameters). Experimental results verify the superiority, scalability, and flexibility of GAIA as 1) the resulting model beats previous baseline models in terms of naturalness, diversity, lip-sync quality, and visual quality; 2) the framework is scalable since larger models yield better results; 3) it is general and enables different applications like controllable talking avatar generation and text-instructed avatar generation.

This paper studies zero-shot anomaly classification (AC) and segmentation (AS) in industrial vision. We reveal that the abundant normal and abnormal cues implicit in unlabeled test images can be exploited for anomaly determination, which is ignored by prior methods. Our key observation is that for the industrial product images, the normal image patches could find a relatively large number of similar patches in other unlabeled images, while the abnormal ones only have a few similar patches. We leverage such a discriminative characteristic to design a novel zero-shot AC/AS method by Mutual Scoring (MuSc) of the unlabeled images, which does not need any training or prompts. Specifically, we perform Local Neighborhood Aggregation with Multiple Degrees (LNAMD) to obtain the patch features that are capable of representing anomalies in varying sizes. Then we propose the Mutual Scoring Mechanism (MSM) to leverage the unlabeled test images to assign the anomaly score to each other. Furthermore, we present an optimization approach named Re-scoring with Constrained Image-level Neighborhood (RsCIN) for image-level anomaly classification to suppress the false positives caused by noises in normal images. The superior performance on the challenging MVTec AD and VisA datasets demonstrates the effectiveness of our approach. Compared with the state-of-the-art zero-shot approaches, MuSc achieves a $\textbf{21.1}$% PRO absolute gain (from 72.7\% to 93.8\%) on MVTec AD, a $\textbf{19.4}$% pixel-AP gain and a $\textbf{14.7}$% pixel-AUROC gain on VisA. In addition, our zero-shot approach outperforms most of the few-shot approaches and is comparable to some one-class methods. Code is available at https://github.com/xrli-U/MuSc.

Deep neural networks (DNNs) have been shown to perform well on exclusive, multi-class classification tasks. However, when different classes have similar visual features, it becomes challenging for human annotators to differentiate them. When an image is ambiguous, such as a blurry one where an annotator can't distinguish between a husky and a wolf, it may be labeled with both classes: {husky, wolf}. This scenario necessitates the use of composite set labels. In this paper, we propose a novel framework called Hyper-Evidential Neural Network (HENN) that explicitly models predictive uncertainty caused by composite set labels in training data in the context of the belief theory called Subjective Logic (SL). By placing a Grouped Dirichlet distribution on the class probabilities, we treat predictions of a neural network as parameters of hyper-subjective opinions and learn the network that collects both single and composite evidence leading to these hyper-opinions by a deterministic DNN from data. We introduce a new uncertainty type called vagueness originally designed for hyper-opinions in SL to quantify composite classification uncertainty for DNNs. Our experiments prove that HENN outperforms its state-of-the-art counterparts based on four image datasets. The code and datasets are available at: https://shorturl.at/dhoqx.

Recent text-to-image (T2I) diffusion models have achieved remarkable progress in generating high-quality images given text-prompts as input. However, these models fail to convey appropriate spatial composition specified by a layout instruction. In this work, we probe into zero-shot grounded T2I generation with diffusion models, that is, generating images corresponding to the input layout information without training auxiliary modules or finetuning diffusion models. We propose a **R**egion and **B**oundary (R&B) aware cross-attention guidance approach that gradually modulates the attention maps of diffusion model during generative process, and assists the model to synthesize images (1) with high fidelity, (2) highly compatible with textual input, and (3) interpreting layout instructions accurately. Specifically, we leverage the discrete sampling to bridge the gap between consecutive attention maps and discrete layout constraints, and design a region-aware loss to refine the generative layout during diffusion process. We further propose a boundary-aware loss to strengthen object discriminability within the corresponding regions. Experimental results show that our method outperforms existing state-of-the-art zero-shot grounded T2I generation methods by a large margin both qualitatively and quantitatively on several benchmarks. Project page: https://sagileo.github.io/Region-and-Boundary.

The task of composed image retrieval (CIR) aims to retrieve images based on the query image and the text describing the users' intent. Existing methods have made great progress with the advanced large vision-language (VL) model in CIR task, however, they generally suffer from two main issues: lack of labeled triplets for model training and difficulty of deployment on resource-restricted environments when deploying the large vision-language model. To tackle the above problems, we propose Image2Sentence based Asymmetric zero-shot composed image retrieval (ISA), which takes advantage of the VL model and only relies on unlabeled images for composition learning. In the framework, we propose a new adaptive token learner that maps an image to a sentence in the word embedding space of VL model. The sentence adaptively captures discriminative visual information and is further integrated with the text modifier. An asymmetric structure is devised for flexible deployment, in which the lightweight model is adopted for the query side while the large VL model is deployed on the gallery side. The global contrastive distillation and the local alignment regularization are adopted for the alignment between the light model and the VL model for CIR task. Our experiments demonstrate that the proposed ISA could better cope with the real retrieval scenarios and further improve retrieval accuracy and efficiency.