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LittleBit: Ultra Low-Bit Quantization via Latent Factorization
Banseok Lee, Dongkyu Kim, Youngcheon you, Young-Min Kim
Deploying large language models (LLMs) often faces challenges from substantial memory and computational costs. Quantization offers a solution, yet performance degradation in the sub-1-bit regime remains particularly difficult. This paper introduces LittleBit, a novel method for extreme LLM compression. It targets levels like 0.1 bits per weight (BPW), achieving nearly 31$\times$ memory reduction, e.g., Llama2-13B to under 0.9 GB. LittleBit represents weights in a low-rank form using latent matrix factorization, subsequently binarizing these factors. To counteract information loss from this extreme precision, it integrates a multi-scale compensation mechanism. This includes row, column, and an additional latent dimension that learns per-rank importance. Two key contributions enable effective training: Dual Sign-Value-Independent Decomposition (Dual-SVID) for quantization-aware training (QAT) initialization, and integrated Residual Compensation to mitigate errors. Extensive experiments confirm LittleBit's superiority in sub-1-bit quantization: e.g., its 0.1 BPW performance on Llama2-7B surpasses the leading method's 0.7 BPW. LittleBit establishes a new, viable size-performance trade-off—unlocking a potential 11.6$\times$ speedup over FP16 at the kernel level—and makes powerful LLMs practical for resource-constrained environments.
Demystifying Language Model Forgetting with Low-rank Example Associations
Xisen Jin, Xiang Ren
Large Language models (LLMs) suffer from forgetting of upstream knowledge when fine-tuned. Despite efforts on mitigating forgetting, few have investigated how forgotten upstream examples are dependent on newly learned tasks. Insights on such dependencies enable efficient and targeted mitigation of forgetting. In this paper, we empirically analyze forgetting that occurs in $N$ upstream examples of language modeling or instruction-tuning after fine-tuning LLMs on one of $M$ new tasks, visualized in $M\times N$ matrices. We show that the matrices are often well-approximated with low-rank matrices, indicating the dominance of simple associations between the learned tasks and forgotten upstream examples. Leveraging the analysis, we predict forgetting of upstream examples when fine-tuning LLMs on unseen tasks with matrix completion over the empirical associations. This enables fast identification of most forgotten examples without expensive inference on the entire upstream data. Despite simplicity, the approach outperforms prior approaches that learn semantic relationships of learned tasks and upstream examples with LMs. We demonstrate the practical utility of our analysis by showing statistically significantly reduced forgetting as we upweight predicted examples for replay during fine-tuning.
Generalization Bounds for Rank-sparse Neural Networks
Antoine Ledent, Rodrigo Alves, Yunwen Lei
It has been recently observed in much of the literature that neural networks exhibit a bottleneck rank property: for larger depths, the activation and weights of neural networks trained with gradient-based methods tend to be of approximately low rank. In fact, the rank of the activations of each layer converges to a fixed value referred to as the ``bottleneck rank", which is the minimum rank required to represent the training data. This perspective is in line with the observation that regularizing linear networks (without activations) with weight decay is equivalent to minimizing the Schatten $p$ quasi norm of the neural network. In this paper we investigate the implications of this phenomenon for generalization. More specifically, we prove generalization bounds for neural networks which exploit the approximate low rank structure of the weight matrices if present. The final results rely on the Schatten $p$ quasi norms of the weight matrices: for small p, the bounds exhibit a sample complexity $ \widetilde{O}(WrL^2)$ where $W$ and $L$ are the width and depth of the neural network respectively and where $r$ is the rank of the weight matrices. As $p$ increases, the bound behaves more like a norm-based bound instead. The proof techniques involve a careful interpolation between the parametric and norm based regimes. We also demonstrate in experiments that this bound outperforms both classic parameter counting and norm based bounds in the typical overparametrized regime.
