EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

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2,011papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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ChatGPT to Replace Crowdsourcing of Paraphrases for Intent Classification: Higher Diversity and Comparable Model Robustness

Jan Cegin, Jakub Simko, Peter Brusilovsky

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The emergence of generative large language models (LLMs) raises the question: what will be its impact on crowdsourcing? Traditionally, crowdsourcing has been used for acquiring solutions to a wide variety of human-intelligence tasks, including ones involving text generation, modification or evaluation. For some of these tasks, models like ChatGPT can potentially substitute human workers. In this study, we investigate whether this is the case for the task of paraphrase generation for intent classification. We apply data collection methodology of an existing crowdsourcing study (similar scale, prompts and seed data) using ChatGPT and Falcon-40B. We show that ChatGPT-created paraphrases are more diverse and lead to at least as robust models.

Long Main
Multi-Granularity Information Interaction Framework for Incomplete Utterance Rewriting

Haowei Du, Dinghao Zhang, Chen Li, Yang Li, Dongyan Zhao

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Recent approaches in Incomplete Utterance Rewriting (IUR) fail to capture the source of important words, which is crucial to edit the incomplete utterance, and introduce words from irrelevant utterances. We propose a novel and effective multi-task information interaction framework including context selection, edit matrix construction, and relevance merging to capture the multi-granularity of semantic information. Benefiting from fetching the relevant utterance and figuring out the important words, our approach outperforms existing state-of-the-art models on two benchmark datasets Restoration-200K and CANAND in this field.

Short Findings
Query-as-context Pre-training for Dense Passage Retrieval

Xing W, Guangyuan Ma, Wanhui Qian, Zijia Lin, Songlin Hu

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Recently, methods have been developed to improve the performance of dense passage retrieval by using context-supervised pre-training. These methods simply consider two passages from the same document to be relevant, without taking into account the potential negative impacts of weakly correlated pairs. Thus, this paper proposes query-as-context pre-training, a simple yet effective pre-training technique to alleviate the issue. Query-as-context pre-training assumes that the query derived from a passage is more likely to be relevant to that passage and forms a passage-query pair. These passage-query pairs are then used in contrastive or generative context-supervised pre-training. The pre-trained models are evaluated on large-scale passage retrieval benchmarks and out-of-domain zero-shot benchmarks. Experimental results show that query-as-context pre-training brings considerable gains for retrieval performances, demonstrating its effectiveness and efficiency.

Long Main
Accuracy is not enough: Evaluating Personalization in Summarizers

Rahul Vansh, Darsh Rank, Sourish Dasgupta, Tanmoy Chakraborty

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Text summarization models are evaluated in terms of their accuracy and quality using various measures such as ROUGE, BLEU, METEOR, BERTScore, PYRAMID, readability, and several other recently proposed ones. The central objective of all accuracy measures is to evaluate the model's ability to capture $\textit{saliency}$ accurately. Since saliency is subjective w.r.t the readers' preferences, there cannot be a fit-all summary for a given document. This means that in many use-cases, summarization models need to be personalized w.r.t user-profiles. However, to our knowledge, there is no measure to evaluate the $\textit{degree-of-personalization}$ of a summarization model. In this paper, we first establish that existing accuracy measures cannot evaluate the degree of personalization of any summarization model, and then propose a novel measure, called $EGISES$, for automatically computing the same. Using the PENS dataset released by Microsoft Research, we analyze the degree of personalization of ten different state-of-the-art summarization models (both extractive and abstractive), five of which are explicitly trained for personalized summarization, and the remaining are appropriated to exhibit personalization. We conclude by proposing a generalized accuracy measure, called $P$-$Accuracy$, for designing accuracy measures that should also take personalization into account and demonstrate the robustness and reliability of the measure through meta-evaluation.

Long Findings
For Generated Text, Is NLI-Neutral Text the Best Text?

