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DeepAFL: Deep Analytic Federated Learning
Jianheng Tang, Yajiang Huang, Kejia Fan, Feijiang Han, Jiaxu Li, Jinfeng Xu, Run He, Anfeng Liu, Houbing Herbert Song, Huiping Zhuang, Yunhuai Liu
Federated Learning (FL) is a popular distributed learning paradigm to break down data silo. Traditional FL approaches largely rely on gradient-based updates, facing significant issues about heterogeneity, scalability, convergence, and overhead, etc. Recently, some analytic-learning-based work has attempted to handle these issues by eliminating gradient-based updates via analytical (i.e., closed-form) solutions. Despite achieving superior invariance to data heterogeneity, these approaches are fundamentally limited by their single-layer linear model with a frozen pre-trained backbone. As a result, they can only achieve suboptimal performance due to their lack of representation learning capabilities. In this paper, to enable representable analytic models while preserving the ideal invariance to data heterogeneity for FL, we propose our Deep Analytic Federated Learning approach, named DeepAFL. Drawing inspiration from the great success of ResNet in gradient-based learning, we design gradient-free residual blocks in our DeepAFL with analytical solutions. We further introduce an efficient layer-wise protocol for training our deep analytic models layer by layer in FL through least squares. Both theoretical analyses and empirical evaluations validate our DeepAFL's superior performance with its dual advantages in heterogeneity invariance and representation learning, outperforming state-of-the-art baselines by up to 5.68%-8.42% across three benchmark datasets. The related codes will be made open-sourced upon the acceptance of this paper.
Near Optimal Robust Federated Learning Against Data Poisoning Attack
Jingfan Yu, Zhixuan Fang
We revisit data poisoning attacks in the federated learning system. There will be $m$ worker nodes (each has $n$ training data samples) cooperatively training one model for a machine-learning task, and a fraction (i.e., $\alpha$) of the workers may suffer from the data poisoning attack. We mainly focus on the challenging and practical case where $n$ is small and $m$ is large, such that each worker does not have enough statistical information to identify the poisoned data by itself, while in total they have enough data to learn the task if the poisoned data are detected. Therefore, we propose a mechanism for workers to cooperatively detect workers with poisoned data. In terms of attack loss, our mechanism achieves $\tilde{O}((\frac{1}{n})^{\frac{1}{2}}+(\frac{d}{mn})^{\frac{1}{2}})$ in IID setting and $\tilde{O}((\frac{1}{\gamma})^{\frac{1}{2}}+(\frac{1}{n})^{\frac{1}{2}}+(\frac{d}{mn})^{\frac{1}{2}})$ in non-IID setting, where $d$ is the VC-dimension of the learning model and $\gamma$ is a concentration parameter characterizing the non-IIDness. Alongside attack loss, our mechanism limits the adversary’s free-ride gain even when it cannot be directly quantified by the attack loss. We also propose the lower bound of the attack loss, and our proposed algorithm matches the lower bound when $m\rightarrow \infty$ both in IID setting and non-IID setting.
Layerwise Federated Learning for Heterogeneous Quantum Clients using Quorus
Jason Han, Nicholas S. DiBrita, Daniel Leeds, Jianqiang Li, Jason Ludmir, Tirthak Patel
Quantum machine learning (QML) holds the promise to solve classically intractable problems, but, as critical data can be fragmented across private clients, there is a need for distributed QML in a quantum federated learning (QFL) format. However, the quantum computers that different clients have access to can be error-prone and have heterogeneous error properties, requiring them to run circuits of different depths. We propose a novel solution to this QFL problem, Quorus, that utilizes a layerwise loss function for effective training of varying-depth quantum models, which allows clients to choose models for high-fidelity output based on their individual capacity. Quorus also presents various model designs based on client needs that optimize for shot budget, qubit count, midcircuit measurement, and optimization space. Our simulation and real-hardware results show the promise of Quorus: it increases the magnitude of gradients of higher depth clients and improves testing accuracy by 12.4% on average over the state-of-the-art.
