EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

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2,011papers

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Don't waste a single annotation: improving single-label classifiers through soft labels

Ben Peng Wu, Yue Li, Yida Mu, Carolina Scarton, Kalina Bontcheva, Xingyi Song

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In this paper, we address the limitations of the common data annotation and training methods for objective single-label classification tasks. Typically, when annotating such tasks annotators are only asked to provide a single label for each sample and annotator disagreement is discarded when a final hard label is decided through majority voting. We challenge this traditional approach, acknowledging that determining the appropriate label can be difficult due to the ambiguity and lack of context in the data samples. Rather than discarding the information from such ambiguous annotations, our soft label method makes use of them for training. Our findings indicate that additional annotator information, such as confidence, secondary label and disagreement, can be used to effectively generate soft labels. Training classifiers with these soft labels then leads to improved performance and calibration on the hard label test set.

Short Findings
DiSTRICT: Dialogue State Tracking with Retriever Driven In-Context Tuning

Praveen Venkateswaran, Evelyn Duesterwald, Vatche Isahagian

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Dialogue State Tracking (DST), a key component of task-oriented conversation systems, represents user intentions by determining the values of pre-defined slots in an ongoing dialogue. Existing approaches use hand-crafted templates and additional slot information to fine-tune and prompt large pre-trained language models and elicit slot values from the dialogue context. Significant manual effort and domain knowledge is required to design effective prompts, limiting the generalizability of these approaches to new domains and tasks. In this work, we propose DiSTRICT, a generalizable in-context tuning approach for DST that retrieves highly relevant training examples for a given dialogue to fine-tune the model without any hand-crafted templates. Experiments with the MultiWOZ benchmark datasets show that DiSTRICT outperforms existing approaches in various zero-shot and few-shot settings using a much smaller model, thereby providing an important advantage for real-world deployments that often have limited resource availability.

Long Main
Cross-Cultural Analysis of Human Values, Morals, and Biases in Folk Tales

Winston Wu, Lu Wang, Rada Mihalcea

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Folk tales are strong cultural and social influences in children's lives, and they are known to teach morals and values. However, existing studies on folk tales are largely limited to European tales. In our study, we compile a large corpus of over 1,900 tales originating from 27 diverse cultures across six continents. Using a range of lexicons and correlation analyses, we examine how human values, morals, and gender biases are expressed in folk tales across cultures. We discover differences between cultures in prevalent values and morals, as well as cross-cultural trends in problematic gender biases. Furthermore, we find trends of reduced value expression when examining public-domain fiction stories, extrinsically validate our analyses against the multicultural Schwartz Survey of Cultural Values and the Global Gender Gap Report, and find traditional gender biases associated with values, morals, and agency. This large-scale cross-cultural study of folk tales paves the way towards future studies on how literature influences and reflects cultural norms.

Long Main
Non-Programmers Can Label Programs Indirectly via Active Examples: A Case Study with Text-to-SQL

Ruiqi Zhong, Charlie Victor Snell, Dan Klein, Jason Eisner

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Can non-programmers annotate natural language utterances with complex programs that represent their meaning? We introduce APEL, a framework in which non-programmers select among candidate programs generated by a seed semantic parser (e.g., Codex). Since they cannot understand the candidate programs, we ask them to select indirectly by examining the programs' input-ouput examples. For each utterance, APEL actively searches for a simple input on which the candidate programs tend to produce different outputs. It then asks the non-programmers only to choose the appropriate output, thus allowing us to infer which program is correct and could be used to fine-tune the parser. As a first case study, we recruited human non-programmers to use APEL to re-annotate SPIDER, a text-to-SQL dataset. Our approach achieved the same annotation accuracy as the original expert annotators (75%) and exposed many subtle errors in the original annotations.

Long Main
LINC: A Neurosymbolic Approach for Logical Reasoning by Combining Language Models with First-Order Logic Provers

Theo X. Olausson, Alex Gu, Ben Lipkin, Cedegao E. Zhang, Armando Solar-Lezama, Joshua B. Tenenbaum, Roger P. Levy

