论文列表
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结果数 16
Language Models Learn to Mislead Humans via RLHF
Jiaxin Wen, Ruiqi Zhong, Akbir Khan, Ethan Perez, Jacob Steinhardt, Minlie Huang, Samuel R. Bowman, He He, Shi Feng
Language models (LMs) can produce errors that are hard to detect for humans, especially when the task is complex. RLHF, the most popular post-training method, may exacerbate this problem: to achieve higher rewards, LMs might get better at convincing humans that they are right even when they are wrong. We study this phenomenon under a standard RLHF pipeline, calling it ``U-Sophistry'' since it is \textbf{U}nintended by model developers. Specifically, we ask time-constrained (e.g., 3-10 minutes) human subjects to evaluate the correctness of model outputs and calculate humans' accuracy against gold labels. On a question-answering task (QuALITY) and programming task (APPS), RLHF makes LMs better at convincing our subjects but not at completing the task correctly. RLHF also makes the model harder to evaluate: our subjects' false positive rate increases by 24.1% on QuALITY and 18.3% on APPS. Finally, we show that probing, a state-of-the-art approach for detecting \textbf{I}ntended Sophistry (e.g.~backdoored LMs), does not generalize to U-Sophistry. Our results highlight an important failure mode of RLHF and call for more research in assisting humans to align them.
Consistency Checks for Language Model Forecasters
Daniel Paleka, Abhimanyu Pallavi Sudhir, Alejandro Alvarez, Vineeth Bhat, Adam Shen, Evan Wang, Florian Tramèr
Forecasting is a task that is difficult to evaluate: the ground truth can only be known in the future. Recent work showing LLM forecasters rapidly approaching human-level performance begs the question: how can we benchmark and evaluate these forecasters *instantaneously*? Following the consistency check framework, we measure the performance of forecasters in terms of the consistency of their predictions on different logically-related questions. We propose a new, general consistency metric based on *arbitrage*: for example, if a forecasting AI illogically predicts that both the Democratic and Republican parties have 60\% probability of winning the 2024 US presidential election, an arbitrageur could trade against the forecaster's predictions and make a profit. We build an automated evaluation system that generates a set of base questions, instantiates consistency checks from these questions, elicits the predictions of the forecaster, and measures the consistency of the predictions. We then build a standard, proper-scoring-rule forecasting benchmark, and show that our (instantaneous) consistency metrics correlate strongly with LLM forecasters' ground truth Brier scores (which are only known in the future). We also release a consistency benchmark that resolves in 2028, providing a long-term evaluation tool for forecasting.
Human-Aligned Chess With a Bit of Search
Yiming Zhang, Athul Paul Jacob, Vivian Lai, Daniel Fried, Daphne Ippolito
Chess has long been a testbed for AI's quest to match human intelligence, and in recent years, chess AI systems have surpassed the strongest humans at the game. However, these systems are *not human-aligned*; they are unable to match the skill levels of all human partners or model human-like behaviors beyond piece movement. In this paper, we introduce Allie, a chess-playing AI designed to bridge the gap between artificial and human intelligence in this classic game. Allie is trained on log sequences of real chess games to model the behaviors of human chess players across the skill spectrum, including non-move behaviors such as pondering times and resignations In offline evaluations, we find that Allie exhibits humanlike behavior: it outperforms the existing state-of-the-art in human chess move prediction and ``ponders'' at critical positions. The model learns to reliably assign reward at each game state, which can be used at inference as a reward function in a novel *time-adaptive* Monte-Carlo tree search (MCTS) procedure, where the amount of search depends on how long humans would think in the same positions. Adaptive search enables remarkable *skill calibration*; in a large-scale online evaluation against players with ratings from 1000 to 2600 Elo, our adaptive search method leads to a skill gap of only 49 Elo on average, substantially outperforming search-free and standard MCTS baselines. Against grandmaster-level (2500 Elo) opponents, Allie with adaptive search exhibits the strength of a fellow grandmaster, all while learning *exclusively from humans*.
