ICML 2026 Papers

International Conference on Machine Learning

Decision breakdown

6,341papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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    5368.5%
  • Poster
    5,80591.5%

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Topic: Alignment and Safety · 551 papers · Reset filters

On the Interaction of Batch Noise, Adaptivity, and Compression, under $(L_0,L_1)$-Smoothness: An SDE Approach

Enea Monzio Compagnoni, Rustem Islamov, Frank Norbert Proske, Aurelien Lucchi, Antonio Orvieto, Eduard Gorbunov

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Distributed stochastic optimization intertwines (i) stochastic gradient noise, (ii) communication compression, and (iii) adaptive/normalized updates. While each factor has been studied in isolation, their joint effect under realistic assumptions remains poorly understood. In this work, we develop a unified theoretical framework for Distributed Compressed SGD (DCSGD) and its sign variant Distributed SignSGD (DSignSGD) under the recently introduced $(L_0, L_1)$-smoothness condition. From a conceptual perspective, we show that the first- and second-order modified equations from the literature do not accurately model the discrete-time step-size/stability restrictions, especially under $(L_0,L_1)$-smoothness. From a technical perspective, we propose new first-order SDEs by carefully incorporating curvature-dependent terms into their drift: This helps capture the fine-grained relationship between learning rate restrictions, gradient noise, compression, and the geometry of the loss landscape. Importantly, we do so under general gradient noise assumptions, including heavy-tailed and affine-variance regimes, which extend beyond the classical bounded-variance setting. Our results suggest that normalizing the updates of DCSGD emerges as a natural condition for stability, with the degree of normalization precisely determined by the gradient noise structure, the landscape’s regularity, and the compression rate. In contrast, DSignSGD converges even under heavy-tailed noise with standard learning rate schedules. Together, these findings offer both new theoretical insights and perspectives, and practical guidance.

Poster
When Benign Inputs Lead to Severe Harms: Eliciting Unsafe Unintended Behaviors of Computer-Use Agents

Jaylen Jones, Zhehao Zhang, Yuting Ning, Eric Fosler-Lussier, Pierre-Luc St-Charles, Yoshua Bengio, Dawn Song, Yu Su, Huan Sun

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Although computer-use agents (CUAs) hold significant potential to automate increasingly complex OS workflows, they can demonstrate unsafe unintended behaviors that deviate from expected outcomes even under benign input contexts. However, exploration of this risk remains largely anecdotal, lacking concrete characterization and automated methods to proactively surface long-tail unintended behaviors under realistic CUA scenarios. To fill this gap, we introduce the first conceptual and methodological framework for unintended CUA behaviors, by defining their key characteristics, automatically eliciting them, and analyzing how they arise from benign inputs. We propose AutoElicit: an agentic framework that iteratively perturbs benign instructions using CUA execution feedback, and elicits severe harms while keeping perturbations realistic and benign. Using AUTOELICIT, we surface hundreds of harmful unintended behaviors from state-of-the-art CUAs such as Claude 4.5 Haiku, Claude 4.5 Opus, and Operator. We further evaluate the transferability of human-verified successful perturbations, identifying persistent susceptibility to unintended behaviors across various other frontier CUAs. This work establishes a foundation for systematically analyzing unintended behaviors in realistic computer-use settings.

Poster
Achieving Structurally Robust Gromov Wasserstein Distance via Adaptive Dual-Mask

Kangke Cheng, Jiawei Huang, Jingni Song, Wanlin Zhang, Bangxian Han, Hu Ding

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The Gromov-Wasserstein (GW) distance enables comparison across different spaces but remains fragile to structural noise due to its global quadratic coupling. Existing robust extensions primarily rely on node-centric mass relaxation. However, we argue that this strategy is far from sufficient: it only addresses node-induced structural noise (outliers) while neglecting edge-induced distortions where spurious connections exist between valid nodes. To overcome this limitation, we propose the Structurally Robust Gromov-Wasserstein (SRGW) distance, a novel formulation that adaptively filters geometric distortions during optimization. By introducing a structure-aware dual-mask mechanism, our method effectively isolates these stubborn structural outliers while preserving strict marginal constraints for balanced transport. We solve this objective using a Mask-Guided GW Algorithm, which jointly optimizes the transport plan and the structural noise filters. We provide a rigorous theoretical analysis proving that our algorithm converges to a critical point under the Kurdyka-Łojasiewicz framework. Extensive experiments on synthetic geometric matching and real-world subgraph alignment benchmarks demonstrate that Mask-Guided GW achieves superior alignment quality, particularly under severe structural noise.

