EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

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2,011papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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Continual Generalized Intent Discovery: Marching Towards Dynamic and Open-world Intent Recognition

Xiaoshuai Song, Yutao Mou, Keqing He, Yueyan Qiu, Jinxu Zhao, Pei Wang, Weiran Xu

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In a practical dialogue system, users may input out-of-domain (OOD) queries. The Generalized Intent Discovery (GID) task aims to discover OOD intents from OOD queries and extend them to the in-domain (IND) classifier. However, GID only considers one stage of OOD learning, and needs to utilize the data in all previous stages for joint training, which limits its wide application in reality. In this paper, we introduce a new task, Continual Generalized Intent Discovery (CGID), which aims to continuously and automatically discover OOD intents from dynamic OOD data streams and then incrementally add them to the classifier with almost no previous data, thus moving towards dynamic intent recognition in an open world. Next, we propose a method called Prototype-guided Learning with Replay and Distillation (PLRD) for CGID, which bootstraps new intent discovery through class prototypes and balances new and old intents through data replay and feature distillation. Finally, we conduct detailed experiments and analysis to verify the effectiveness of PLRD and understand the key challenges of CGID for future research.

Long Findings
$\textit{Lost in Translation, Found in Spans}$: Identifying Claims in Multilingual Social Media

Shubham Mittal, Megha Sundriyal, Preslav Nakov

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Claim span identification (CSI) is an important step in fact-checking pipelines, aiming to identify text segments that contain a check-worthy claim or assertion in a social media post. Despite its importance to journalists and human fact-checkers, it remains a severely understudied problem, and the scarce research on this topic so far has only focused on English. Here we aim to bridge this gap by creating a novel dataset, X-CLAIM, consisting of 7K real-world claims collected from numerous social media platforms in five Indian languages and English. We report strong baselines with state-of-the-art encoder-only language models (e.g., XLM-R) and we demonstrate the benefits of training on multiple languages over alternative cross-lingual transfer methods such as zero-shot transfer, or training on translated data, from a high-resource language such as English. We evaluate generative large language models from the GPT series using prompting methods on the X-CLAIM dataset and we find that they underperform the smaller encoder-only language models for low-resource languages.

Long Main
COVID-19 Vaccine Misinformation in Middle Income Countries

Jongin Kim, Byeo Rhee Bak, Aditya Agrawal, Jiaxi Wu, Veronika J. Wirtz, Traci Hong, Derry Wijaya

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This paper introduces a multilingual dataset of COVID-19 vaccine misinformation, consisting of annotated tweets from three middle-income countries: Brazil, Indonesia, and Nigeria. The expertly curated dataset includes annotations for 5,952 tweets, assessing their relevance to COVID-19 vaccines, presence of misinformation, and the themes of the misinformation. To address challenges posed by domain specificity, the low-resource setting, and data imbalance, we adopt two approaches for developing COVID-19 vaccine misinformation detection models: domain-specific pre-training and text augmentation using a large language model. Our best misinformation detection models demonstrate improvements ranging from 2.7 to 15.9 percentage points in macro F1-score compared to the baseline models. Additionally, we apply our misinformation detection models in a large-scale study of 19 million unlabeled tweets from the three countries between 2020 and 2022, showcasing the practical application of our dataset and models for detecting and analyzing vaccine misinformation in multiple countries and languages. Our analysis indicates that percentage changes in the number of new COVID-19 cases are positively associated with COVID-19 vaccine misinformation rates in a staggered manner for Brazil and Indonesia, and there are significant positive associations between the misinformation rates across the three countries.