Michail Mersinias, Kyle Mahowald

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We explore incorporating natural language inference (NLI) into the text generative pipeline by using a pre-trained NLI model to assess whether a generated sentence entails, contradicts, or is neutral to the prompt and preceding text. First, we show that the NLI task is predictive of generation errors made by GPT-3. We use these results to develop an NLI-informed generation procedure for GPT-J. Then, we evaluate these generations by obtaining human annotations on error types and overall quality. We find that an NLI strategy of maximizing entailment improves text generation when the nucleus sampling randomness parameter value is high, while one which maximizes contradiction is in fact productive when the parameter value is low. Overall, though, we demonstrate that an NLI strategy of maximizing the neutral class provides the highest quality of generated text (significantly better than the vanilla generations), regardless of parameter value.

Short Findings
A Suite of Generative Tasks for Multi-Level Multimodal Webpage Understanding

Andrea Burns, Krishna Srinivasan, Joshua Ainslie, Geoff Brown, Bryan A. Plummer, Kate Saenko, Jianmo Ni, Mandy Guo

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Webpages have been a rich, scalable resource for vision-language and language only tasks. Yet only pieces of webpages are kept in existing datasets: image-caption pairs, long text articles, or raw HTML, never all in one place. Webpage tasks have resultingly received little attention and structured image-text data left underused. To study multimodal webpage understanding, we introduce the Wikipedia Webpage suite (WikiWeb2M) containing 2M pages with all of the associated image, text, and structure data. We verify its utility on three generative tasks: page description generation, section summarization, and contextual image captioning. We design a novel attention mechanism Prefix Global, which selects the most relevant image and text content as global tokens to attend to the rest of the webpage for context. By using page structure to separate such tokens, it performs better than full attention with lower computational complexity. Extensive experiments show that the new data in WikiWeb2M improves task performance compared to prior work.

Long Main
Combining Counting Processes and Classification Improves a Stopping Rule for Technology Assisted Review

Reem Bin Hezam, Mark Stevenson

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Technology Assisted Review (TAR) stopping rules aim to reduce the cost of manually assessing documents for relevance by minimising the number of documents that need to be examined to ensure a desired level of recall. This paper extends an effective stopping rule using information derived from a text classifier that can be trained without the need for any additional annotation. Experiments on multiple data sets (CLEF e-Health, TREC Total Recall, TREC Legal and RCV1) showed that the proposed approach consistently improves performance and outperforms several alternative methods.

Short Findings
Complexity-Guided Curriculum Learning for Text Graphs

Nidhi Vakil, Hadi Amiri

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Curriculum learning provides a systematic approach to training. It refines training progressively, tailors training to task requirements, and improves generalization through exposure to diverse examples. We present a curriculum learning approach that builds on existing knowledge about text and graph complexity formalisms for training with text graph data. The core part of our approach is a novel data scheduler, which employs ``spaced repetition'' and complexity formalisms to guide the training process. We demonstrate the effectiveness of the proposed approach on several text graph tasks and graph neural network architectures. The proposed model gains more and uses less data; consistently prefers text over graph complexity indices throughout training, while the best curricula derived from text and graph complexity indices are equally effective; and it learns transferable curricula across GNN models and datasets. In addition, we find that both node-level (local) and graph-level (global) graph complexity indices, as well as shallow and traditional text complexity indices play a crucial role in effective curriculum learning.

Long Findings
Democratizing Reasoning Ability: Tailored Learning from Large Language Model

Zhaoyang Wang, Shaohan Huang, Yuxuan Liu, Jiahai Wang, Minghui Song, Zihan Zhang, Haizhen Huang, Furu Wei, Weiwei Deng, Feng Sun, Qi Zhang

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Large language models (LLMs) exhibit impressive emergent abilities in natural language processing, but their democratization is hindered due to huge computation requirements and closed-source nature. Recent research on advancing open-source smaller LMs by distilling knowledge from black-box LLMs has obtained promising results in the instruction-following ability. However, the reasoning ability which is more challenging to foster, is relatively rarely explored. In this paper, we propose a tailored learning approach to distill such reasoning ability to smaller LMs to facilitate the democratization of the exclusive reasoning ability. In contrast to merely employing LLM as a data annotator, we exploit the potential of LLM as a reasoning teacher by building an interactive multi-round learning paradigm. This paradigm enables the student to expose its deficiencies to the black-box teacher who then can provide customized training data in return. Further, to exploit the reasoning potential of the smaller LM, we propose self-reflection learning to motivate the student to learn from self-made mistakes. The learning from self-reflection and LLM are all tailored to the student's learning status, thanks to the seamless integration with the multi-round learning paradigm. Comprehensive experiments and analysis on mathematical and commonsense reasoning tasks demonstrate the effectiveness of our method. The code will be available at https://github.com/Raibows/Learn-to-Reason.

