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arXiv

One Knob to Rule Them All: A Unified Optimal Transport View of Cold-Start Active Learning

Ning Zhu, Xiaochuan Ma, Juntao Xu, Jingze Liang, Mengfei Zhao, An Chen, Liang-Jian Deng

Cold-Start Active Learning (CSAL) aims to select a valuable subset from an unlabeled pool without any prior knowledge or human assistance. Existing methods take diverse routes based on typicality, coverage, or diversity. Each rests on its own inductive bias and therefore performs well on some tasks yet poorly on others. We argue that the real challenge is not to design yet another selection heuristic, but to make CSAL adapt automatically to the data and task at hand. To this end, we revisit CSAL through the lens of optimal transport. First, we propose a generalized transport selection framework that reveals the shared allocation structure of existing methods and exactly subsumes representative formulations. Second, we introduce a theoretical analysis that characterizes the trade-off controlled by entropic regularization and establishes a task-agnostic minimax bound for cold-start selection. These results provide a principled foundation for adapting the regularization strength to the unlabeled data. Third, we derive a data-adaptive regularization rule and present a novel Sinkhorn-based CSAL algorithm, termed $ε$-Adaptive Selection ($ε$-AS). Extensive experiments on six public datasets and multiple annotation budgets show that $ε$-AS consistently achieves state-of-the-art performance. On ImageNet-1k, it improves the average accuracy over ActiveFT by 1.29% while reducing selection time by 56.2%. Code will be released at https://github.com/Z-yiwei/OT-CSAL

arXiv

UniNav: A Unified World-Action Diffusion Model for Visual Navigation

Changqing Zhou, Yueru Luo, Zeyu Jiang, Changhao Chen

Image-goal visual navigation is a fundamental capability for embodied agents. Existing navigation policies efficiently predict waypoint trajectories but lack visual foresight, while navigation world models can anticipate future observations but often require costly planning rollouts. We present UniNav, a unified world-action model that generates future visual observations and continuous waypoint trajectories through a single diffusion process. Given history frames and a goal image, UniNav jointly denoises visual and waypoint tokens within a single transformer, unifying future prediction and action generation in a shared framework. To improve spatial grounding, we incorporate geometry-aware camera tokens. We also train on both trajectory-labeled navigation data and video-only data, enabling the model to benefit from diverse videos without waypoint annotations. Based on this unified framework, we introduce two variants: UniNav-Full jointly predicts interpretable future observations and their corresponding trajectories, while UniNav-Fast removes future-image tokens at inference for efficient trajectory prediction. Experiments on navigation benchmarks show that UniNav outperforms the strongest baseline in ATE across all datasets. With one-step inference, UniNav-Fast achieves a latency of 0.1s without a substantial accuracy drop. Code will be released.

arXiv

The RAIL Principles for Neurosymbolic AI: Reasoning, Assurances, Interfacing and Learning

Agnese Chiatti, Michael Cochez, Cristina Cornelio, Sebastijan Dumancic, Artur d'Avila Garcez, Luis C. Lamb, Lia Morra, Mathias Niepert, Robert Peharz, Alberto Speranzon, Maarten Stol, Annette Ten Teije, Thiviyan Thanapalasingam, Frank Van Harmelen, Emile van Krieken, Antonio Vergari, Benjie Wang

Neurosymbolic AI systems that integrate machine learning and symbolic reasoning are rapidly gaining attention. They complement the data-intensive statistical approaches of neural networks and language models with symbolic reasoning algorithms to function in high-stakes domains or in low-data regimes that characterize many real-world applications. We argue that the neurosymbolic combination of machine learning and formal reasoning is not a niche approach within AI, but rather includes many already successful techniques that are of crucial importance to the development of reliable, efficient and, ultimately, trustworthy systems. This perspective prompts a re-examination of the design of current AI systems. We show that many leading AI systems, including some that are not traditionally considered as neurosymbolic, can be analysed from the perspective of four principles of neurosymbolic AI design: Reasoning, Assurances, Interfacing and Learning (RAIL). Applying the RAIL framework offers a unified view of seemingly disparate AI systems, ranging from physics-aware machine learning to neuro-guided search (such as Google DeepMind's Alpha-* suite), causal learning and tool-augmented Large Language Models. Importantly, the RAIL principles will enable engineers to make better-informed and more principled decisions about the design and deployment of production-level AI systems. In this article, we introduce the RAIL principles, examine how they can be applied across major areas of AI, and illustrate how they may guide practitioners to integrate neurosymbolic methods into next-generation AI technologies.