Poster
Gromov-Wasserstein at Scale, Beyond Squared Norms

Guillaume Houry, Jean Feydy, François-Xavier Vialard

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A fundamental challenge in data science is to match disparate point sets with each other. While optimal transport efficiently minimizes point *displacements* under a bijectivity constraint, it is inherently sensitive to rotations. Conversely, minimizing *distortions* via the Gromov-Wasserstein (GW) framework addresses this limitation but introduces a non-convex, computationally demanding optimization problem. In this work, we identify a broad class of distortion penalties that reduce to a simple alignment problem within a lifted feature space. Leveraging this insight, we introduce an iterative GW solver with a linear memory footprint and quadratic (rather than cubic) time complexity. Our method is differentiable, comes with strong theoretical guarantees, and scales to hundreds of thousands of points in minutes. This efficiency unlocks a wide range of geometric applications and enables the exploration of the GW energy landscape, whose local minima encode the symmetries of the matching problem.

Poster
Convex Optimization for Alignment and Preference Learning on a Single GPU

Miria Feng, Mert Pilanci

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Fine-tuning large language models (LLMs) to align with human preferences has driven the success of systems such as Gemini and ChatGPT. However, approaches like Reinforcement Learning from Human Feedback (RLHF) remain computationally expensive and complex. Direct Preference Optimization (DPO) offers a simpler alternative but has limitations such as inconsistent ranking accuracy, high dependence on GPU resources, and expensive hyperparameter tuning. We propose the Convex Optimization for Alignment and Preference Learning Algorithm (COALA): a novel lightweight strategy with strong theoretical guarantees. By leveraging the convex optimization reformulation of neural networks, COALA eliminates the need for a reference model and obtains significant reduction in both training time and VRAM consumption, thus enabling efficient training on a single GPU. Experiments across four datasets—including a 26621-sample synthetic Educational Feedback dataset—and six models (including Llama-3.1-8B) demonstrate COALA's competitive performance and efficiency while utilizing as little as ${\sim}17.6\%$ of DPO's total TFLOPs. COALA exhibits stable, monotonically increasing rewards and reaches peak margins in significantly shorter time in comparison to traditional methods such as DPO and ORPO. To the best of our knowledge, this is the first time convex optimization has been effectively applied to preference fine-tuning of LLMs.

Poster
Stable-GFlowNet: Toward Diverse and Robust LLM Red-Teaming via Contrastive Trajectory Balance

Minchan Kwon, Sunghyun Baek, Minseo Kim, Jaemyung Yu, Dongyoon Han, Junmo Kim

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Large Language Model Red-Teaming, which proactively identifies vulnerabilities of large language models, is an essential process for ensuring safety. Finding effective and diverse attacks in red team activities is important, but achieving both is challenging. Generative Flow Networks (GFN) that perform distribution matching are a promising method, but they are notorious for training instability and mode collapse. In particular, unstable reward functions in red team activities accelerate mode collapse. We propose Stable-GFN (S-GFN), which eliminates Z estimation in GFN and reduces training instability. S-GFN avoids Z-estimation through pairwise comparisons and employs a robust masking methodology against noisy rewards. Additionally, we propose a fluency stabilizer to prevent the model from getting stuck in local optima that produce gibberish. S-GFN provides more stable training while maintaining the optimal policy of GFN. We demonstrate the overwhelming attack performance and diversity of S-GFN across various settings.

Spotlight
In-Training Defenses Against Emergent Misalignment in Language Models

David Kaczér, Magnus Jørgenvåg, Clemens Vetter, Esha Afzal, Robin Haselhorst, Lucie Flek, Florian Mai

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Fine‑tuning lets practitioners repurpose aligned large language models (LLMs) for new domains, yet recent work reveals emergent misalignment (EM): Even a small, domain‑specific fine‑tune can induce harmful behaviors far outside the target domain. Even in the case where model weights are hidden behind a fine-tuning API, this gives attackers inadvertent access to a broadly misaligned model in a way that can be hard to detect from the fine-tuning data alone. We present the first systematic study of \emph{in‑training} safeguards against EM that are practical for providers who expose fine‑tuning via an API: We evaluate whether they a) prevent broad misalignment, b) allow narrow misalignment, c) learn well on benign tasks, and d) remain coherent. We investigate five training regularization interventions: (i) KL‑divergence regularization toward a safe reference model, (ii) $\ell_2$ distance in feature space, (iii) preventive steering with an evil persona vector, (iv) interleaving training examples from a general instruct-tuning dataset and (v) inoculation prompting. We demonstrate that selecting interleaving data by the perplexity gap between aligned and misaligned models yields the best results overall.

