EMNLP 2023 Papers

Psychiatrists diagnose mental disorders via the linguistic use of patients. Still, due to data privacy, existing passive mental health monitoring systems use alternative features such as activity, app usage, and location via mobile devices. We propose FedTherapist, a mobile mental health monitoring system that utilizes continuous speech and keyboard input in a privacy-preserving way via federated learning. We explore multiple model designs by comparing their performance and overhead for FedTherapist to overcome the complex nature of on-device language model training on smartphones. We further propose a Context-Aware Language Learning (CALL) methodology to effectively utilize smartphones' large and noisy text for mental health signal sensing. Our IRB-approved evaluation of the prediction of self-reported depression, stress, anxiety, and mood from 46 participants shows higher accuracy of FedTherapist compared with the performance with non-language features, achieving 0.15 AUROC improvement and 8.21% MAE reduction.

Recent advances in Large Language Models (LLMs) have stimulated a surge of research aimed at extending their applications to the visual domain. While these models exhibit promise in generating abstract image captions and facilitating natural conversations, their performance on text-rich images still requires improvement. In this paper, we introduce Contrastive Reading Model (Cream), a novel neural architecture designed to enhance the language-image understanding capability of LLMs by capturing intricate details that are often overlooked in existing methods. Cream combines vision and auxiliary encoders, fortified by a contrastive feature alignment technique, to achieve a more effective comprehension of language information in visually situated contexts within the images. Our approach bridges the gap between vision and language understanding, paving the way for the development of more sophisticated Document Intelligence Assistants. Through rigorous evaluations across diverse visually-situated language understanding tasks that demand reasoning capabilities, we demonstrate the compelling performance of Cream, positioning it as a prominent model in the field of visual document understanding. We provide our codebase and newly-generated datasets at https://github.com/naver-ai/cream.

Retrieval-augmented generation models augment knowledge encoded in a language model by providing additional relevant external knowledge (context) during generation. Although it has been shown that the quantity and quality of context impact the performance of retrieval-augmented generation models during inference, limited research explores how these characteristics affect model training. This paper explores how context quantity and quality during model training affect the performance of Fusion-in-Decoder (FiD), the state-of-the-art retrieval-augmented generation model, in extractive open-domain question answering tasks. Experimental results suggest that FiD models overfit to context quality during training and show suboptimal performance when evaluated on different context quality. Through the experimental results, we also reveal FiD models trained with different context quality have different cross-attention distribution patterns. Specifically, as context quality during training increases, FiD models tend to attend more uniformly to each passage in context. Finally, based on these observations, we propose a method to mitigate overfitting to specific context quality by introducing bias to the cross-attention distribution, which we demonstrate to be effective in improving the performance of FiD models on different context quality.

A persistent goal of multilingual neural machine translation (MNMT) is to continually adapt the model to support new language pairs or improve some current language pairs without accessing the previous training data. To achieve this, the existing methods primarily focus on preventing catastrophic forgetting by making compromises between the original and new language pairs, leading to sub-optimal performance on both translation tasks. To mitigate this problem, we propose a dual importance-based model division method to divide the model parameters into two parts and separately model the translation of the original and new tasks. Specifically, we first remove the parameters that are negligible to the original tasks but essential to the new tasks to obtain a pruned model, which is responsible for the original translation tasks. Then we expand the pruned model with external parameters and fine-tune the newly added parameters with new training data. The whole fine-tuned model will be used for the new translation tasks. Experimental results show that our method can efficiently adapt the original model to various new translation tasks while retaining the performance of the original tasks. Further analyses demonstrate that our method consistently outperforms several strong baselines under different incremental translation scenarios.

This paper improves contrastive learning for sentence embeddings from two perspectives: handling dropout noise and addressing feature corruption. Specifically, for the first perspective, we identify that the dropout noise from negative pairs affects the model's performance. Therefore, we propose a simple yet effective method to deal with such type of noise. Secondly, we pinpoint the rank bottleneck of current solutions to feature corruption and propose a dimension-wise contrastive learning objective to address this issue. Both proposed methods are generic and can be applied to any contrastive learning based models for sentence embeddings. Experimental results on standard benchmarks demonstrate that combining both proposed methods leads to a gain of 1.8 points compared to the strong baseline SimCSE configured with BERT base. Furthermore, applying the proposed method to DiffCSE, another strong contrastive learning based baseline, results in a gain of 1.4 points.

