EMNLP 2020 Papers

Conference on Empirical Methods in Natural Language Processing

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1,198papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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On the Interplay Between Fine-tuning and Sentence-level Probing for Linguistic Knowledge in Pre-trained Transformers

Marius Mosbach, Anna Khokhlova, Michael A. Hedderich, Dietrich Klakow

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Fine-tuning pre-trained contextualized embedding models has become an integral part of the NLP pipeline. At the same time, probing has emerged as a way to investigate the linguistic knowledge captured by pre-trained models. Very little is, however, understood about how fine-tuning affects the representations of pre-trained models and thereby the linguistic knowledge they encode. This paper contributes towards closing this gap. We study three different pre-trained models: BERT, RoBERTa, and ALBERT, and investigate through sentence-level probing how fine-tuning affects their representations. We find that for some probing tasks fine-tuning leads to substantial changes in accuracy, possibly suggesting that fine-tuning introduces or even removes linguistic knowledge from a pre-trained model. These changes, however, vary greatly across different models, fine-tuning and probing tasks. Our analysis reveals that while fine-tuning indeed changes the representations of a pre-trained model and these changes are typically larger for higher layers, only in very few cases, fine-tuning has a positive effect on probing accuracy that is larger than just using the pre-trained model with a strong pooling method. Based on our findings, we argue that both positive and negative effects of fine-tuning on probing require a careful interpretation.

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Answer Span Correction in Machine Reading Comprehension

Revanth Gangi Reddy, Md Arafat Sultan, Efsun Sarioglu Kayi, Rong Zhang, Vittorio Castelli, Avi Sil

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Answer validation in machine reading comprehension (MRC) consists of verifying an extracted answer against an input context and question pair. Previous work has looked at re-assessing the “answerability” of the question given the extracted answer. Here we address a different problem: the tendency of existing MRC systems to produce partially correct answers when presented with answerable questions. We explore the nature of such errors and propose a post-processing correction method that yields statistically significant performance improvements over state-of-the-art MRC systems in both monolingual and multilingual evaluation.

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Improving Compositional Generalization in Semantic Parsing

Inbar Oren, Jonathan Herzig, Nitish Gupta, Matt Gardner, Jonathan Berant

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Generalization of models to out-of-distribution (OOD) data has captured tremendous attention recently. Specifically, compositional generalization, i.e., whether a model generalizes to new structures built of components observed during training, has sparked substantial interest. In this work, we investigate compositional generalization in semantic parsing, a natural test-bed for compositional generalization, as output programs are constructed from sub-components. We analyze a wide variety of models and propose multiple extensions to the attention module of the semantic parser, aiming to improve compositional generalization. We find that the following factors improve compositional generalization: (a) using contextual representations, such as ELMo and BERT, (b) informing the decoder what input tokens have previously been attended to, (c) training the decoder attention to agree with pre-computed token alignments, and (d) downsampling examples corresponding to frequent program templates. While we substantially reduce the gap between in-distribution and OOD generalization, performance on OOD compositions is still substantially lower.

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COSMIC: COmmonSense knowledge for eMotion Identification in Conversations

Deepanway Ghosal, Navonil Majumder, Alexander Gelbukh, Rada Mihalcea, Soujanya Poria

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In this paper, we address the task of utterance level emotion recognition in conversations using commonsense knowledge. We propose COSMIC, a new framework that incorporates different elements of commonsense such as mental states, events, and causal relations, and build upon them to learn interactions between interlocutors participating in a conversation. Current state-of-theart methods often encounter difficulties in context propagation, emotion shift detection, and differentiating between related emotion classes. By learning distinct commonsense representations, COSMIC addresses these challenges and achieves new state-of-the-art results for emotion recognition on four different benchmark conversational datasets. Our code is available at https://github.com/declare-lab/conv-emotion.

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On Romanization for Model Transfer Between Scripts in Neural Machine Translation

Chantal Amrhein, Rico Sennrich

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Transfer learning is a popular strategy to improve the quality of low-resource machine translation. For an optimal transfer of the embedding layer, the child and parent model should share a substantial part of the vocabulary. This is not the case when transferring to languages with a different script. We explore the benefit of romanization in this scenario. Our results show that romanization entails information loss and is thus not always superior to simpler vocabulary transfer methods, but can improve the transfer between related languages with different scripts. We compare two romanization tools and find that they exhibit different degrees of information loss, which affects translation quality. Finally, we extend romanization to the target side, showing that this can be a successful strategy when coupled with a simple deromanization model.