Poster
How High is ‘High’? Rethinking the Roles of Dimensionality in Topological Data Analysis and Manifold Learning

Hannah Sansford, Nick Whiteley, Patrick Rubin-Delanchy

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High-dimensionality of data is often regarded as a fundamental statistical impediment in Machine Learning and AI. The purpose of this paper is to clarify, on the contrary, when and how high-dimensionality may be beneficial. In the setting of a general random function model of data we delineate between three notions of dimensionality: *effective dimension* $p_{\mathrm{eff}}$, measuring total variability across feature directions; *correlation rank* $r$, measuring functional complexity across samples; and *latent intrinsic dimension* $d$ of manifold structure hidden in data. Via a generalized Hanson-Wright inequality, we show that increasing $p_{\mathrm{eff}}$ drives a *blessing of dimensionality* phenomenon, whereby data dot-products concentrate about their expectations. In turn, we show that, under mild continuity assumptions (ensuring that features bring additional information as dimension grows), persistence diagrams recover latent homology when $p_{\mathrm{eff}} \in \omega (\log n)$ as $n\to\infty$. Informed by our theory, we revisit the ground-breaking neuroscience discovery of toroidal structure in grid-cell activity made by Gardner et al. (2022): our findings provide the first empirical evidence that this structure is *isometric* to a flat torus model of physical space, suggesting that grid cell activity conveys a geometrically faithful representation of the real world.

Poster
A Behavioural and Representational Evaluation of Goal-Directedness in Language Model Agents

Raghu Arghal, Phoebe Chen, Niall Dalton, Evgenii Kortukov, Calum McNamara, Angelos Nalmpantis, Moksh Nirvaan, Gabriele Sarti, Mario Giulianelli

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Understanding an agent's goals helps explain and predict its behaviour, yet there is no established methodology for reliably attributing goals to agentic systems. We propose a framework for evaluating goal-directedness that integrates behavioural evaluation with interpretability-based analyses of models' internal representations. As a case study, we examine an LLM agent navigating a 2D grid world toward a goal state. Behaviourally, we evaluate the agent against optimal policies across varying grid sizes, obstacle densities, and goal structures, finding that performance scales with task difficulty while remaining robust to difficulty-preserving transformations and multi-goal structures. We then use probing methods to decode internal representations of the environment and multi-step action plans. We find that the LLM agent non-linearly encodes a coarse spatial map, preserving approximate task-relevant cues about its position and the goal location; that its actions are broadly consistent with these internal representations; and that reasoning reorganises them, shifting from spatial cues toward immediate action selection. Our findings support the view that introspective examination is required beyond behavioural evaluations to characterise how agents represent and pursue their objectives.

Poster
Multimodal Scaling Laws for Task & Data-Optimized Models of Visual Cortex

Abdulkadir Gokce, Yingtian Tang, Martin Schrimpf

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Task-optimized neural networks are the leading in-silico models of sensory cortex, yet the field lacks a unified understanding of which modeling choices drive improved brain alignment. Prior NeuroAI work is fragmented across datasets and modalities, making it difficult to determine robust scaling trends. Here, we systematically investigate the scaling laws of model-to-brain alignment across 8 neural datasets (spanning electrophysiology, fMRI, EEG, and MEG) and over 600 models with diverse architectures and pretraining configurations. We report three scaling trends: (1) *Pretraining saturation*: Alignment improves with pretraining compute and data scale but saturates across all recording modalities. (2) *Complementary fine-tuning*: Hybrid task & neural data optimization yields consistent improvements in alignment that generalize across datasets and modalities. (3) *Mapping scaling*: Increasing the number of neural samples to fit model-to-brain mappings yields log-linear gains with the largest impact on alignment. Finally, we propose a novel subject-shared cross-attention mapping which drastically reduces parameter count and improves alignment. Taken together, these results establish multimodal scaling laws that guide resource allocation for next-generation brain models.

