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RecFlow: An Industrial Full Flow Recommendation Dataset
Qi Liu, Kai Zheng, Rui Huang, Wuchao Li, Kuo Cai, Yuan Chai, Yanan Niu, Yiqun Hui, Bing Han, Na Mou, Hongning Wang, Wentian Bao, Yun En Yu, Guorui Zhou, Han Li, Yang Song, Defu Lian, Kun Gai
Industrial recommendation systems (RS) rely on the multi-stage pipeline to balance effectiveness and efficiency when delivering items from a vast corpus to users. Existing RS benchmark datasets primarily focus on the exposure space, where novel RS algorithms are trained and evaluated. However, when these algorithms transition to real-world industrial RS, they face two critical challenges: (1) handling unexposed items—a significantly larger space than the exposed one, profoundly impacting their practical performance; and (2) overlooking the intricate interplay between multiple stages of the recommendation pipeline, resulting in suboptimal system performance. To bridge the gap between offline RS benchmarks and real-world online environments, we introduce RecFlow—an industrial full-flow recommendation dataset. Unlike existing datasets, RecFlow includes samples not only from the exposure space but also from unexposed items filtered at each stage of the RS funnel. RecFlow comprises 38 million interactions from 42,000 users across nearly 9 million items with additional 1.9 billion stage samples collected from 9.3 million online requests over 37 days and spanning 6 stages. Leveraging RecFlow, we conduct extensive experiments to demonstrate its potential in designing novel algorithms that enhance effectiveness by incorporating stage-specific samples. Some of these algorithms have already been deployed online at KuaiShou, consistently yielding significant gains. We propose RecFlow as the first comprehensive whole-pipeline benchmark dataset for the RS community, enabling research on algorithm design across the entire recommendation pipeline, including selection bias study, debiased algorithms, multi-stage consistency and optimality, multi-task recommendation, and user behavior modeling.
An Auditing Test to Detect Behavioral Shift in Language Models
Leo Richter, Xuanli He, Pasquale Minervini, Matt Kusner
As language models (LMs) approach human-level performance, a comprehensive understanding of their behavior becomes crucial. This includes evaluating capabilities, biases, task performance, and alignment with societal values. Extensive initial evaluations, including red teaming and diverse benchmarking, can establish a model’s behavioral profile. However, subsequent fine-tuning or deployment modifications may alter these behaviors in unintended ways. We present an efficient statistical test to tackle Behavioral Shift Auditing (BSA) in LMs, which we define as detecting distribution shifts in qualitative properties of the output distributions of LMs. Our test compares model generations from a baseline model to those of the model under scrutiny and provides theoretical guarantees for change detection while controlling false positives. The test features a configurable tolerance parameter that adjusts sensitivity to behavioral changes for different use cases. We evaluate our approach using two case studies: monitoring changes in (a) toxicity and (b) translation performance. We find that the test is able to detect meaningful changes in behavior distributions using just hundreds of examples.
Perturbation-Restrained Sequential Model Editing
Jun-Yu Ma, Hong Wang, Hao-Xiang Xu, Zhen-Hua Ling, Jia-Chen Gu
Model editing is an emerging field that focuses on updating the knowledge embedded within large language models (LLMs) without extensive retraining. However, current model editing methods significantly compromise the general abilities of LLMs as the number of edits increases, and this trade-off poses a substantial challenge to the continual learning of LLMs. In this paper, we first theoretically analyze that the factor affecting the general abilities in sequential model editing lies in the condition number of the edited matrix. The condition number of a matrix represents its numerical sensitivity, and therefore can be used to indicate the extent to which the original knowledge associations stored in LLMs are perturbed after editing. Subsequently, statistical findings demonstrate that the value of this factor becomes larger as the number of edits increases, thereby exacerbating the deterioration of general abilities. To this end, a framework termed Perturbation Restraint on Upper bouNd for Editing (PRUNE) is proposed, which applies the condition number restraints in sequential editing. These restraints can lower the upper bound on perturbation to edited models, thus preserving the general abilities. Systematically, we conduct experiments employing three editing methods on three LLMs across four downstream tasks. The results show that PRUNE can preserve general abilities while maintaining the editing performance effectively in sequential model editing. The code are available at https://github.com/mjy1111/PRUNE.