Long Main
Contrastive Learning of Sentence Embeddings from Scratch

Junlei Zhang, Zhenzhong Lan, Junxian He

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Contrastive learning has been the dominant approach to train state-of-the-art sentence embeddings. Previous studies have typically learned sentence embeddings either through the use of human-annotated natural language inference (NLI) data or via large-scale unlabeled sentences in an unsupervised manner. However, even in the case of unlabeled data, their acquisition presents challenges in certain domains due to various reasons. due to copyright restrictions, data distribution issues, and messy formats, among other factors. To address these issues, we present SynCSE, a contrastive learning framework that trains sentence embeddings with synthetic data. Specifically, we explore utilizing large language models to synthesize the required data samples for contrastive learning, including (1) producing positive and negative annotations given unlabeled sentences SynCSE-partial, and (2) generating sentences along with their corresponding annotations from scratch SynCSE-scratch. Notably, SynCSE-scratch constitutes the first contrastive learning method to learn sentence embeddings from scratch without manually collecting any data sample. Experimental results on sentence similarity and reranking tasks indicate that both SynCSE-partial and SynCSE-scratch greatly outperform unsupervised baselines, and SynCSE-partial even achieves comparable performance to the supervised models in most settings.

Long Main
A Rose by Any Other Name would not Smell as Sweet: Social Bias in Names Mistranslation

Sandra Camille Sandoval, Jieyu Zhao, Marine Carpuat, Hal Daumé III

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We ask the question: Are there widespread disparities in machine translations of names across race/ethnicity, and gender? We hypothesize that the translation quality of names and surrounding context will be lower for names associated with US racial and ethnic minorities due to these systems’ tendencies to standardize language to predominant language patterns. We develop a dataset of names that are strongly demographically aligned and propose a translation evaluation procedure based on round-trip translation. We analyze the effect of name demographics on translation quality using generalized linear mixed effects models and find that the ability of translation systems to correctly translate female-associated names is significantly lower than male-associated names. This effect is particularly pronounced for female-associated names that are also associated with racial (Black) and ethnic (Hispanic) minorities. This disparity in translation quality between social groups for something as personal as someone's name has significant implications for people's professional, personal, and cultural identities, self-worth and ease of communication. Our findings suggest that more MT research is needed to improve the translation of names and to provide high-quality service for users regardless of gender, race, and ethnicity.

Long Main
Frugal Prompting for Dialog Models

Bishal Santra, Sakya Basak, Abhinandan De, Manish Gupta, Pawan Goyal

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The use of large language models (LLMs) in natural language processing (NLP) tasks is rapidly increasing, leading to changes in how researchers approach problems in the field. To fully utilize these models' abilities, a better understanding of their behavior for different input protocols is required. With LLMs, users can directly interact with the models through a text-based interface to define and solve various tasks. Hence, understanding the conversational abilities of these LLMs, which may not have been specifically trained for dialog modeling, is also important. This study examines different approaches for building dialog systems using LLMs by considering various aspects of the prompt. As part of prompt tuning, we experiment with various ways of providing instructions, exemplars, current query and additional context. The research also analyzes the representations of dialog history that have the optimal usable-information density. Based on the findings, the paper suggests more compact ways of providing dialog history information while ensuring good performance and reducing model's inference-API costs. The research contributes to a better understanding of how LLMs can be effectively used for building interactive systems.

Long Findings
Investigating Efficiently Extending Transformers for Long Input Summarization

Jason Phang, Yao Zhao, Peter J Liu

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While large pretrained Transformer models have proven highly capable at tackling natural language tasks, handling long sequence inputs still poses a significant challenge. One such task is long input summarization, where inputs are longer than the maximum input context of most models. Through an extensive set of experiments, we investigate what model architectural changes and pretraining paradigms most efficiently adapt a pretrained Transformer for long input summarization. We find that a staggered, block-local Transformer with global encoder tokens strikes a good balance of performance and efficiency, and that an additional pretraining phase on long sequences meaningfully improves downstream summarization performance. Based on our findings, we introduce PEGASUS-X, an extension of the PEGASUS model with additional long input pretraining to handle inputs of up to 16K tokens, which achieves strong performance on long input summarization tasks comparable with much larger models.

