EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

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2,011papers

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Chinese Metaphorical Relation Extraction

Guihua Chen, Tiantian Wu, Miaomiao Cheng, XU HAN, Jiefu Gong, Shijin Wang, Wei Song

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Metaphors are linguistic expressions that convey non-literal meanings, as well as cognitive mappings that establish connections between distinct domains of experience or knowledge. This paper proposes a novel formulation of metaphor identification as a relation extraction problem. We introduce metaphorical relations as links between two spans in text, a target span and a source-related span. We create a dataset for Chinese metaphorical relation extraction, with more than 4,200 sentences annotated with metaphorical relations, corresponding target/source-related spans, and fine-grained span types. Metaphorical relation extraction is a process that detects metaphorical expressions and builds connections between target and source domains. We develop a span-based end-to-end model for metaphorical relation extraction and demonstrate its effectiveness. We expect that metaphorical relation extraction can serve as a bridge between linguistic metaphor identification and conceptual metaphor identification. Our data and code are available at https://github.com/cnunlp/CMRE.

Long Findings
What's "up" with vision-language models? Investigating their struggle with spatial reasoning

Amita Kamath, Jack Hessel, Kai-Wei Chang

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Recent vision-language (VL) models are powerful, but can they reliably distinguish "right" from "left"? We curate three new corpora to quantify model comprehension of such basic spatial relations. These tests isolate spatial reasoning more precisely than existing datasets like VQAv2, e.g., our What'sUp benchmark contains sets of photographs varying only the spatial relations of objects, keeping their identity fixed (see Figure 1: models must comprehend not only the usual case of a dog under a table, but also, the same dog on top of the same table). We evaluate 18 VL models, finding that all perform poorly, e.g., BLIP finetuned on VQAv2, which nears human parity on VQAv2, achieves 56% accuracy on our benchmarks vs. humans at 99%. We conclude by studying causes of this surprising behavior, finding: 1) that popular vision-language pretraining corpora like LAION-2B contain little reliable data for learning spatial relationships; and 2) that basic modeling interventions like up-weighting preposition-containing instances or fine-tuning on our corpora are not sufficient to address the challenges our benchmarks pose. We are hopeful that these corpora will facilitate further research, and we release our data and code at https://github.com/amitakamath/whatsup_vlms.

Long Main
IBADR: an Iterative Bias-Aware Dataset Refinement Framework for Debiasing NLU models

Xiaoyue Wang, Xin Liu, Lijie Wang, Yaoxiang Wang, Jinsong Su, Hua Wu

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As commonly-used methods for debiasing natural language understanding (NLU) models, dataset refinement approaches heavily rely on manual data analysis, and thus maybe unable to cover all the potential biased features. In this paper, we propose IBADR, an Iterative Bias-Aware Dataset Refinement framework, which debiases NLU models without predefining biased features. We maintain an iteratively expanded sample pool. Specifically, at each iteration, we first train a shallow model to quantify the bias degree of samples in the pool. Then, we pair each sample with a bias indicator representing its bias degree, and use these extended samples to train a sample generator. In this way, this generator can effectively learn the correspondence relationship between bias indicators and samples. Furthermore, we employ the generator to produce pseudo samples with fewer biased features by feeding specific bias indicators. Finally, we incorporate the generated pseudo samples into the pool. Experimental results and in-depth analyses on two NLU tasks show that IBADR not only significantly outperforms existing dataset refinement approaches, achieving SOTA, but also is compatible with model-centric methods.

Long Main
Learning Preference Model for LLMs via Automatic Preference Data Generation

Shijia Huang, Jianqiao Zhao, Yanyang Li, Liwei Wang

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Despite the advanced capacities of the state-of-the-art large language models (LLMs), they suffer from issues of hallucination, stereotype, etc. Preference models play an important role in LLM alignment, yet training preference models predominantly rely on human-annotated data. This reliance limits their versatility and scalability. In this paper, we propose learning the preference model for LLMs via automatic preference data generation (AutoPM). Our approach involves both In-Breadth Data Generation, which elicits pairwise preference data from LLMs following the helpful-honest-harmless (HHH) criteria, and In-Depth Data Generation, which enriches the dataset with responses spanning a wide quality range. With HHH-guided preference data, our approach simultaneously enables the LLMs to learn human preferences and align with human values. Quantitative assessments on five benchmark datasets demonstrate the reliability and potential of AutoPM, pointing out a more general and scalable way to improve LLM performance.