Low-Rank Head Avatar Personalization with Registers
Sai Tanmay Reddy Chakkera, Aggelina Chatziagapi, Md Moniruzzaman, Chen-ping Yu, Yi-Hsuan Tsai, Dimitris Samaras
We introduce a novel method for low-rank personalization of a generic model for head avatar generation. Prior work proposes generic models that achieve high-quality face animation by leveraging large-scale datasets of multiple identities. However, such generic models usually fail to synthesize unique identity-specific details, since they learn a general domain prior. To adapt to specific subjects, we find that it is still challenging to capture high-frequency facial details via popular solutions like low-rank adaptation (LoRA). This motivates us to propose a specific architecture, a Register Module, that enhances the performance of LoRA, while requiring only a small number of parameters to adapt to an unseen identity. Our module is applied to intermediate features of a pre-trained model, storing and re-purposing information in a learnable 3D feature space. To demonstrate the efficacy of our personalization method, we collect a dataset of talking videos of individuals with distinctive facial details, such as wrinkles and tattoos. Our approach faithfully captures unseen faces, outperforming existing methods quantitatively and qualitatively.
On the Role of Hidden States of Modern Hopfield Network in Transformer
Tsubasa Masumura, Masato Taki
Associative memory models based on Hopfield networks and self-attention based on key-value mechanisms have been popular approaches in the study of memory mechanisms in deep learning. It has been pointed out that the state update rule of the modern Hopfield network (MHN) in the adiabatic approximation is in agreement with the self-attention layer of Transformer. In this paper, we go beyond this approximation and investigate the relationship between MHN and self-attention. Our results show that the correspondence between Hopfield networks and Transformers can be established in a more generalized form by adding a new variable, the hidden state derived from the MHN, to self-attention. This new attention mechanism, modern Hopfield attention (MHA), allows the inheritance of attention scores from the input layer of the Transformer to the output layer, which greatly improves the nature of attention weights. In particular, we show both theoretically and empirically that MHA hidden states significantly improve serious problem of deep Transformers known as rank collapse and token uniformity. We also confirm that MHA can systematically improve accuracy without adding training parameters to the Vision Transformer or GPT. Our results provide a new case in which Hopfield networks can be a useful perspective for improving the Transformer architecture.
From Condensation to Rank Collapse: A Two-Stage Analysis of Transformer Training Dynamics
Zheng-An Chen, Tao Luo
Although transformer-based models have shown exceptional empirical performance, the fundamental principles governing their training dynamics are inadequately characterized beyond configuration-specific studies. Inspired by empirical evidence showing improved reasoning capabilities under small initialization scales in language models, we employ the gradient flow analytical framework established in \cite{zhou2022towards} to systematically investigate linearized Transformer training dynamics. Our theoretical analysis dissects the dynamics of attention modules into two distinct stages. In the first stage, asymmetric weight perturbations from random initialization sustain non-degenerate gradient dynamics in parameter matrices, facilitating systematic escape from small initialization regimes. Subsequently, these matrices undergo condensation, progressively aligning toward the target orientation. In the second stage, the previously static key-query matrices actively participate in training, driving the normalized matrices toward asymptotic rank collapse. This two-stage framework generalizes classical directional convergence results.
A geometric framework for momentum-based optimizers for low-rank training
Steffen Schotthöfer, Timon Klein, Jonas Kusch
Low-rank pre-training and fine-tuning have recently emerged as promising techniques for reducing the computational and storage costs of large neural networks. Training low-rank parameterizations typically relies on conventional optimizers such as heavy ball momentum methods or Adam. In this work, we identify and analyze potential difficulties that these training methods encounter when used to train low-rank parameterizations of weights. In particular, we show that classical momentum methods can struggle to converge to a local optimum due to the geometry of the underlying optimization landscape. To address this, we introduce novel training strategies derived from dynamical low-rank approximation, which explicitly account for the underlying geometric structure. Our approach leverages and combines tools from dynamical low-rank approximation and momentum-based optimization to design optimizers that respect the intrinsic geometry of the parameter space. We validate our methods through numerical experiments, demonstrating faster convergence, and stronger validation metrics at given parameter budgets.
