ICML 2026 Papers

International Conference on Machine Learning

Decision breakdown

6,341papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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    5368.5%
  • Poster
    5,80591.5%

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Topic: Alignment and Safety · 551 papers · Reset filters

Inference-time Alignment with Rewards in Besov Spaces: Provable Advantages of Feature Learning and Multi-Step Policy Updates

Naoki Nishikawa, Taiji Suzuki

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Inference-time alignment, the approach of adapting pre-trained models to reward feedback during inference, has proven empirically effective at improving language-model performance. Despite its success, theoretical foundations remain underdeveloped, especially in practical settings where neural networks are employed as reward models. In this paper, we explore the advantages of neural networks and how to effectively train them for inference-time alignment. Assuming that the true reward function lies in Besov spaces to capture the non-uniform smoothness, we compare neural networks to linear estimators and show that feature learning capability of neural networks is crucial for improving performance. We further analyze algorithms for training neural-network reward estimators. Specifically, we consider a multi-step algorithm that alternates between sampling from the current policy and refitting the reward estimator, and prove that it improves the regret, especially when the true reward exhibits local structure.

Poster
Segment-driven Structural Induction and Semantic Alignment for Heterogeneous Tabular Representation

Woojun Jung, Susik Yoon

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Real-world domains often contain heterogeneous tables whose headers vary while their underlying attribute semantics are shared, making it difficult to induce domain-specialized semantics from table-local evidence alone. Existing encoders model parts of this problem, but often underuse column-level value distributions and apply uniform objectives across attributes with different semantic roles. We propose NAVI, a segment-centric pretraining framework that treats each header–value pair as the unit for aggregating schema-level structural evidence and column-level distributional evidence. We realize this design through Masked Segment Modeling and Entropy-driven Segment Alignment, which jointly enforce structured header–value coupling and semantic alignment across stable and instance-specific attributes. Experiments on heterogeneous in-domain tables show improved reconstruction, semantic consistency, and downstream utility across evaluation settings overall.

Poster
Learning to Remember, Learn, and Forget in Attention-Based Models

Djohan Bonnet, Jamie Lohoff, Jan Finkbeiner, Elidona Shiqerukaj, Emre Neftci

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In-Context Learning (ICL) in transformers acts as an online associative memory and is believed to underpin their high performance on complex sequence processing tasks. However, in gated linear attention models, this memory has a fixed capacity and is prone to interference, especially for long sequences. We propose Palimpsa, a self-attention model that views ICL as a continual learning problem that must address a stability-plasticity dilemma. Palimpsa uses Bayesian metaplasticity, where the plasticity of each attention state is tied to an importance state grounded by a prior distribution that captures accumulated knowledge. We demonstrate that various gated linear attention models emerge as specific architecture choices and posterior approximations, and that Mamba2 is a special case of Palimpsa where forgetting dominates. This theoretical link enables the transformation of any non-metaplastic model into a metaplastic one, significantly expanding its memory capacity. Our experiments show that Palimpsa consistently outperforms baselines on the Multi-Query Associative Recall (MQAR) benchmark and on Commonsense Reasoning tasks.

Poster
Uncovering Hidden Triggers: Backdoor Attribution in Language Models

Miao Yu, Zhenhong Zhou, Moayad Aloqaily, Kun Wang, Biwei Huang, Stephen Wang, Yueming Jin, Qingsong Wen

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Fine-tuned Large Language Models (LLMs) are vulnerable to backdoor attacks through data poisoning, yet the internal mechanisms governing these attacks remain a black box. Previous research on interpretability for LLM safety tends to focus on alignment, jailbreak, and hallucination, but overlooks backdoor mechanisms, making it difficult to understand and fully eliminate the backdoor threat. In this paper, aiming to bridge this gap, we explore the interpretable mechanisms of LLM backdoors through Backdoor Attribution (BkdAttr), a tripartite causal analysis framework. We first introduce the Backdoor Probe that proves the existence of learnable backdoor features encoded within the representations. Building on this insight, we further develop Backdoor Attention Head Attribution (BAHA), efficiently pinpointing the specific attention heads responsible for processing these features. Our primary experiments reveals these heads are relatively sparse; ablating a minimal \textbf{$\sim$ 3%} of total heads is sufficient to reduce the Attack Success Rate (ASR) by \textbf{over 90%}. More importantly, we further employ these findings to construct the Backdoor Vector derived from these attributed heads as a master controller for the backdoor. Through only \textbf{1-point} intervention on \textbf{single} representation, the vector can either boost ASR up to \textbf{$\sim$ 100% $\uparrow$} on clean inputs, or completely neutralize backdoor, suppressing ASR down to \textbf{ $\sim$ 0%} on triggered inputs. In conclusion, our work pioneers the exploration of mechanistic interpretability in LLM backdoors, demonstrating a powerful method for backdoor control and revealing actionable insights for the community.