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Logical reasoning, i.e., deductively inferring the truth value of a conclusion from a set of premises, is an important task for artificial intelligence with wide potential impacts on science, mathematics, and society. While many prompting-based strategies have been proposed to enable Large Language Models (LLMs) to do such reasoning more effectively, they still appear unsatisfactory, often failing in subtle and unpredictable ways. In this work, we investigate the validity of instead reformulating such tasks as modular neurosymbolic programming, which we call LINC: Logical Inference via Neurosymbolic Computation. In LINC, the LLM acts as a semantic parser, translating premises and conclusions from natural language to expressions in first-order logic. These expressions are then offloaded to an external theorem prover, which symbolically performs deductive inference. Leveraging this approach, we observe significant performance gains on FOLIO and a balanced subset of ProofWriter for three different models in nearly all experimental conditions we evaluate. On ProofWriter, augmenting the comparatively small open-source StarCoder+ (15.5B parameters) with LINC even outperforms GPT-3.5 and GPT-4 with Chain-of-Thought (CoT) prompting by an absolute 38% and 10%, respectively. When used with GPT-4, LINC scores 26% higher than CoT on ProofWriter while performing comparatively on FOLIO. Further analysis reveals that although both methods on average succeed roughly equally often on this dataset, they exhibit distinct and complementary failure modes. We thus provide promising evidence for how logical reasoning over natural language can be tackled through jointly leveraging LLMs alongside symbolic provers. All corresponding code is publicly available.

Long Main
Non-autoregressive Streaming Transformer for Simultaneous Translation

Zhengrui Ma, Shaolei Zhang, Shoutao Guo, Chenze Shao, Min Zhang, Yang Feng

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Simultaneous machine translation (SiMT) models are trained to strike a balance between latency and translation quality. However, training these models to achieve high quality while maintaining low latency often leads to a tendency for aggressive anticipation. We argue that such issue stems from the autoregressive architecture upon which most existing SiMT models are built. To address those issues, we propose non-autoregressive streaming Transformer (NAST) which comprises a unidirectional encoder and a non-autoregressive decoder with intra-chunk parallelism. We enable NAST to generate the blank token or repetitive tokens to adjust its READ/WRITE strategy flexibly, and train it to maximize the non-monotonic latent alignment with an alignment-based latency loss. Experiments on various SiMT benchmarks demonstrate that NAST outperforms previous strong autoregressive SiMT baselines.

Long Main
Black-Box Tuning of Vision-Language Models with Effective Gradient Approximation

Zixian Guo, Yuxiang Wei, Ming Liu, Zhilong Ji, Jinfeng Bai, Yiwen Guo, Wangmeng Zuo

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Parameter-efficient fine-tuning (PEFT) methods have provided an effective way for adapting large vision-language models to specific tasks or scenarios. Typically, they learn a very small scale of parameters for pre-trained models in a white-box formulation, which assumes model architectures to be known and parameters to be accessible. However, large models are often not open-source due to considerations of preventing abuse or commercial factors, hence posing a barrier to the deployment of white-box PEFT methods. To alleviate the dependence on model accessibility, we introduce collaborative black-box tuning (CBBT) for both textual prompt optimization and output feature adaptation for black-box models. Specifically, considering that the backpropagation gradients are blocked, we approximate the gradients of textual prompts by analyzing the predictions with perturbed prompts. Secondly, a lightweight adapter is deployed over the output feature of the inaccessible model, further facilitating the model adaptation process. Empowered with these designs, our CBBT is extensively evaluated on eleven downstream benchmarks and achieves remarkable improvements compared to existing black-box VL adaptation methods. Our code will be made publicly available.

Long Findings
How to Determine the Most Powerful Pre-trained Language Model without Brute Force Fine-tuning? An Empirical Survey

Jun Bai, Xiaofeng Zhang, Chen Li, Hanhua Hong, Xi Xu, Chenghua Lin, Wenge Rong

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Transferability estimation has been attached to great attention in the computer vision fields. Researchers try to estimate with low computational cost the performance of a model when transferred from a source task to a given target task. Considering the effectiveness of such estimations, the communities of natural language processing also began to study similar problems for the selection of pre-trained language models. However, there is a lack of a comprehensive comparison between these estimation methods yet. Also, the differences between vision and language scenarios make it doubtful whether previous conclusions can be established across fields. In this paper, we first conduct a thorough survey of existing transferability estimation methods being able to find the most suitable model, then we conduct a detailed empirical study for the surveyed methods based on the GLUE benchmark. From qualitative and quantitative analyses, we demonstrate the strengths and weaknesses of existing methods and show that H-Score generally performs well with superiorities in effectiveness and efficiency. We also outline the difficulties of consideration of training details, applicability to text generation, and consistency to certain metrics which shed light on future directions.