Long Main
CS2W: A Chinese Spoken-to-Written Style Conversion Dataset with Multiple Conversion Types

Zishan Guo, Linhao Yu, Minghui Xu, Renren Jin, Deyi Xiong

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Spoken texts (either manual or automatic transcriptions from automatic speech recognition (ASR)) often contain disfluencies and grammatical errors, which pose tremendous challenges to downstream tasks. Converting spoken into written language is hence desirable. Unfortunately, the availability of datasets for this is limited. To address this issue, we present CS2W, a Chinese Spoken-to-Written style conversion dataset comprising 7,237 spoken sentences extracted from transcribed conversational texts. Four types of conversion problems are covered in CS2W: disfluencies, grammatical errors, ASR transcription errors, and colloquial words. Our annotation convention, data, and code are publicly available at https://github.com/guozishan/CS2W.

Long Main
Unifying Cross-Lingual Transfer across Scenarios of Resource Scarcity

Alan Ansell, Marinela Parovic, Ivan Vulić, Anna Korhonen, Edoardo Ponti

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The scarcity of data in many of the world's languages necessitates the transfer of knowledge from other, resource-rich languages. However, the level of scarcity varies significantly across multiple dimensions, including: i) the amount of task-specific data available in the source and target languages; ii) the amount of monolingual and parallel data available for both languages; and iii) the extent to which they are supported by pretrained multilingual and translation models. Prior work has largely treated these dimensions and the various techniques for dealing with them separately; in this paper, we offer a more integrated view by exploring how to deploy the arsenal of cross-lingual transfer tools across a range of scenarios, especially the most challenging, low-resource ones. To this end, we run experiments on the AmericasNLI and NusaX benchmarks over 20 languages, simulating a range of few-shot settings. The best configuration in our experiments employed parameter-efficient language and task adaptation of massively multilingual Transformers, trained simultaneously on source language data and both machine-translated and natural data for multiple target languages. In addition, we show that pre-trained translation models can be easily adapted to unseen languages, thus extending the range of our hybrid technique and translation-based transfer more broadly. Beyond new insights into the mechanisms of cross-lingual transfer, we hope our work will provide practitioners with a toolbox to integrate multiple techniques for different real-world scenarios. Our code is available at https://github.com/parovicm/unified-xlt.

Long Main
A Tale of Pronouns: Interpretability Informs Gender Bias Mitigation for Fairer Instruction-Tuned Machine Translation

Giuseppe Attanasio, Flor Miriam Plaza-del-Arco, Debora Nozza, Anne Lauscher

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Recent instruction fine-tuned models can solve multiple NLP tasks when prompted to do so, with machine translation (MT) being a prominent use case. However, current research often focuses on standard performance benchmarks, leaving compelling fairness and ethical considerations behind. In MT, this might lead to misgendered translations, resulting, among other harms, in the perpetuation of stereotypes and prejudices. In this work, we address this gap by investigating whether and to what extent such models exhibit gender bias in machine translation and how we can mitigate it. Concretely, we compute established gender bias metrics on the WinoMT corpus from English to German and Spanish. We discover that IFT models default to male-inflected translations, even disregarding female occupational stereotypes. Next, using interpretability methods, we unveil that models systematically overlook the pronoun indicating the gender of a target occupation in misgendered translations. Finally, based on this finding, we propose an easy-to-implement and effective bias mitigation solution based on few-shot learning that leads to significantly fairer translations.

Long Main
DisCo: Distilled Student Models Co-training for Semi-supervised Text Mining

Weifeng Jiang, Qianren Mao, Chenghua Lin, Jianxin Li, Ting Deng, Weiyi Yang, Zheng Wang

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Many text mining models are constructed by fine-tuning a large deep pre-trained language model (PLM) in downstream tasks. However, a significant challenge that arises nowadays is how to maintain performance when we use a lightweight model with limited labeled samples. We present DisCo, a semi-supervised learning (SSL) framework for fine-tuning a cohort of small student models generated from a large PLM using knowledge distillation. Our key insight is to share complementary knowledge among distilled student cohorts to promote their SSL effectiveness. DisCo employs a novel co-training technique to optimize a cohort of multiple small student models by promoting knowledge sharing among students under diversified views: model views produced by different distillation strategies and data views produced by various input augmentations. We evaluate DisCo on both semi-supervised text classification and extractive summarization tasks. Experimental results show that DisCo can produce student models that are $7.6\times$ smaller and $4.8 \times$ faster in inference than the baseline PLMs while maintaining comparable performance. We also show that DisCo-generated student models outperform the similar-sized models elaborately tuned in distinct tasks.