Large language models (LLMs) have achieved significant progress from pre-training on and memorizing a wide range of textual data, however, this process might suffer from privacy issues and violations of data protection regulations. As a result, the ability to easily remove data related to individual users from such models while not deteriorating their predictive quality after the removal becomes increasingly important. To address these issues, in this work, we propose an efficient unlearning framework that could efficiently update LLMs without having to retrain the whole model after data removals, by introducing lightweight unlearning layers learned with a selective teacher-student objective into the transformers. In addition, we introduce a fusion mechanism to effectively combine different unlearning layers that learns to forget different sets of data to handle a sequence of forgetting operations. Experiments on classification and generation tasks demonstrate the effectiveness of our proposed methods compared to the state-of-the-art baselines.

Automatic evaluation for sentence simplification remains a challenging problem. Most popular evaluation metrics require multiple high-quality references -- something not readily available for simplification -- which makes it difficult to test performance on unseen domains. Furthermore, most existing metrics conflate simplicity with correlated attributes such as fluency or meaning preservation. We propose a new learned evaluation metric --- SLE --- which focuses on simplicity, outperforming almost all existing metrics in terms of correlation with human judgements.

Despite remarkable progress in text-to-SQL semantic parsing in recent years, the performance of existing parsers is still far from perfect. Specifically, modern text-to-SQL parsers based on deep learning are often over-confident, thus casting doubt on their trustworthiness when deployed for real use. In this paper, we propose a parser-independent error detection model for text-to-SQL semantic parsing. Using a language model of code as its bedrock, we enhance our error detection model with graph neural networks that learn structural features of both natural language questions and SQL queries. We train our model on realistic parsing errors collected from a cross-domain setting, which leads to stronger generalization ability. Experiments with three strong text-to-SQL parsers featuring different decoding mechanisms show that our approach outperforms parser-dependent uncertainty metrics. Our model could also effectively improve the performance and usability of text-to-SQL semantic parsers regardless of their architectures.

Ultra-fine entity typing (UFET) is the task of inferring the semantic types from a large set of fine-grained candidates that apply to a given entity mention. This task is especially challenging because we only have a small number of training examples for many types, even with distant supervision strategies. State-of-the-art models, therefore, have to rely on prior knowledge about the type labels in some way. In this paper, we show that the performance of existing methods can be improved using a simple technique: we use pre-trained label embeddings to cluster the labels into semantic domains and then treat these domains as additional types. We show that this strategy consistently leads to improved results as long as high-quality label embeddings are used. Furthermore, we use the label clusters as part of a simple post-processing technique, which results in further performance gains. Both strategies treat the UFET model as a black box and can thus straightforwardly be used to improve a wide range of existing models.

Neutrality is difficult to achieve and, in politics, subjective. Traditional media typically adopt an editorial line that can be used by their potential readers as an indicator of the media bias. Several platforms currently rate news outlets according to their political bias. The editorial line and the ratings help readers in gathering a balanced view of news. But in the advent of instruction-following language models, tasks such as writing a newspaper article can be delegated to computers. Without imposing a biased persona, where would an AI-based news outlet lie within the bias ratings? In this work, we use the ratings of authentic news outlets to create a multilingual corpus of news with coarse stance annotations (Left and Right) along with automatically extracted topic annotations. We show that classifiers trained on this data are able to identify the editorial line of most unseen newspapers in English, German, Spanish and Catalan. We then apply the classifiers to 101 newspaper-like articles written by ChatGPT and Bard in the 4 languages at different time periods. We observe that, similarly to traditional newspapers, ChatGPT editorial line evolves with time and, being a data-driven system, the stance of the generated articles differs among languages.

