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Personalized Subgraph Federated Learning with Differentiable Auxiliary Projections

Wei Zhuo, Zhaohuan Zhan, Han Yu

Federated Learning (FL) on graph-structured data typically faces non-IID challenges, particularly in scenarios where each client holds a distinct subgraph sampled from a global graph. In this paper, we introduce **Fed**erated learning with **Aux**iliary projections (FedAux), a personalized subgraph FL framework that learns to align, compare, and aggregate heterogeneously distributed local models without sharing raw data or node embeddings. In FedAux, each client jointly trains (i) a local GNN and (ii) a learnable auxiliary projection vector (APV) that differentiably projects node embeddings onto a 1D space. A soft-sorting operation followed by a lightweight 1D convolution refines these embeddings in the ordered space, enabling the APV to effectively capture client-specific information. After local training, these APVs serve as compact signatures that the server uses to compute inter‑client similarities and perform similarity‑weighted parameter mixing, yielding personalized models while preserving cross‑client knowledge transfer. Moreover, we provide rigorous theoretical analysis to establish the convergence and rationality of our design. Empirical evaluations across diverse graph benchmarks demonstrate that FedAux substantially outperforms existing baselines in both accuracy and personalization performance. The code is available at [https://github.com/JhuoW/FedAux](https://github.com/JhuoW/FedAux).

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Tackling Feature-Classifier Mismatch in Federated Learning via Prompt-Driven Feature Transformation

Xinghao Wu, Xuefeng Liu, Jianwei Niu, Guogang Zhu, Mingjia Shi, Shaojie Tang, Jing Yuan

Federated Learning (FL) faces challenges due to data heterogeneity, which limits the global model’s performance across diverse client distributions. Personalized Federated Learning (PFL) addresses this by enabling each client to process an individual model adapted to its local distribution. Many existing methods assume that certain global model parameters are difficult to train effectively in a collaborative manner under heterogeneous data. Consequently, they localize or fine-tune these parameters to obtain personalized models. In this paper, we reveal that both the feature extractor and classifier of the global model are inherently strong, and the primary cause of its suboptimal performance is the mismatch between local features and the global classifier. Although existing methods alleviate this mismatch to some extent and improve performance, we find that they either (1) fail to fully resolve the mismatch while degrading the feature extractor, or (2) address the mismatch only post-training, allowing it to persist during training. This increases inter-client gradient divergence, hinders model aggregation, and ultimately leaves the feature extractor suboptimal for client data. To address this issue, we propose FedPFT, a novel framework that resolves the mismatch during training using personalized prompts. These prompts, along with local features, are processed by a shared self-attention-based transformation module, ensuring alignment with the global classifier. Additionally, this prompt-driven approach offers strong flexibility, enabling task-specific prompts to incorporate additional training objectives (\eg, contrastive learning) to further enhance the feature extractor. Extensive experiments show that FedPFT outperforms state-of-the-art methods by up to 5.07%, with further gains of up to 7.08% when collaborative contrastive learning is incorporated.

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On the Edge of Memorization in Diffusion Models

Sam Buchanan, Druv Pai, Yi Ma, Valentin De Bortoli

When do diffusion models reproduce their training data, and when are they able to generate samples beyond it? A practically relevant theoretical understanding of this interplay between memorization and generalization may significantly impact real-world deployments of diffusion models with respect to issues such as copyright infringement and data privacy. In this paper, we propose a scientific and mathematical “laboratory” for investigating memorization and generalization in diffusion models trained on fully synthetic or natural image-like structured data. Within this setting, we theoretically characterize a crossover point wherein the weighted training loss of a fully generalizing model becomes greater than that of an underparameterized memorizing model at a critical value of model (under)parameterization. We then demonstrate via carefully-designed experiments that the location of this crossover predicts a phase transition in diffusion models trained via gradient descent, as our theory enables us to analytically predict the model size at which memorization becomes predominant. Our work provides an analytically tractable and practically meaningful setting for future theoretical and empirical investigations. Code for our experiments is available at https://github.com/DruvPai/diffusion_mem_gen.