Poster
PLaID++: A Preference Aligned Language Model for Targeted Inorganic Materials Design

Andy Xu, Rohan Desai, Larry Wang, Ethan T. Ritz, Gabriel Hope

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Reinforcement Learning from Verifiable Rewards (RLVR) has emerged as a promising approach to improve correctness in LLMs, however, in many scientific problems, the objective is not necessarily to produce *the* correct answer, but instead to produce a diverse array of candidates which satisfy a set of constraints. We study this challenge in the context of materials generation. To this end, we introduce PLaID++, an LLM post-trained for stable and property-guided crystal generation. We find that applying naive preference optimization to a coordinate-based crystal representation leads to mode collapse. Hence, we introduce a compact, symmetry-informed Wyckoff text representation which improves computational efficiency and encourages generalization from physical priors. By encoding symmetry constraints directly into text and guiding model outputs towards desirable chemical space, PLaID++ generates structures that are thermodynamically stable, unique, and novel at a $>$50\% greater rate than prior methods. We further demonstrate that unified training across conditional and unconditional tasks are mutually beneficial in data-sparse regimes. Our work demonstrates the potential of adapting post-training techniques from natural language processing to materials design, paving the way for targeted and efficient discovery of novel materials.

Poster
Conflict-Aware Adaptive Alignment for LLM Hallucination Mitigation

Ruohan Zong, Yang Zhang, Dong Wang

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Despite strong performance, large language models (LLMs) still suffer from hallucinations. Most existing mitigation methods operate at inference time, without addressing the alignment limitation: LLMs are not trained to recognize their own lack of knowledge, and therefore tend to generate plausible responses even when the required knowledge is missing. Preference alignment approaches encourage uncertainty expression or refusal to improve truthfulness, but often consequently degrade helpfulness. To address this trade-off, existing preference alignment methods typically treat truthfulness and helpfulness as either universally collaborative or universally conflicting objectives across all samples. In contrast, we show that these objectives are consistent for most samples and conflict only in a small subset—where adaptive trade-off is truly needed. Based on this insight, we propose Conflict-Aware Adaptive Margin Preference Alignment (CAMP), which explicitly models when conflicts arise and adaptively regulates optimization strength. Experiments on UltraFeedback and representative hallucination benchmarks demonstrate that CAMP consistently improves truthfulness while maintaining a favorable helpfulness trade-off compared to strong hallucination mitigation and multi-objective alignment baselines.

Poster
Neural Logistic Bandits

Seoungbin Bae, Dabeen Lee

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We study the problem of neural logistic bandits, where the main task is to learn an unknown reward function within a logistic link function using a neural network. Existing approaches either exhibit unfavorable dependencies on $\kappa$, where $1/\kappa$ represents the minimum variance of reward distributions, or suffer from direct dependence on the feature dimension $d$, which can be huge in neural network–based settings. In this work, we introduce a novel Bernstein-type inequality for self-normalized vector-valued martingales that is designed to bypass a direct dependence on the ambient dimension. This lets us deduce a regret upper bound that grows with the effective dimension $\widetilde{d}$, not the feature dimension, while keeping a minimal dependence on $\kappa$. Based on the concentration inequality, we propose two algorithms, NeuralLog-UCB-1 and NeuralLog-UCB-2, that guarantee regret upper bounds of order $\widetilde{O}(\widetilde{d}\sqrt{\kappa T})$ and $\widetilde{O}(\widetilde{d}\sqrt{T/\kappa})$, respectively, improving on the existing results. Lastly, we report numerical results on both synthetic and real datasets to validate our theoretical findings.