arXiv

Geometry-Informed Parameter-Efficient Fine-Tuning of Pre-trained Molecular GNNs for Blood-Brain Barrier Permeability Prediction

Marco Vieto Vega, Long D. Nguyen, Binh P. Nguyen

Blood-brain barrier permeability (BBBP) prediction is a critical screening task in central nervous system drug discovery, where candidate molecules must be assessed for whether they can cross, or should be prevented from crossing, the blood-brain barrier. However, this task remains challenging because of limited, class-imbalanced datasets and sensitivity to molecular structure. Recent advances in deep learning have established graph neural networks (GNNs) as a powerful approach for molecular representation learning, while pre-trained molecular GNNs provide transferable knowledge for downstream tasks. However, full fine-tuning is often parameter-inefficient and prone to overfitting, whereas existing parameter-efficient fine-tuning (PEFT) methods mainly adapt node features or the two-dimensional covalent graph, limiting their ability to capture three-dimensional geometry and second-order interactions. To address these limitations, we propose BBBP-GeoPEFT, a geometry-informed PEFT framework for pre-trained molecular GNNs. BBBP-GeoPEFT constructs distance-based graphs at multiple cutoffs and their corresponding line graphs from molecular conformers to capture spatial atom and second-order edge interactions. Lightweight auxiliary geometric graph encoders generate cutoff-specific representations, which are incorporated into each pre-trained layer through node-wise cutoff attention and gated residual connections. This design preserves pre-trained knowledge while incorporating permeability-relevant geometric information with a small trainable-parameter budget. Experiments on a curated BBBP dataset show that BBBP-GeoPEFT achieves competitive performance compared with full fine-tuning and representative PEFT baselines. Under both random and scaffold splitting, BBBP-GeoPEFT achieves competitive or improved ROC-AUC and accuracy in most experiments while updating only 10.1% of the model parameters.

arXiv

PriDyG: Privacy-preserving Dynamic Graph Inference with LLM-GNN Collaboration

Yuyang Xia, Ruixuan Liu, Li Xiong

Graph inference over relational data can expose sensitive edge information, and this risk becomes more severe in dynamic graphs, where repeated model updates cause privacy loss to accumulate. We formulate Edge-level Differentially Private Dynamic Graph Inference (EDG) and propose PriDyG, a private inference framework that combines GNN-based structural learning with LLM-based semantic reasoning. PriDyG introduces incremental private multi-hop aggregation, which buffers newly arrived edges and processes each edge exactly once. By parallel composition, the total privacy cost equals that of a single static release, independent of the number or schedule of model updates. Compared with geometrically decaying budget allocation, incremental aggregation avoids exponentially increasing noise while preserving exact one-hop signals and at least half of two-hop information transfers. PriDyG further complements privatized GNN outputs with LLM predictions derived solely from node text, incurring no additional edge-level privacy cost. Experiments on four benchmarks for node classification and link prediction show that PriDyG consistently outperforms geometrically decaying baselines under the same privacy budget and matches the utility of naive per-update retraining while reducing cumulative privacy cost by up to three orders of magnitude.

arXiv

Structure-Aware Robust Fine-Tuning: Defending Vision-Language-Action Robots Against Physical Attention Hijacking