Trust or Escalate: LLM Judges with Provable Guarantees for Human Agreement
Jaehun Jung, Faeze Brahman, Yejin Choi
We present a principled approach to provide LLM-based evaluation with a rigorous guarantee of human agreement. We first propose that a reliable evaluation method should not uncritically rely on model preferences for pairwise evaluation, but rather assess the confidence of judge models and selectively decide when to trust its judgement. We then show that under this *selective evaluation* framework, human agreement can be provably guaranteed---such that the model evaluation aligns with that of humans to a user-specified agreement level. As part of our framework, we also introduce *Simulated Annotators*, a novel confidence estimation method that significantly improves judge calibration and thus enables high coverage of evaluated instances. Finally, we propose *Cascaded Selective Evaluation*, where we use cheaper models as initial judges and escalate to stronger models only when necessary---again, while still providing a provable guarantee of human agreement. Experimental results show that Cascaded Selective Evaluation guarantees strong alignment with humans, far beyond what LLM judges could achieve without selective evaluation. For example, on a subset of Chatbot Arena where GPT-4 almost never achieves 80% human agreement, our method, even while employing substantially cost-effective models such as Mistral-7B, *guarantees* over 80% human agreement with almost 80% test coverage.
Eliciting Human Preferences with Language Models
Belinda Z. Li, Alex Tamkin, Noah Goodman, Jacob Andreas
Language models (LMs) can be directed to perform user- and context-dependent tasks by using labeled examples or natural language prompts. But selecting examples or writing prompts can be challenging---especially in tasks that require users to precisely articulate nebulous preferences or reason about complex edge cases. For such tasks, we introduce **Generative Active Task Elicitation (GATE)**, a method for using *LMs themselves* to guide the task specification process. GATE is a learning framework in which models elicit and infer human preferences through free-form, language-based interaction with users. We identify prototypical challenges that users face when specifying preferences, and design three preference modeling tasks to study these challenges: content recommendation, moral reasoning, and email validation. In preregistered experiments, we show that LMs that learn to perform these tasks using GATE (by interactively querying users with open-ended questions) obtain preference specifications that are more informative than user-written prompts or examples. GATE matches existing task specification methods in the moral reasoning task, and significantly outperforms them in the content recommendation and email validation tasks. Users additionally report that interactive task elicitation requires less effort than prompting or example labeling and surfaces considerations that they did not anticipate on their own. Our findings suggest that LM-driven elicitation can be a powerful tool for aligning models to complex human preferences and values.
An Empirical Analysis of Uncertainty in Large Language Model Evaluations
Qiujie Xie, Qingqiu Li, Zhuohao Yu, Yuejie Zhang, Yue Zhang, Linyi Yang
As LLM-as-a-Judge emerges as a new paradigm for assessing large language models (LLMs), concerns have been raised regarding the alignment, bias, and stability of LLM evaluators. While substantial work has focused on alignment and bias, little research has concentrated on the stability of LLM evaluators. In this paper, we conduct extensive experiments involving 9 widely used LLM evaluators across 2 different evaluation settings to investigate the uncertainty in model-based LLM evaluations. We pinpoint that LLM evaluators exhibit varying uncertainty based on model families and sizes. With careful comparative analyses, we find that employing special prompting strategies, whether during inference or post-training, can alleviate evaluation uncertainty to some extent. By utilizing uncertainty to enhance LLM's reliability and detection capability in Out-Of-Distribution (OOD) data, we further fine-tune an uncertainty-aware LLM evaluator named ConfiLM using a human-annotated fine-tuning set and assess ConfiLM's OOD evaluation ability on a manually designed test set sourced from the 2024 Olympics. Experimental results demonstrate that incorporating uncertainty as additional information during the fine-tuning phase can largely improve the model's evaluation performance in OOD scenarios. The code and data are released at: https://github.com/hasakiXie123/LLM-Evaluator-Uncertainty.