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Adapting Coreference Resolution to Twitter Conversations

Berfin Aktas, Veronika Solopova, Annalena Kohnert, Manfred Stede

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The performance of standard coreference resolution is known to drop significantly on Twitter texts. We improve the performance of the (Lee et al., 2018) system, which is originally trained on OntoNotes, by retraining on manually-annotated Twitter conversation data. Further experiments by combining different portions of OntoNotes with Twitter data show that selecting text genres for the training data can beat the mere maximization of training data amount. In addition, we inspect several phenomena such as the role of deictic pronouns in conversational data, and present additional results for variant settings. Our best configuration improves the performance of the”out of the box” system by 21.6%.

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Learning Improvised Chatbots from Adversarial Modifications of Natural Language Feedback

Makesh Narsimhan Sreedhar, Kun Ni, Siva Reddy

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The ubiquitous nature of dialogue systems and their interaction with users generate an enormous amount of data. Can we improve chatbots using this data? A self-feeding chatbot improves itself by asking natural language feedback when a user is dissatisfied with its response and uses this feedback as an additional training sample. However, user feedback in most cases contains extraneous sequences hindering their usefulness as a training sample. In this work, we propose a generative adversarial model that converts noisy feedback into a plausible natural response in a conversation. The generator’s goal is to convert the feedback into a response that answers the user’s previous utterance and to fool the discriminator which distinguishes feedback from natural responses. We show that augmenting original training data with these modified feedback responses improves the original chatbot performance from 69.94%to 75.96% in ranking correct responses on the PERSONACHATdataset, a large improvement given that the original model is already trained on 131k samples.

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Event-Driven Learning of Systematic Behaviours in Stock Markets

Xianchao Wu

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It is reported that financial news, especially financial events expressed in news, provide information to investors’ long/short decisions and influence the movements of stock markets. Motivated by this, we leverage financial event streams to train a classification neural network that detects latent event-stock linkages and stock markets’ systematic behaviours in the U.S. stock market. Our proposed pipeline includes (1) a combined event extraction method that utilizes Open Information Extraction and neural co-reference resolution, (2) a BERT/ALBERT enhanced representation of events, and (3) an extended hierarchical attention network that includes attentions on event, news and temporal levels. Our pipeline achieves significantly better accuracies and higher simulated annualized returns than state-of-the-art models when being applied to predicting Standard&Poor 500, Dow Jones, Nasdaq indices and 10 individual stocks.

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Plug-and-Play Conversational Models

Andrea Madotto, Etsuko Ishii, Zhaojiang Lin, Sumanth Dathathri, Pascale Fung

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There has been considerable progress made towards conversational models that generate coherent and fluent responses; however, this often involves training large language models on large dialogue datasets, such as Reddit. These large conversational models provide little control over the generated responses, and this control is further limited in the absence of annotated conversational datasets for attribute specific generation that can be used for fine-tuning the model. In this paper, we first propose and evaluate plug-and-play methods for controllable response generation, which does not require dialogue specific datasets and does not rely on fine-tuning a large model. While effective, the decoding procedure induces considerable computational overhead, rendering the conversational model unsuitable for interactive usage. To overcome this, we introduce an approach that does not require further computation at decoding time, while also does not require any fine-tuning of a large language model. We demonstrate, through extensive automatic and human evaluation, a high degree of control over the generated conversational responses with regard to multiple desired attributes, while being fluent.

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DivGAN: Towards Diverse Paraphrase Generation via Diversified Generative Adversarial Network

Yue Cao, Xiaojun Wan

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Paraphrases refer to texts that convey the same meaning with different expression forms. Traditional seq2seq-based models on paraphrase generation mainly focus on the fidelity while ignoring the diversity of outputs. In this paper, we propose a deep generative model to generate diverse paraphrases. We build our model based on the conditional generative adversarial network, and propose to incorporate a simple yet effective diversity loss term into the model in order to improve the diversity of outputs. The proposed diversity loss maximizes the ratio of pairwise distance between the generated texts and their corresponding latent codes, forcing the generator to focus more on the latent codes and produce diverse samples. Experimental results on benchmarks of paraphrase generation show that our proposed model can generate more diverse paraphrases compared with baselines.

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ProphetNet: Predicting Future N-gram for Sequence-to-SequencePre-training

Weizhen Qi, Yu Yan, Yeyun Gong, Dayiheng Liu, Nan Duan, Jiusheng Chen, Ruofei Zhang, Ming Zhou

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This paper presents a new sequence-to-sequence pre-training model called ProphetNet, which introduces a novel self-supervised objective named future n-gram prediction and the proposed n-stream self-attention mechanism. Instead of optimizing one-step-ahead prediction in the traditional sequence-to-sequence model, the ProphetNet is optimized by n-step ahead prediction that predicts the next n tokens simultaneously based on previous context tokens at each time step. The future n-gram prediction explicitly encourages the model to plan for the future tokens and prevent overfitting on strong local correlations. We pre-train ProphetNet using a base scale dataset (16GB) and a large-scale dataset (160GB), respectively. Then we conduct experiments on CNN/DailyMail, Gigaword, and SQuAD 1.1 benchmarks for abstractive summarization and question generation tasks. Experimental results show that ProphetNet achieves new state-of-the-art results on all these datasets compared to the models using the same scale pre-training corpus.