Jinquan Zhang, Dongfu Yin, Run Yang, Yufeng Yan, Zhen Tian, F. Richard Yu

Vision-Language-Action (VLA) policies promise general robotic manipulation, but their robustness against physical-world attacks remains fragile. In particular, we show that physically realizable adversarial patches can reliably induce failures by triggering a mechanism we call policy-critical action-to-vision attention hijacking, where action-conditioned attention is diverted from task-relevant regions to a localized patch. To demonstrate the threat, we propose Attention-Guided Semantic Disruption (AGSD), an Expectation-over-Transformation (EOT) optimized printable patch that jointly (i) concentrates action-to-vision attention on the patch and (ii) disrupts vision-language semantic alignment, yielding strong cross-task and cross-architecture transfer. To mitigate such attacks, we introduce Structure-Aware Robust Fine-Tuning (SARF), a zero-inference-overhead defense that fine-tunes only the visual encoder using feature anchoring, policy-critical attention correction, and language-guided geometric consistency restricted to semantically relevant regions. On LIBERO, SARF reduces OpenVLA's failure rate under AGSD from 100% to 14.2%-56.8% (28.6% average) across suites while preserving clean performance, and on a real PiPER manipulator it improves average success under AGSD from 23.0% to 65.0%. These results highlight mechanism-level robustness as a practical path to securing VLA robots against physical attention hijacking.

arXiv

Fail-Fast, Restart-Smart: Early Failure Prediction and Restart for SWE Agentic Tasks

Chenyu Wang, Yunbo Lyu, Junda He, Zhou Yang, Chenxing Zhong, Yaniv Harel, David Lo

Software engineering (SWE) agents resolve repository-level issues through long trajectories that grow increasingly expensive as context accumulates. Failed runs tend to be longer and exhibit redundant exploration or looping, suggesting that some failures may be detectable before completion. Early termination, however, risks interrupting trajectories that would otherwise succeed; conversely, an unsuccessful trajectory may still contain useful repository edits. We present FailFast-RestartSmart, a two-stage controller for a single active trajectory. FailFast is a lightweight 0.6B monitor trained with terminal and dense fail-to-pass supervision to predict failure from observable prefixes without policy logits or hidden states. Upon an alarm, RestartSmart launches a fresh same-policy rollout without prior prompt history and offers the interrupted repository diff as an optional overlay that the agent may inspect, apply, or discard. On SWE-bench Verified, a monitor trained solely on Qwen3.6-27B trajectories transfers to three other policies, including a closed-API model, and saves 14.6%-20.4% of execution tokens at a target 5% false-positive rate; on Qwen3.6-27B, its 20.4% saving exceeds the 12.5% achieved by our per-step AgentStop adaptation. At a target 25% false-positive rate, RestartSmart raises Qwen3.6-27B resolution from 66.6% to 71.8%, whereas cold restart reaches only 66.8%. Together, these results support early termination with sequential same-policy recovery.

arXiv

Dynamical Lie Algebras Cannot Describe Shallow QAOA: Cragged Terrains, Barren Plateaus, and Empirical Hardness Models

Harrison Copp, Charlton Li, Anžej Margeta-Cacace, Amy Qiao

The dynamical Lie algebraic (DLA) theory of variational quantum algorithms (VQAs) predicts commonplace exponentially vanishing loss and gradient variances for sufficiently deep parametrized circuits. In this work, we show that these predictions fail dramatically in the shallow-circuit (and particularly constant-depth) regime for the Quantum Approximate Optimization Algorithm (QAOA) applied to the maximum independent set (MIS) problem. In a large-scale numerical study across $\sim$23,000 problem instances, we find that barren plateaus are rare, while landscapes whose variances polynomially increase with system size---which we term "cragged terrains"---are common across graph families. This aggregate polynomial growth persists both for generic, low-symmetry random graphs and for highly symmetric vertex-transitive graphs, indicating that DLA-based variance predictions do not describe landscape scaling in this regime. As a stopgap alternative to the theory, we train empirical hardness models to predict instance-wise hardness metrics for QAOA-MIS. While these models generalize poorly, they nonetheless recover the correct landscape scaling class (barren plateau vs. cragged terrain) with high fidelity. Taken together, our results identify shallow QAOA for MIS as a prototypical setting in which asymptotic, unitary-design-centric predictions may be fundamentally insufficient to describe shallow variational quantum algorithms more broadly, emphasizing the need for more empirically-informed models of VQA loss landscapes.