Perturbation Bounds for Low-Rank Inverse Approximations under Noise
Phuc Tran, Nisheeth K. Vishnoi
Low-rank pseudoinverses are widely used to approximate matrix inverses in scalable machine learning, optimization, and scientific computing. However, real-world matrices are often observed with noise, arising from sampling, sketching, and quantization. The spectral-norm robustness of low-rank inverse approximations remains poorly understood. We systematically study the spectral-norm error $\| \tilde{A}_p^{-1} - A_p^{-1} \|$ for an $n\times n$ symmetric matrix $A$, where $A_p^{-1}$ denotes the best rank-\(p\) approximation of $A^{-1}$, and $\tilde{A} = A + E$ is a noisy observation. Under mild assumptions on the noise, we derive sharp non-asymptotic perturbation bounds that reveal how the error scales with the eigengap, spectral decay, and noise alignment with low-curvature directions of $A$. Our analysis introduces a novel application of contour integral techniques to the \emph{non-entire} function $f(z) = 1/z$, yielding bounds that improve over naive adaptations of classical full-inverse bounds by up to a factor of $\sqrt{n}$. Empirically, our bounds closely track the true perturbation error across a variety of real-world and synthetic matrices, while estimates based on classical results tend to significantly overpredict. These findings offer practical, spectrum-aware guarantees for low-rank inverse approximations in noisy computational environments.
Q3R: Quadratic Reweighted Rank Regularizer for Effective Low-Rank Training
Ipsita Ghosh, Ethan Nguyen, Christian Kümmerle
Parameter-efficient training, based on low-rank optimization, has become a highly successful tool for fine-tuning large deep-learning models. However, these methods fail at low-rank pre-training tasks where maintaining the low-rank structure and the objective remains a challenging task. We propose the Quadratic Reweighted Rank Regularizer dubbed Q3R, which leads to a novel low-rank inducing training strategy inspired by the iteratively reweighted least squares (IRLS) framework. Q3R is based on a quadratic regularizer term which majorizes a smoothed log determinant serving as rank surrogate objective. Unlike other low-rank training techniques, Q3R is able to train weight matrices with prescribed, low target ranks of models that achieve comparable predictive performance as dense models, with small computational overhead, while remaining fully compatible with existing architectures. In experiments, we are able to truncate 60% of the parameters of a ViT-Tiny parameters with marginal loss in CIFAR-10 performance and up to 80% with only 4% accuracy drop. The efficacy of Q3R is confirmed on Transformers across both image and language tasks, including for low-rank fine-tuning.
Efficient Low Rank Attention for Long-Context Inference in Large Language Models
Li Tenghui, Guoxu Zhou, Xuyang Zhao, Yuning Qiu, Qibin Zhao
As the length of input text grows, the key-value (KV) cache in LLMs imposes prohibitive GPU memory costs and limits long‐context inference on resource‐constrained devices. Existing approaches, such as KV quantization and pruning, reduce memory usage but suffer from numerical precision loss or suboptimal retention of key-value pairs. We introduce Low Rank Query and Key attention (LRQK), a two‐stage framework that jointly decomposes the full‐precision query and key matrices into compact rank-\(r\) factors during the prefill stage, and then uses these low-dimensional projections to compute proxy attention scores in \(\mathcal{O}(lr)\) time at each decode step. By selecting only the top-\(k\) tokens and a small fixed set of recent tokens, LRQK employs a mixed GPU–CPU cache with a hit-and-miss mechanism that transfers only missing full-precision KV pairs, thereby preserving exact attention outputs while reducing CPU–GPU data movement. Extensive experiments on the RULER and LongBench benchmarks with LLaMA-3-8B and Qwen2.5-7B demonstrate that LRQK matches or surpasses leading sparse-attention methods in long context settings, while delivering significant memory savings with minimal loss in accuracy. Our code is available at \url{https://github.com/tenghuilee/LRQK}.