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Adapting Open Domain Fact Extraction and Verification to COVID-FACT through In-Domain Language Modeling

Zhenghao Liu, Chenyan Xiong, Zhuyun Dai, Si Sun, Maosong Sun, Zhiyuan Liu

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With the epidemic of COVID-19, verifying the scientifically false online information, such as fake news and maliciously fabricated statements, has become crucial. However, the lack of training data in the scientific domain limits the performance of fact verification models. This paper proposes an in-domain language modeling method for fact extraction and verification systems. We come up with SciKGAT to combine the advantages of open-domain literature search, state-of-the-art fact verification systems and in-domain medical knowledge through language modeling. Our experiments on SCIFACT, a dataset of expert-written scientific fact verification, show that SciKGAT achieves 30% absolute improvement on precision. Our analyses show that such improvement thrives from our in-domain language model by picking up more related evidence pieces and accurate fact verification. Our codes and data are released via Github.

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Learning Knowledge Bases with Parameters for Task-Oriented Dialogue Systems

Andrea Madotto, Samuel Cahyawijaya, Genta Indra Winata, Yan Xu, Zihan Liu, Zhaojiang Lin, Pascale Fung

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Task-oriented dialogue systems are either modularized with separate dialogue state tracking (DST) and management steps or end-to-end trainable. In either case, the knowledge base (KB) plays an essential role in fulfilling user requests. Modularized systems rely on DST to interact with the KB, which is expensive in terms of annotation and inference time. End-to-end systems, instead, use the KB directly as input, but they cannot scale when the KB is larger than a few hundred entries. In this paper, we propose a method to embed the KB, of any size, directly into the model parameters. The resulting model does not require any DST or template responses, nor the KB as input, and it can dynamically update its KB via fine-tuning. We evaluate our solution in five task-oriented dialogue datasets with small, medium, and large KB size. Our experiments show that end-to-end models can effectively embed knowledge bases in their parameters and achieve competitive performance in all evaluated datasets.

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Helpful or Hierarchical? Predicting the Communicative Strategies of Chat Participants, and their Impact on Success

Farzana Rashid, Tommaso Fornaciari, Dirk Hovy, Eduardo Blanco, Fernando Vega-Redondo

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When interacting with each other, we motivate, advise, inform, show love or power towards our peers. However, the way we interact may also hold some indication on how successful we are, as people often try to help each other to achieve their goals. We study the chat interactions of thousands of aspiring entrepreneurs who discuss and develop business models. We manually annotate a set of about 5,500 chat interactions with four dimensions of interaction styles (motivation, cooperation, equality, advice). We find that these styles can be reliably predicted, and that the communication styles can be used to predict a number of indices of business success. Our findings indicate that successful communicators are also successful in other domains.

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Differentially Private Representation for NLP: Formal Guarantee and An Empirical Study on Privacy and Fairness

Lingjuan Lyu, Xuanli He, Yitong Li

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It has been demonstrated that hidden representation learned by deep model can encode private information of the input, hence can be exploited to recover such information with reasonable accuracy. To address this issue, we propose a novel approach called Differentially Private Neural Representation (DPNR) to preserve privacy of the extracted representation from text. DPNR utilises Differential Privacy (DP) to provide formal privacy guarantee. Further, we show that masking words via dropout can further enhance privacy. To maintain utility of the learned representation, we integrate DP-noisy representation into a robust training process to derive a robust target model, which also helps for model fairness over various demographic variables. Experimental results on benchmark datasets under various parameter settings demonstrate that DPNR largely reduces privacy leakage without significantly sacrificing the main task performance.

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Semi-supervised Formality Style Transfer using Language Model Discriminator and Mutual Information Maximization

Kunal Chawla, Diyi Yang

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Formality style transfer is the task of converting informal sentences to grammatically-correct formal sentences, which can be used to improve performance of many downstream NLP tasks. In this work, we propose a semi-supervised formality style transfer model that utilizes a language model-based discriminator to maximize the likelihood of the output sentence being formal, which allows us to use maximization of token-level conditional probabilities for training. We further propose to maximize mutual information between source and target styles as our training objective instead of maximizing the regular likelihood that often leads to repetitive and trivial generated responses. Experiments showed that our model outperformed previous state-of-the-art baselines significantly in terms of both automated metrics and human judgement. We further generalized our model to unsupervised text style transfer task, and achieved significant improvements on two benchmark sentiment style transfer datasets.