Beyond Aggregation: Guiding Clients in Heterogeneous Federated Learning
Zijian Wang, Xiaofei Zhang, Xin Zhang, Yukun Liu, Qiong Zhang
Federated learning (FL) is increasingly adopted in domains like healthcare, where data privacy is paramount. A fundamental challenge in these systems is statistical heterogeneity—the fact that data distributions vary significantly across clients (e.g., different hospitals may treat distinct patient demographics). While current FL algorithms focus on aggregating model updates from these heterogeneous clients, the potential of the central server remains under-explored. This paper is motivated by a healthcare scenario: could a central server not only coordinate model training but also guide a new patient to the hospital best equipped for their specific condition? We generalize this idea to propose a novel paradigm for FL systems where the server actively guides the allocation of new tasks or queries to the most appropriate client. To enable this, we introduce a density ratio model and empirical likelihood-based framework that simultaneously addresses two goals: (1) learning effective local models on each client, and (2) finding the best matching client for a new query. Empirical results demonstrate the framework's effectiveness on benchmark datasets, showing improvements in both model accuracy and the precision of client guidance compared to standard FL approaches. This work opens a new direction for building more intelligent and resource-efficient FL systems that leverage heterogeneity as a feature, not just a bug.
Fed-Duet: Dual Expert-Orchestrated Framework for Continual Federated Vision-Language Learning
Tao Guo, Junwei Chen, Laizhong Cui
Pretrained vision-language models (VLMs), such as CLIP, have shown promise in federated learning (FL) by bringing strong multimodal representations to edge devices. However, continual adaptation remains a core challenge in practical federated settings, where task distributions evolve over time and data remain non-IID across clients. In this emerging area, recent works adopt parameter-efficient fine-tuning (PEFT) as a lightweight way to reduce communication overhead, yet they fail to preserve satisfactory performance under continual learning conditions. Meanwhile, traditional federated continual learning (FCL) methods lack the capacity to maintain cross-modal alignment crucial to VLM performance. We introduce Fed-Duet, a novel Dual Expert-orchestrated framework for efficient federated continual learning in vision-language models. Fed-Duet features a dual-expert adaptation mechanism, combining server-coordinated semantic prompts with client-personalized modular adapters. These pathways are dynamically fused via a cross-attention mechanism, enabling effective knowledge transfer while preserving multimodal alignment and mitigating forgetting. We evaluate Fed-Duet across multiple challenging continual learning tasks in federated vision-language settings and demonstrate that it achieves superior performance and stability compared to existing approaches. Our work highlights the importance of coordinated expert composition in enabling scalable and robust multimodal continual learning. The code is available at https://anonymous.4open.science/r/FedDuet-0426/.
Deploying Models to Non-participating Clients in Federated Learning without Fine-tuning: A Hypernetwork-based Approach
Yuhao Zhou, Jindi Lv, Yuxin Tian, Dan Si, Qing Ye, Jiancheng Lv
Federated Learning (FL) has emerged as a promising paradigm for privacy-preserving collaborative learning, yet data heterogeneity remains a critical challenge. While existing methods achieve progress in addressing data heterogeneity for participating clients, they fail to generalize to non-participating clients with in-domain distribution shifts and resource constraints. To mitigate this issue, we present HyperFedZero, a novel method that dynamically generates specialized models via a hypernetwork conditioned on distribution-aware embeddings. Our approach explicitly incorporates distribution-aware inductive biases into the model's forward pass, extracting robust distribution embeddings using a NoisyEmbed-enhanced extractor with a Balancing Penalty, effectively preventing feature collapse. The hypernetwork then leverages these embeddings to generate specialized models chunk-by-chunk for non-participating clients, ensuring adaptability to their unique data distributions. Extensive experiments on multiple datasets and models demonstrate HyperFedZero's remarkable performance, surpassing competing methods consistently with minimal computational, storage, and communication overhead. Moreover, ablation studies and visualizations further validate the necessity of each component, confirming meaningful adaptations and validating the effectiveness of HyperFedZero.
Robust Federated Inference
Akash Dhasade, Sadegh Farhadkhani, Rachid Guerraoui, Nirupam Gupta, Maxime Jacovella, Anne-Marie Kermarrec, Rafael Pinot
Federated inference, in the form of one-shot federated learning, edge ensembles, or federated ensembles, has emerged as an attractive solution to combine predictions from multiple models. This paradigm enables each model to remain local and proprietary while a central server queries them and aggregates predictions. Yet, the robustness of federated inference has been largely neglected, leaving them vulnerable to even simple attacks. To address this critical gap, we formalize the problem of robust federated inference and provide the first robustness analysis of this class of methods. Our analysis of averaging-based aggregators shows that the error of the aggregator is small either when the dissimilarity between honest responses is small or the margin between the two most probable classes is large. Moving beyond linear averaging, we show that problem of robust federated inference with non-linear aggregators can be cast as an adversarial machine learning problem. We then introduce an advanced technique using the DeepSet aggregation model, proposing a novel composition of adversarial training and test-time robust aggregation to robustify non-linear aggregators. Our composition yields significant improvements, surpassing existing robust aggregation methods by 4.7 - 22.2% in accuracy points across diverse benchmarks.