NAACL 2021 Papers

Annual Conference of the North American Chapter of the ACL

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533papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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Augmenting Knowledge-grounded Conversations with Sequential Knowledge Transition

Haolan Zhan, Hainan Zhang, Hongshen Chen, Zhuoye Ding, Yongjun Bao, Yanyan Lan

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Knowledge data are massive and widespread in the real-world, which can serve as good external sources to enrich conversations. However, in knowledge-grounded conversations, current models still lack the fine-grained control over knowledge selection and integration with dialogues, which finally leads to the knowledge-irrelevant response generation problems: 1) knowledge selection merely relies on the dialogue context, ignoring the inherent knowledge transitions along with conversation flows; 2) the models often over-fit during training, resulting with incoherent response by referring to unrelated tokens from specific knowledge content in the testing phase; 3) although response is generated upon the dialogue history and knowledge, the models often tend to overlook the selected knowledge, and hence generates knowledge-irrelevant response. To address these problems, we proposed to explicitly model the knowledge transition in sequential multi-turn conversations by abstracting knowledge into topic tags. Besides, to fully utilizing the selected knowledge in generative process, we propose pre-training a knowledge-aware response generator to pay more attention on the selected knowledge. In particular, a sequential knowledge transition model equipped with a pre-trained knowledge-aware response generator (SKT-KG) formulates the high-level knowledge transition and fully utilizes the limited knowledge data. Experimental results on both structured and unstructured knowledge-grounded dialogue benchmarks indicate that our model achieves better performance over baseline models.

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Augmented SBERT: Data Augmentation Method for Improving Bi-Encoders for Pairwise Sentence Scoring Tasks

Nandan Thakur, Nils Reimers, Johannes Daxenberger, Iryna Gurevych

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There are two approaches for pairwise sentence scoring: Cross-encoders, which perform full-attention over the input pair, and Bi-encoders, which map each input independently to a dense vector space. While cross-encoders often achieve higher performance, they are too slow for many practical use cases. Bi-encoders, on the other hand, require substantial training data and fine-tuning over the target task to achieve competitive performance. We present a simple yet efficient data augmentation strategy called Augmented SBERT, where we use the cross-encoder to label a larger set of input pairs to augment the training data for the bi-encoder. We show that, in this process, selecting the sentence pairs is non-trivial and crucial for the success of the method. We evaluate our approach on multiple tasks (in-domain) as well as on a domain adaptation task. Augmented SBERT achieves an improvement of up to 6 points for in-domain and of up to 37 points for domain adaptation tasks compared to the original bi-encoder performance.

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Attention Head Masking for Inference Time Content Selection in Abstractive Summarization

Shuyang Cao, Lu Wang

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How can we effectively inform content selection in Transformer-based abstractive summarization models? In this work, we present a simple-yet-effective attention head masking technique, which is applied on encoder-decoder attentions to pinpoint salient content at inference time. Using attention head masking, we are able to reveal the relation between encoder-decoder attentions and content selection behaviors of summarization models. We then demonstrate its effectiveness on three document summarization datasets based on both in-domain and cross-domain settings. Importantly, our models outperform prior state-of-the-art models on CNN/Daily Mail and New York Times datasets. Moreover, our inference-time masking technique is also data-efficient, requiring only 20% of the training samples to outperform BART fine-tuned on the full CNN/DailyMail dataset.

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Assessing Reference-Free Peer Evaluation for Machine Translation

Sweta Agrawal, George Foster, Markus Freitag, Colin Cherry

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Reference-free evaluation has the potential to make machine translation evaluation substantially more scalable, allowing us to pivot easily to new languages or domains. It has been recently shown that the probabilities given by a large, multilingual model can achieve state of the art results when used as a reference-free metric. We experiment with various modifications to this model, and demonstrate that by scaling it up we can match the performance of BLEU. We analyze various potential weaknesses of the approach, and find that it is surprisingly robust and likely to offer reasonable performance across a broad spectrum of domains and different system qualities.

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Aspect-based Sentiment Analysis with Type-aware Graph Convolutional Networks and Layer Ensemble

Yuanhe Tian, Guimin Chen, Yan Song

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It is popular that neural graph-based models are applied in existing aspect-based sentiment analysis (ABSA) studies for utilizing word relations through dependency parses to facilitate the task with better semantic guidance for analyzing context and aspect words. However, most of these studies only leverage dependency relations without considering their dependency types, and are limited in lacking efficient mechanisms to distinguish the important relations as well as learn from different layers of graph based models. To address such limitations, in this paper, we propose an approach to explicitly utilize dependency types for ABSA with type-aware graph convolutional networks (T-GCN), where attention is used in T-GCN to distinguish different edges (relations) in the graph and attentive layer ensemble is proposed to comprehensively learn from different layers of T-GCN. The validity and effectiveness of our approach are demonstrated in the experimental results, where state-of-the-art performance is achieved on six English benchmark datasets. Further experiments are conducted to analyze the contributions of each component in our approach and illustrate how different layers in T-GCN help ABSA with quantitative and qualitative analysis.

