EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

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2,011papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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Indicative Summarization of Long Discussions

Shahbaz Syed, Dominik Schwabe, Khalid Al-Khatib, Martin Potthast

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Online forums encourage the exchange and discussion of different stances on many topics. Not only do they provide an opportunity to present one's own arguments, but may also gather a broad cross-section of others' arguments. However, the resulting long discussions are difficult to overview. This paper presents a novel unsupervised approach using large language models (LLMs) to generating indicative summaries for long discussions that basically serve as tables of contents. Our approach first clusters argument sentences, generates cluster labels as abstractive summaries, and classifies the generated cluster labels into argumentation frames resulting in a two-level summary. Based on an extensively optimized prompt engineering approach, we evaluate 19 LLMs for generative cluster labeling and frame classification. To evaluate the usefulness of our indicative summaries, we conduct a purpose-driven user study via a new visual interface called **Discussion Explorer**: It shows that our proposed indicative summaries serve as a convenient navigation tool to explore long discussions.

Long Main
A Framework for Vision-Language Warm-up Tasks in Multimodal Dialogue Models

Jaewook Lee, Seongsik Park, Seong-Heum Park, Hongjin Kim, Harksoo Kim

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Most research on multimodal open-domain dialogue agents has focused on pretraining and multi-task learning using additional rich datasets beyond a given target dataset. However, methods for exploiting these additional datasets can be quite limited in real-world settings, creating a need for more efficient methods for constructing agents based solely on the target dataset. To address these issues, we present a new learning strategy called vision-language warm-up tasks for multimodal dialogue models (VLAW-MDM). This strategy does not require the use of large pretraining or multi-task datasets but rather relies solely on learning from target data. Moreover, our proposed approach automatically generate captions for images and incorporate them into the model's input to improve the contextualization of visual information. Using this novel approach, we empirically demonstrate that our learning strategy is effective for limited data and relatively small models. The result show that our method achieved comparable and in some cases superior performance compared to existing state-of-the-art models on various evaluation metrics.

Long Main
Once is Enough: A Light-Weight Cross-Attention for Fast Sentence Pair Modeling

Yuanhang Yang, Shiyi Qi, Chuanyi Liu, Qifan Wang, Cuiyun Gao, Zenglin Xu

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Transformer-based models have achieved great success on sentence pair modeling tasks, such as answer selection and natural language inference (NLI). These models generally perform cross-attention over input pairs, leading to prohibitive computational cost. Recent studies propose dual-encoder and late interaction architectures for faster computation. However, the balance between the expressive of cross-attention and computation speedup still needs better coordinated. To this end, this paper introduces a novel paradigm TopicAns for efficient sentence pair modeling. TopicAns involves a lightweight cross-attention mechanism. It conducts query encoding only once while modeling the query-candidate interaction in parallel. Extensive experiments conducted on four tasks demonstrate that our TopicAnscan speed up sentence pairing by over 113x while achieving comparable performance as the more expensive cross-attention models.

Short Main
SWEET - Weakly Supervised Person Name Extraction for Fighting Human Trafficking

Javin Liu, Hao Yu, Vidya Sujaya, Pratheeksha Nair, Kellin Pelrine, Reihaneh Rabbany

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In this work, we propose a weak supervision pipeline SWEET: Supervise Weakly for Entity Extraction to fight Trafficking for extracting person names from noisy escort advertisements. Our method combines the simplicity of rule-matching (through antirules, i.e., negated rules) and the generalizability of large language models fine-tuned on benchmark, domain-specific and synthetic datasets, treating them as weak labels. One of the major challenges in this domain is limited labeled data. SWEET addresses this by obtaining multiple weak labels through labeling functions and effectively aggregating them. SWEET outperforms the previous supervised SOTA method for this task by 9% F1 score on domain data and better generalizes to common benchmark datasets. Furthermore, we also release HTGEN, a synthetically generated dataset of escort advertisements (built using ChatGPT) to facilitate further research within the community.