arXiv

Attention-based representations for multi-task computation

Daniel Hsu, Mingyue Xu

Multi-head attention layers produce vector representations that support multiple downstream tasks. We establish bounds on the number of heads required in two simple and concrete multi-task scenarios. In the first scenario, a vector representation is sought so that linear predictors can compute both the smallest and largest numbers in a given list. In this case, it is known two attention heads with small embedding dimension and bit precision level suffice. We prove that a single attention head requires exponentially higher embedding dimension or precision level. In the second scenario, a vector representation is sought so that a polynomial threshold function can compute the XOR of a given string of $n$ bits. This scenario is analogous to the first one for $n=2$, since XOR is readily computed by a linear function using a vector representation that encodes both the AND and the OR of the two bits. We observe that $n$-bit XOR requires the product of the number of heads and the polynomial degree to be at least $n$, and we construct multi-head attention layers that match this lower bound. These results generalize to arbitrary (symmetric) Boolean functions, where the bound is given in terms of the threshold degree.

arXiv

Physics-informed reduced-order modelling with equivariant spectral submanifolds

Georg Maierhofer

Spectral submanifold (SSM) reduction has emerged as a mathematically principled route to reliable nonlinear reduced-order models, capturing dynamics beyond the reach of linear techniques such as Dynamic Mode Decomposition (DMD). The computation of SSMs, however, remains computationally expensive, particularly for high-dimensional systems. In this work, we introduce equivariant spectral submanifold (eSSM) reduction, a novel extension of the SSM framework that explicitly incorporates symmetries of the full-order model into the reduction process. We establish the mathematical foundations of this approach by showing that SSMs are naturally equivariant submanifolds and that the associated charts and reduced dynamics inherit the appropriate induced group actions. Building on this framework, we develop a novel equivariant SSM reduction algorithm that exploits these symmetries to achieve substantially faster computations while also improving model robustness. We demonstrate the advantages of this approach on several benchmark problems including a test from the Common Task Framework for Science.

arXiv

The Agent Operating System (AOS): A Reference Operating Architecture for Distributed Agentic Systems

Ankur Sharma, Deep Shah

Large language models have transformed artificial intelligence from isolated prediction services into components of long-running, distributed systems that reason, invoke tools, retrieve external state, delegate tasks, and act on behalf of users and organizations. The surrounding ecosystem has responded with agent frameworks, workflow engines, model-serving platforms, memory systems, communication protocols, and observability tools. These technologies improve execution, but they do not provide a stable, implementation-independent operating architecture for governing intent, selecting capabilities, preserving authority across delegation, controlling uncertainty, coordinating runtime behavior, and reconstructing why consequential actions occurred. This paper proposes the Agent Operating System (AOS), a vendor-neutral reference operating architecture for distributed agentic systems. AOS contains two internal planes: a Control & Governance Plane responsible for intent, policy, trust, authority, confidence, auditability, observability, and human oversight; and a Runtime & Coordination Plane responsible for agent lifecycle, workflow coordination, model and tool routing, context and memory coordination, scheduling, traffic management, and runtime assurance. Platform services, Linux or Windows, container runtimes, and physical infrastructure remain outside the AOS boundary and are integrated through explicit interfaces. The paper specifies AOS concepts, invariants, interface objects, optimization objectives, deployment profiles, and reliability responsibilities. It also identifies tradeoffs and unresolved research questions. AOS is not presented as a replacement for existing frameworks or infrastructure; it is proposed as the operating architecture through which heterogeneous components can be composed into governable, reliable, observable, and interoperable agentic systems.

arXiv

Multimodal Alignment Through Joint Kernel Entropic Gromov--Wasserstein Optimal Transport

Yixuan Florence Wu, Yilun Zhu, Naichen Shi

We study the problem of aligning data from multiple modalities into a shared representation space, focusing on settings where strong pretrained unimodal encoders are available but cross-modal paired data are scarce. We propose a structure-preserving alignment framework, joint kernel entropic Gromov--Wasserstein Optimal Transport (JK-EGW), which maps multiple modalities into a common latent space by minimizing a quadratic optimal transport objective. JK-EGW leverages fine-grained similarity relationships within and across modalities to construct a global affinity kernel instead of relying on raw feature-space distances. Our framework naturally provides explicit control over the geometry and distribution of the latent embedding. On the theory side, we establish parametric sample complexity rate of $n^{-1/2}$, matching the corresponding rates for standard, entropic and Gromov--Wasserstein optimal transport. On the algorithmic side, we derive a scalable alternating procedure to solve JK-EGW with entropic optimal transport (EOT) updates through a low-rank kernel approximation and a variational lifting. This lifting scheme effectively relieves the burden of a quadratic objective, and allowing us to take the advantage of existing EOT solvers. Empirically, we focus on post-hoc alignment of embeddings from pretrained encoders in data-scarce regimes, and show that our proposed method achieves improved multimodal retrieval performance compared to existing alignment baselines.