Long Main
The Interpreter Understands Your Meaning: End-to-end Spoken Language Understanding Aided by Speech Translation

Mutian He, Philip N. Garner

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End-to-end spoken language understanding (SLU) remains elusive even with current large pretrained language models on text and speech, especially in multilingual cases. Machine translation has been established as a powerful pretraining objective on text as it enables the model to capture high-level semantics of the input utterance and associations between different languages, which is desired for speech models that work on lower-level acoustic frames. Motivated particularly by the task of cross-lingual SLU, we demonstrate that the task of speech translation (ST) is a good means of pretraining speech models for end-to-end SLU on both intra- and cross-lingual scenarios. By introducing ST, our models reach higher performance over baselines on monolingual and multilingual intent classification as well as spoken question answering using SLURP, MINDS-14, and NMSQA benchmarks. To verify the effectiveness of our methods, we also create new benchmark datasets from both synthetic and real sources, for speech summarization and low-resource/zero-shot transfer from English to French or Spanish. We further show the value of preserving knowledge for the ST pretraining task for better downstream performance, possibly using Bayesian transfer regularizers.

Long Findings
MacLaSa: Multi-Aspect Controllable Text Generation via Efficient Sampling from Compact Latent Space

Hanxing Ding, Liang Pang, Zihao Wei, Huawei Shen, Xueqi Cheng, Tat-Seng Chua

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Multi-aspect controllable text generation aims to generate fluent sentences that possess multiple desired attributes simultaneously. Traditional methods either require expensive iteration / searching within the discrete text space during the decoding stage, or train separate controllers for each aspect, resulting in a degradation of text quality due to the discrepancy between different aspects. To address these limitations, we introduce a novel approach for $\textbf{M}$ulti-$\textbf{a}$spect $\textbf{c}$ontrol, namely MacLaSa, that estimates compact $\textbf{La}$tent space for multiple aspects, and performs efficient $\textbf{Sa}$mpling with a fast sampler. To eliminate the domain discrepancies between different aspects, we first utilize a variational autoencoder (VAE) network to map text sequences from various data sources into close latent representations. The estimated latent space enables the formulation of joint energy-based models and the plugging in of arbitrary attribute discriminators to achieve multi-aspect control. Afterwards, we draw latent samples with a fast sampler based on ordinary differential equations and feed sampled examples to the VAE decoder to produce target text sequences. Experimental results demonstrate that MacLaSa outperforms strong baselines on both attribute relevance and textual quality while maintaining a high inference speed.

Long Findings
Dynosaur: A Dynamic Growth Paradigm for Instruction-Tuning Data Curation

Da Yin, Xiao Liu, Fan Yin, Ming Zhong, Hritik Bansal, Jiawei Han, Kai-Wei Chang

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Instruction tuning has emerged to enhance the capabilities of large language models (LLMs) to comprehend instructions and generate appropriate responses. Existing methods either manually annotate or employ LLM (e.g., GPT-series) to generate data for instruction tuning. However, they often overlook associating instructions with existing annotated datasets. In this paper, we propose Dynosaur, a dynamic growth paradigm for the automatic curation of instruction-tuning data. Based on the metadata of existing datasets, we use LLMs to automatically construct instruction-tuning data by identifying relevant data fields and generating appropriate instructions. By leveraging the existing annotated datasets, Dynosaur offers several advantages: 1) it reduces the API cost for generating instructions (e.g., it costs less than \$12 USD by calling GPT-3.5-turbo for generating 800K instruction tuning samples; 2) it provides high-quality data for instruction tuning (e.g., it performs better than Alpaca and Flan on Super-NI and Longform with comparable data sizes); and 3) it supports the continuous improvement of models by generating instruction-tuning data when a new annotated dataset becomes available. We further investigate a continual learning scheme for learning with the ever-growing instruction-tuning dataset, and demonstrate that replaying tasks with diverse instruction embeddings not only helps mitigate forgetting issues but generalizes to unseen tasks better. Code and data are available at https://github.com/WadeYin9712/Dynosaur.