Long Main
CoVariance-based Causal Debiasing for Entity and Relation Extraction

Lin Ren, Yongbin Liu, Yixin Cao, Chunping Ouyang

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Joint entity and relation extraction tasks aim to recognize named entities and extract relations simultaneously. Suffering from a variety of data biases, such as data selection bias, and distribution bias (out of distribution, long-tail distribution), serious concerns can be witnessed to threaten the model's transferability, robustness, and generalization. In this work, we address the above problems from a causality perspective. We propose a novel causal framework called c$\underline{\textbf{o}}$variance and $\underline{\textbf{v}}$ariance $\underline{\textbf{o}}$ptimization framework (OVO) to optimize feature representations and conduct general debiasing. In particular, the proposed $\underline{\textbf{c}}$ovariance $\underline{\textbf{op}}$timizing (COP) minimizes characterizing features' covariance for alleviating the selection and distribution bias and enhances feature representation in the feature space. Furthermore, based on the causal backdoor adjustment, we propose $\\underline{\textbf{v}}$ariance $\underline{\textbf{op}}$timizing (VOP) separates samples in terms of label information and minimizes the variance of each dimension in the feature vectors of the same class label for mitigating the distribution bias further. By applying it to three strong baselines in two widely used datasets, the results demonstrate the effectiveness and generalization of OVO for joint entity and relation extraction tasks. Furthermore, a fine-grained analysis reveals that OVO possesses the capability to mitigate the impact of long-tail distribution.

Long Findings
Multi-label and Multi-target Sampling of Machine Annotation for Computational Stance Detection

Zhengyuan Liu, Hai Leong Chieu, Nancy F. Chen

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Data collection from manual labeling provides domain-specific and task-aligned supervision for data-driven approaches, and a critical mass of well-annotated resources is required to achieve reasonable performance in natural language processing tasks. However, manual annotations are often challenging to scale up in terms of time and budget, especially when domain knowledge, capturing subtle semantic features, and reasoning steps are needed. In this paper, we investigate the efficacy of leveraging large language models on automated labeling for computational stance detection. We empirically observe that while large language models show strong potential as an alternative to human annotators, their sensitivity to task-specific instructions and their intrinsic biases pose intriguing yet unique challenges in machine annotation. We introduce a multi-label and multi-target sampling strategy to optimize the annotation quality. Experimental results on the benchmark stance detection corpora show that our method can significantly improve performance and learning efficacy.

Short Findings
OpenAsp: A Benchmark for Multi-document Open Aspect-based Summarization

Shmuel Amar, Liat Schiff, Ori Ernst, Asi Shefer, Ori Shapira, Ido Dagan

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The performance of automatic summarization models has improved dramatically in recent years. Yet, there is still a gap in meeting specific information needs of users in real-world scenarios, particularly when a targeted summary is sought, such as in the useful aspect-based summarization setting targeted in this paper. Previous datasets and studies for this setting have predominantly concentrated on a limited set of pre-defined aspects, focused solely on single document inputs, or relied on synthetic data. To advance research on more realistic scenarios, we introduce OpenAsp, a benchmark for multi-document open aspect-based summarization. This benchmark is created using a novel and cost-effective annotation protocol, by which an open aspect dataset is derived from existing generic multi-document summarization datasets. We analyze the properties of OpenAsp showcasing its high-quality content. Further, we show that the realistic open-aspect setting realized in OpenAsp poses a challenge for current state-of-the-art summarization models, as well as for large language models.