Long Main
Multilingual \textit{k}-Nearest-Neighbor Machine Translation

David Stap, Christof Monz

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\textit{k}-nearest-neighbor machine translation has demonstrated remarkable improvements in machine translation quality by creating a datastore of cached examples. However, these improvements have been limited to high-resource language pairs, with large datastores, and remain a challenge for low-resource languages. In this paper, we address this issue by combining representations from multiple languages into a single datastore. Our results consistently demonstrate substantial improvements not only in low-resource translation quality (up to $+3.6$ BLEU), but also for high-resource translation quality (up to $+0.5$ BLEU). Our experiments show that it is possible to create multilingual datastores that are a quarter of the size, achieving a 5.3x speed improvement, by using linguistic similarities for datastore creation.\footnote{We will release our code upon acceptance.}

Short Main
Example-based Hypernetworks for Multi-source Adaptation to Unseen Domains

Tomer Volk, Eyal Ben-David, Ohad Amosy, Gal Chechik, Roi Reichart

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As Natural Language Processing (NLP) algorithms continually achieve new milestones, out-of-distribution generalization remains a significant challenge. This paper addresses the issue of multi-source adaptation for unfamiliar domains: We leverage labeled data from multiple source domains to generalize to unknown target domains at training. Our innovative framework employs example-based Hypernetwork adaptation: a T5 encoder-decoder initially generates a unique signature from an input example, embedding it within the source domains' semantic space. This signature is subsequently utilized by a Hypernetwork to generate the task classifier's weights. In an advanced version, the signature also enriches the input example's representation. We evaluated our method across two tasks—sentiment classification and natural language inference—in 29 adaptation scenarios, where it outpaced established algorithms. We also compare our finetuned architecture to few-shot GPT-3, demonstrating its effectiveness in essential use cases. To the best of our knowledge, this marks the first application of Hypernetworks to the adaptation for unknown domains.

Long Findings
Understanding Computational Models of Semantic Change: New Insights from the Speech Community

Filip Miletić, Anne PRZEWOZNY, Ludovic Tanguy

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We investigate the descriptive relevance of widely used semantic change models in linguistic descriptions of present-day speech communities. We focus on the sociolinguistic issue of contact-induced semantic shifts in Quebec English, and analyze 40 target words using type-level and token-level word embeddings, empirical linguistic properties, and – crucially – acceptability ratings and qualitative remarks by 15 speakers from Montreal. Our results confirm the overall relevance of the computational approaches, but also highlight practical issues and the complementary nature of different semantic change estimates. To our knowledge, this is the first study to substantively engage with the speech community being described using semantic change models.

Short Main
Beneath the Surface: Unveiling Harmful Memes with Multimodal Reasoning Distilled from Large Language Models

Hongzhan Lin, Ziyang Luo, Jing Ma, Long Chen

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The age of social media is rife with memes. Understanding and detecting harmful memes pose a significant challenge due to their implicit meaning that is not explicitly conveyed through the surface text and image. However, existing harmful meme detection approaches only recognize superficial harm-indicative signals in an end-to-end classification manner but ignore in-depth cognition of the meme text and image. In this paper, we attempt to detect harmful memes based on advanced reasoning over the interplay of multimodal information in memes. Inspired by the success of Large Language Models (LLMs) on complex reasoning, we first conduct abductive reasoning with LLMs. Then we propose a novel generative framework to learn reasonable thoughts from LLMs for better multimodal fusion and lightweight fine-tuning, which consists of two training stages: 1) Distill multimodal reasoning knowledge from LLMs; and 2) Fine-tune the generative framework to infer harmfulness. Extensive experiments conducted on three meme datasets demonstrate that our proposed approach achieves superior performance than state-of-the-art methods on the harmful meme detection task.