Long Main
Are All Steps Equally Important? Benchmarking Essentiality Detection in Event Processes

Haoyu Wang, Hongming Zhang, Yueguan Wang, Yuqian Deng, Muhao Chen, Dan Roth

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Natural language often describes events in different granularities, such that more coarse-grained (goal) events can often be decomposed into fine-grained sequences of (step) events. A critical but overlooked challenge in understanding an event process lies in the fact that the step events are not equally important to the central goal. In this paper, we seek to fill this gap by studying how well current models can understand the essentiality of different step events towards a goal event. As discussed by cognitive studies, such an ability enables the machine to mimic human’s commonsense reasoning about preconditions and necessary efforts of daily-life tasks. Our work contributes with a high-quality corpus of (goal, step) pairs from a community guideline website WikiHow, where the steps are manually annotated with their essentiality w.r.t. the goal. The high IAA indicates that humans have a consistent understanding of the events. Despite evaluating various statistical and massive pre-trained NLU models, we observe that existing SOTA models all perform drastically behind humans, indicating the need for future investigation of this crucial yet challenging task.

Short Main
HPE: Answering Complex Questions over Text by Hybrid Question Parsing and Execution

Ye Liu, Semih Yavuz, Rui Meng, Dragomir Radev, Caiming Xiong, Shafiq Joty, Yingbo Zhou

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The dominant paradigm of textual question answering systems is based on end-to-end neural networks, which excels at answering natural language questions but falls short on complex ones. This stands in contrast to the broad adaptation of semantic parsing approaches over structured data sources (e.g., relational database, knowledge graphs), that convert natural language questions to logical forms and execute them with query engines. Towards combining the strengths of neural and symbolic methods, we propose a framework of question parsing and execution on textual QA. It comprises two central pillars: (1) We parse the question of varying complexity into an intermediate representation, named H-expression, which is composed of simple questions as the primitives and symbolic operations representing the relationships among them; (2) To execute the resulting H-expressions, we design a hybrid executor, which integrates the deterministic rules to translate the symbolic operations with a drop-in neural reader network to answer each decomposed simple question. Hence, the proposed framework can be viewed as a top-down question parsing followed by a bottom-up answer backtracking. The resulting H-expressions closely guide the execution process, offering higher precision besides better interpretability while still preserving the advantages of the neural readers for resolving its primitive elements. Our extensive experiments on MuSiQue, 2WikiQA, HotpotQA, and NQ show that the proposed parsing and hybrid execution framework outperforms existing approaches in supervised, few-shot, and zero-shot settings, while also effectively exposing its underlying reasoning process.

Long Findings
Language Model is Suitable for Correction of Handwritten Mathematical Expressions Recognition

Zui Chen, Jiaqi Han, Chaofan Yang, Yi Zhou

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Handwritten mathematical expression recognition (HMER) is a multidisciplinary task that generates LaTeX sequences from images. Existing approaches, employing tree decoders within attention-based encoder-decoder architectures, aim to capture the hierarchical tree structure, but are limited by CFGs and pre-generated triplet data, hindering expandability and neglecting visual ambiguity challenges. This article investigates the distinctive language characteristics of LaTeX mathematical expressions, revealing two key observations: 1) the presence of explicit structural symbols, and 2) the treatment of symbols, particularly letters, as minimal units with context-dependent semantics, representing variables or constants. Rooted in these properties, we propose that language models have the potential to synchronously and complementarily provide both structural and semantic information, making them suitable for correction of HMER. To validate our proposition, we propose an architecture called Recognize and Language Fusion Network (RLFN), which integrates recognition and language features to output corrected sequences while jointly optimizing with a string decoder recognition model. Experiments show that RLFN outperforms existing state-of-the-art methods on the CROHME 2014/2016/2019 datasets.