Long Main
In What Languages are Generative Language Models the Most Formal? Analyzing Formality Distribution across Languages

Asım Ersoy, Gerson Vizcarra, Tahsin Mayeesha, Benjamin Muller

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Multilingual generative language models (LMs) are increasingly fluent in a large variety of languages. Trained on the concatenation of corpora in multiple languages, they enable powerful transfer from high-resource languages to low-resource ones. However, it is still unknown what cultural biases are induced in the predictions of these models. In this work, we focus on one language property highly influenced by culture: formality. We analyze the formality distributions of XGLM and BLOOM's predictions, two popular generative multilingual language models, in 5 languages. We classify 1,200 generations per language as formal, informal, or incohesive and measure the impact of the prompt formality on the predictions. Overall, we observe a diversity of behaviors across the models and languages. For instance, XGLM generates informal text in Arabic and Bengali when conditioned with informal prompts, much more than BLOOM. In addition, even though both models are highly biased toward the formal style when prompted neutrally, we find that the models generate a significant amount of informal predictions even when prompted with formal text. We release with this work 6,000 annotated samples, paving the way for future work on the formality of generative multilingual LMs.

Long Findings
MaXM: Towards Multilingual Visual Question Answering

Soravit Changpinyo, Linting Xue, Michal Yarom, Ashish V Thapliyal, Idan Szpektor, Julien Amelot, Xi Chen, Radu Soricut

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Visual Question Answering (VQA) has been primarily studied through the lens of the English language. Yet, tackling VQA in other languages in the same manner would require a considerable amount of resources. In this paper, we propose scalable solutions to multilingual visual question answering (mVQA), on both data and modeling fronts. We first propose a translation-based framework to mVQA data generation that requires much less human annotation efforts than the conventional approach of directly collection questions and answers. Then, we apply our framework to the multilingual captions in the Crossmodal-3600 dataset and develop an efficient annotation protocol to create MaXM, a test-only VQA benchmark in 7 diverse languages. Finally, we develop a simple, lightweight, and effective approach as well as benchmark state-of-the-art English and multilingual VQA models. We hope that our benchmark encourages further research on mVQA.

Long Findings
PEFTDebias : Capturing debiasing information using PEFTs

Sumit Agarwal, Aditya Srikanth Veerubhotla, Srijan Bansal

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The increasing use of foundation models highlights the urgent need to address and eliminate implicit biases present in them that arise during pretraining. In this paper, we introduce PEFTDebias, a novel approach that employs parameter-efficient fine-tuning (PEFT) to mitigate the biases within foundation models. PEFTDebias consists of two main phases: an upstream phase for acquiring debiasing parameters along a specific bias axis, and a downstream phase where these parameters are incorporated into the model and frozen during the fine-tuning process. By evaluating on four datasets across two bias axes namely gender and race, we find that downstream biases can be effectively reduced with PEFTs. In addition, we show that these parameters possess axis-specific debiasing characteristics, enabling their effective transferability in mitigating biases in various downstream tasks.

Short Main
Byte Pair Encoding for Symbolic Music

Nathan Fradet, Nicolas Gutowski, Fabien Chhel, Jean-Pierre Briot

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When used with deep learning, the symbolic music modality is often coupled with language model architectures. To do so, the music needs to be tokenized, i.e. converted into a sequence of discrete tokens. This can be achieved by different approaches, as music can be composed of simultaneous tracks, of simultaneous notes with several attributes. Until now, the proposed tokenizations rely on small vocabularies of tokens describing the note attributes and time events, resulting in fairly long token sequences, and a sub-optimal use of the embedding space of language models. Recent research has put efforts on reducing the overall sequence length by merging embeddings or combining tokens. In this paper, we show that Byte Pair Encoding, a compression technique widely used for natural language, significantly decreases the sequence length while increasing the vocabulary size. By doing so, we leverage the embedding capabilities of such models with more expressive tokens, resulting in both better results and faster inference in generation and classification tasks. The [source code is shared on Github](https://github.com/Natooz/bpe-symbolic-music), along with a [companion website](https://Natooz.github.io/BPE-Symbolic-Music). Finally, BPE is directly implemented in [MidiTok](https://github.com/Natooz/MidiTok), allowing the reader to easily benefit from this method.