Long Findings
Plan, Verify and Switch: Integrated Reasoning with Diverse X-of-Thoughts

Tengxiao Liu, Qipeng Guo, Yuqing Yang, Xiangkun Hu, Yue Zhang, Xipeng Qiu, Zheng Zhang

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As large language models (LLMs) have shown effectiveness with different prompting methods, such as Chain of Thought, Program of Thought, we find that these methods have formed a great complementarity to each other on math reasoning tasks. In this work, we propose XoT, an integrated problem solving framework by prompting LLMs with diverse reasoning thoughts. For each question, XoT always begins with selecting the most suitable method then executes each method iteratively. Within each iteration, XoT actively checks the validity of the generated answer and incorporates the feedback from external executors, allowing it to dynamically switch among different prompting methods. Through extensive experiments on 10 popular math reasoning datasets, we demonstrate the effectiveness of our proposed approach and thoroughly analyze the strengths of each module. Moreover, empirical results suggest that our framework is orthogonal to recent work that makes improvements on single reasoning methods and can further generalise to logical reasoning domain. By allowing method switching, XoT provides a fresh perspective on the collaborative integration of diverse reasoning thoughts in a unified framework.

Long Main
GLEN: General-Purpose Event Detection for Thousands of Types

Sha Li, Qiusi Zhan, Kathryn Conger, Martha Palmer, Heng Ji, Jiawei Han

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The progress of event extraction research has been hindered by the absence of wide-coverage, large-scale datasets. To make event extraction systems more accessible, we build a general-purpose event detection dataset GLEN, which covers 205K event mentions with 3,465 different types, making it more than 20x larger in ontology than today's largest event dataset. GLEN is created by utilizing the DWD Overlay, which provides a mapping between Wikidata Qnodes and PropBank rolesets. This enables us to use the abundant existing annotation for PropBank as distant supervision. In addition, we also propose a new multi-stage event detection model specifically designed to handle the large ontology size in GLEN. We show that our model exhibits superior performance compared to a range of baselines including InstructGPT. Finally, we perform error analysis and show that label noise is still the largest challenge for improving performance for this new dataset.

Long Main
Watermarking LLMs with Weight Quantization

Linyang Li, Botian Jiang, Pengyu Wang, Ke Ren, Hang Yan, Xipeng Qiu

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Abuse of large language models reveals high risks as large language models are being deployed at an astonishing speed. It is important to protect the model weights to avoid malicious usage that violates licenses of open-source large language models. This paper proposes a novel watermarking strategy that plants watermarks in the quantization process of large language models without pre-defined triggers during inference. The watermark works when the model is used in the fp32 mode and remains hidden when the model is quantized to int8, in this way, the users can only inference the model without further supervised fine-tuning of the model. We successfully plant the watermark into open-source large language model weights including GPT-Neo and LLaMA. We hope our proposed method can provide a potential direction for protecting model weights in the era of large language model applications.

Long Findings
Hierarchical Pretraining on Multimodal Electronic Health Records

Xiaochen Wang, Junyu Luo, Jiaqi Wang, Ziyi Yin, Suhan Cui, Yuan Zhong, Yaqing Wang, Fenglong Ma

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Pretraining has proven to be a powerful technique in natural language processing (NLP), exhibiting remarkable success in various NLP downstream tasks. However, in the medical domain, existing pretrained models on electronic health records (EHR) fail to capture the hierarchical nature of EHR data, limiting their generalization capability across diverse downstream tasks using a single pretrained model. To tackle this challenge, this paper introduces a novel, general, and unified pretraining framework called MedHMP, specifically designed for hierarchically multimodal EHR data. The effectiveness of the proposed MedHMP is demonstrated through experimental results on eight downstream tasks spanning three levels. Comparisons against eighteen baselines further highlight the efficacy of our approach.