Long Findings
Domain Adaptation for Conversational Query Production with the RAG Model Feedback

Ante Wang, Linfeng Song, Ge Xu, Jinsong Su

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Conversational query production is an emerging fundamental task for the dialogue system, where search queries are generated to explore the vast and continually updating knowledge from a search engine. To accelerate this line of research, previous studies have released several datasets with human-annotated search queries. However, the limited annotations still can not cover conversations of various domains. To solve this challenge, we propose a novel domain adaptation framework. It is inspired by a weakly supervised learning algorithm from previous work that guides a model using reinforcement learning with BM25 scores as feedback. Though effective, it is fragile facing noisy content on webpages from a commercial search engine and variance in conversations because of ignoring deep semantic information of dialogue contexts. Thus, we improve the algorithm by taking the advance of retrieval-augmented generation (RAG) and exploring several practical techniques such as knowledge distillation for stable training. We conduct experiments in multiple settings across different languages. Guided by the RAG model feedback, our model is more robust and performs significantly better especially in a more challenging setting over strong baselines.

Long Findings
LEGO: A Multi-agent Collaborative Framework with Role-playing and Iterative Feedback for Causality Explanation Generation

Zhitao He, Pengfei Cao, Yubo Chen, Kang Liu, Ruopeng Li, Mengshu Sun, Jun Zhao

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Causality Explanation Generation refers to generate an explanation in natural language given an initial cause-effect pair. It demands rigorous explicit rationales to demonstrate the acquisition of implicit commonsense knowledge, which is unlikely to be easily memorized, making it challenging for large language models since they are often suffering from spurious causal associations when they encounter the content that does not exist in their memory. In this work, we introduce LEGO, a Multi-agent Collaborative Framework with Role-playing and Iterative Feedback for causality explanation generation. Specifically, we treat LLM as character malleable LEGO block and utilize role-playing to assign specific roles to five LLMs. We firstly devise a Fine-grained World Knowledge Integration Module to augment information about tasks for alleviating the phenomenon of spurious causal associations. Then, we leverage an Iterative Feedback and Refinement Module to improve the generated explanation by multi-aspect feedback. Extensive experiments on widely used WIKIWHY and e-CARE datasets show the superiority of our multi-agent framework in terms of reasoning about the causality among cause and effect.

Long Findings
Ranking LLM-Generated Loop Invariants for Program Verification

Saikat Chakraborty, Shuvendu K Lahiri, Sarah Fakhoury, Akash Lal, Madanlal Musuvathi, Aseem Rastogi, Aditya Senthilnathan, Rahul Sharma, Nikhil Swamy

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Synthesizing inductive loop invariants is fundamental to automating program verification. In this work we observe that Large Language Models (such as {gpt-3.5} or {gpt-4}) are capable of synthesizing loop invariants for a class of programs in a 0-shot setting, yet require several samples to generate the correct invariants. This can lead to a large number a calls to a program verifier to establish an invariant. To address this issue, we propose a {re-ranking} approach for the generated results of LLMs. We have designed a ranker that can distinguish between correct inductive invariants and incorrect attempts based on the problem definition. The ranker is optimized as a contrastive ranker. Experimental results demonstrate that this re-ranking mechanism significantly improves the ranking of correct invariants among the generated candidates, leading to a notable reduction in the number of calls to a verifier.

Short Findings
Causal Reasoning through Two Cognition Layers for Improving Generalization in Visual Question Answering

Trang Nguyen, Naoaki Okazaki

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Generalization in Visual Question Answering (VQA) requires models to answer questions about images with contexts beyond the training distribution. Existing attempts primarily refine unimodal aspects, overlooking enhancements in multimodal aspects. Besides, diverse interpretations of the input lead to various modes of answer generation, highlighting the role of causal reasoning between interpreting and answering steps in VQA. Through this lens, we propose Cognitive pathways VQA (CopVQA) improving the multimodal predictions by emphasizing causal reasoning factors. CopVQA first operates a pool of pathways that capture diverse causal reasoning flows through interpreting and answering stages. Mirroring human cognition, we decompose the responsibility of each stage into distinct experts and a cognition-enabled component (CC). The two CCs strategically execute one expert for each stage at a time. Finally, we prioritize answer predictions governed by pathways involving both CCs while disregarding answers produced by either CC, thereby emphasizing causal reasoning and supporting generalization. Our experiments on real-life and medical data consistently verify that CopVQA improves VQA performance and generalization across baselines and domains. Notably, CopVQA achieves a new state-of-the-art (SOTA) on the PathVQA dataset and comparable accuracy to the current SOTA on VQA-CPv2, VQAv2, and VQA- RAD, with one-fourth of the model size.