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Aspect-Controlled Neural Argument Generation

Benjamin Schiller, Johannes Daxenberger, Iryna Gurevych

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We rely on arguments in our daily lives to deliver our opinions and base them on evidence, making them more convincing in turn. However, finding and formulating arguments can be challenging. In this work, we present the Arg-CTRL - a language model for argument generation that can be controlled to generate sentence-level arguments for a given topic, stance, and aspect. We define argument aspect detection as a necessary method to allow this fine-granular control and crowdsource a dataset with 5,032 arguments annotated with aspects. Our evaluation shows that the Arg-CTRL is able to generate high-quality, aspect-specific arguments, applicable to automatic counter-argument generation. We publish the model weights and all datasets and code to train the Arg-CTRL.

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Ask what’s missing and what’s useful: Improving Clarification Question Generation using Global Knowledge

Bodhisattwa Prasad Majumder, Sudha Rao, Michel Galley, Julian McAuley

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The ability to generate clarification questions i.e., questions that identify useful missing information in a given context, is important in reducing ambiguity. Humans use previous experience with similar contexts to form a global view and compare it to the given context to ascertain what is missing and what is useful in the context. Inspired by this, we propose a model for clarification question generation where we first identify what is missing by taking a difference between the global and the local view and then train a model to identify what is useful and generate a question about it. Our model outperforms several baselines as judged by both automatic metrics and humans.

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Are NLP Models really able to Solve Simple Math Word Problems?

Arkil Patel, Satwik Bhattamishra, Navin Goyal

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The problem of designing NLP solvers for math word problems (MWP) has seen sustained research activity and steady gains in the test accuracy. Since existing solvers achieve high performance on the benchmark datasets for elementary level MWPs containing one-unknown arithmetic word problems, such problems are often considered “solved” with the bulk of research attention moving to more complex MWPs. In this paper, we restrict our attention to English MWPs taught in grades four and lower. We provide strong evidence that the existing MWP solvers rely on shallow heuristics to achieve high performance on the benchmark datasets. To this end, we show that MWP solvers that do not have access to the question asked in the MWP can still solve a large fraction of MWPs. Similarly, models that treat MWPs as bag-of-words can also achieve surprisingly high accuracy. Further, we introduce a challenge dataset, SVAMP, created by applying carefully chosen variations over examples sampled from existing datasets. The best accuracy achieved by state-of-the-art models is substantially lower on SVAMP, thus showing that much remains to be done even for the simplest of the MWPs.

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Answering Product-Questions by Utilizing Questions from Other Contextually Similar Products

Ohad Rozen, David Carmel, Avihai Mejer, Vitaly Mirkis, Yftah Ziser

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Predicting the answer to a product-related question is an emerging field of research that recently attracted a lot of attention. Answering subjective and opinion-based questions is most challenging due to the dependency on customer generated content. Previous works mostly focused on review-aware answer prediction; however, these approaches fail for new or unpopular products, having no (or only a few) reviews at hand. In this work, we propose a novel and complementary approach for predicting the answer for such questions, based on the answers for similar questions asked on similar products. We measure the contextual similarity between products based on the answers they provide for the same question. A mixture-of-expert framework is used to predict the answer by aggregating the answers from contextually similar products. Empirical results demonstrate that our model outperforms strong baselines on some segments of questions, namely those that have roughly ten or more similar resolved questions in the corpus. We additionally publish two large-scale datasets used in this work, one is of similar product question pairs, and the second is of product question-answer pairs.

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Annotating and Modeling Fine-grained Factuality in Summarization

Tanya Goyal, Greg Durrett

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Recent pre-trained abstractive summarization systems have started to achieve credible performance, but a major barrier to their use in practice is their propensity to output summaries that are not faithful to the input and that contain factual errors. While a number of annotated datasets and statistical models for assessing factuality have been explored, there is no clear picture of what errors are most important to target or where current techniques are succeeding and failing. We explore both synthetic and human-labeled data sources for training models to identify factual errors in summarization, and study factuality at the word-, dependency-, and sentence-level. Our observations are threefold. First, exhibited factual errors differ significantly across datasets, and commonly-used training sets of simple synthetic errors do not reflect errors made on abstractive datasets like XSum. Second, human-labeled data with fine-grained annotations provides a more effective training signal than sentence-level annotations or synthetic data. Finally, we show that our best factuality detection model enables training of more factual XSum summarization models by allowing us to identify non-factual tokens in the training data.