Long Main
Disentangling Extraction and Reasoning in Multi-hop Spatial Reasoning

Roshanak Mirzaee, Parisa Kordjamshidi

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Spatial reasoning over text is challenging as the models not only need to extract the direct spatial information from the text but also reason over those and infer implicit spatial relations. Recent studies highlight the struggles even large language models encounter when it comes to performing spatial reasoning over text. In this paper, we explore the potential benefits of disentangling the processes of information extraction and reasoning in models to address this challenge. To explore this, we design various models that disentangle extraction and reasoning(either symbolic or neural) and compare them with state-of-the-art(SOTA) baselines with no explicit design for these parts. Our experimental results consistently demonstrate the efficacy of disentangling, showcasing its ability to enhance models' generalizability within realistic data domains.

Long Findings
Critic-Driven Decoding for Mitigating Hallucinations in Data-to-text Generation

Mateusz Lango, Ondřej Dušek

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Hallucination of text ungrounded in the input is a well-known problem in neural data-to-text generation. Many methods have been proposed to mitigate it, but they typically require altering model architecture or collecting additional data, and thus cannot be easily applied to an existing model. In this paper, we explore a new way to mitigate hallucinations by combining the probabilistic output of a generator language model (LM) with the output of a special “text critic” classifier, which guides the generation by assessing the match between the input data and the text generated so far. Our method does not need any changes to the underlying LM's architecture or training procedure and can thus be combined with any model and decoding operating on word probabilities. The critic does not need any additional training data, using the base LM's training data and synthetic negative examples. Our experimental results show that our method improves over the baseline on the WebNLG and OpenDialKG benchmarks.

Short Main
PsyAttention: Psychological Attention Model for Personality Detection

Baohua Zhang, Yongyi Huang, Wenyao Cui, Zhang Huaping, Jianyun Shang

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Work on personality detection has tended to incorporate psychological features from different personality models, such as BigFive and MBTI. There are more than 900 psychological features, each of which is helpful for personality detection. However, when used in combination, the application of different calculation standards among these features may result in interference between features calculated using distinct systems, thereby introducing noise and reducing performance. This paper adapts different psychological models in the proposed PsyAttention for personality detection, which can effectively encode psychological features, reducing their number by 85%. In experiments on the BigFive and MBTI models, PysAttention achieved average accuracy of 65.66% and 86.30%, respectively, outperforming state-of-the-art methods, indicating that it is effective at encoding psychological features.

Long Findings
RoAST: Robustifying Language Models via Adversarial Perturbation with Selective Training

Jaehyung Kim, Yuning Mao, Rui Hou, Hanchao Yu, Davis Liang, Pascale Fung, Qifan Wang, Fuli Feng, Lifu Huang, Madian Khabsa

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Fine-tuning pre-trained language models (LMs) has become the de facto standard in many NLP tasks. Nevertheless, fine-tuned LMs are still prone to robustness issues, such as adversarial robustness and model calibration. Several perspectives of robustness for LMs have been studied independently, but lacking a unified consideration in multiple perspectives. In this paper, we propose Robustifying LMs via Adversarial perturbation with Selective Training (RoAST), a simple yet effective fine-tuning technique to enhance the multi-perspective robustness of LMs in a unified way. RoAST effectively incorporates two important sources for the model robustness, robustness on the perturbed inputs and generalizable knowledge in pre-trained LMs. To be specific, RoAST introduces adversarial perturbation during fine-tuning while the model parameters are selectively updated upon their relative importance to minimize unnecessary deviation. Under a unified evaluation of fine-tuned LMs by incorporating four representative perspectives of model robustness, we demonstrate the effectiveness of RoAST compared to state-of-the-art fine-tuning methods on six different types of LMs, which indicates its usefulness in practice.

Long Findings
Bridging the Gap between Synthetic and Authentic Images for Multimodal Machine Translation

Wenyu Guo, Qingkai Fang, Dong Yu, Yang Feng

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Multimodal machine translation (MMT) simultaneously takes the source sentence and a relevant image as input for translation. Since there is no paired image available for the input sentence in most cases, recent studies suggest utilizing powerful text-to-image generation models to provide image inputs. Nevertheless, synthetic images generated by these models often follow different distributions compared to authentic images. Consequently, using authentic images for training and synthetic images for inference can introduce a distribution shift, resulting in performance degradation during inference. To tackle this challenge, in this paper, we feed synthetic and authentic images to the MMT model, respectively. Then we minimize the gap between the synthetic and authentic images by drawing close the input image representations of the Transformer Encoder and the output distributions of the Transformer Decoder. Therefore, we mitigate the distribution disparity introduced by the synthetic images during inference, thereby freeing the authentic images from the inference process. Experimental results show that our approach achieves state-of-the-art performance on the Multi30K En-De and En-Fr datasets, while remaining independent of authentic images during inference.

