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arXiv

PA3: Policy-Aware Agent Alignment through Chain-of-Thought

Shubhashis Roy Dipta, Daniel Bis, Kun Zhou, Lichao Wang, Benjamin Z. Yao, Chenlei Guo, Ruhi Sarikaya

Conversational assistants powered by large language models (LLMs) excel at tool-use tasks but struggle with adhering to complex, business-specific rules. While models can reason over business rules provided in context, including all policies for every query introduces high latency and wastes compute. Furthermore, these lengthy prompts lead to long contexts, harming overall performance due to the 'needle-in-a-haystack' problem. To address these challenges, we propose a multi-stage alignment method that teaches models to recall and apply relevant business policies during chain-of-thought reasoning at inference time, without including the full business policy in-context. Furthermore, we introduce a novel Policy Recall reward based on the Jaccard score and a Hallucination Penalty for GRPO training. Altogether, our best model outperforms the baseline by 16 points and surpasses comparable in-context baselines of similar model size by 3 points, while using 40% fewer words.

arXiv

QAQ: Bidirectional Semantic Coherence for Selecting High-Quality Synthetic Code Instructions

Jiayin Lei, Ming Ma, Yunxi Duan, Chenxi Li, Tianming Yang

Synthetic data has become essential for training code generation models, yet it introduces significant noise and hallucinations that are difficult to detect with current metrics. Existing data selection methods like Instruction-Following Difficulty (IFD) typically assess how hard a model generates an answer given a query ($A|Q$). However, this metric is ambiguous on noisy synthetic data, where low probability can distinguish between intrinsic task complexity and model-generated hallucinations. Here, we propose QAQ, a novel data selection framework that evaluates data quality from the reverse direction: how well can the answer predict the query ($Q|A$)? We define Reverse Mutual Information (RMI) to quantify the information gain about the query conditioned on the answer. Our analyses reveal that both extremes of RMI signal quality issues: low RMI indicates semantic misalignment, while excessively high RMI may contain defect patterns that LLMs easily recognize. Furthermore, we introduce a selection strategy based on the disagreement between strong and weak models to identify samples that are valid yet challenging. Experiments across three datasets spanning code generation (WarriorCoder, Magpie-Qwen2.5-Coder-Pro-300K) and math reasoning (OpenR1-Math-220k) demonstrate that selecting just 25\% of data using stratified RMI matches full-data performance while being consistently competitive with or better than existing data selection methods. Our approach highlights the importance of bidirectional semantic coherence in synthetic data curation, offering a scalable pathway to reduce computational costs without sacrificing model capability. Code is available at https://github.com/XXSg559/QAQ.

arXiv

Personalized Group Relative Policy Optimization for Heterogenous Preference Alignment

Jialu Wang, Heinrich Peters, Asad A. Butt, Navid Hashemi, Alireza Hashemi, Pouya M Ghari, Joseph Hoover, James Rae, Morteza Dehghani

Despite their sophisticated general-purpose capabilities, Large Language Models (LLMs) often fail to align with diverse individual preferences because standard post-training methods, like Reinforcement Learning with Human Feedback (RLHF), optimize for a single, global objective. While Group Relative Policy Optimization (GRPO) is a widely adopted on-policy reinforcement learning framework, its group-based normalization implicitly assumes that all samples are exchangeable, inheriting this limitation in personalized settings. This assumption conflates distinct user reward distributions and systematically biases learning toward dominant preferences while suppressing minority signals. To address this, we introduce Personalized GRPO (P-GRPO), a novel alignment framework that decouples advantage estimation from immediate batch statistics. By normalizing advantages against preference-group-specific reward histories rather than the concurrent generation group, P-GRPO preserves the contrastive signal necessary for learning distinct preferences. We evaluate P-GRPO across diverse tasks and find that it consistently achieves faster convergence and higher rewards than standard GRPO, thereby enhancing its ability to recover and align with heterogeneous preference signals. Our results demonstrate that accounting for reward heterogeneity at the optimization level is essential for building models that faithfully align with diverse human preferences without sacrificing general capabilities.

arXiv

MIND: Unified Inquiry and Diagnosis RL with Criteria Grounded Clinical Supports for Psychiatric Consultation