Long Main
StructGPT: A General Framework for Large Language Model to Reason over Structured Data

Jinhao Jiang, Kun Zhou, zican Dong, Keming Ye, Xin Zhao, Ji-Rong Wen

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In this paper, we aim to improve the reasoning ability of large language models (LLMs) over structured data in a unified way. Inspired by the studies on tool augmentation for LLMs, we develop an Iterative Reading-then-Reasoning (IRR) framework to solve question answering tasks based on structured data, called StructGPT. In this framework, we construct the specialized interfaces to collect relevant evidence from structured data (i.e., reading), and let LLMs concentrate on the reasoning task based on the collected information (i.e., reasoning). Specially, we propose an invoking-linearization-generation procedure to support LLMs in reasoning on the structured data with the help of the interfaces. By iterating this procedure with provided interfaces, our approach can gradually approach the target answers to a given query. Experiments conducted on three types of structured data show that StructGPT greatly improves the performance of LLMs, under the few-shot and zero-shot settings.

Long Main
Modeling Legal Reasoning: LM Annotation at the Edge of Human Agreement

Rosamond Elizabeth Thalken, Edward Stiglitz, David Mimno, Matthew Wilkens

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Generative language models (LMs) are increasingly used for document class-prediction tasks and promise enormous improvements in cost and efficiency. Existing research often examines simple classification tasks, but the capability of LMs to classify on complex or specialized tasks is less well understood. We consider a highly complex task that is challenging even for humans: the classification of legal reasoning according to jurisprudential philosophy. Using a novel dataset of historical United States Supreme Court opinions annotated by a team of domain experts, we systematically test the performance of a variety of LMs. We find that generative models perform poorly when given instructions (i.e. prompts) equal to the instructions presented to human annotators through our codebook. Our strongest results derive from fine-tuning models on the annotated dataset; the best performing model is an in-domain model, LEGAL-BERT. We apply predictions from this fine-tuned model to study historical trends in jurisprudence, an exercise that both aligns with prominent qualitative historical accounts and points to areas of possible refinement in those accounts. Our findings generally sound a note of caution in the use of generative LMs on complex tasks without fine-tuning and point to the continued relevance of human annotation-intensive classification methods.

Long Main
Model-tuning Via Prompts Makes NLP Models Adversarially Robust

Mrigank Raman, Pratyush Maini, J Zico Kolter, Zachary Chase Lipton, Danish Pruthi

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In recent years, NLP practitioners have converged on the following practice: (i) import an off-the-shelf pretrained (masked) language model; (ii) append a multilayer perceptron atop the CLS token's hidden representation (with randomly initialized weights); and (iii) fine-tune the entire model on a downstream task (MLP-FT). This procedure has produced massive gains on standard NLP benchmarks, but these models remain brittle, even to mild adversarial perturbations. In this work, we demonstrate surprising gains in adversarial robustness enjoyed by Model-tuning Via Prompts (MVP), an alternative method of adapting to downstream tasks. Rather than appending an MLP head to make output prediction, MVP appends a prompt template to the input, and makes prediction via text infilling/completion. Across 5 NLP datasets, 4 adversarial attacks, and 3 different models, MVP improves performance against adversarial substitutions by an average of 8% over standard methods and even outperforms adversarial training-based state-of-art defenses by 3.5%. By combining MVP with adversarial training, we achieve further improvements in adversarial robustness while maintaining performance on unperturbed examples. Finally, we conduct ablations to investigate the mechanism underlying these gains. Notably, we find that the main causes of vulnerability of MLP-FT can be attributed to the misalignment between pre-training and fine-tuning tasks, and the randomly initialized MLP parameters.

Long Main
Learning Co-Speech Gesture for Multimodal Aphasia Type Detection

Daeun Lee, Sejung Son, Hyolim Jeon, Seungbae Kim, Jinyoung Han

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Aphasia, a language disorder resulting from brain damage, requires accurate identification of specific aphasia types, such as Broca's and Wernicke's aphasia, for effective treatment. However, little attention has been paid to developing methods to detect different types of aphasia. Recognizing the importance of analyzing co-speech gestures for distinguish aphasia types, we propose a multimodal graph neural network for aphasia type detection using speech and corresponding gesture patterns. By learning the correlation between the speech and gesture modalities for each aphasia type, our model can generate textual representations sensitive to gesture information, leading to accurate aphasia type detection. Extensive experiments demonstrate the superiority of our approach over existing methods, achieving state-of-the-art results (F1 84.2%). We also show that gesture features outperform acoustic features, highlighting the significance of gesture expression in detecting aphasia types. We provide the codes for reproducibility purposes.