Long Main
Vicinal Risk Minimization for Few-Shot Cross-lingual Transfer in Abusive Language Detection

Gretel Liz De la Peña Sarracén, Paolo Rosso, Robert Litschko, Goran Glavaš, Simone Paolo Ponzetto

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Cross-lingual transfer learning from high-resource to medium and low-resource languages has shown encouraging results. However, the scarcity of resources in target languages remains a challenge. In this work, we resort to data augmentation and continual pre-training for domain adaptation to improve cross-lingual abusive language detection. For data augmentation, we analyze two existing techniques based on vicinal risk minimization and propose MIXAG, a novel data augmentation method which interpolates pairs of instances based on the angle of their representations. Our experiments involve seven languages typologically distinct from English and three different domains. The results reveal that the data augmentation strategies can enhance few-shot cross-lingual abusive language detection. Specifically, we observe that consistently in all target languages, MIXAG improves significantly in multidomain and multilingual environments. Finally, we show through an error analysis how the domain adaptation can favour the class of abusive texts (reducing false negatives), but at the same time, declines the precision of the abusive language detection model.

Long Main
Length-Adaptive Distillation: Customizing Small Language Model for Dynamic Token Pruning

Chang Liu, Chongyang Tao, Jianxin Liang, Jiazhan Feng, Tao Shen, Quzhe Huang, Dongyan Zhao

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Pre-trained language models greatly improve the performance of various tasks but at a cost of high computation overhead. To facilitate practical applications, there are mainly two lines of research to accelerate model inference: model compression and dynamic computation (e.g., dynamic token pruning). Existing works either adopt these methods individually or simply apply dynamic computation approaches upon a compressed small language model. We argue that they are sub-optimal since the two approaches are separately designed so the compressed model may not be tailored for dynamic computation. To tackle this problem and make compressed small language models faster, we propose Length-Adaptive Distillation, a two-stage knowledge distillation framework that aims to produce a customized small language model for dynamic token pruning. In the general distillation stage, we enforce the student to mimic and reconstruct the teacher's output based on the dynamically pruned representations. Then in the task-specific distillation stage, the student is further accustomed to token pruning while absorbing the task-specific knowledge. Experimental results on GLUE benchmark demonstrate that our method can make the small language model more customized for dynamic token pruning and achieve better speed-performance trade-off.

Long Findings
Toxicity, Morality, and Speech Act Guided Stance Detection

Apoorva Upadhyaya, Marco Fisichella, Wolfgang Nejdl

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In this work, we focus on the task of determining the public attitude toward various social issues discussed on social media platforms. Platforms such as Twitter, however, are often used to spread misinformation, fake news through polarizing views. Existing literature suggests that higher levels of toxicity prevalent in Twitter conversations often spread negativity and delay addressing issues. Further, the embedded moral values and speech acts specifying the intention of the tweet correlate with public opinions expressed on various topics. However, previous works, which mainly focus on stance detection, either ignore the speech act, toxic, and moral features of these tweets that can collectively help capture public opinion or lack an efficient architecture that can detect the attitudes across targets. Therefore, in our work, we focus on the main task of stance detection by exploiting the toxicity, morality, and speech act as auxiliary tasks. We propose a multitasking model TWISTED that initially extracts the valence, arousal, and dominance aspects hidden in the tweets and injects the emotional sense into the embedded text followed by an efficient attention framework to correctly detect the tweet's stance by using the shared features of toxicity, morality, and speech acts present in the tweet. Extensive experiments conducted on 4 benchmark stance detection datasets (SemEval-2016, P-Stance, COVID19-Stance, and ClimateChange) comprising different domains demonstrate the effectiveness and generalizability of our approach.

Long Findings