Guoyi Li, Shihao Xu, Jiatong Ma, Zhongjiang Yao, Yunyun Han, Jianhua Chen, Yafeng Deng

Psychiatric consultation requires agents to elicit discriminative evidence, map uncertain narratives to diagnostic criteria, and decide when evidence suffices. Existing dialogue and retrieval-augmented systems condition policies on raw histories or appended passages, leaving observed evidence, missing checks, differentials, and support reliability entangled. We introduce MIND, a criteria-grounded evidence-state decision interface. At each turn, MIND constructs a typed state containing observed evidence, unresolved criterion checks, active differentials, criterion-linked supports, and reliability metadata. A training-split Psychiatric Reasoning Bank supplies gated supports, turning retrieval into state construction rather than prompt injection. The same state conditions action selection, process rewards, information-gain scoring, and trajectory rectification. Under EMR-grounded simulator protocols, MIND improves accuracy by 8.8 and 7.3 points over strong inference-only, RAG, and RL baselines, with gains transferring to public MDD-5k dialogues. Matched interventions attribute these gains to the shared state rather than prompt length, retrieval text, or formatting. MIND targets screening-level decision support, not autonomous diagnosis. Code is available at https://github.com/Lingxi-mental-health/MIND.Å

arXiv

MUSE: A Run-Centric Platform for Multimodal Unified Safety Evaluation of Large Language Models

Zhongxi Wang, Yueqian Lin, Jingyang Zhang, Zinuo Cheng, Hai Helen Li, Yiran Chen

Safety evaluation of multimodal large language models requires tracking not only whether an attack succeeds, but also how the interaction unfolds across turns and input modalities. We present MUSE (Multimodal Unified Safety Evaluation), an open-source, browser-based, run-centric platform for multimodal safety evaluation. MUSE treats each attack run as the persistent unit of execution, inspection, and analysis, preserving its configuration, multi-turn trajectory, delivered modalities and media, target responses, and safety judgments. A five-level response taxonomy further distinguishes full Compliance from Partial Compliance and refusal behavior, yielding hard ASR, soft ASR, and gray-zone width (GZW). Across 11,700 evaluations on six multimodal LLMs, direct text-only requests yield only 3.1% macro hard ASR and 4.4% soft ASR, while iterative attack procedures are substantially more effective. Attack effectiveness also varies substantially with the attacker backbone. In contrast, Inter-Turn Modality Switching (ITMS), evaluated as a controlled delivery-modality probe, does not consistently increase attack success. These results demonstrate the value of run-centric, fine-grained evaluation for characterizing multimodal safety behavior beyond a single binary success metric.

arXiv

QQ: A Language Metadata Toolkit for Multilingual NLP

Wessel Poelman, Yiyi Chen, Miryam de Lhoneux

Multilingual NLP research increasingly involves hundreds or thousands of languages across different datasets. Managing, discovering, and reporting language metadata becomes a common hurdle at these scales. We present QQ, a metadata toolkit and browser explorer. QQ compiles language metadata sources into a graph of language varieties, scripts, regions, identifiers, names, and relations, and exposes it through a Python API, a command-line interface, and a browser-based explorer. Users can normalize identifiers, retrieve metadata, traverse relations, and discover which external resources contain a language. We demonstrate QQ on three workflows: an audit of the HuggingFace Hub, linking resources that use different identifier systems, and generating reproducible language-reporting tables. QQ supports FAIR-oriented metadata practices through versioning, open formats, and reusable interfaces.

arXiv

Small Reward Models via Backward Inference

Yike Wang, Faeze Brahman, Shangbin Feng, Teng Xiao, Hannaneh Hajishirzi, Yulia Tsvetkov