Long Main
DEPN: Detecting and Editing Privacy Neurons in Pretrained Language Models

Xinwei Wu, Junzhuo Li, Minghui Xu, Weilong Dong, Shuangzhi Wu, Chao Bian, Deyi Xiong

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Pretrained language models have learned a vast amount of human knowledge from large-scale corpora, but their powerful memorization capability also brings the risk of data leakage. Some risks may only be discovered after the model training is completed, such as the model memorizing a specific phone number and frequently outputting it. In such cases, model developers need to eliminate specific data influences from the model to mitigate legal and ethical penalties. To effectively mitigate these risks, people often have to spend a significant amount of time and computational costs to retrain new models instead of finding ways to cure the 'sick' models. Therefore, we propose a method to locate and erase risky neurons in order to eliminate the impact of privacy data in the model. We use a new method based on integrated gradients to locate neurons associated with privacy texts, and then erase these neurons by setting their activation values to zero.Furthermore, we propose a risky neuron aggregation method to eliminate the influence of privacy data in the model in batches. Experimental results show that our method can effectively and quickly eliminate the impact of privacy data without affecting the model's performance. Additionally, we demonstrate the relationship between model memorization and neurons through experiments, further illustrating the robustness of our method.

Long Main
The Law and NLP: Bridging Disciplinary Disconnects

Robert Mahari, Dominik Stammbach, Elliott Ash, Alex Pentland

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Legal practice is intrinsically rooted in the fabric of language, yet legal practitioners and scholars have been slow to adopt tools from natural language processing (NLP). At the same time, the legal system is experiencing an access to justice crisis, which could be partially alleviated with NLP. In this position paper, we argue that the slow uptake of NLP in legal practice is exacerbated by a disconnect between the needs of the legal community and the focus of NLP researchers. In a review of recent trends in the legal NLP literature, we find limited overlap between the legal NLP community and legal academia. Our interpretation is that some of the most popular legal NLP tasks fail to address the needs of legal practitioners. We discuss examples of legal NLP tasks that promise to bridge disciplinary disconnects and highlight interesting areas for legal NLP research that remain underexplored.

Short Findings
Investigating Bias in Multilingual Language Models: Cross-Lingual Transfer of Debiasing Techniques

Manon Reusens, Philipp Borchert, Margot Mieskes, Jochen De Weerdt, Bart Baesens

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This paper investigates the transferability of debiasing techniques across different languages within multilingual models. We examine the applicability of these techniques in English, French, German, and Dutch. Using multilingual BERT (mBERT), we demonstrate that cross-lingual transfer of debiasing techniques is not only feasible but also yields promising results. Surprisingly, our findings reveal no performance disadvantages when applying these techniques to non-English languages. Using translations of the CrowS-Pairs dataset, our analysis identifies SentenceDebias as the best technique across different languages, reducing bias in mBERT by an average of 13%. We also find that debiasing techniques with additional pretraining exhibit enhanced cross-lingual effectiveness for the languages included in the analyses, particularly in lower-resource languages. These novel insights contribute to a deeper understanding of bias mitigation in multilingual language models and provide practical guidance for debiasing techniques in different language contexts.