Long Main
STINMatch: Semi-Supervised Semantic-Topological Iteration Network for Financial Risk Detection via News Label Diffusion

Xurui Li, Yue Qin, Rui Zhu, Tianqianjin Lin, Yongming Fan, Yangyang Kang, Kaisong Song, Fubang Zhao, Changlong Sun, Haixu Tang, Xiaozhong Liu

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Commercial news provide rich semantics and timely information for automated financial risk detection. However, unaffordable large-scale annotation as well as training data sparseness barrier the full exploitation of commercial news in risk detection. To address this problem, we propose a semi-supervised Semantic-Topological Iteration Network, STINMatch, along with a news-enterprise knowledge graph (NEKG) to endorse the risk detection enhancement. The proposed model incorporates a label correlation matrix and interactive consistency regularization techniques into the iterative joint learning framework of text and graph modules. The carefully designed framework takes full advantage of the labeled and unlabeled data as well as their interrelations, enabling deep label diffusion coordination between article-level semantics and label correlations following the topological structure. Extensive experiments demonstrate the superior effectiveness and generalization ability of STINMatch.

Long Main
WordNet Is All You Need: A Surprisingly Effective Unsupervised Method for Graded Lexical Entailment

Joseph Renner, Pascal Denis, Rémi GILLERON

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We propose a simple unsupervised approach which exclusively relies on WordNet (Miller,1995) for predicting graded lexical entailment (GLE) in English. Inspired by the seminal work of Resnik (1995), our method models GLE as the sum of two information-theoretic scores: a symmetric semantic similarity score and an asymmetric specificity loss score, both exploiting the hierarchical synset structure of WordNet. Our approach also includes a simple disambiguation mechanism to handle polysemy in a given word pair. Despite its simplicity, our method achieves performance above the state of the art (Spearman ρ = 0.75) on HyperLex (Vulic et al., 2017), the largest GLE dataset, outperforming all previous methods, including specialized word embeddings approaches that use WordNet as weak supervision.

Short Findings
Knowledge Corpus Error in Question Answering

Yejoon Lee, Philhoon Oh, James Thorne

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Recent works in open-domain question answering (QA) have explored generating context passages from large language models (LLMs), replacing the traditional retrieval step in the QA pipeline. However, it is not well understood why generated passages can be more effective than retrieved ones. This study revisits the conventional formulation of QA and introduces the concept of $\textit{knowledge corpus error}$. This error arises when the knowledge corpus used for retrieval is only a subset of the entire string space, potentially excluding more helpful passages that exist outside the corpus. LLMs may mitigate this shortcoming by generating passages in a larger space. We come up with an experiment of paraphrasing human-annotated gold context using LLMs to observe knowledge corpus error empirically. Our results across three QA benchmarks reveal an increased performance (10\% - 13\%) when using paraphrased passage, indicating a signal for the existence of knowledge corpus error.

Short Findings
Epsilon Sampling Rocks: Investigating Sampling Strategies for Minimum Bayes Risk Decoding for Machine Translation

Markus Freitag, Behrooz Ghorbani, Patrick Fernandes

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Recent advances in machine translation (MT) have shown that Minimum Bayes Risk (MBR) decoding can be a powerful alternative to beam search decoding, especially when combined with neural-based utility functions. However, the performance of MBR decoding depends heavily on how and how many candidates are sampled from the model. In this paper, we explore how different sampling approaches for generating candidate lists for MBR decoding affect performance. We evaluate popular sampling approaches, such as ancestral, nucleus, and top-k sampling. Based on our insights into their limitations, we experiment with the recently proposed epsilon-sampling approach, which prunes away all tokens with a probability smaller than epsilon, ensuring that each token in a sample receives a fair probability mass. Through extensive human evaluations, we demonstrate that MBR decoding based on epsilon-sampling significantly outperforms not only beam search decoding, but also MBR decoding with all other tested sampling methods across four language pairs.

Long Findings