Reward models (RMs) play a central role throughout the language model (LM) pipeline, particularly in non-verifiable domains. However, the dominant LLM-as-a-Judge paradigm relies on the strong reasoning capabilities of large models, while alternative approaches require reference responses or explicit rubrics, limiting flexibility and broader accessibility. In this work, we propose FLIP (FLipped Inference for Prompt reconstruction), a reference-free and rubric-free reward modeling approach that reformulates reward modeling through backward inference: inferring the instruction that would most plausibly produce a given response. The similarity between the inferred and the original instructions is then used as the reward signal. Evaluations across four domains using 13 small language models show that FLIP outperforms LLM-as-a-Judge baselines by an average of 79.6%. Moreover, FLIP substantially improves downstream performance in extrinsic evaluations under test-time scaling via parallel sampling and GRPO training. We further find that FLIP is particularly effective for longer outputs and robust to common forms of reward hacking. By explicitly exploiting the validation-generation gap, FLIP enables reliable reward modeling in downscaled regimes where judgment methods fail. Code available at https://github.com/yikee/FLIP.

arXiv

An evidence-guided reinforcement learning method to improve psychiatric reasoning in small language models

Xinxin Lin, Guangxin Dai, Yi Zhong, Xiang Li, Xue Xiao, Jian Liu, Yixin Zhang, Lingming Hu, Zhengdong Wu, Yongbo Zheng, Runchuan Zhu, Ming Zhao, Huizi Yu, Yi Zhang, Fangting Lu, Shuo Wu, Jun Zhao, Ping Yin, Joey W. Y. Chan, Ngan Yin Chan, Yumei Wang, Lejin Yang, Yanqiu Xing, Sijing Chen, Yun Kwok Wing, Lin Lu, Xin Ma, Lizhou Fan

Privacy and computational constraints limit the use of large language models in psychiatry, while adapting small language models (SLMs) often requires substantial data and expert annotation. We developed ClinMPO, an evidence-guided reinforcement-learning framework guided by the psychiatrist-defined Clinical Psychiatry Thinking Strategy (CPTS). ClinMPO uses ClinRM, a reward model trained on 18,569 question--answer pairs from 4,474 psychiatry articles. We evaluated four Qwen3 sizes on 1,737 model-screened questions. ClinMPO outperformed Base, supervised fine-tuning and standard group relative policy optimization across scales. From responses by 300 senior pre-licensure medical students, we established the human baseline, a medical-student reference. The 4B model approached this baseline, whereas the 8B model surpassed it and ranked first among 31 models and post-training variants. ClinMPO improved performance across two complementary schemes covering ICD-11 diagnostic categories and psychiatric practice competencies. Blinded assessment by three clinicians showed improved rationale quality across CPTS criteria. These findings highlight how existing clinical evidence and specialist knowledge can be incorporated into the development of medical AI systems through evidence-guided learning.

arXiv

Investigating Social Bias Changes in Quantized Language Models

Stanley Z. Hua, Sanae Lotfi, Irene Y. Chen

Post-training quantization reduces the memory needed to run large language models but alters their social biases in ways that aggregate metrics fail to capture. We present the first large-scale study of 50 quantized models evaluated on PostTrainingBiasBench, a unified benchmark of 13 closed- and open-ended bias datasets. We identify a phenomenon we term quantization-induced bias flipping, in which quantization causes models to change responses from biased to unbiased and vice versa, up to 21% of the time, despite no change in aggregate bias scores. These flips are strongly associated with model uncertainty, where the responses with high uncertainty are 3-11x more likely to change than the confident ones. Quantization strength amplifies this effect, with 4-bit quantized models exhibiting 4-6x more behavioral changes than 8-bit quantized models. Critically, these changes create asymmetric impacts across demographic groups, where bias can worsen by up to 18.6% for some groups while improving by 14.1% for others, yielding misleadingly neutral aggregate outcomes. Larger models show no consistent robustness advantage, and group-specific shifts vary unpredictably across model families. Our findings demonstrate that compression fundamentally alters bias patterns, requiring crucial post-quantization evaluation and interventions to ensure reliability in practice.