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An Empirical Study on Neural Keyphrase Generation

Rui Meng, Xingdi Yuan, Tong Wang, Sanqiang Zhao, Adam Trischler, Daqing He

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Recent years have seen a flourishing of neural keyphrase generation (KPG) works, including the release of several large-scale datasets and a host of new models to tackle them. Model performance on KPG tasks has increased significantly with evolving deep learning research. However, there lacks a comprehensive comparison among different model designs, and a thorough investigation on related factors that may affect a KPG system’s generalization performance. In this empirical study, we aim to fill this gap by providing extensive experimental results and analyzing the most crucial factors impacting the generalizability of KPG models. We hope this study can help clarify some of the uncertainties surrounding the KPG task and facilitate future research on this topic.

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An Empirical Study of Generating Texts for Search Engine Advertising

Hidetaka Kamigaito, Peinan Zhang, Hiroya Takamura, Manabu Okumura

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Although there are many studies on neural language generation (NLG), few trials are put into the real world, especially in the advertising domain. Generating ads with NLG models can help copywriters in their creation. However, few studies have adequately evaluated the effect of generated ads with actual serving included because it requires a large amount of training data and a particular environment. In this paper, we demonstrate a practical use case of generating ad-text with an NLG model. Specially, we show how to improve the ads’ impact, deploy models to a product, and evaluate the generated ads.

Industry
An Empirical Investigation of Bias in the Multimodal Analysis of Financial Earnings Calls

Ramit Sawhney, Arshiya Aggarwal, Rajiv Ratn Shah

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Volatility prediction is complex due to the stock market’s stochastic nature. Existing research focuses on the textual elements of financial disclosures like earnings calls transcripts to forecast stock volatility and risk, but ignores the rich acoustic features in the company executives’ speech. Recently, new multimodal approaches that leverage the verbal and vocal cues of speakers in financial disclosures significantly outperform previous state-of-the-art approaches demonstrating the benefits of multimodality and speech. However, the financial realm is still plagued with a severe underrepresentation of various communities spanning diverse demographics, gender, and native speech. While multimodal models are better risk forecasters, it is imperative to also investigate the potential bias that these models may learn from the speech signals of company executives. In this work, we present the first study to discover the gender bias in multimodal volatility prediction due to gender-sensitive audio features and fewer female executives in earnings calls of one of the world’s biggest stock indexes, the S&P 500 index. We quantitatively analyze bias as error disparity and investigate the sources of this bias. Our results suggest that multimodal neural financial models accentuate gender-based stereotypes.

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An Empirical Comparison of Instance Attribution Methods for NLP

Pouya Pezeshkpour, Sarthak Jain, Byron Wallace, Sameer Singh

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Widespread adoption of deep models has motivated a pressing need for approaches to interpret network outputs and to facilitate model debugging. Instance attribution methods constitute one means of accomplishing these goals by retrieving training instances that (may have) led to a particular prediction. Influence functions (IF; Koh and Liang 2017) provide machinery for doing this by quantifying the effect that perturbing individual train instances would have on a specific test prediction. However, even approximating the IF is computationally expensive, to the degree that may be prohibitive in many cases. Might simpler approaches (e.g., retrieving train examples most similar to a given test point) perform comparably? In this work, we evaluate the degree to which different potential instance attribution agree with respect to the importance of training samples. We find that simple retrieval methods yield training instances that differ from those identified via gradient-based methods (such as IFs), but that nonetheless exhibit desirable characteristics similar to more complex attribution methods. Code for all methods and experiments in this paper is available at: https://github.com/successar/instance_attributions_NLP.

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An Emotional Comfort Framework for Improving User Satisfaction in E-Commerce Customer Service Chatbots

Shuangyong Song, Chao Wang, Haiqing Chen, Huan Chen

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E-commerce has grown substantially over the last several years, and chatbots for intelligent customer service are concurrently drawing attention. We presented AliMe Assist, a Chinese intelligent assistant designed for creating an innovative online shopping experience in E-commerce. Based on question answering (QA), AliMe Assist offers assistance service, customer service, and chatting service. According to the survey of user studies and the real online testing, emotional comfort of customers’ negative emotions, which make up more than 5% of whole number of customer visits on AliMe, is a key point for providing considerate service. In this paper, we propose a framework to obtain proper answer to customers’ emotional questions. The framework takes emotion classification model as a core, and final answer selection is based on topic classification and text matching. Our experiments on real online systems show that the framework is very promising.

Industry
An Architecture for Accelerated Large-Scale Inference of Transformer-Based Language Models

Amir Ganiev, Colton Chapin, Anderson de Andrade, Chen Liu

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This work demonstrates the development process of a machine learning architecture for inference that can scale to a large volume of requests. We used a BERT model that was fine-tuned for emotion analysis, returning a probability distribution of emotions given a paragraph. The model was deployed as a gRPC service on Kubernetes. Apache Spark was used to perform inference in batches by calling the service. We encountered some performance and concurrency challenges and created solutions to achieve faster running time. Starting with 200 successful inference requests per minute, we were able to achieve as high as 18 thousand successful requests per minute with the same batch job resource allocation. As a result, we successfully stored emotion probabilities for 95 million paragraphs within 96 hours.