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Variational Learning Finds Flatter Solutions at the Edge of Stability

Avrajit Ghosh, Bai Cong, Rio Yokota, Saiprasad Ravishankar, Rongrong Wang, Molei Tao, Mohammad Emtiyaz Khan, Thomas Möllenhoff

Variational Learning (VL) has recently gained popularity for training deep neural networks. Part of its empirical success can be explained by theories such as PAC-Bayes bounds, minimum description length and marginal likelihood, but little has been done to unravel the implicit regularization in play. Here, we analyze the implicit regularization of VL through the Edge of Stability (EoS) framework. EoS has previously been used to show that gradient descent can find flat solutions and we extend this result to show that VL can find even flatter solutions. This result is obtained by controlling the shape of the variational posterior as well as the number of posterior samples used during training. The derivation follows in a similar fashion as in the standard EoS literature for deep learning, by first deriving a result for a quadratic problem and then extending it to deep neural networks. We empirically validate these findings on a wide variety of large networks, such as ResNet and ViT, to find that the theoretical results closely match the empirical ones. Ours is the first work to analyze the EoS dynamics of~VL.

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FedGPS: Statistical Rectification Against Data Heterogeneity in Federated Learning

Zhiqin Yang, Yonggang Zhang, Chenxin Li, Yiu-ming Cheung, Bo Han, Yixuan Yuan

Federated Learning (FL) confronts a significant challenge known as data heterogeneity, which impairs model performance and convergence. Existing methods have made notable progress in addressing this issue. However, improving performance in certain heterogeneity scenarios remains an overlooked question: _How robust are these methods to deploy under diverse heterogeneity scenarios?_ To answer this, we conduct comprehensive evaluations across varied heterogeneity scenarios, showing that most existing methods exhibit limited robustness. Meanwhile, insights from these experiments highlight that sharing statistical information can mitigate heterogeneity by enabling clients to update with a global perspective. Motivated by this, we propose **FedGPS** (**Fed**erated **G**oal-**P**ath **S**ynergy), a novel framework that seamlessly integrates statistical distribution and gradient information from others. Specifically, FedGPS statically modifies each client’s learning objective to implicitly model the global data distribution using surrogate information, while dynamically adjusting local update directions with gradient information from other clients at each round. Extensive experiments show that FedGPS outperforms state-of-the-art methods across diverse heterogeneity scenarios, validating its effectiveness and robustness. The code is available at: <https://github.com/CUHK-AIM-Group/FedGPS>.

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Streaming Federated Learning with Markovian Data

Tan-Khiem HUYNH, Malcolm Egan, Giovanni Neglia, Jean-Marie Gorce

Federated learning (FL) is now recognized as a key framework for communication-efficient collaborative learning. Most theoretical and empirical studies, however, rely on the assumption that clients have access to pre-collected data sets, with limited investigation into scenarios where clients continuously collect data. In many real-world applications, particularly when data is generated by physical or biological processes, client data streams are often modeled by non-stationary Markov processes. Unlike standard i.i.d. sampling, the performance of FL with Markovian data streams remains poorly understood due to the statistical dependencies between client samples over time. In this paper, we investigate whether FL can still support collaborative learning with Markovian data streams. Specifically, we analyze the performance of Minibatch SGD, Local SGD, and a variant of Local SGD with momentum. We answer affirmatively under standard assumptions and smooth non-convex client objectives: the sample complexity is proportional to the inverse of the number of clients with a communication complexity comparable to the i.i.d. scenario. However, the sample complexity for Markovian data streams remains higher than for i.i.d. sampling. Our analysis is validated via experiments with real pollution monitoring time series data.

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Transfer Learning on Edge Connecting Probability Estimation Under Graphon Model

Yuyao Wang, Yu-Hung Cheng, Debarghya Mukherjee, Huimin Cheng

Graphon models provide a flexible nonparametric framework for estimating latent connectivity probabilities in networks, enabling a range of downstream applications such as link prediction and data augmentation. However, accurate graphon estimation typically requires a large graph, whereas in practice, one often only observes a small-sized network. One approach to addressing this issue is to adopt a transfer learning framework, which aims to improve estimation in a small target graph by leveraging structural information from a larger, related source graph. In this paper, we propose a novel method, namely GTRANS, a transfer learning framework that integrates neighborhood smoothing and Gromov-Wasserstein optimal transport to align and transfer structural patterns between graphs. To prevent negative transfer, GTRANS includes an adaptive debiasing mechanism that identifies and corrects for target-specific deviations via residual smoothing. We provide theoretical guarantees on the stability of the estimated alignment matrix and demonstrate the effectiveness of GTRANS in improving the accuracy of target graph estimation through extensive synthetic and real data experiments. These improvements translate directly to enhanced performance in downstream applications, such as the graph classification task and the link prediction task.