arXiv

ShardMemo: Scope-Before-Routing for Agentic Memory Retrieval

Yang Zhao, Chengxiao Dai, Mengying Kou, Yue Xiu, Dusit Niyato

Agentic systems accumulate persistent memory across sessions, tools, and tasks, and a later request must retrieve from it under two distinct constraints: which memories it is permitted to access, and which are relevant under a limited search budget. Existing memory systems handle access scope in two flawed ways: applying scope after retrieval wastes probe budget on inadmissible memories, while treating scope as a learned ranking feature makes a hard constraint depend on router quality. We present SHARD-MEMO, an agentic memory system built on scope-before-routing: metadata predicates first identify the admissible shards, and a learned router then selects a small number of them for shard-local approximate nearest neighbor retrieval. Given the supplied scope predicate and metadata, this separates hard admissibility from learned relevance ranking, so inadmissible shards cannot consume shard-probe budget. We evaluate on LoCoMo, HotpotQA, and ToolBench, covering conversational, long-context, and procedural memory. Under matched supervision and fixed budgets, SHARDMEMO improves over a learned router baseline by roughly +3 F1 on LoCoMo; in end-to-end LoCoMo evaluation it improves over the strongest evaluated memory baseline by up to +6.8 F1, with gains on HotpotQA and ToolBench.

arXiv

The Grammar of Transformers: A Systematic Review of Interpretability Research on Syntactic Knowledge in Language Models

Nora Graichen, Iria de-Dios-Flores, Gemma Boleda

We present a systematic review of 337 articles evaluating the syntactic abilities of Transformer-based language models (TLMs), reporting on over 3,000 datapoints spanning a wide range of syntactic phenomena, languages, models, and methods. We take the data to collectively show that TLMs encode a non-trivial amount of syntactic knowledge. Behavioral evidence shows strong performance on formal syntactic phenomena, but weaker and more variable performance on phenomena at the syntax-semantics interface. Performance is also consistently lower for languages with less digital support. Probing and mechanistic studies further support the presence of syntactic knowledge in TLMs. Yet, because most work remains observational and methodologically heterogeneous, insight into the detailed computational mechanisms underlying syntactic processing remains limited. At the same time, the literature remains heavily concentrated on English and BERT-like models. We discuss the implications of our results and provide recommendations for future research.

arXiv

Unknown Unknowns: Do Hidden Intentions in LLMs Evade Detection?

Devansh Srivastav, David Pape, Lea Schönherr

LLMs expand accessibility and provide wide-reaching access to information. Yet these interactions also create opportunities to embed subtle, goal-oriented behaviours that shape what users think and how they behave, a concern reflected in governance frameworks that prohibit manipulative AI. We refer to these behaviours as hidden intentions: covert agendas embedded in a model's outputs that can manipulate users' beliefs and actions. In this work, we examine whether hidden intentions can be identified and characterised, and assess whether detection can serve as a mitigation strategy. To operationalise this, we introduce a social-science-grounded set of ten hidden intention categories and show that they are trivially inducible. A case study further confirms that all ten categories manifest in deployed LLMs. We then evaluate static classifiers and LLM judges on these categories, providing the first systematic analysis of why hidden intentions are difficult to detect. Our stress tests show that, unless false-positive rates are vanishingly small, auditing is dominated by precision-prevalence trade-offs. Capability scaling and reasoning models do not close this gap, suggesting a fundamental challenge for open-world detection. These findings expose a core gap of current AI governance: without new auditing paradigms for open-world, low-prevalence risks, bans on manipulative AI remain difficult to enforce.

arXiv

EMemBench: Interactive Benchmarking of Episodic Memory for VLM Agents

Xinze Li, Ziyue Zhu, Siyuan Liu, Yubo Ma, Yuhang Zang, Yixin Cao, Aixin Sun

We introduce EMemBench, a programmatic benchmark generator for evaluating long-term episodic memory of agents through interactive games. Rather than using a fixed set of questions, EMemBench generates questions from environment-grounded trajectories, covering both text-only and visual game environments. Each template computes verifiable ground truth from underlying game signals, with controlled answerability and balanced coverage over memory skills: single/multi-hop recall, induction, temporal, spatial, logical, and adversarial. We evaluate memory agents with strong LMs/VLMs as backbones, using in-context prompting as baselines. Across 15 text games and multiple visual seeds, results are far from saturated: induction and spatial reasoning are persistent bottlenecks, especially in visual settings. Persistent memory yields clear gains for open backbones on text games, but improvements are less consistent for VLM agents, suggesting that visually grounded episodic memory remains an open challenge. A human study further contextualizes the difficulty and interpretability of EMemBench.