Fira: Can We Achieve Full-rank Training of LLMs Under Low-rank Constraint?
Xi Chen, Kaituo Feng, Changsheng Li, Xunhao Lai, Xiangyu Yue, Ye Yuan, Guoren Wang
Low-rank training has emerged as a promising approach for reducing memory usage in training Large Language Models (LLMs). Previous methods either rely on decomposing weight matrices (e.g., LoRA), or seek to decompose gradient matrices (e.g., GaLore) to ensure reduced memory consumption. However, both of them constrain the training in a low-rank subspace, thus inevitably leading to sub-optimal performance. To resolve this, we propose a new plug-and-play training framework for LLMs called Fira, as the first attempt to consistently preserve the low-rank constraint for memory efficiency, while achieving full-rank training (i.e., training with full-rank gradients of full-rank weights) to avoid inferior outcomes. First, we observe an interesting phenomenon during LLM training: the scaling impact of adaptive optimizers (e.g., Adam) on the gradient norm remains similar from low-rank to full-rank training. In light of this, we propose a \textit{norm-based scaling} method, which utilizes the scaling impact of low-rank optimizers as substitutes for that of original full-rank optimizers to achieve this goal. Moreover, we find that there are potential loss spikes during training. To address this, we further put forward a norm-growth limiter to smooth the gradient. Extensive experiments on the pre-training and fine-tuning of LLMs show that Fira outperforms both LoRA and GaLore. Notably, for pre-training LLaMA 7B, our Fira uses $8\times$ smaller memory of optimizer states than Galore, yet outperforms it by a large margin.
AuroRA: Breaking Low-Rank Bottleneck of LoRA with Nonlinear Mapping
Haonan Dong, Wenhao Zhu, Guojie Song, Liang Wang
Low-Rank Adaptation (LoRA) is a widely adopted parameter-efficient fine-tuning (PEFT) method validated across NLP and CV domains. However, LoRA faces an inherent low-rank bottleneck: narrowing its performance gap with full fine-tuning requires increasing the rank of its parameter matrix, resulting in significant parameter overhead. Recent linear LoRA variants have attempted to enhance expressiveness by introducing additional linear mappings; however, their composition remains inherently linear and fails to fundamentally improve LoRA’s representational capacity. To address this limitation, we propose \ourmethod, which incorporates an Adaptive Nonlinear Layer (ANL) between two linear projectors to capture \emph{fixed} and \emph{learnable} nonlinearities. This combination forms an {\fontfamily{lmtt}\selectfont \textbf{MLP-like structure}} with a compressed rank, enabling flexible and precise approximation of diverse target functions while theoretically guaranteeing lower approximation errors and bounded gradients. Extensive experiments on 22 datasets and 6 pretrained models demonstrate that \ourmethod: (\textbf{I}) not only matches or surpasses full fine-tuning performance with only $6.18\%\sim25\%$ of LoRA’s parameters but also (\textbf{II}) outperforms state-of-the-art PEFT methods by up to $10.88\%$ in both NLP and CV tasks, and \textbf{(III)} exhibits robust performance across various rank configurations.
Low-Rank Graphon Learning for Networks
Xinyuan Fan, Feiyan Ma, Chenlei Leng, Weichi Wu
Graphons offer a powerful framework for modeling large-scale networks, yet estimation remains challenging. We propose a novel approach that leverages a low-rank additive representation, yielding both a low-rank connection probability matrix and a low-rank graphon--two goals rarely achieved jointly. Our method resolves identification issues and enables an efficient sequential algorithm based on subgraph counts and interpolation. We establish consistency and demonstrate strong empirical performance in terms of computational efficiency and estimation accuracy through simulations and data analysis.