Industry
Almost Free Semantic Draft for Neural Machine Translation

Xi Ai, Bin Fang

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Translation quality can be improved by global information from the required target sentence because the decoder can understand both past and future information. However, the model needs additional cost to produce and consider such global information. In this work, to inject global information but also save cost, we present an efficient method to sample and consider a semantic draft as global information from semantic space for decoding with almost free of cost. Unlike other successful adaptations, we do not have to perform an EM-like process that repeatedly samples a possible semantic from the semantic space. Empirical experiments show that the presented method can achieve competitive performance in common language pairs with a clear advantage in inference efficiency. We will open all our source code on GitHub.

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Align-Refine: Non-Autoregressive Speech Recognition via Iterative Realignment

Ethan A Chi, Julian Salazar, Katrin Kirchhoff

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Non-autoregressive encoder-decoder models greatly improve decoding speed over autoregressive models, at the expense of generation quality. To mitigate this, iterative decoding models repeatedly infill or refine the proposal of a non-autoregressive model. However, editing at the level of output sequences limits model flexibility. We instead propose *iterative realignment*, which by refining latent alignments allows more flexible edits in fewer steps. Our model, Align-Refine, is an end-to-end Transformer which iteratively realigns connectionist temporal classification (CTC) alignments. On the WSJ dataset, Align-Refine matches an autoregressive baseline with a 14x decoding speedup; on LibriSpeech, we reach an LM-free test-other WER of 9.0% (19% relative improvement on comparable work) in three iterations. We release our code at https://github.com/amazon-research/align-refine.

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Alexa Conversations: An Extensible Data-driven Approach for Building Task-oriented Dialogue Systems

Anish Acharya, Suranjit Adhikari, Sanchit Agarwal, Vincent Auvray, Nehal Belgamwar, Arijit Biswas, Shubhra Chandra, Tagyoung Chung, Maryam Fazel-Zarandi, Raefer Gabriel, Shuyang Gao, Rahul Goel, Dilek Hakkani-Tur, Jan Jezabek, Abhay Jha, Jiun-Yu Kao, Prakash Krishnan, Peter Ku, Anuj Goyal, Chien-Wei Lin, Qing Liu, Arindam Mandal, Angeliki Metallinou, Vishal Naik, Yi Pan, Shachi Paul, Vittorio Perera, Abhishek Sethi, Minmin Shen, Nikko Strom, Eddie Wang

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Traditional goal-oriented dialogue systems rely on various components such as natural language understanding, dialogue state tracking, policy learning and response generation. Training each component requires annotations which are hard to obtain for every new domain, limiting scalability of such systems. Similarly, rule-based dialogue systems require extensive writing and maintenance of rules and do not scale either. End-to-End dialogue systems, on the other hand, do not require module-specific annotations but need a large amount of data for training. To overcome these problems, in this demo, we present Alexa Conversations, a new approach for building goal-oriented dialogue systems that is scalable, extensible as well as data efficient. The components of this system are trained in a data-driven manner, but instead of collecting annotated conversations for training, we generate them using a novel dialogue simulator based on a few seed dialogues and specifications of APIs and entities provided by the developer. Our approach provides out-of-the-box support for natural conversational phenomenon like entity sharing across turns or users changing their mind during conversation without requiring developers to provide any such dialogue flows. We exemplify our approach using a simple pizza ordering task and showcase its value in reducing the developer burden for creating a robust experience. Finally, we evaluate our system using a typical movie ticket booking task integrated with live APIs and show that the dialogue simulator is an essential component of the system that leads to over 50% improvement in turn-level action signature prediction accuracy.

System Demonstrations
Adversarial Self-Supervised Learning for Out-of-Domain Detection

Zhiyuan Zeng, Keqing He, Yuanmeng Yan, Hong Xu, Weiran Xu

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Detecting out-of-domain (OOD) intents is crucial for the deployed task-oriented dialogue system. Previous unsupervised OOD detection methods only extract discriminative features of different in-domain intents while supervised counterparts can directly distinguish OOD and in-domain intents but require extensive labeled OOD data. To combine the benefits of both types, we propose a self-supervised contrastive learning framework to model discriminative semantic features of both in-domain intents and OOD intents from unlabeled data. Besides, we introduce an adversarial augmentation neural module to improve the efficiency and robustness of contrastive learning. Experiments on two public benchmark datasets show that our method can consistently outperform the baselines with a statistically significant margin.

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