arXiv

Mechanism Shift During Post-training from Autoregressive to Masked Diffusion Language Models

Injin Kong, Hyoungjoon Lee, Yohan Jo

Post-training pretrained autoregressive models (ARMs) into masked diffusion models (MDMs) provides an efficient route to diffusion language modeling, but it remains unclear whether the resulting models reuse inherited autoregressive computation or reorganize it for non-autoregressive generation. We compare two 7B ARM-MDM families across four controlled diagnostic tasks and find a task-dependent mechanism shift. On prefix-dominant tasks, MDMs largely preserve inherited high-attribution pathways or exhibit only modest changes in where computation occurs. On globally constrained tasks, the reorganization is substantially stronger, with task-relevant computation shifting toward earlier layers. This depth-wise pattern persists across prompt resampling, circuit budgets, and tested inference budgets, while targeted ablations support the functional importance of the identified structures under the tested intervention protocols. At the component level, diagnostic probes suggest that ARMs rely more strongly on sharply specialized components, whereas MDMs exhibit weaker single-component specialization and more diffuse output-space alignment. Together, these results suggest that diffusion post-training selectively preserves or reorganizes inherited computation according to task structure, rather than uniformly replacing autoregressive mechanisms.

arXiv

Social Caption: Evaluating Social Understanding in Multimodal Models

Leena Mathur, Bhaavanaa Thumu, Youssouf Kebe, Louis-Philippe Morency

Social understanding abilities are crucial for multimodal large language models (MLLMs) to interpret human social interactions. We introduce SOCIAL CAPTION, a framework grounded in interaction theory to evaluate social understanding abilities of MLLMs along three dimensions: Social Inference (SI), the ability to make accurate inferences about interactions; Holistic Social Analysis (HSA), the ability to generate comprehensive descriptions of interactions; Directed Social Analysis (DSA), the ability to generate relevant information from interactions. We analyze factors influencing model performance in social understanding, such as scale, architectural design, and spoken context. Experiments with MLLM judges demonstrate a path towards scaling automated evaluation of multimodal social understanding.

arXiv

Tracing the Latent Threads: A Mechanistic Study of How LLMs Represent and Operationalize Race and Ethnicity Cues

Shiyue Hu, Ruizhe Li, Yanjun Gao

Large language models (LLMs) increasingly operate in high-stakes settings where demographic attributes such as race and ethnicity may be explicitly stated or implicitly suggested through textual cues. However, existing studies primarily document outcome-level disparities, offering limited insight into internal mechanisms underlying these effects. We present a mechanistic study of how race and ethnicity cues are represented and operationalized within LLMs. Using two publicly available datasets spanning toxicity-related generation and clinical narrative understanding tasks, we analyze three open-source models with a reproducible interpretability pipeline combining probing, neuron-level attribution, and targeted intervention. We find that sensitivity to demographic cues is distributed across internal units and varies substantially across models. These units often align with entangled semantic facets, including explicit group labels, geography, language, culture, and associations related to stereotypes. Interventions on selected units can change some biased prediction patterns, but substantial residual effects remain, suggesting that effective mitigation requires understanding distributed, task-specific mechanisms rather than manipulating a small set of identified neurons alone. Code: https://github.com/LARK-NLP-Lab/LLM-Bias-Interpretability.

arXiv

CoReflect: A Reflective Co-Evolution Framework for Improving Conversational Evaluation

Yunzhe Li, Richie Yueqi Feng, Tianxin Wei, Chin-Chia Hsu

Evaluating conversational systems in multi-turn settings remains a fundamental challenge. Conventional pipelines typically rely on manually defined rubrics and fixed conversational context$-$a static approach that limits coverage and fails to capture the diverse, emergent behaviors of dialogue models. To address this, we introduce CoReflect (A Reflective Co-Evolution Framework for Improving Conversational Evaluation), which unifies dialogue simulation and evaluation into an adaptive, iterative process. CoReflect employs a conversation planner that generates structured templates to guide a user simulator through diverse, goal-directed dialogues. Subsequently, a reflective analyzer processes these dialogues to identify systematic behavioral patterns and automatically refine the evaluation rubrics. Crucially, the insights from the conversation analysis are fed back into the planner to update conversation templates for subsequent iterations. This co-evolution loop ensures that the complexity of test cases and the diagnostic precision of rubrics improve in tandem. By minimizing human intervention, CoReflect provides a scalable and self-refining methodology that allows evaluation protocols to adapt alongside the rapidly advancing capabilities of dialogue models.