Poster
An Exploration of Non-Euclidean Gradient Descent: Muon and its Many Variants

Michael Crawshaw, Chirag Modi, Mingrui Liu, Robert M. Gower

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To define a steepest descent method over a neural network, we need to choose a norm for each layer, a way to aggregate these norms across layers, and whether to use normalization. We systematically explore different alternatives for aggregating norms across layers, both formalizing existing combinations of Adam and the recently proposed Muon as a type of non-Euclidean gradient descent, and deriving new variants of the Muon optimizer. Through a comprehensive experimental evaluation of the optimizers within our framework, we find that Muon is sensitive to the choice of learning rate, whereas a new variant we call MuonMax is significantly more robust. We then show how to combine any non-Euclidean gradient method with model based momentum (known as Momo). The new Momo variants of Muon are significantly more robust to hyperparameter tuning, and often achieve a better validation score. Thus for new tasks, where the optimal hyperparameters are not known, we advocate for using Momo in combination with MuonMax to save on costly hyperparameter tuning.

Poster
Cycle-of-Science: Reliable Reasoning through Counterfactual Verification for Agent Decision Making

Ruojie Zhang, Wencheng Zhu, Peiyuan Jiang, dayong zhu

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Large Language Models have significantly advanced autonomous agents through their sophisticated perception and execution capabilities. Despite effective, agents still struggle with robust decision-making due to passive learning from similar experiences that often confound correlation with causality. Inspired by the Scientific Method, we propose a Cycle-of-Science framework that autonomously explores potential causal pathways through an iterative loop of \textit{Hypothesis, Experiment, and Validation}, enabling agents to identify truly effective causal dependencies. To be specific, we first leverage causal knowledge to guide the initial hypotheses generation. These hypotheses are then analyzed through experiments using counterfactual samples. Afterward, we perform causal analysis to quantify effects of interventions, deriving well-validated hypotheses for next agent steps. To train our policy, we further introduce a two-stage pipeline that integrates supervised fine-tuning with Counterfactual Preference Optimization, which constructs preference signals from intervention outcomes to reinforce validated reasoning chains. Experiments on benchmarks demonstrate that our method achieves superior performance over state-of-the-art approaches.

Poster
scDataset: Scalable Data Loading for Deep Learning on Large-Scale Single-Cell Omics

Davide D'Ascenzo, Sebastiano Cultrera di Montesano

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Training deep learning models on single-cell datasets with hundreds of millions of cells requires loading data from disk, as these datasets exceed available memory. While random sampling provides the data diversity needed for effective training, it is prohibitively slow due to the random access pattern overhead, whereas sequential streaming achieves high throughput but introduces biases that degrade model performance. We present scDataset, a PyTorch data loader that enables efficient training from on-disk data with seamless integration across diverse storage formats. Our approach combines block sampling and batched fetching to achieve quasi-random sampling that balances I/O efficiency with minibatch diversity. On Tahoe-100M, a dataset of 100 million cells, scDataset achieves more than two orders of magnitude speedup compared to true random sampling while working directly with AnnData files. We provide theoretical bounds on minibatch diversity and empirically show that scDataset matches the performance of true random sampling across multiple classification tasks and model architectures.

Poster
Offline Preference Optimization for Rectified Flow with Noise-Tracked Pairs

Yunhong Lu, Qichao Wang, Hengyuan Cao, Xiaoyin Xu, Min Zhang

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Existing preference datasets for text-to-image models typically store only the final winner/loser images. This representation is insufficient for rectified flow (RF) models, whose generation is naturally indexed by a specific prior noise sample and follows a nearly straight denoising trajectory. In contrast, prior DPO-style alignment for diffusion models commonly estimates trajectories using an independent forward noising process, which can be mismatched to the true reverse dynamics and introduces unnecessary variance. We propose Prior Noise-Aware Preference Optimization (PNAPO), an off-policy alignment framework specialized for rectified flow. PNAPO augments preference data by retaining the paired prior noises used to generate each winner/loser image, turning the standard (prompt, winner, loser) triplet into a sextuple. Leveraging the straight-line property of RF, we estimate intermediate states via noise-image interpolation, which constrains the trajectory estimation space and yields a tighter surrogate objective for preference optimization. In addition, we introduce a dynamic regularization strategy that adapts the DPO regularization based on (i) the reward gap between winner and loser and (ii) training progress, improving stability and sample efficiency. Experiments on state-of-the-art RF T2I backbones show that PNAPO consistently improves preference metrics while substantially reducing training compute.