arXiv

Random features for Grassmannian kernel approximation with bounded rank-one projections

Rémi Delogne, Laurent Jacques

We propose a family of random feature maps for scalable kernel machines on low-dimensional subspaces, ie on the Grassmannian manifold. Such representations are useful when data classes or clusters are well described by the span of a few samples. Classical Grassmannian kernels, including the projection and Binet-Cauchy kernels, require full Gram matrices, which leads to prohibitive computational and memory costs for large high-dimensional subspace datasets. We address this limitation using random features based on rank-one projections of subspace projection matrices followed by bounded non-linear transforms, either periodic or binary, to control the resulting distributions. We show that inner products in the random feature space approximate well-defined rotation-invariant Grassmannian kernels that depend only on the principal angles between subspaces. When the number of features is sufficiently large relative to the intrinsic subspace dimension, the approximation holds uniformly over all fixed-dimensional subspaces with high probability. For periodic transforms, the approximated kernel has a closed-form expression with tunable behaviour between inverse Binet-Cauchy and Gaussian-type regimes. Binary transforms yield compact one-bit subspace features, although no closed-form kernel is known. Structured rank-one projections based on randomised fast Fourier transforms further reduce computation without sacrificing practical accuracy. Experiments on synthetic data and ETH-80 classification tasks show that these features accurately preserve Grassmannian geometry while reducing computation, memory, and storage. Rank-one embeddings therefore provide a practical and scalable alternative to classical Grassmannian kernels.

arXiv

When Refusal Looks Safe: The Refusal-Cue Shortcut in Safety Guard Models

Yu Feng, Chunting Zang, Chen Shen, Rui Miao, Ge Teng, Weidong Cai, Jieping Ye

Safety guards are widely used to filter harmful content and are typically trained via supervised fine-tuning on labeled prompt-response pairs. We audit two widely used safety-guard training datasets, WildGuardMix and GR-Train, and find that among responses to harmful prompts, refusal expressions co-occur almost exclusively with unharmful labels. This imbalance motivates what we term the refusal-cue shortcut: inserting a refusal cue into a harmful response could flip the guard's verdict from harmful to unharmful. The shortcut affects not only guards trained on these datasets but also officially released models such as LlamaGuard3 and Qwen3Guard whose training data is undisclosed. It persists across response positions and is generally stronger in smaller variants within a family. To mitigate it, we adapt sparse complementary masking as a lightweight post-hoc intervention that identifies and suppresses a small set of shortcut-associated attention heads and MLP neurons without retraining. On two primary benchmarks, the intervention achieves an approximately 79% relative reduction in response-initial detection failures induced by refusal cues, while preserving standard detection performance. Although optimized using cues at a single response position, the suppression effect transfers to unseen positions and datasets, suggesting that shortcut manifestations across positions are partly mediated by shared internal components. Further analysis provides evidence that shortcut reliance and legitimate refusal recognition are partially functionally separable, as suppressing the shortcut broadly preserves the guard's ability to recognize genuine refusals.

arXiv

TumorBoard: Evidence-Grounded Multi-Agent Decision Support for Longitudinal Neuro-Oncology