Long Findings
ViSoBERT: A Pre-Trained Language Model for Vietnamese Social Media Text Processing

Nam Quoc Nguyen, Thang Chau Phan, Duc-Vu Nguyen, Kiet Van Nguyen

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English and Chinese, known as resource-rich languages, have witnessed the strong development of transformer-based language models for natural language processing tasks. Although Vietnam has approximately 100M people speaking Vietnamese, several pre-trained models, e.g., PhoBERT, ViBERT, and vELECTRA, performed well on general Vietnamese NLP tasks, including POS tagging and named entity recognition. These pre-trained language models are still limited to Vietnamese social media tasks. In this paper, we present the first monolingual pre-trained language model for Vietnamese social media texts, ViSoBERT, which is pre-trained on a large-scale corpus of high-quality and diverse Vietnamese social media texts using XLM-R architecture. Moreover, we explored our pre-trained model on five important natural language downstream tasks on Vietnamese social media texts: emotion recognition, hate speech detection, sentiment analysis, spam reviews detection, and hate speech spans detection. Our experiments demonstrate that ViSoBERT, with far fewer parameters, surpasses the previous state-of-the-art models on multiple Vietnamese social media tasks. Our ViSoBERT model is available only for research purposes. Disclaimer: This paper contains actual comments on social networks that might be construed as abusive, offensive, or obscene.

Long Main
Licon: A Diverse, Controllable and Challenging Linguistic Concept Learning Benchmark

Shenglong Yu, Ying Zhang, Wenya Guo, Zhengkun Zhang, Ru Zhou, Xiaojie Yuan

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Concept Learning requires learning the definition of a general category from given training examples. Most of the existing methods focus on learning concepts from images. However, the visual information cannot present abstract concepts exactly, which struggles the introduction of novel concepts related to known concepts (e.g., ‘Plant’→‘Asteroids’). In this paper, inspired by the fact that humans learn most concepts through linguistic description, we introduce Linguistic Concept Learning benchmark (Licon), where concepts in diverse forms (e.g., plain attributes, images, and text) are defined by linguistic descriptions. The difficulty to learn novel concepts can be controlled by the number of attributes or the hierarchical relationships between concepts. The diverse and controllable concepts are used to support challenging evaluation tasks, including concept classification, attribute prediction, and concept relationship recognition. In addition, we design an entailment-based concept learning method (EnC) to model the relationship among concepts. Extensive experiments demonstrate the effectiveness of EnC. The benchmark will be released to the public soon.

Long Findings
InterroLang: Exploring NLP Models and Datasets through Dialogue-based Explanations

Nils Feldhus, Qianli Wang, Tatiana Anikina, Sahil Chopra, Cennet Oguz, Sebastian Möller

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While recently developed NLP explainability methods let us open the black box in various ways (Madsen et al., 2022), a missing ingredient in this endeavor is an interactive tool offering a conversational interface. Such a dialogue system can help users explore datasets and models with explanations in a contextualized manner, e.g. via clarification or follow-up questions, and through a natural language interface. We adapt the conversational explanation framework TalkToModel (Slack et al., 2022) to the NLP domain, add new NLP-specific operations such as free-text rationalization, and illustrate its generalizability on three NLP tasks (dialogue act classification, question answering, hate speech detection). To recognize user queries for explanations, we evaluate fine-tuned and few-shot prompting models and implement a novel adapter-based approach. We then conduct two user studies on (1) the perceived correctness and helpfulness of the dialogues, and (2) the simulatability, i.e. how objectively helpful dialogical explanations are for humans in figuring out the model's predicted label when it's not shown. We found rationalization and feature attribution were helpful in explaining the model behavior. Moreover, users could more reliably predict the model outcome based on an explanation dialogue rather than one-off explanations.

Long Findings
RAPL: A Relation-Aware Prototype Learning Approach for Few-Shot Document-Level Relation Extraction

Shiao Meng, Xuming Hu, Aiwei Liu, Shuang Li, Fukun Ma, Yawen Yang, Lijie Wen

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How to identify semantic relations among entities in a document when only a few labeled documents are available? Few-shot document-level relation extraction (FSDLRE) is crucial for addressing the pervasive data scarcity problem in real-world scenarios. Metric-based meta-learning is an effective framework widely adopted for FSDLRE, which constructs class prototypes for classification. However, existing works often struggle to obtain class prototypes with accurate relational semantics: 1) To build prototype for a target relation type, they aggregate the representations of all entity pairs holding that relation, while these entity pairs may also hold other relations, thus disturbing the prototype. 2) They use a set of generic NOTA (none-of-the-above) prototypes across all tasks, neglecting that the NOTA semantics differs in tasks with different target relation types. In this paper, we propose a relation-aware prototype learning method for FSDLRE to strengthen the relational semantics of prototype representations. By judiciously leveraging the relation descriptions and realistic NOTA instances as guidance, our method effectively refines the relation prototypes and generates task-specific NOTA prototypes. Extensive experiments demonstrate that our method outperforms state-of-the-art approaches by average 2.61\% $F_1$ across various settings of two FSDLRE benchmarks.