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Ravan: Multi-Head Low-Rank Adaptation for Federated Fine-Tuning

Arian Raje, Baris Askin, Divyansh Jhunjhunwala, Gauri Joshi

Large Language Models (LLMs) have yet to effectively leverage the vast amounts of edge-device data, and Federated Learning (FL) offers a promising paradigm to collaboratively fine-tune LLMs without transferring private edge data to the cloud. To operate within the computational and communication constraints of edge devices, recent literature on federated fine-tuning of LLMs proposes the use of low-rank adaptation (LoRA) and similar parameter-efficient methods. However, LoRA-based methods suffer from accuracy degradation in FL settings, primarily because of data and computational heterogeneity across clients. We propose Ravan, an adaptive multi-head LoRA method that balances parameter efficiency and model expressivity by reparameterizing the weight updates as the sum of multiple LoRA heads, $s_i\textbf{B}_i\textbf{H}_i\textbf{A}_i$, in which only the $\textbf{H}_i$ parameters and their lightweight scaling factors $s_i$ are trained. These trainable scaling factors let the optimization focus on the most useful heads, recovering a higher-rank approximation of the full update without increasing the number of communicated parameters since clients upload $s_i\textbf{H}_i$ directly. Experiments on vision and language benchmarks show that Ravan improves test accuracy by 2–8\% over prior parameter-efficient baselines, making it a robust and scalable solution for federated fine-tuning of LLMs.

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Soft-consensual Federated Learning for Data Heterogeneity via Multiple Paths

Sheng Huang, Lele Fu, Fanghua Ye, Tianchi Liao, Bowen Deng, zhangchuanfu, Chuan Chen

Federated learning enables collaborative training while preserving the privacy of all participants. However, the heterogeneity in data distribution across multiple training nodes poses significant challenges to the construction of federated models. Prior studies were dedicated to mitigating the effects of data heterogeneity by using global information as a blueprint and restricting the local update of the model for reaching a "hard consensus". But this practice makes it difficult to balance local and global information, and it neglects to negotiate amicably between local and global models to reach mutually agreeable results, called ``soft consensus". In this paper, a multiple-path solving method is proposed to balance global and local features and combine these two feature preference paths to reach a soft consensus. Rather than relying on global information as the sole criterion, a negotiation process is employed to address the same objective by accommodating diverse feature preferences, thereby facilitating the discovery of a more plausible solution through multiple distinct pathways. Considering the overwhelming power of local features during local training, a swapping strategy is applied to weaken them to balance the solution paths. Moreover, to minimize the additional communication cost caused by the introduction of multiple paths, the solution of the task network is converted into data adaptation to reduce the amount of parameter transmission. Extensive experiments are conducted to demonstrate the advantages of the proposed method.

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Class-wise Balancing Data Replay for Federated Class-Incremental Learning

Zhuang Qi, Ying-Peng Tang, Lei Meng, Han Yu, Xiaoxiao Li, Xiangxu Meng

Federated Class Incremental Learning (FCIL) aims to collaboratively process continuously increasing incoming tasks across multiple clients. Among various approaches, data replay has become a promising solution, which can alleviate forgetting by reintroducing representative samples from previous tasks. However, their performance is typically limited by class imbalance, both within the replay buffer due to limited global awareness and between replayed and newly arrived classes. To address this issue, we propose a class-wise balancing data replay method for FCIL (FedCBDR), which employs a global coordination mechanism for class-level memory construction and reweights the learning objective to alleviate the aforementioned imbalances. Specifically, FedCBDR has two key components: 1) the global-perspective data replay module reconstructs global representations of prior task knowledge in a privacy-preserving manner, which then guides a class-aware and importance-sensitive sampling strategy to achieve balanced replay; 2) Subsequently, to handle class imbalance across tasks, the task-aware temperature scaling module adaptively adjusts the temperature of logits at both class and instance levels based on task dynamics, which reduces the model’s overconfidence in majority classes while enhancing its sensitivity to minority classes. Experimental results verified that FedCBDR achieves balanced class-wise sampling under heterogeneous data distributions and improves generalization under task imbalance between earlier and recent tasks, yielding a 2%-15% Top-1 accuracy improvement over six state-of-the-art methods.