The vast majority of the popular English named entity recognition (NER) datasets contain American or British English data, despite the existence of many global varieties of English. As such, it is unclear whether they generalize for analyzing use of English globally. To test this, we build a newswire dataset, the Worldwide English NER Dataset, to analyze NER model performance on low-resource English variants from around the world. We test widely used NER toolkits and transformer models, including models using the pre-trained contextual models RoBERTa and ELECTRA, on three datasets: a commonly used British English newswire dataset, CoNLL 2003, a more American focused dataset OntoNotes, and our global dataset. All models trained on the CoNLL or OntoNotes datasets experienced significant performance drops---over 10 F1 in some cases---when tested on the Worldwide English dataset. Upon examination of region-specific errors, we observe the greatest performance drops for Oceania and Africa, while Asia and the Middle East had comparatively strong performance. Lastly, we find that a combined model trained on the Worldwide dataset and either CoNLL or OntoNotes lost only 1-2 F1 on both test sets.

Legal Judgment Prediction (LJP) has become an increasingly crucial task in Legal AI, i.e., predicting the judgment of the case in terms of case fact description. Precedents are the previous legal cases with similar facts, which are the basis for the judgment of the subsequent case in national legal systems. Thus, it is worthwhile to explore the utilization of precedents in the LJP. Recent advances in deep learning have enabled a variety of techniques to be used to solve the LJP task. These can be broken down into two categories: large language models (LLMs) and domain-specific models. LLMs are capable of interpreting and generating complex natural language, while domain models are efficient in learning task-specific information. In this paper, we propose the precedent-enhanced LJP framework (PLJP) – a system that leverages the strength of both LLM and domain models in the context of precedents. Specifically, the domain models are designed to provide candidate labels and find the proper precedents efficiently, and the large models will make the final prediction with an in-context precedents comprehension. Experiments on the real-world dataset demonstrate the effectiveness of our PLJP. Moreover, our work shows a promising direction for LLM and domain-model collaboration that can be generalized to other vertical domains.

Storytelling's captivating potential makes it a fascinating research area, with implications for entertainment, education, therapy, and cognitive studies. In this paper, we propose Affective Story Generator (AffGen) for generating interesting narratives. AffGen introduces `intriguing twists' in narratives by employing two novel techniques—Dynamic Beam Sizing and Affective Reranking. Dynamic Beam Sizing encourages less predictable, more captivating word choices using a contextual multi-arm bandit model. Affective Reranking prioritizes sentence candidates based on affect intensity. Our empirical evaluations, both automatic and human, demonstrate AffGen's superior performance over existing baselines in generating affectively charged and interesting narratives. Our ablation study and analysis provide insights into the strengths and weaknesses of AffGen.

Clickbait posts tend to spread inaccurate or misleading information to manipulate people's attention and emotions, which greatly harms the credibility of social media. Existing clickbait detection models rely on analyzing the objective semantics in posts or correlating posts with article content only. However, these models fail to identify and exploit the manipulation intention of clickbait from a user's subjective perspective, leading to limited capability to explore comprehensive clues of clickbait. To address such a issue, we propose a multiview clickbait detection model, named MCDM, to model subjective and objective preferences simultaneously. MCDM introduces two novel complementary modules for modeling subjective feeling and objective content relevance, respectively. The subjective feeling module adopts a user-centric approach to capture subjective features of posts, such as language patterns and emotional inclinations. The objective module explores news elements from posts and models article content correlations to capture objective clues for clickbait detection. Extensive experimental results on two real-world datasets show that our proposed MCDM outperforms state-of-the-art approaches for clickbait detection, verifying the effectiveness of integrating subjective and objective preferences for detecting clickbait.

*Data Synthesis* is a promising way to train a small model with very little labeled data. One approach for data synthesis is to leverage the rich knowledge from large language models to synthesize pseudo training examples for small models, making it possible to achieve both data and compute efficiency at the same time. However, a key challenge in data synthesis is that the synthesized dataset often suffers from a large distributional discrepancy from the *real task* data distribution. Thus, in this paper, we propose *Synthesis Step by Step* (**S3**), a data synthesis framework that shrinks this distribution gap by iteratively extrapolating the errors made by a small model trained on the synthesized dataset on a small real-world validation dataset using a large language model. Extensive experiments on multiple NLP tasks show that our approach improves the performance of a small model by reducing the gap between the synthetic dataset and the real data, resulting in significant improvement compared to several baselines: 9.48% improvement compared to ZeroGen and 2.73% compared to GoldGen, and at most 15.17% improvement compared to the small model trained on human-annotated data.