Revisiting text-to-image evaluation with Gecko: on metrics, prompts, and human rating
Olivia Wiles, Chuhan Zhang, Isabela Albuquerque, Ivana Kajic, Su Wang, Emanuele Bugliarello, Yasumasa Onoe, Pinelopi Papalampidi, Ira Ktena, Christopher Knutsen, Cyrus Rashtchian, Anant Nawalgaria, Jordi Pont-Tuset, Aida Nematzadeh
While text-to-image (T2I) generative models have become ubiquitous, they do not necessarily generate images that align with a given prompt. While many metrics and benchmarks have been proposed to evaluate T2I models and alignment metrics, the impact of the evaluation components (prompt sets, human annotations, evaluation task) has not been systematically measured. We find that looking at only *one slice of data*, i.e. one set of capabilities or human annotations, is not enough to obtain stable conclusions that generalise to new conditions or slices when evaluating T2I models or alignment metrics. We address this by introducing an evaluation suite of $>$100K annotations across four human annotation templates that comprehensively evaluates models' capabilities across a range of methods for gathering human annotations and comparing models. In particular, we propose (1) a carefully curated set of prompts -- *Gecko2K*; (2) a statistically grounded method of comparing T2I models; and (3) how to systematically evaluate metrics under three *evaluation tasks* -- *model ordering, pair-wise instance scoring, point-wise instance scoring*. Using this evaluation suite, we evaluate a wide range of metrics and find that a metric may do better in one setting but worse in another. As a result, we introduce a new, interpretable auto-eval metric that is consistently better correlated with human ratings than such existing metrics on our evaluation suite--across different human templates and evaluation settings--and on TIFA160.
Realistic Evaluation of Deep Partial-Label Learning Algorithms
Wei Wang, Dong-Dong Wu, Jindong Wang, Gang Niu, Min-Ling Zhang, Masashi Sugiyama
Partial-label learning (PLL) is a weakly supervised learning problem in which each example is associated with multiple candidate labels and only one is the true label. In recent years, many deep PLL algorithms have been developed to improve model performance. However, we find that some early developed algorithms are often underestimated and can outperform many later algorithms with complicated designs. In this paper, we delve into the empirical perspective of PLL and identify several critical but previously overlooked issues. First, model selection for PLL is non-trivial, but has never been systematically studied. Second, the experimental settings are highly inconsistent, making it difficult to evaluate the effectiveness of the algorithms. Third, there is a lack of real-world image datasets that can be compatible with modern network architectures. Based on these findings, we propose PLENCH, the first Partial-Label learning bENCHmark to systematically compare state-of-the-art deep PLL algorithms. We investigate the model selection problem for PLL for the first time, and propose novel model selection criteria with theoretical guarantees. We also create Partial-Label CIFAR-10 (PLCIFAR10), an image dataset of human-annotated partial labels collected from Amazon Mechanical Turk, to provide a testbed for evaluating the performance of PLL algorithms in more realistic scenarios. Researchers can quickly and conveniently perform a comprehensive and fair evaluation and verify the effectiveness of newly developed algorithms based on PLENCH. We hope that PLENCH will facilitate standardized, fair, and practical evaluation of PLL algorithms in the future.
Beyond correlation: The impact of human uncertainty in measuring the effectiveness of automatic evaluation and LLM-as-a-judge
Aparna Elangovan, Lei Xu, Jongwoo Ko, Mahsa Elyasi, Ling Liu, Sravan Babu Bodapati, Dan Roth
The effectiveness of automatic evaluation of generative models is typically measured by comparing the labels generated via automation with human labels using correlation metrics. However, metrics like Krippendorff's $\alpha$ and Randolph's $\kappa$ were originally designed to measure the reliability of human labeling, thus make assumptions about typical human labeling behavior, and these assumptions may not be applicable to machine generated labels. In this paper, we show how *relying on a single aggregate correlation score* can obscure fundamental differences between human labels and those from automatic evaluation, including LLM-as-a-Judge. Specifically, we demonstrate that when the proportion of samples with variation or uncertainty in human assigned labels is relatively high, machine labels (generated by automatic evaluation methods) may superficially appear to have similar or better correlation with the human majority label compared to the human-to-human (HH) correlation. This can create the illusion that labels from automatic evaluation approximates the human majority label. However, as the proportion of samples with consistent human labels increases, the correlation between machine and human labels fall well below HH correlation. Based on these findings, we first propose *stratifying data by human label uncertainty* to provide a more robust analysis of automatic evaluation performance. Second, recognizing that uncertainty and variation are inherent in perception-based human evaluations, such as those involving attitudes or preferences, we introduce a new metric -*binned Jensen-Shannon Divergence for perception* for such scenarios to better measure the effectiveness of automatic evaluations. Third, we present visualization techniques -- *perception charts*, to contextualize correlation measures appropriately and to show the strengths and limitations of automatic evaluation. We have open-sourced our analysis and visualization tools at https://github.com/amazon-science/BeyondCorrelation.
Rethinking Reward Model Evaluation: Are We Barking up the Wrong Tree?