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HYPERION: Fine-Grained Hypersphere Alignment for Robust Federated Graph Learning

Guancheng Wan, Xiaoran Shang, Yuxin Wu, Guibin Zhang, Jinhe Bi, Liangtao Zheng, Xin Lin, Yue Liu, Yanbiao Ma, Wenke Huang, Bo Du

Robust Federated Graph Learning (FGL) provides an effective decentralized framework for training Graph Neural Networks (GNNs) in noisy-label environments. However, the subtlety of noise during training presents formidable obstacles for developing robust FGL systems. Previous robust FL approaches neither adequately constrain edge-mediated error propagation nor account for intra-class topological differences. At the client level, we innovatively demonstrate that hyperspherical embedding can effectively capture graph structures in a fine-grained manner. Correspondingly, our method effectively addresses the aforementioned issues through fine-grained hypersphere alignment. Moreover, we uncover undetected noise arising from localized perspective constraints and propose the geometric-aware hyperspherical purification module at the server level. Combining both level strategies, we present our robust FGL framework,**HYPERION**, which operates all components within a unified hyperspherical space. **HYPERION** demonstrates remarkable robustness across multiple datasets, for instance, achieving a 29.7\% $\uparrow$ F1-macro score with 50\%-pair noise on Cora. The code is available for anonymous access at \url{https://anonymous.4open.science/r/Hyperion-NeurIPS/}.

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Rising from Ashes: Generalized Federated Learning via Dynamic Parameter Reset

Jiahao Wu, Ming Hu, Yanxin Yang, Xiaofei Xie, Zekai Chen, Chenyu Song, Mingsong Chen

Although Federated Learning (FL) is promising in privacy-preserving collaborative model training, it faces low inference performance due to heterogeneous data among clients. Due to heterogeneous data in each client, FL training easily learns the specific overfitting features. Existing FL methods adopt the coarse-grained average aggregation strategy, which causes the global model to easily get stuck in local optima, resulting in low generalization of the global model. Specifically, this paper presents a novel FL framework named FedPhoenix to address this issue, which stochastically resets partial parameters to destroy some features of the global model in each round to guide the FL training to learn multiple generalized features for inference rather than specific overfitting features. Experimental results on various well-known datasets demonstrate that compared to SOTA FL methods, FedPhoenix can achieve up to 20.73\% accuracy improvement.

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Towards Straggler-Resilient Split Federated Learning: An Unbalanced Update Approach

Dandan Liang, Jianing Zhang, Evan Chen, Zhe Li, Rui Li, Haibo Yang

Split Federated Learning (SFL) enables scalable training on edge devices by combining the parallelism of Federated Learning (FL) with the computational offloading of Split Learning (SL). Despite its great success, SFL suffers significantly from the well-known straggler issue in distributed learning systems. This problem is exacerbated by the dependency between Split Server and clients: the Split Server side model update relies on receiving activations from clients. Such synchronization requirement introduces significant time latency, making straggler a critical bottleneck to the scalability and efficiency of the system. To mitigate this problem, we propose *MU-SplitFed*, a straggler-resilient SFL algorithm that decouples training progress from straggler delays via a simple yet effective unbalanced update mechanism. By enabling the server to perform $\tau$ local updates per client round, *MU-SplitFed* achieves convergence rate $\mathcal{O}(\sqrt{d/(\tau T)})$, showing a linear reduction in communication round by a factor of $\tau$. Experiments demonstrate that *MU-SplitFed* consistently outperforms baseline methods with the presence of stragglers and effectively mitigates their impact through adaptive tuning of $\tau$.