In Psychotherapy, {maladaptive schemas}-- negative perceptions that {an individual has of the self, others, or the world that endure despite objective reality}-- often lead to resistance to treatments and relapse of mental health issues such as depression, anxiety, panic attacks etc. Identification of early maladaptive schemas (EMS) is thus a crucial step during Schema Therapy-based counseling sessions, where patients go through a detailed and lengthy EMS questionnaire. However, such an approach is not practical in "offline" counseling scenarios, such as community QA forums which are gaining popularity for people seeking mental health support. In this paper, we investigate both LLM (Large Language Models) and non-LLM approaches for identifying EMS labels using resources from Schema Therapy. Our evaluation indicates that recent LLMs can be effective for identifying EMS but their predictions lack explainability and are too sensitive to precise `prompts'. Both LLM and non-LLM methods are unable to reliably address the {null} cases, i.e. cases with no EMS labels. However, we posit that the two approaches show complementary properties and together, they can be used to further devise techniques for EMS identification.

Augmenting pretrained language models (LMs) with a vision encoder~(e.g., Flamingo) has obtained state-of-the-art results in image-to-text generation. However, these models store all the knowledge within their parameters, thus often requiring enormous model parameters to model the abundant visual concepts and very rich text descriptions. Additionally, they are inefficient in incorporating new data, requiring a computational-expensive fine-tuning process. In this work, we introduce a Retrieval-augmented Visual Language Model, Re-ViLM, built upon the Flamingo, that supports retrieving the relevant knowledge from the external database for zero and in-context few-shot image-to-text generations. By storing certain knowledge explicitly in the external database, our approach reduces the number of model parameters and can easily accommodate new data during evaluation by simply updating the database. We also construct an interleaved image and text data that facilitates in-context few-shot learning capabilities.We demonstrate that Re-ViLM significantly boosts performance for image-to-text generation tasks, especially for zero-shot and few-shot generation in out-of-domain settings with 4x less parameters compared with baseline methods.

Evaluating the factuality of long-form text generated by large language models (LMs) is non-trivial because (1) generations often contain a mixture of supported and unsupported pieces of information, making binary judgments of quality inadequate, and (2) human evaluation is time-consuming and costly. In this paper, we introduce FACTSCORE, a new evaluation that breaks a generation into a series of atomic facts and computes the percentage of atomic facts supported by a reliable knowledge source. We conduct an extensive human evaluation to obtain FACTSCOREs of people biographies generated by several state-of-the-art commercial LMs—InstructGPT, ChatGPT, and the retrieval-augmented PerplexityAI—and report new analysis demonstrating the need for such a fine-grained score (e.g., ChatGPT only achieves 58%). Since human evaluation is costly, we also introduce an automated model that estimates FACTSCORE using retrieval and a strong language model, with less than a 2% error rate. Finally, we use this automated metric to evaluate 6,500 generations from a new set of 13 recent LMs that would have cost $26K if evaluated by humans, with various findings: GPT-4 and ChatGPT are more factual than public models, and Vicuna and Alpaca are some of the best public models. FACTSCORE is available for public use via `pip install factscore`.

Spoken Language Understanding (SLU), a crucial component of task-oriented dialogue systems, has consistently garnered attention from both academic and industrial communities. Although incorporating syntactic information into models has the potential to enhance the comprehension of user utterances and yield impressive results, its application in SLU systems remains largely unexplored. In this paper, we propose a carefully designed model termed Syntax-aware attention (SAT) to enhance SLU, where attention scopes are constrained based on relationships within the syntactic structure. Experimental results on three datasets show that our model achieves substantial improvements and excellent performance. Moreover, SAT can be integrated into other BERT-based language models to further boost their performance.