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Edge-Enhanced Graph Convolution Networks for Event Detection with Syntactic Relation

Shiyao Cui, Bowen Yu, Tingwen Liu, Zhenyu Zhang, Xuebin Wang, Jinqiao Shi

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Event detection (ED), a key subtask of information extraction, aims to recognize instances of specific event types in text. Previous studies on the task have verified the effectiveness of integrating syntactic dependency into graph convolutional networks. However, these methods usually ignore dependency label information, which conveys rich and useful linguistic knowledge for ED. In this paper, we propose a novel architecture named Edge-Enhanced Graph Convolution Networks (EE-GCN), which simultaneously exploits syntactic structure and typed dependency label information to perform ED. Specifically, an edge-aware node update module is designed to generate expressive word representations by aggregating syntactically-connected words through specific dependency types. Furthermore, to fully explore clues hidden from dependency edges, a node-aware edge update module is introduced, which refines the relation representations with contextual information. These two modules are complementary to each other and work in a mutual promotion way. We conduct experiments on the widely used ACE2005 dataset and the results show significant improvement over competitive baseline methods.

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MultiDM-GCN: Aspect-guided Response Generation in Multi-domain Multi-modal Dialogue System using Graph Convolutional Network

Mauajama Firdaus, Nidhi Thakur, Asif Ekbal

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In the recent past, dialogue systems have gained immense popularity and have become ubiquitous. During conversations, humans not only rely on languages but seek contextual information through visual contents as well. In every task-oriented dialogue system, the user is guided by the different aspects of a product or service that regulates the conversation towards selecting the product or service. In this work, we present a multi-modal conversational framework for a task-oriented dialogue setup that generates the responses following the different aspects of a product or service to cater to the user’s needs. We show that the responses guided by the aspect information provide more interactive and informative responses for better communication between the agent and the user. We first create a Multi-domain Multi-modal Dialogue (MDMMD) dataset having conversations involving both text and images belonging to the three different domains, such as restaurants, electronics, and furniture. We implement a Graph Convolutional Network (GCN) based framework that generates appropriate textual responses from the multi-modal inputs. The multi-modal information having both textual and image representation is fed to the decoder and the aspect information for generating aspect guided responses. Quantitative and qualitative analyses show that the proposed methodology outperforms several baselines for the proposed task of aspect-guided response generation.

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Guided Dialogue Policy Learning without Adversarial Learning in the Loop

Ziming Li, Sungjin Lee, Baolin Peng, Jinchao Li, Julia Kiseleva, Maarten de Rijke, Shahin Shayandeh, Jianfeng Gao

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Reinforcement learning methods have emerged as a popular choice for training an efficient and effective dialogue policy. However, these methods suffer from sparse and unstable reward signals returned by a user simulator only when a dialogue finishes. Besides, the reward signal is manually designed by human experts, which requires domain knowledge. Recently, a number of adversarial learning methods have been proposed to learn the reward function together with the dialogue policy. However, to alternatively update the dialogue policy and the reward model on the fly, we are limited to policy-gradient-based algorithms, such as REINFORCE and PPO. Moreover, the alternating training of a dialogue agent and the reward model can easily get stuck in local optima or result in mode collapse. To overcome the listed issues, we propose to decompose the adversarial training into two steps. First, we train the discriminator with an auxiliary dialogue generator and then incorporate a derived reward model into a common reinforcement learning method to guide the dialogue policy learning. This approach is applicable to both on-policy and off-policy reinforcement learning methods. Based on our extensive experimentation, we can conclude the proposed method: (1) achieves a remarkable task success rate using both on-policy and off-policy reinforcement learning methods; and (2) has potential to transfer knowledge from existing domains to a new domain.

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Recursive Top-Down Production for Sentence Generation with Latent Trees

Shawn Tan, Yikang Shen, Alessandro Sordoni, Aaron Courville, Timothy J. O'Donnell

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We model the recursive production property of context-free grammars for natural and synthetic languages. To this end, we present a dynamic programming algorithm that marginalises over latent binary tree structures with N leaves, allowing us to compute the likelihood of a sequence of N tokens under a latent tree model, which we maximise to train a recursive neural function. We demonstrate performance on two synthetic tasks: SCAN, where it outperforms previous models on the LENGTH split, and English question formation, where it performs comparably to decoders with the ground-truth tree structure. We also present experimental results on German-English translation on the Multi30k dataset, and qualitatively analyse the induced tree structures our model learns for the SCAN tasks and the German-English translation task.

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