Poster
Reward-free Alignment for Conflicting Objectives

Peter Chen, Xiaopeng Li, Xi Chen, Tianyi Lin

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Direct alignment methods are increasingly used to align large language models (LLMs) with human preferences. However, many real-world alignment problems involve multiple conflicting objectives, where naive aggregation of preferences can lead to unstable training and poor trade-offs. In particular, weighted loss methods may fail to identify update directions that simultaneously improve all objectives, and existing multi-objective approaches often rely on explicit reward models, introducing additional complexity and distorting user-specified preferences. The contributions of this paper are two-fold. First, we propose a **R**eward-free **A**lignment framework for **C**onflicted **O**bjectives (RACO) that directly leverages pairwise preference data and resolves gradient conflicts via a novel clipped variant of conflict-averse gradient descent. We provide convergence guarantees to Pareto-critical points that respect user-specified objective weights, and further show that clipping can strictly improve convergence rate in the two-objective setting. Second, we improve our method using some heuristics and conduct experiments to demonstrate the compatibility of the proposed framework for LLM alignment. Both qualitative and quantitative evaluations on multi-objective summarization and safety alignment tasks across multiple LLM families (Qwen 3, Llama 3, Gemma 3) show that our method consistently achieves better Pareto trade-offs compared to existing multi-objective alignment baselines.

Spotlight
ePC: Fast and Deep Predictive Coding in Digital Simulation

Cédric Goemaere, Gaspard Oliviers, Rafal Bogacz, Thomas Demeester

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Predictive Coding (PC) offers a brain-inspired alternative to backpropagation for neural network training, described as a physical system minimizing its internal energy. While ideally suited for analog implementation, such hardware does not exist yet, and thus, in practice, PC is predominantly *digitally simulated*, requiring excessive amounts of compute while struggling to scale to deeper architectures. This paper reformulates PC to overcome this hardware-algorithm mismatch. First, we uncover how the canonical state-based formulation of PC (sPC) is, by design, deeply inefficient in digital simulation, inevitably resulting in exponential signal decay that stalls the entire numerical process. Then, to overcome this fundamental limitation, we introduce error-based PC (ePC), a novel reparameterization of PC which does not suffer from signal decay. Though no longer directly implementable in analog, ePC numerically computes *exact* PC weights gradients and runs orders of magnitude faster than sPC. Experiments across multiple architectures and datasets demonstrate that ePC matches backpropagation's performance even for deeper models where sPC struggles. Besides practical improvements, our work provides theoretical insight into PC dynamics and establishes a foundation for scaling PC-based learning to deeper architectures in digital simulation and beyond.

Poster
PoMtVRS: Preference-Optimized Multi-Task Vehicle Routing Solver with Preference Gating

Dian Meng, Yaoxin Wu, Yaqing Hou, Zhiguang Cao

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Multi-task vehicle routing solvers via deep reinforcement learning have attracted broad attention and achieved significant progress in handling multiple constraints. However, existing neural solvers still face critical challenges, including insufficient representation, unstable training, and inefficient exploration in large combinatorial action spaces, which often prevents performance from meeting its full potential. To address these issues, we propose PoMtVRS (Preference-Optimized Multi-Task Vehicle Routing Solver with Preference Gating), a plug-and-play framework that jointly improves decoder representations and exploration efficiency through a synergistic combination of decoder-side augmentation and preference-driven optimization. Specifically, we introduce the preference optimization objective to learn relative comparisons among candidate solutions for different routing tasks, encouraging a higher generation probability of better solutions. Meanwhile, we design a preference-gated block that adaptively modulates decoder representations via sparse gated attention and nonlinear residual refinement. Extensive experiments demonstrate that PoMtVRS elevates state-of-the-art unified neural VRP backbones, achieving leading performance in multi-task benchmarks and stronger generalization.