Long Main
Efficient Latent Variable Modeling for Knowledge-Grounded Dialogue Generation

Gunsoo Han, Daejin Jo, Daniel Wontae Nam, Eunseop Yoon, Taehwan Kwon, Seungeun Rho, Kyoung-Woon On, Chang D. Yoo, Sungwoong Kim

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Knowledge-grounded dialogue generation requires first retrieving appropriate external knowledge based on a conversational context and then generating a response grounded on the retrieved knowledge. In general, these two sequential modules, a knowledge retriever and a response generator, have been separately trained in a supervised manner. However, obtaining intermediate labels of the ground-truth knowledge is expensive, especially in open-domain conversations. Latent variable modeling avoids this need for the labels. In this paper, we propose an efficient algorithm for this latent variable modeling that is able to leverage a large amount of dialogue data. Rather than directly training the complex retriever, we adapt a query generator with an off-the-shelf retriever, and the query generator and response generator are simultaneously trained over the latent variable of query. Moreover, we employ lower bound of the evidence as a training objective and modify it to robustly perform the joint training. Experimental results on diverse knowledge-grounded dialogue datasets show that the proposed algorithm significantly outperforms the supervised learning algorithm even without the use of the annotated knowledge while maintaining efficiency and scalability.

Long Findings
Combining Denoising Autoencoders with Contrastive Learning to fine-tune Transformer Models

Alejo Lopez-Avila, Víctor Suárez-Paniagua

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Recently, using large pre-trained Transformer models for transfer learning tasks has evolved to the point where they have become one of the flagship trends in the Natural Language Processing (NLP) community, giving rise to various outlooks such as prompt-based, adapters, or combinations with unsupervised approaches, among many others. In this work, we propose a 3-Phase technique to adjust a base model for a classification task. First, we adapt the model’s signal to the data distribution by performing further training with a Denoising Autoencoder (DAE). Second, we adjust the representation space of the output to the corresponding classes by clustering through a Contrastive Learning (CL) method. In addition, we introduce a new data augmentation approach for Supervised Contrastive Learning to correct the unbalanced datasets. Third, we apply fine-tuning to delimit the predefined categories. These different phases provide relevant and complementary knowledge to the model to learn the final task. We supply extensive experimental results on several datasets to demonstrate these claims. Moreover, we include an ablation study and compare the proposed method against other ways of combining these techniques.

Long Main
Self-Influence Guided Data Reweighting for Language Model Pre-training

Megh Thakkar, Tolga Bolukbasi, Sriram Ganapathy, Shikhar Vashishth, Sarath Chandar, Partha Talukdar

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Language Models (LMs) pre-trained with selfsupervision on large text corpora have become the default starting point for developing models for various NLP tasks. Once the pre-training corpus has been assembled, all data samples in the corpus are treated with equal importance during LM pre-training. However, due to varying levels of relevance and quality of data, equal importance to all the data samples may not be the optimal choice. While data reweighting has been explored in the context of task-specific supervised learning and LM fine-tuning, model-driven reweighting for pretraining data has not been explored. We fill this important gap and propose PRESENCE, a method for jointly reweighting samples by leveraging self-influence (SI) scores as an indicator of sample importance and pre-training. PRESENCE promotes novelty and stability for model pre-training. Through extensive analysis spanning multiple model sizes, datasets, and tasks, we present PRESENCE as an important first step in the research direction of sample reweighting for pre-training language models.

Long Main
Ask To The Point: Open-Domain Entity-Centric Question Generation

Yuxiang Liu, Jie Huang, Kevin Chang

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We introduce a new task called *entity-centric question generation* (ECQG), motivated by real-world applications such as topic-specific learning, assisted reading, and fact-checking. The task aims to generate questions from an entity perspective. To solve ECQG, we propose a coherent PLM-based framework GenCONE with two novel modules: content focusing and question verification. The content focusing module first identifies a focus as "what to ask" to form draft questions, and the question verification module refines the questions afterwards by verifying the answerability. We also construct a large-scale open-domain dataset from SQuAD to support this task. Our extensive experiments demonstrate that GenCONE significantly and consistently outperforms various baselines, and two modules are effective and complementary in generating high-quality questions.

Long Findings