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FedRTS: Federated Robust Pruning via Combinatorial Thompson Sampling

Hong Huang, Jinhai Yang, Yuan Chen, Jiaxun Ye, Dapeng Wu

Federated Learning (FL) enables collaborative model training across distributed clients without data sharing, but its high computational and communication demands strain resource-constrained devices. While existing methods use dynamic pruning to improve efficiency by periodically adjusting sparse model topologies while maintaining sparsity, these approaches suffer from issues such as **greedy adjustments**, **unstable topologies**, and **communication inefficiency**, resulting in less robust models and suboptimal performance under data heterogeneity and partial client availability. To address these challenges, we propose **Fed**erated **R**obust pruning via combinatorial **T**hompson **S**ampling (FedRTS),a novel framework designed to develop robust sparse models. FedRTS enhances robustness and performance through its Thompson Sampling-based Adjustment (TSAdj) mechanism, which uses probabilistic decisions informed by stable and farsighted information, instead of deterministic decisions reliant on unstable and myopic information in previous methods. Extensive experiments demonstrate that FedRTS achieves state-of-the-art performance in computer vision and natural language processing tasks while reducing communication costs, particularly excelling in scenarios with heterogeneous data distributions and partial client participation. Our codes are available at: https://github.com/Little0o0/FedRTS.

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FedFree: Breaking Knowledge-sharing Barriers through Layer-wise Alignment in Heterogeneous Federated Learning

Haizhou Du, Yiran Xiang, Yiwen Cai, Xiufeng Liu, Zonghan Wu, Huan Huo, Guodong Long

Heterogeneous Federated Learning (HtFL) enables collaborative learning across clients with diverse model architectures and non-IID data distributions, which are prevalent in real-world edge computing applications. Existing HtFL approaches typically employ proxy datasets to facilitate knowledge sharing or implement coarse-grained model-level knowledge transfer. However, such approaches not only elevate risks of user privacy leakage but also lead to the loss of fine-grained model-specific knowledge, ultimately creating barriers to effective knowledge sharing. To address these challenges, we propose FedFree, a novel data-free and model-free HtFL framework featuring two key innovations. First, FedFree introduces a reverse layer-wise knowledge transfer mechanism that aggregates heterogeneous client models into a global model solely using Gaussian-based pseudo data, eliminating reliance on proxy datasets. Second, it leverages Knowledge Gain Entropy (KGE) to guide targeted layer-wise knowledge alignment, ensuring that each client receives the most relevant global updates tailored to its specific architecture. We provide rigorous theoretical convergence guarantees for FedFree and conduct extensive experiments on CIFAR-10 and CIFAR-100. Results demonstrate that FedFree achieves substantial performance gains, with relative accuracy improving up to 46.3% over state-of-the-art baselines. The framework consistently excels under highly heterogeneous model/data distributions and in large scale settings.

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LLM at Network Edge: A Layer-wise Efficient Federated Fine-tuning Approach

Jinglong Shen, Nan Cheng, Wenchao Xu, Haozhao Wang, Yifan guo, Jiajie Xu

Fine-tuning large language models (LLMs) poses significant computational burdens, especially in federated learning (FL) settings. We introduce Layer-wise Efficient Federated Fine-tuning (LEFF), a novel method designed to enhance the efficiency of FL fine-tuning while preserving model performance and minimizing client-side computational overhead. LEFF strategically selects layers for fine-tuning based on client computational capacity, thereby mitigating the straggler effect prevalent in heterogeneous environments. Furthermore, LEFF incorporates an importance-driven layer sampling mechanism, prioritizing layers with greater influence on model performance. Theoretical analysis demonstrates that LEFF achieves a convergence rate of $\mathcal{O}(1/\sqrt{T})$. Extensive experiments on diverse datasets demonstrate that LEFF attains superior computational efficiency and model performance compared to existing federated fine-tuning methods, particularly under heterogeneous conditions.