Yantong Liu, Zheyu Zhang, Runpeng Liu, Mu Xitang, Seong-Yoon Shin, Hyun-Ae Lee

Neuro-oncology decisions require coordinated interpretation of serial MRI, pathology, molecular markers, treatment history, performance status, and evolving guidelines. We present TumorBoard, a multi-agent decision-support system built around a shared longitudinal case state and an auditable claim-evidence ledger. Specialist agents for radiology, neuropathology, molecular diagnosis, guidelines, and therapy planning produce atomic claims with provenance. An adversarial critic exposes contradictions, and a safety governor releases, qualifies, or defers recommendations according to evidence sufficiency and temporal validity. On a 360-case hidden benchmark at a matched token budget, TumorBoard achieved an action F1 of 0.772 and evidence entailment of 0.914. It exceeded the strongest typed-council baseline by 3.1 percentage points (95% CI: 1.6 to 4.7, adjusted p = 0.0012), while recommendation-to-evidence coverage reached 0.927. Under evidence deletion, the system deferred 84.2% of unsafe cases and limited harmful recommendations to 5.8%. The safety governor reduced harmful release by 7.8 percentage points at a false-deferral cost of 4.3 percentage points. Ablation studies of the ledger, critic, and governor produced the predicted failure patterns, establishing structured coordination as the source of the measured multi-agent advantage.

arXiv

Diversity is Not Ambiguity: Toward Accurate and Efficient Ambiguity Detection for Open-Domain QA

Jiwon Lee, Yong-chan Park, Jungin Hong, U Kang

How can question answering (QA) systems determine whether a query is ambiguous? Ambiguity detection is essential in open-domain QA, as misclassification leads to answering the wrong interpretation or unnecessary clarification. However, existing methods conflate answer diversity with ambiguity, leading to inaccurate predictions. They also process queries uniformly, resulting in wasteful computation. We propose ARCHIVE (Ambiguity Recognition via Cascaded Hypothesis Inspection and Conflict Verification), an accurate and efficient framework that detects ambiguity via logical conflict: a query is ambiguous when its valid answers cannot all be true under a single interpretation. ARCHIVE combines a lightweight early-exit encoder for surface-detectable cases with a conflict reasoning module that models logical relations among answers, reinforced by an invariance objective for robustness to noisy answer sets. We present QuireQA, a 4,703-query benchmark spanning factoid, non-factoid, and ill-formed queries. Experiments show ARCHIVE outperforms competitors, improving F1-amb by up to 10.4% and F1-unamb by up to 21.6%, while operating 16$\times$ faster than the best competitor.

arXiv

Attribute-based Undetectable Watermarking for Generative AI Models

Miryam Mi-Ying Huang, Chung-Wei Lee, Max Raffel, Er-Cheng Tang

Generative AI systems increasingly produce content whose provenance is difficult to verify, motivating watermarking techniques for identifying model-generated outputs. Existing cryptographic watermarking methods provide strong undetectability guarantees: without a detection key, watermarked outputs are computationally indistinguishable from unwatermarked ones. However, these approaches do not address the crucial deployment challenge of how to safely delegate detection capabilities. With an unrestricted detection key, a malicious detector may use the detection key beyond its intended scope, enabling watermark sanitization, scope abuse, and user profiling. To mitigate this safety concern, we introduce, to the best of our knowledge, the first \emph{attribute-based watermarking} for generative AI models, providing fine-grained, policy-controlled watermark detection. In our approach, each generated output is associated with attributes, and each detection key is \emph{constrained by a policy} on potential attributes. A detection key can only be used to detect watermarked outputs whose attributes satisfy the corresponding policy, while watermarked outputs that fall outside the policy remain computationally indistinguishable from unwatermarked ones. We construct such an attribute-based watermarking scheme and formalize its security properties, including consistency, adaptive robustness to bounded corruptions, undetectability, and soundness, along with a security proof under standard cryptographic assumptions. Our construction integrates constrained pseudorandom functions, pseudorandom error-correcting codes, and randomness recovery procedures with generative AI models. Finally, we implement a prototype and an empirical evaluation, demonstrating that attribute-based watermarking is both effective and practical.

arXiv

TIDE: A Physically Diverse 3D Turbulence Benchmark Dataset for Advancing Scientific Machine Learning

Yilong Dai, Yiming Sun, Yiheng Chen, Shengyu Chen, Peyman Givi, Xiaowei Jia, Runlong Yu