arXiv

To Copy or Not to Copy: Copying Is Easier to Induce Than Recall

Mehrdad Farahani, Franziska Penzkofer, Richard Johansson

Language models used in retrieval-augmented settings must arbitrate between parametric knowledge stored in their weights and contextual information in the prompt. This work presents a mechanistic study of that choice by extracting an \emph{arbitration vector} from model activations on a curated dataset designed to disentangle (i) irrelevant contexts that elicit parametric recall and (ii) relevant but false contexts that elicit copying. The vector is computed as the residual-stream centroid difference between these regimes across 27 relations, and is injected as an additive intervention at selected layers and token spans to steer behavior in two directions: Copy$\rightarrow$Recall (suppressing context use) and Recall$\rightarrow$Copy (inducing the model to copy any token from the context). Experiments on three architectures (decoder-only and encoder/decoder) and two open-domain QA benchmarks show consistent behavior shifts under moderate scaling while monitoring accuracy and fluency. Mechanistic analyses of attention routing, MLP contributions, and layer-wise probability trajectories reveal an asymmetry: inducing copying is an easy ``reactivation'' process that can be triggered at different locations in the input, while restoring recall is a ``suppression'' process that is more fragile and strongly tied to object-token interventions.

arXiv

To Retrieve or To Think? Cross-Boundary Context Evolution for Multi-hop Complex Reasoning

Rubing Chen, Jian Wang, Wenjie Li, Xiao-yong Wei, Qing Li

Current context augmentation methods, such as retrieval-augmented generation, play a crucial role in bridging a model's internal knowledge boundary and external evidence for multi-hop reasoning. However, they often follow a rigid policy and treat external retrieval as the default action at each step. Such brute-force context expansion incurs unnecessary computational cost and may degrade reasoning performance by saturating the context with redundant or weakly relevant evidence. In this paper, we propose cross-boundary Context Evolution (EvoCtx), a framework that models complex reasoning as an adaptive process of boundary-aware context evolution. EvoCtx dynamically decides whether the next reasoning transition should cross the current evidence boundary through retrieval or refine the reasoning state within the existing context. It estimates the semantic gap between the reasoning state and the accumulated evidence, and strategically alternates between boundary expansion and intra-boundary trajectory refinement. This eliminates redundant retrieval steps and preserves a compact, evidence-supported reasoning trajectory. Extensive experiments on challenging open-domain and multi-hop QA benchmarks demonstrate that EvoCtx significantly outperforms previous methods, offering an effective approach to complex reasoning tasks. The source code can be accessed at https://github.com/Anya-RB-Chen/EvoCtx.

arXiv

Triggering Chain-of-Thought via Latent Feature Interventions in Large Language Models

Zhenghao He, Guangzhi Xiong, Bohan Liu, Sanchit Sinha, Aidong Zhang

Chain-of-Thought (CoT) prompting often improves the reasoning performance of large language models (LLMs), but the internal signal that triggers this behavior remains poorly understood. Leveraging the sparse features captured by Sparse Autoencoders (SAEs), we propose a systematic framework to analyze and intervene on the internal representations of LLMs, identifying a small set of latent features that are linked to reasoning behavior and can be causally tested through targeted intervention. Across multiple model families and reasoning benchmarks, we show that steering one or a small number of reasoning-related latent features can substantially induce reasoning behavior without explicit CoT prompting, achieving accuracy comparable to CoT. We further show that the identified features are not tied to particular wording patterns or verbosity, and confirm their causal role in reasoning through suppression experiments that impair performance even under CoT prompting. These results suggest that CoT prompting activates specific latent features to trigger reasoning, and that targeted intervention on these features offers an alternative pathway to elicit efficient reasoning behavior without explicit CoT prompting. Code is available at https://github.com/Zhenghao-He/LatentCoT.

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