Poster
Toward Safe Quantization-Aware Fine-tuning: Understanding and Mitigating Safety Alignment Degradation

Yuning Yang, Guowei Peng, Xiurui Xie, Minrui Jiang, Shuang Liang, Guisong Liu

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Large language models (LLMs) are increasingly adapted to downstream tasks in resource-constrained scenarios, making quantization-aware fine-tuning (QAF) a common practice for practical deployment. However, we find that quantized LLMs are substantially more vulnerable to safety alignment degradation during fine-tuning than full-precision models by interpretability analyses. In this paper, we first theoretically reveal that this vulnerability is driven by quantization errors, manifesting as an initial safety shift followed by a distorted optimization path. Based on this insight, we propose Explicit-Safety Quantization-Aware Fine-tuning (ExSQF), which effectively restores model safety while preserving downstream performance. It initializes adapters by combining quantization error with a safety matrix projection to mitigate early safety shifts, followed by post-training refinement that corrects deviations in the optimization path. Extensive experimental results show that ExSQF achieves state-of-the-art safety alignment recovery, even surpassing existing full-precision safety-aware fine-tuning baseline, while effectively preserving model performance.

Poster
Emergence of Hierarchical Emotion Organization in Large Language Models

Maya Okawa, Bo Zhao, Eric J Bigelow, Eric Bigelow, Rose Yu, Tomer Ullman, Ekdeep Singh Lubana, Hidenori Tanaka

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As large language models (LLMs) increasingly power conversational agents, understanding how they model users' emotional states is critical for ethical deployment. Inspired by emotion wheels, i.e., a psychological framework that argues emotions organize hierarchically, we analyze probabilistic dependencies between emotional states in model outputs. We find that LLMs naturally form hierarchical emotion trees that align with human psychological models, and larger models develop more complex hierarchies. We also uncover systematic biases in emotion recognition across socioeconomic personas, with compounding misclassifications for intersectional, underrepresented groups. Human studies reveal striking parallels, suggesting that LLMs internalize aspects of social perception. Beyond highlighting emergent emotional reasoning in LLMs, our results hint at the potential of using cognitively-grounded theories for developing better model evaluations.

Poster
Do Audio LLMs Listen or Read? Analyzing and Mitigating Paralinguistic Failures with VoxParadox

Jiacheng Pang, Ashutosh Chaubey, Mohammad Soleymani

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Audio large language models (Audio LLMs) demonstrate strong performance on speech understanding tasks, yet their ability to understand paralinguistic information remains limited. To systematically quantify this issue, we introduce **VoxParadox**, an adversarial benchmark with 2,000 verified examples, spanning 10 paralinguistic tasks, created with controlled speech synthesis to intentionally mismatch transcript claims and speaking style, enabling direct measurement of speech paralinguistic understanding. Evaluation of a diverse set of Audio LLMs reveals consistently low accuracy on acoustic ground truth and a strong tendency to follow language-implied (incorrect) answers. To understand the cause of this gap, we perform layer-wise probing and find that (i) paralinguistic cues can degrade in deeper encoder layers and at the encoder--LLM interface, and (ii) even when such cues are available in audio tokens, the language model frequently ignores them. To address these problems, we propose **Prompt-Conditioned Layer Mixer (PCLM)**, which adaptively combines information from multiple audio layers based on the input prompt, and pair it with **Direct Preference Optimization (DPO)** to explicitly prefer acoustically supported options over language-implied alternatives. These methods substantially improve Audio LLM paralinguistic understanding, improving Audio Flamingo 3 from **17.40%** to **65.20%** on VoxParadox, and from **37.74%** to **54.78%** on MMSU paralinguistic subset. Our project page is available at https://voxparadox.github.io/.

Poster
Optimal structure learning and conditional independence testing

Ming Gao, Yuhao Wang, Bryon Aragam

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We establish a fundamental connection between optimal structure learning and optimal conditional independence testing by showing that the minimax optimal rate for structure learning problems is determined by the minimax rate for conditional independence testing in these problems. This is accomplished by establishing a general reduction between these two problems in the case of poly-forests, and demonstrated by deriving optimal rates for several examples, including Bernoulli, Gaussian and nonparametric models. Furthermore, we show that the optimal algorithm in these settings is a suitable modification of the PC algorithm. This theoretical finding provides a unified framework for analyzing the statistical complexity of structure learning through the lens of minimax testing.