Turbulence is a central testbed for machine learning on physical dynamics because its governing laws are known exactly. However, most existing studies remain in 2D, while 3D turbulence has fundamentally different physics and is far more costly to simulate. Existing 3D resources also typically provide only one realization per configuration, making it difficult to distinguish learning the dynamics from fitting the statistics of a single flow. In this paper, we introduce TIDE (Turbulent Incompressible DNS Ensembles), a 256^3 DNS corpus and benchmark for 3D incompressible turbulence, with 15 configurations on eight controlled axes, independent ensembles, pressure fields, and equation-level verification. The benchmark includes five tasks, standardized learned baselines, controlled generalization splits, and physical-fidelity metrics alongside pointwise error. Across the main forecasting configurations, current learned models barely outperform persistence and still make about twice the error of a spectral solver given the true equations. Moreover, lower pointwise error can coincide with severely distorted small-scale dynamics, showing that accuracy alone does not ensure physical fidelity. Generalization results further show that most regime shifts reflect limited training coverage, whereas forced-to-decay transfer exposes a missing conditioning variable: operators trained under forcing continue to predict driven evolution when the external drive is removed. Closing these accuracy, fidelity, and conditioning gaps is the central open problem made measurable by TIDE.

arXiv

Attention-Only White-Box Transformer via LeJEPA-Based Self-Supervised Pretraining

Yang Bai, Linyuan Wang, Haoyang Jiang, Nuolin Sun, Libin Hou, Bin Yan

Existing studies on self-supervised learning for white-box networks typically decouple the derivation of white-box networks via optimization algorithms from self-supervised learning paradigms. In this work, we instead revisit the two components from a joint perspective. The LeJEPA-based self-supervised framework assumes an isotropic Gaussian distribution as the optimal embedding distribution for downstream tasks, which is conceptually equivalent to the expansion term $R(Z)$ in the sparse rate reduction objective guiding white-box Transformer optimization. Building on this observation, we use the LeJEPA self-supervised paradigm to optimize $R(Z)$, and derive the remaining terms $R^{c}(Z\mid U_{[K]})+λ\lVert Z\rVert_{0}$ via the alternating direction method of multipliers (ADMM) into an attention-only Transformer that dispenses with the ISTA structure or MLP layers of the original design. Experimental results demonstrate that our attention-only white-box Transformer achieves classification accuracies of $88.88\%$ on CIFAR-10 and $63.54\%$ on CIFAR-100 at the Base scale under the LeJEPA self-supervised paradigm, while the original white-box Transformer CRATE achieves classification accuracies of $89.18\%$ on CIFAR-10 and $63.56\%$ on CIFAR-100. Our model achieves competitive performance while reducing the parameter count by roughly $31\%$. Beyond the white-box setting, we further investigate standard ViTs and find that replacing all MLP blocks with ReLU activations under knowledge distillation removes approximately 66\% of the parameters while preserving competitive accuracy, motivating further investigation into the potential redundancy of MLP modules in standard ViT architectures.

arXiv

From Financial Sentiment Classification to Return Predictability: A QLoRA Benchmark of Large Language Models

Fusheng Luo

Financial sentiment classifiers are commonly evaluated against human labels, but strong linguistic performance does not necessarily imply economically useful return predictability. This study separates these questions through two experiments. First, we construct a unified three-class benchmark from five financial text datasets and compare TF--IDF Naive Bayes, off-the-shelf FinBERT and Financial-RoBERTa encoders, zero-shot Qwen2.5-7B, and QLoRA-adapted Qwen2.5-7B, LLaMA3-8B, and Mistral-7B models. Mistral-7B achieves the best test accuracy (0.8840) and macro-F1 (0.8771), while QLoRA raises Qwen2.5's macro-F1 from 0.7274 to 0.8615. An inverse-frequency class-weighted loss does not improve Qwen2.5. Second, we evaluate economic validity on a temporally separate 2019 Benzinga sample containing 10,637 unique headlines and 13,115 headline--stock observations for a fixed S\&P~100 universe. Model probabilities are converted into continuous sentiment scores, aggregated by stock and signal date, and aligned with next-session returns over one-, two-, three-, and five-day horizons. All seven downstream models produce positive but small mean rank information coefficients at the one-day horizon; the largest is 0.0143 for FinBERT. None of the 28 model--horizon tests remains significant after Newey--West inference and false-discovery-rate correction. Portfolio results likewise fail to establish a robust advantage for the best-performing classifiers. The findings show that QLoRA is effective for financial sentiment adaptation, while also documenting a clear gap between classification accuracy and tradable cross-sectional signals.

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