Short Main
Symbolization, Prompt, and Classification: A Framework for Implicit Speaker Identification in Novels

Yue Chen, Tianwei He, Hongbin Zhou, Jia-Chen Gu, Heng Lu, Zhen-Hua Ling

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Speaker identification in novel dialogues can be widely applied to various downstream tasks, such as producing multi-speaker audiobooks and converting novels into scripts. However, existing state-of-the-art methods are limited to handling explicit narrative patterns like "Tom said, '...'", unable to thoroughly understand long-range contexts and to deal with complex cases. To this end, we propose a framework named SPC, which identifies implicit speakers in novels via symbolization, prompt, and classification. First, SPC symbolizes the mentions of candidate speakers to construct a unified label set. Then, by inserting a prompt we re-formulate speaker identification as a classification task to minimize the gap between the training objectives of speaker identification and the pre-training task. Two auxiliary tasks are also introduced in SPC to enhance long-range context understanding. Experimental results show that SPC outperforms previous methods by a large margin of 4.8% accuracy on the web novel collection, which reduces 47% of speaker identification errors, and also outperforms the emerging ChatGPT. In addition, SPC is more accurate in implicit speaker identification cases that require long-range context semantic understanding.

Long Findings
Can Language Models Laugh at YouTube Short-form Videos?

Dayoon Ko, Sangho Lee, Gunhee Kim

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As short-form funny videos on social networks are gaining popularity, it becomes demanding for AI models to understand them for better communication with humans. Unfortunately, previous video humor datasets target specific domains such as speeches or sitcoms, and mostly focus on verbal cues. We curate a user-generated dataset of 10K multimodal funny videos from YouTube, called ExFunTube. Using a video filtering pipeline with GPT-3.5, we verify both verbal and visual elements contributing to humor. After filtering, we annotate each video with timestamps and text explanations for funny moments. Our ExFunTube is unique over existing datasets in that our videos cover a wide range of domains with various types of humor that necessitate a multimodal understanding of the content. Also, we develop a zero-shot video-to-text prompting to maximize video humor understanding of large language models (LLMs). With three different evaluation methods using automatic scores, rationale quality experiments, and human evaluations, we show that our prompting significantly improves LLMs' ability for humor explanation.

Long Main
Random Entity Quantization for Parameter-Efficient Compositional Knowledge Graph Representation

Jiaang Li, Quan Wang, Yi Liu, Licheng Zhang, Zhendong Mao

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Representation Learning on Knowledge Graphs (KGs) is essential for downstream tasks. The dominant approach, KG Embedding (KGE), represents entities with independent vectors and faces the scalability challenge. Recent studies propose an alternative way for parameter efficiency, which represents entities by composing entity-corresponding codewords matched from predefined small-scale codebooks. We refer to the process of obtaining corresponding codewords of each entity as entity quantization, for which previous works have designed complicated strategies. Surprisingly, this paper shows that simple random entity quantization can achieve similar results to current strategies. We analyze this phenomenon and reveal that entity codes, the quantization outcomes for expressing entities, have higher entropy at the code level and Jaccard distance at the codeword level under random entity quantization. Therefore, different entities become more easily distinguished, facilitating effective KG representation. The above results show that current quantization strategies are not critical for KG representation, and there is still room for improvement in entity distinguishability beyond current strategies.

Long Main
Open-Ended Instructable Embodied Agents with Memory-Augmented Large Language Models

Gabriel Herbert Sarch, Yue Wu, Michael J. Tarr, Katerina Fragkiadaki

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Pre-trained and frozen LLMs can effectively map simple scene re-arrangement instructions to programs over a robot's visuomotor functions through appropriate few-shot example prompting. To parse open-domain natural language and adapt to a user's idiosyncratic procedures, not known during prompt engineering time, fixed prompts fall short. In this paper, we introduce HELPER, an embodied agent equipped with an external memory of language-program pairs that parses free-form human-robot dialogue into action programs through retrieval-augmented LLM prompting: relevant memories are retrieved based on the current dialogue, instruction, correction or VLM description, and used as in-context prompt examples for LLM querying. The memory is expanded during deployment to include pairs of user's language and action plans, to assist future inferences and personalize them to the user's language and routines. HELPER sets a new state-of-the-art in the TEACh benchmark in both Execution from Dialog History (EDH) and Trajectory from Dialogue (TfD), with 1.7x improvement over the previous SOTA for TfD. Our models, code and video results can be found in our project's website: https://helper-agent-llm.github.io.

Long Findings