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FedEL: Federated Elastic Learning for Heterogeneous Devices

Letian Zhang, Bo Chen, Jieming Bian, Lei Wang, Jie Xu

Federated learning (FL) enables distributed devices to collaboratively train machine learning (ML) models while maintaining data privacy. However, the heterogeneous hardware capabilities of participating devices often result in significant training delays, as straggler clients with limited resources prolong the aggregation process. Existing solutions such as client selection, asynchronous FL, and partial training partially address these challenges but encounter issues such as reduced accuracy, stale updates, and compromised model performance due to inconsistent training contributions. To overcome these limitations, we propose FedEL, a federated elastic learning framework that enhances training efficiency while maintaining model accuracy. FedEL introduces a novel window-based training process, sliding the window to locate the training part of the model and dynamically selecting important tensors for training within a coordinated runtime budget. This approach ensures progressive and balanced training across all clients, including stragglers. Additionally, FedEL employs a tensor importance adjustment module, harmonizing local and global tensor importance to mitigate biases caused by data heterogeneity. The experiment results shows that FedEL achieves up to 3.87× improvement in time-to-accuracy compared to baselines while maintaining or exceeding final test accuracy.

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Flick: Empowering Federated Learning with Commonsense Knowledge

Ran Zhu, Mingkun Yang, Shiqiang Wang, Jie Yang, Qing Wang

Federated Learning (FL) has emerged as a privacy-preserving framework for training models on data generated at the edge. However, the heterogeneity of data silos (e.g., label skew and domain shift) often leads to inconsistent learning objectives and suboptimal model performance. Inspired by the data-driven approach, we propose Flick, a novel data generation framework for heterogeneous **F**ederated **L**earning w**i**th **C**ommonsense **K**nowledge from Large Language Models (LLMs). In Flick, the client performs the local data summary to capture client-specific knowledge in textual form. The central server then distills task-relevant, high-quality knowledge from the out-of-the-box LLM -- guided by cross-client-specific insights -- to generate informative text prompts. These prompts direct a generative model in producing synthetic data, enabling global model fine-tuning and local data compensation. This process gradually aligns the label and feature distributions across clients. Extensive results on three datasets demonstrate that Flick improves the global model accuracy by up to 11.43\%, and accelerates convergence by up to 12.9$\times$, validating its effectiveness in addressing data heterogeneity.

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Covariances for Free: Exploiting Mean Distributions for Training-free Federated Learning

Dipam Goswami, Simone Magistri, Kai Wang, Bartłomiej Twardowski, Andrew D. Bagdanov, Joost van de weijer

Using pre-trained models has been found to reduce the effect of data heterogeneity and speed up federated learning algorithms. Recent works have explored training-free methods using first- and second-order statistics to aggregate local client data distributions at the server and achieve high performance without any training. In this work, we propose a training-free method based on an unbiased estimator of class covariance matrices which only uses first-order statistics in the form of class means communicated by clients to the server. We show how these estimated class covariances can be used to initialize the global classifier, thus exploiting the covariances without actually sharing them. We also show that using only within-class covariances results in a better classifier initialization. Our approach improves performance in the range of 4-26% with exactly the same communication cost when compared to methods sharing only class means and achieves performance competitive or superior to methods sharing second-order statistics with dramatically less communication overhead. The proposed method is much more communication-efficient than federated prompt-tuning methods and still outperforms them. Finally, using our method to initialize classifiers and then performing federated fine-tuning or linear probing again yields better performance. Code is available at https://github.com/dipamgoswami/FedCOF.

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Resource-Constrained Federated Continual Learning: What Does Matter?

Yichen Li, Yuying Wang, Jiahua Dong, Haozhao Wang, Yining Qi, Rui Zhang, Ruixuan Li

Federated Continual Learning (FCL) aims to enable sequential privacy-preserving model training on streams of incoming data that vary in edge devices by preserving previous knowledge while adapting to new data. Current FCL literature focuses on restricted data privacy and access to previously seen data while imposing no constraints on the training overhead. This is unreasonable for FCL applications in real-world scenarios, where edge devices are primarily constrained by resources such as storage, computational budget, and label rate. We revisit this problem with a large-scale benchmark and analyze the performance of state-of-the-art FCL approaches under different resource-constrained settings. Various typical FCL techniques and six datasets in two incremental learning scenarios (Class-IL and Domain-IL) are involved in our experiments. Through extensive experiments amounting to a total of over 1,000+ GPU hours, we find that, under limited resource-constrained settings, existing FCL approaches, with no exception, fail to achieve the expected performance. Our conclusions are consistent in the sensitivity analysis. This suggests that most existing FCL methods are particularly too resource-dependent for real-world deployment. Moreover, we study the performance of typical FCL techniques with resource constraints and shed light on future research directions in FCL.

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