Xueru Wen, Jie Lou, Yaojie Lu, Hongyu Lin, XingYu, Xinyu Lu, Ben He, Xianpei Han, Debing Zhang, Le Sun
Reward Models (RMs) are crucial for aligning language models with human preferences. Currently, the evaluation of RMs depends on measuring accuracy against a validation set of manually annotated preference data. Although this method is straightforward and widely adopted, the relationship between RM accuracy and downstream policy performance remains under-explored. In this work, we conduct experiments in a synthetic setting to investigate how differences in RM measured by accuracy translate into gaps in optimized policy performance. Our findings reveal that while there is a weak positive correlation between accuracy and downstream performance, policies optimized towards RMs with similar accuracy can exhibit quite different performance. Moreover, we discover that the way of measuring accuracy significantly impacts its ability to predict the final policy performance. Through the lens of the Regressional Goodhart effect, we recognize that accuracy, when used for measuring RM quality, can fail to fully capture the potential RM overoptimization. This underscores the inadequacy of relying solely on accuracy to reflect their impact on policy optimization.
Large Language Models Meet Symbolic Provers for Logical Reasoning Evaluation
Chengwen Qi, Ren Ma, Bowen Li, He Du, Binyuan Hui, Jinwang Wu, Yuanjun Laili, Conghui He
First-order logic (FOL) reasoning, which involves sequential deduction, is pivotal for intelligent systems and serves as a valuable task for evaluating reasoning capabilities, particularly in chain-of-thought (CoT) contexts. Existing benchmarks often rely on extensive human annotation or handcrafted templates, making it difficult to achieve the necessary complexity, scalability, and diversity for robust evaluation. To address these limitations, we propose a novel framework called ProverGen that synergizes the generative strengths of Large Language Models (LLMs) with the rigor and precision of symbolic provers, enabling the creation of a scalable, diverse, and high-quality FOL reasoning dataset, ProverQA. ProverQA is also distinguished by its inclusion of accessible and logically coherent intermediate reasoning steps for each problem. Our evaluation shows that state-of-the-art LLMs struggle to solve ProverQA problems, even with CoT prompting, highlighting the dataset's challenging nature. We also finetune Llama3.1-8B-Instruct on a separate training set generated by our framework. The finetuned model demonstrates consistent improvements on both in-distribution and out-of-distribution test sets, suggesting the value of our proposed data generation framework. Code available at: \url{https://github.com/opendatalab/ProverGen}
Human Simulacra: Benchmarking the Personification of Large Language Models
Qiujie Xie, Qiming Feng, Tianqi Zhang, Qingqiu Li, Linyi Yang, Yuejie Zhang, Rui Feng, Liang He, Shang Gao, Yue Zhang
Large Language Models (LLMs) are recognized as systems that closely mimic aspects of human intelligence. This capability has attracted the attention of the social science community, who see the potential in leveraging LLMs to replace human participants in experiments, thereby reducing research costs and complexity. In this paper, we introduce a benchmark for LLMs personification, including a strategy for constructing virtual characters' life stories from the ground up, a Multi-Agent Cognitive Mechanism capable of simulating human cognitive processes, and a psychology-guided evaluation method to assess human simulations from both self and observational perspectives. Experimental results demonstrate that our constructed simulacra can produce personified responses that align with their target characters. We hope this work will serve as a benchmark in the field of human simulation, paving the way for future research.
Inverse Constitutional AI: Compressing Preferences into Principles
Arduin Findeis, Timo Kaufmann, Eyke Hüllermeier, Samuel Albanie, Robert D. Mullins
Feedback data is widely used for fine-tuning and evaluating state-of-the-art AI models. Pairwise text preferences, where human or AI annotators select the “better” of two options, are particularly common. Such preferences are used to train (reward) models or to rank models with aggregate statistics. For many applications it is desirable to understand annotator preferences in addition to modelling them – not least because extensive prior work has shown various unintended biases in preference datasets. Yet, preference datasets remain challenging to interpret. Neither black-box reward models nor statistics can answer why one text is preferred over another. Manual interpretation of the numerous (long) response pairs is usually equally infeasible. In this paper, we introduce the Inverse Constitutional AI (ICAI) problem, formulating the interpretation of pairwise text preference data as a compression task. In constitutional AI, a set of principles (a constitution) is used to provide feedback and fine-tune AI models. ICAI inverts this process: given a feedback dataset, we aim to extract a constitution that best enables a large language model (LLM) to reconstruct the original annotations. We propose a corresponding ICAI algorithm and validate its generated constitutions quantitatively based on annotation reconstruction accuracy on several datasets: (a) synthetic feedback data with known principles; (b) AlpacaEval cross-annotated human feedback data; (c) crowdsourced Chatbot Arena data; and (d) PRISM data from diverse demographic groups. As an example application, we further demonstrate the detection of biases in human feedback data. As a short and interpretable representation of the original dataset, generated constitutions have many potential use cases: they may help identify undesirable annotator biases, better understand model performance, scale feedback to unseen data, or assist with adapting AI models to individual user or group preferences. We release the source code for our algorithm and experiments at https://github.com/rdnfn/icai.