Long Main
GeoLM: Empowering Language Models for Geospatially Grounded Language Understanding

Zekun Li, Wenxuan Zhou, Yao-Yi Chiang, Muhao Chen

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Humans subconsciously engage in geospatial reasoning when reading articles. We recognize place names and their spatial relations in text and mentally associate them with their physical locations on Earth. Although pretrained language models can mimic this cognitive process using linguistic context, they do not utilize valuable geospatial information in large, widely available geographical databases, e.g., OpenStreetMap. This paper introduces GeoLM, a geospatially grounded language model that enhances the understanding of geo-entities in natural language. GeoLM leverages geo-entity mentions as anchors to connect linguistic information in text corpora with geospatial information extracted from geographical databases. GeoLM connects the two types of context through contrastive learning and masked language modeling. It also incorporates a spatial coordinate embedding mechanism to encode distance and direction relations to capture geospatial context. In the experiment, we demonstrate that GeoLM exhibits promising capabilities in supporting toponym recognition, toponym linking, relation extraction, and geo-entity typing, which bridge the gap between natural language processing and geospatial sciences. The code is publicly available at https://github.com/knowledge-computing/geolm.

Long Main
INVITE: a Testbed of Automatically Generated Invalid Questions to Evaluate Large Language Models for Hallucinations

Anil Ramakrishna, Rahul Gupta, Jens Lehmann, Morteza Ziyadi

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Recent advancements in Large language models (LLMs) have enabled them to hold free form conversations over multiple turns, but they exhibit a tendency to make unfounded and incorrect statements, commonly known as hallucinations. In particular, LLMs hallucinate frequently when given invalid questions, i.e. ones with incorrect assumptions. The most common approach to evaluate LLMs on hallucinations is to test them on Question Answering (QA) test sets such as TruthfulQA. However, LLMs are increasingly pretrained on massive text corpora scraped from the Internet, which may inevitably expose these test sets to the model during training, leading eventually to an overestimation of model performances on these test sets. In this work, we present an alternative framework to address this risk and to foster further research towards making LLMs robust against invalid questions. We name our framework INVITE: a testbed of automatically generated INValId questions to evaluaTE large language models for hallucinations. In each instantiation, our framework is set up to create a fresh batch of invalid questions by distorting valid facts in which subjects or objects are replaced by similar entities. We evaluate several state of the art LLMs against a testset generated by our framework and highlight its capacity to trigger hallucinations in these models.

Short Findings
Cross-Modal Conceptualization in Bottleneck Models

Danis Alukaev, Semen Kiselev, Ilya Pershin, Bulat Ibragimov, Vladimir V. Ivanov, Alexey Kornaev, Ivan Titov

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Concept Bottleneck Models (CBMs) assume that training examples (e.g., x-ray images) are annotated with high-level concepts (e.g., types of abnormalities), and perform classification by first predicting the concepts, followed by predicting the label relying on these concepts. However, the primary challenge in employing CBMs lies in the requirement of defining concepts predictive of the label and annotating training examples with these concepts. In our approach, we adopt a more moderate assumption and instead use text descriptions (e.g., radiology reports), accompanying the images, to guide the induction of concepts. Our crossmodal approach treats concepts as discrete latent variables and promotes concepts that (1) are predictive of the label, and (2) can be predicted reliably from both the image and text. Through experiments conducted on datasets ranging from synthetic datasets (e.g., synthetic images with generated descriptions) to realistic medical imaging datasets, we demonstrate that crossmodal learning encourages the induction of interpretable concepts while also facilitating disentanglement.

Long Main
Multimodal Automated Fact-Checking: A Survey

Mubashara Akhtar, Michael Sejr Schlichtkrull, Zhijiang Guo, Oana Cocarascu, Elena Simperl, Andreas Vlachos

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Misinformation is often conveyed in multiple modalities, e.g. a miscaptioned image. Multimodal misinformation is perceived as more credible by humans, and spreads faster than its text-only counterparts. While an increasing body of research investigates automated fact-checking (AFC), previous surveys mostly focus on text. In this survey, we conceptualise a framework for AFC including subtasks unique to multimodal misinformation. Furthermore, we discuss related terms used in different communities and map them to our framework. We focus on four modalities prevalent in real-world fact-checking: text, image, audio, and video. We survey benchmarks and models, and discuss limitations and promising directions for future research

Long Findings
LLM-Adapters: An Adapter Family for Parameter-Efficient Fine-Tuning of Large Language Models

Zhiqiang Hu, Lei Wang, Yihuai Lan, Wanyu Xu, Ee-Peng Lim, Lidong Bing, Xing Xu, Soujanya Poria, Roy Ka-Wei Lee