A Non-Contrastive Learning Framework for Sequential Recommendation with Preference-Preserving Profile Generation
Huimin Zeng, Xiaojie Wang, Anoop Jain, Zhicheng Dou, Dong Wang
Contrastive Learning (CL) proves to be effective for learning generalizable user representations in Sequential Recommendation (SR), but it suffers from high computational costs due to its reliance on negative samples. To overcome this limitation, we propose the first Non-Contrastive Learning (NCL) framework for SR, which eliminates computational overhead of identifying and generating negative samples. However, without negative samples, it is challenging to learn uniform representations from only positive samples, which is prone to representation collapse. Furthermore, the alignment of the learned representations may be substantially compromised because existing ad-hoc augmentations can produce positive samples that have inconsistent user preferences. To tackle these challenges, we design a novel preference-preserving profile generation method to produce high-quality positive samples for non-contrastive training. Inspired by differential privacy, our approach creates augmented user profiles that exhibit high diversity while provably retaining consistent user preferences. With larger diversity and consistency of the positive samples, our NCL framework significantly enhances the alignment and uniformity of the learned representations, which contributes to better generalization. The experimental results on various benchmark datasets and model architectures demonstrate the effectiveness of the proposed method. Finally, our investigations reveal that both uniformity and alignment play a vital role in improving generalization for SR. Interestingly, in our data-sparse setting, alignment is usually more important than uniformity.
SLMRec: Distilling Large Language Models into Small for Sequential Recommendation
Wujiang Xu, Qitian Wu, Zujie Liang, Jiaojiao Han, Xuying Ning, Yunxiao Shi, Wenfang Lin, Yongfeng Zhang
Sequential Recommendation (SR) task involves predicting the next item a user is likely to interact with, given their past interactions. The SR models examine the sequence of a user's actions to discern more complex behavioral patterns and temporal dynamics. Recent research demonstrates the great impact of LLMs on sequential recommendation systems, either viewing sequential recommendation as language modeling or serving as the backbone for user representation. Although these methods deliver outstanding performance, there is scant evidence of the necessity of a large language model and how large the language model is needed, especially in the sequential recommendation scene. Meanwhile, due to the huge size of LLMs, it is inefficient and impractical to apply a LLM-based model in real-world platforms that often need to process billions of traffic logs daily. In this paper, we explore the influence of LLMs' depth by conducting extensive experiments on large-scale industry datasets. Surprisingly, our motivational experiments reveal that most intermediate layers of LLMs are redundant, indicating that pruning the remaining layers can still maintain strong performance. Motivated by this insight, we empower small language models for SR, namely SLMRec, which adopt a simple yet effective knowledge distillation method. Moreover, SLMRec is orthogonal to other post-training efficiency techniques, such as quantization and pruning, so that they can be leveraged in combination. Comprehensive experimental results illustrate that the proposed SLMRec model attains the best performance using only 13\% of the parameters found in LLM-based recommendation models while simultaneously achieving up to 6.6x and 8.0x speedups in training and inference time costs, respectively. Besides, we provide a theoretical justification for why small language models can perform comparably to large language models in SR.
Preference Diffusion for Recommendation
Shuo Liu, An Zhang, Guoqing Hu, Hong Qian, Tat-Seng Chua
Recommender systems aim to predict personalized item rankings by modeling user preference distributions derived from historical behavior data. While diffusion models (DMs) have recently gained attention for their ability to model complex distributions, current DM-based recommenders typically rely on traditional objectives such as mean squared error (MSE) or standard recommendation objectives. These approaches are either suboptimal for personalized ranking tasks or fail to exploit the full generative potential of DMs. To address these limitations, we propose \textbf{PreferDiff}, an optimization objective tailored for DM-based recommenders. PreferDiff reformulates the traditional Bayesian Personalized Ranking (BPR) objective into a log-likelihood generative framework, enabling it to effectively capture user preferences by integrating multiple negative samples. To handle the intractability, we employ variational inference, minimizing the variational upper bound. Furthermore, we replace MSE with cosine error to improve alignment with recommendation tasks, and we balance generative learning and preference modeling to enhance the training stability of DMs. PreferDiff devises three appealing properties. First, it is the first personalized ranking loss designed specifically for DM-based recommenders. Second, it improves ranking performance and accelerates convergence by effectively addressing hard negatives. Third, we establish its theoretical connection to Direct Preference Optimization (DPO), demonstrating its potential to align user preferences within a generative modeling framework. Extensive experiments across six benchmarks validate PreferDiff's superior recommendation performance. Our codes are available at \url{https://github.com/lswhim/PreferDiff}.