Spotlight
A-MemGuard: A Proactive Defense Framework For LLM-Based Agent Memory

Qianshan Wei, Tengchao Yang, Yaochen Wang, Xinfeng Li, Lijun Li, Zhenfei Yin, Yi Zhan, Thorsten Holz, Zhiqiang Lin, Xiaofeng Wang

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Large Language Model (LLM) agents use memory to learn from past interactions. However, this reliance on memory introduces a critical security risk: an adversary can inject seemingly harmless records into an agent's memory to manipulate its future behavior. This vulnerability is characterized by two core aspects: First, the malicious effect of injected records is only activated within a specific context, making them hard to detect when individual memory entries are audited in isolation. Second, once triggered, the manipulation can initiate a self-reinforcing error cycle: the corrupted outcome is stored as precedent, which not only amplifies the initial error but also progressively lowers the threshold for similar attacks in the future. To address these challenges, we introduce \emph{A-MemGuard} (\underline{A}gent-\underline{Mem}ory \underline{Guard}), the first defense framework for LLM agent memory. The core idea of our work is the insight that memory itself must become both \emph{self-checking} and \emph{self-correcting}. Without modifying the agent's core architecture, A-MemGuard combines two mechanisms: (1) \textbf{consensus-based validation}, which detects anomalies by comparing reasoning paths derived from multiple related memories and (2) a \textbf{dual-memory structure}, where detected failures are distilled into ``lessons'' stored separately and consulted before future actions, breaking error cycles and enabling adaptation. Comprehensive evaluations on multiple benchmarks show that A-MemGuard effectively cuts attack success rates by over 95\% while incurring a minimal utility cost. This work shifts LLM memory security from static filtering to a proactive, experience-driven model where defenses strengthen over time.

Poster
$\textit{S}$-SPPO: Semantic-Calibrated Self-Play Preference Optimization

Xiwen Chen, Wenhui Zhu, Jingjing Wang, Peijie Qiu, Zhipeng Wang, Huayu Li, ZhengXiao He, XUANZHAO DONG, Prayag Tiwari, Mingkun Xu, Yujian Xiong, Feng Luo, Abolfazl Razi, Brendan Hogan Rappazzo, Anderson Schneider, Yuriy Nevmyvaka

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Aligning Large Language Models (LLMs) with human preferences is often formulated via Direct Preference Optimization (DPO). However, the standard Bradley-Terry instantiation of DPO is limited in modeling common departures from transitivity in human preferences. To address this, recent work has introduced Self-Play Preference Optimization (SPPO), which iteratively refines the policy by training on self-generated win-lose pairs. Our investigation, however, reveals a critical instability in SPPO: the optimization is prone to \textit{policy degeneration} when the preference oracle assigns overly confident wins to semantically indistinguishable responses. To mitigate this, we propose $\textit{S}$-SPPO, a dual-space semantic calibration framework comprising: i) $\textit{Supervision Calibration}$ via semantic gating, which anneals win rate targets toward the maximum-entropy baseline as semantic overlap increases; and ii) $\textit{Representation Calibration}$ via latent repulsion to enforce geometric diversity to prevent manifold collapse and maintain latent diversity between chosen and rejected samples. Theoretically, we show that the calibration preserves the constant-sum game structure, facilitating convergence to a Nash Equilibrium. Empirically, $\textit{S}$-SPPO avoids the performance degradation seen in prior methods, achieving 52.19\% win rate and 47.46\% length-controlled win rate on AlpacaEval 2.0 with Llama-3-8B, without using additional human-annotated preferences during training.

Poster
Demystifying Mergeability: Interpretable Properties to Predict Model Merging Success

Luca Zhou, Bo Zhao, Rose Yu, Emanuele Rodolà

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Model merging combines knowledge from separately fine-tuned models, yet the factors driving its success remain poorly understood. While recent work treats mergeability as an intrinsic property of the models, we show with an architecture-agnostic framework that it fundamentally depends on both the merging method and the partner tasks. Using L1-regularized linear optimization over a set of interpretable pairwise metrics (e.g., gradient L2 distance), we uncover properties correlating with post-merge normalized accuracy across five merging methods. We find that the drivers of merge success vary across architectures and merging methods, overall with only a moderate agreement (64.0% average top-5 metric overlap; 79.3% sign agreement). Crucially, however, gradient alignment metrics consistently emerge as the most fundamental signals of mergeability. These findings provide a diagnostic foundation for understanding mergeability and motivate future merge-aware fine-tuning strategies.