DreamBench++: A Human-Aligned Benchmark for Personalized Image Generation
Yuang Peng, Yuxin Cui, Haomiao Tang, Zekun Qi, Runpei Dong, Jing Bai, Chunrui Han, Zheng Ge, Xiangyu Zhang, Shu-Tao Xia
Personalized image generation holds great promise in assisting humans in everyday work and life due to its impressive function in creatively generating personalized content. However, current evaluations either are automated but misalign with humans or require human evaluations that are time-consuming and expensive. In this work, we present DreamBench++, a human-aligned benchmark that advanced multimodal GPT models automate. Specifically, we systematically design the prompts to let GPT be both human-aligned and self-aligned, empowered with task reinforcement. Further, we construct a comprehensive dataset comprising diverse images and prompts. By benchmarking 7 modern generative models, we demonstrate that \dreambench results in significantly more human-aligned evaluation, helping boost the community with innovative findings.
On Speeding Up Language Model Evaluation
Jin Peng Zhou, Christian K Belardi, Ruihan Wu, Travis Zhang, Carla P Gomes, Wen Sun, Kilian Q Weinberger
Developing prompt-based methods with Large Language Models (LLMs) requires making numerous decisions, which give rise to a combinatorial search problem over hyper-parameters. This exhaustive evaluation can be time-consuming and costly. In this paper, we propose an \textit{adaptive} approach to explore this space. We are exploiting the fact that often only few samples are needed to identify clearly superior or inferior settings, and that many evaluation tests are highly correlated. We lean on multi-armed bandits to sequentially identify the next (method, validation sample)-pair to evaluate and utilize low-rank matrix factorization to fill in missing evaluations. We carefully assess the efficacy of our approach on several competitive benchmark problems and show that it can identify the top-performing method using only 5-15% of the typical resources---resulting in 85-95% LLM cost savings. Our code is available at https://github.com/kilian-group/banditeval.
RevisEval: Improving LLM-as-a-Judge via Response-Adapted References
Qiyuan Zhang, Yufei Wang, Tiezheng YU, Yuxin Jiang, Chuhan Wu, Liangyou Li, Yasheng Wang, Xin Jiang, Lifeng Shang, Ruiming Tang, Fuyuan Lyu, Chen Ma
With significant efforts in recent studies, LLM-as-a-Judge has become a cost-effective alternative to human evaluation for assessing text generation quality in a wide range of tasks. However, there still remains a reliability gap between LLM-as-a-Judge and human evaluation. One important reason is the lack of guided oracles in the evaluation process. Motivated by the role of reference pervasively used in classic text evaluation, we introduce RevisEval, a novel text generation evaluation paradigm via the response-adapted references. RevisEval is driven by the key observation that an ideal reference should maintain the necessary relevance to the response to be evaluated. Specifically, RevisEval leverages the text revision capabilities of large language models (LLMs) to adaptively revise the response, then treat the revised text as the reference (response-adapted reference) for the subsequent evaluation. Extensive experiments demonstrate that RevisEval outperforms traditional reference-free and reference-based evaluation paradigms that use LLM-as-a-Judge across NLG tasks and open-ended instruction-following tasks. More importantly, our response-adapted references can further boost the classical text metrics, e.g., BLEU and BERTScore, compared to traditional references and even rival the LLM-as-a-Judge. A detailed analysis is also conducted to confirm RevisEval's effectiveness in bias reduction, the impact of inference cost, and reference relevance.