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The success of large language models (LLMs), like GPT-4 and ChatGPT, has led to the development of numerous cost-effective and accessible alternatives that are created by finetuning open-access LLMs with task-specific data (e.g., ChatDoctor) or instruction data (e.g., Alpaca). Among the various fine-tuning methods, adapter-based parameter-efficient fine-tuning (PEFT) is undoubtedly one of the most attractive topics, as it only requires fine-tuning a few external parameters instead of the entire LLMs while achieving comparable or even better performance. To enable further research on PEFT methods of LLMs, this paper presents LLM-Adapters, an easy-to-use framework that integrates various adapters into LLMs and can execute these adapter-based PEFT methods of LLMs for different tasks. The framework includes state-of-the-art open-access LLMs such as LLaMA, BLOOM, and GPT-J, as well as widely used adapters such as Series adapters, Parallel adapter, Prompt-based learning and Reparametrization-based methods. Moreover, we conduct extensive empirical studies on the impact of adapter types, placement locations, and hyper-parameters to the best design for each adapter-based methods. We evaluate the effectiveness of the adapters on fourteen datasets from two different reasoning tasks, Arithmetic Reasoning and Commonsense Reasoning. The results demonstrate that using adapter-based PEFT in smaller-scale LLMs (7B) with few extra trainable parameters yields comparable, and in some cases superior, performance to powerful LLMs (175B) in zero-shot inference on simple math reasoning datasets.

Long Main
PROTEGE: Prompt-based Diverse Question Generation from Web Articles

Vinayak S Puranik, Anirban Majumder, Vineet Chaoji

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Rich and diverse knowledge bases (KB) are foundational building blocks for online knowledge sharing communities such as StackOverflow and Quora, and applications such as conversational assistants (aka chatbots). A popular format for knowledge bases is question-answer pairs (or FAQs), where questions are designed to accurately match a multitude of queries. In this paper, we address the problem of automatic creation of such Q\&A-based knowledge bases from domain-specific, long-form textual content (e.g., web articles). Specifically, we consider the problem of question generation, which is the task of generating questions given a paragraph of text as input, with a goal to achieve both diversity and fidelity of the generated questions. Towards this goal we propose PROTEGE, a diverse question generation framework which consists of (1) a novel encoder-decoder based Large Language Model (LLM) architecture which can take a variety of prompts and generate a diverse set of candidate questions, and (2) a hill-climbing algorithm that maximizes a sub-modular objective function to balance diversity with fidelity. Through our experiments on three popular public Q\&A datasets, we demonstrate that PROTEGE improves diversity by +16% and fidelity by +8% over diverse beam search and prompt-based baselines.

Long Findings
Multilingual Simplification of Medical Texts

Sebastian Antony Joseph, Kathryn Kazanas, Keziah Reina, Vishnesh J Ramanathan, Wei Xu, Byron C Wallace, Junyi Jessy Li

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Automated text simplification aims to produce simple versions of complex texts. This task is especially useful in the medical domain, where the latest medical findings are typically communicated via complex and technical articles. This creates barriers for laypeople seeking access to up-to-date medical findings, consequently impeding progress on health literacy. Most existing work on medical text simplification has focused on monolingual settings, with the result that such evidence would be available only in just one language (most often, English). This work addresses this limitation via multilingual simplification, i.e., directly simplifying complex texts into simplified texts in multiple languages. We introduce MultiCochrane, the first sentence-aligned multilingual text simplification dataset for the medical domain in four languages: English, Spanish, French, and Farsi. We evaluate fine-tuned and zero-shot models across these languages with extensive human assessments and analyses. Although models can generate viable simplified texts, we identify several outstanding challenges that this dataset might be used to address.

Long Main
DREAM: Deployment of Recombination and Ensembles in Argument Mining

Florian Ruosch, Cristina Sarasua, Abraham Bernstein

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Current approaches to Argument Mining (AM) tend to take a holistic or black-box view of the overall pipeline. This paper, in contrast, aims to provide a solution to achieve increased performance based on current components instead of independent all-new solutions. To that end, it presents the Deployment of Recombination and Ensemble methods for Argument Miners (DREAM) framework that allows for the (automated) combination of AM components. Using ensemble methods, DREAM combines sets of AM systems to improve accuracy for the four tasks in the AM pipeline. Furthermore, it leverages recombination by using different argument miners elements throughout the pipeline. Experiments with five systems previously included in a benchmark show that the systems combined with DREAM can outperform the previous best single systems in terms of accuracy measured by an AM benchmark.

Long Main