Poster
Unifying Adversarial Robustness and Training Across Text Scoring Models

Manveer Singh Tamber, Hosna Oyarhoseini, Jimmy Lin

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Research on adversarial robustness in language models is currently fragmented across applications and attacks, obscuring shared vulnerabilities. In this work, we propose unifying the study of adversarial robustness in text scoring models spanning dense retrievers, rerankers, and reward models. This motivates adapting both attacks and adversarial training methods across model roles. Unlike open-ended generation, text scoring failures are directly testable: an attack succeeds when an irrelevant or rejected text outscores a relevant or chosen one. Using this principled lens of text scoring, we demonstrate that current adversarial training formulations for language models are often short-sighted, failing to effectively generalize across attacks. To address this, we introduce multiple adversarial training methods for text scoring models and show that combining complementary training methods can yield strong robustness while also improving task effectiveness. We also highlight the practical value of our approach for RLHF, showing that our adversarially trained reward models mitigate reward hacking and support the training of better-aligned LLMs. We provide our code and models for further study.

Poster
FormalRx: Rectify and eXamine Semantic Failures in Autoformalization

Haocheng Wang, Baiyu Huang, Yingjia Wan, Xiao Zhu, Xiaoyang Liu, Yinya Huang, Zhijiang Guo

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The veracious semantic alignment in autoformalization is significant for formal mathematical reasoning. However, existing evaluations provide only opaque binary verdicts or scalar scores, offering no interpretable insight into where or why translations fail. This opacity severely limits both human understanding and automated system improvement. To bridge this gap, we introduce FormalRx, a comprehensive diagnostic evaluation framework that transforms autoformalization assessment from black-box judgments into actionable feedback. At its core is SCI Error Taxonomy, a hierarchical classification scheme decomposing autoformalization errors into 28 distinct categories with strict priority ordering. Building on this taxonomy, FormalRx provides four critical diagnostic capabilities: alignment verdicts, error categorization, error localization, and correction. We instantiate the framework with a diagnostic model FormalRx-8B, trained on 56,287 synthetically generated samples with fine-grained diagnostic annotations, and release FormalRx-Test as the first fine-grained diagnostic benchmark. FormalRx-8B achieves F1-scores of 0.88 (verdict) and 0.71 (categorization), along with accuracies of 0.75 (localization) and 0.73 (correction), substantially outperforming both general-purpose LLMs and specialized baselines. By connecting evaluation with actionable insights, FormalRx enables systematic diagnosis and improvement of autoformalization systems.

Poster
FormalJudge: A Neuro-Symbolic Paradigm for Agentic Oversight

Jiayi Zhou, Yang Sheng, Hantao Lou, Yaodong Yang, Jie Fu

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As LLM-based agents increasingly operate in high-stakes domains with real-world consequences, ensuring their behavioral safety becomes paramount. The dominant oversight paradigm, *LLM-as-a-Judge*, faces a fundamental dilemma: how can probabilistic systems reliably supervise other probabilistic systems without inheriting their failure modes? We argue that formal verification offers a principled escape from this dilemma, yet its adoption has been hindered by a critical bottleneck: the translation from natural language requirements to formal specifications. This paper bridges this gap by proposing , a neuro-symbolic framework that employs a bidirectional **Formal-of-Thought** architecture: LLMs serve as *specification compilers* that top-down decompose high-level human intent into atomic, verifiable constraints, then bottom-up prove compliance using Dafny specifications and Z3 Satisfiability modulo theories solving, which produces mathematical guarantees rather than probabilistic scores. We validate across three benchmarks spanning behavioral safety, multi-domain constraint adherence, and agentic upward deception detection. Experiments on 7 agent models demonstrate that achieves an average improvement of **16.6%** over LLM-as-a-Judge baselines, enables *weak-to-strong* generalization where a 7B judge achieves over 90% accuracy detecting deception from 72B agents, and provides *near-linear safety improvement* through iterative refinement.

Poster