Poster
The Oversight Game: Learning to Cooperatively Balance an AI Agent's Safety and Autonomy

William Overman, Mohsen Bayati

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As increasingly capable agents are deployed, a central safety challenge is how to retain meaningful human control without modifying the underlying system. We study a minimal control interface in which an agent chooses whether to act autonomously (play) or defer (ask), while a human simultaneously chooses whether to be permissive (trust) or engage in oversight (oversee), and model this interaction as a two-player Markov Game. When this game forms a Markov Potential Game, we prove an alignment guarantee: any increase in the agent's utility from acting more autonomously cannot decrease the human's value. This establishes a form of intrinsic alignment where the agent's incentive to seek autonomy is structurally coupled to the human's welfare. Practically, the framework induces a transparent control layer encouraging the agent to defer when risky and act when safe. While we use gridworld simulations to illustrate the emergence of this collaboration, our primary validation involves an agentic tool-use task where two 30B-parameter language models are fine-tuned via independent policy gradient. We demonstrate that even as the agents learn to coordinate on the fly, this framework effectively reduces safety violations in realistic, open-ended environments.

Poster
From Parameter Dynamics to Risk Scoring: Quantifying Sample-Level Safety Degradation in LLM Fine-tuning

Xiao Wang, Yifei Zhang, Yongkang Liu, Xiaocui Yang, Zihan Wang, Shi Feng, Daling Wang

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Safety alignment of Large Language Models (LLMs) is extremely fragile, fine-tuning on small number of benign samples can erase safety behaviors learned from millions of preference examples. Existing studies attempt to explain this phenomenon by comparing parameters and hidden states before and after fine-tuning, but overlook their dynamic evolution during fine-tuning. In this work, we analyze parameter dynamics and uncover a critical mechanism underlying safety degradation, where benign fine-tuning causes parameters cumulatively drift toward danger-aligned directions, progressively undermining the model's safety. Inspired by these findings, we propose Sample-Level Quantification of Safety Degradation (SQSD), a method that quantifies each training sample's influence on safety degradation. Specifically, SQSD assigns continuous risk scores to individual samples by measuring their induced parameter updates along safety and danger directions. Extensive experiments across three models and two datasets show that SQSD outperforms baselines in better separating high-risk and low-risk samples, with risk scores that consistently predict the severity of safety degradation. In particular, SQSD exhibits strong transferability across architectures, parameter scales, and parameter-efficient methods.

Poster
GEM: Geometric Erasure by Contrastive Velocity Matching in Rectified Flows

Jonas Henry Grebe, Tobias Braun, Anna Rohrbach, Marcus Rohrbach

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While the rapid adoption of multimodal generative models offers immense potential, it has also increased the risks of harmful content synthesis, deepfakes, and copyright infringements. To address these challenges, concept erasure has emerged as a prospective safeguard. However, as the field gradually transitions from U-Net-based diffusion models to Rectified Flow Transformers, erasure research has struggled to keep pace. In this work, we introduce GEM, a simple but highly effective erasure framework for Rectified Flow models. As part of our contribution, we establish a principled bridge between trajectory-based unlearning grounded in Generative Flow Networks and classic teacher-guided erasure: we translate trajectory-based signals into a teacher-guided flow-matching setup that unifies the strengths of both paradigms. Concretely, a teacher provides complementary attraction and repulsion signals that we combine into a single geometric guidance objective, yielding targeted suppression of unwanted concepts while preserving benign generation.

Spotlight
RED-HDP-HMM: Observation-Dependent Durations for Bayesian Nonparametric Sequential Models

Mikołaj Słupiński, Piotr Lipinski

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The Hierarchical Dirichlet Process Hidden Markov Model (HDP-HMM) is a Bayesian nonparametric extension of the classical Hidden Markov Model, well-suited for learning from (spatio-)temporal data. To relax the restrictive geometric assumption on state durations, the HDP Hidden Semi-Markov Model was introduced. However, both models assume stationary state durations, which limits their expressive power. In this work, we extend the HDP-HMM framework by incorporating recurrent explicit duration modeling, resulting in a more general and flexible model: the Recurrent Explicit Duration HDP-HMM (RED-HDP-HMM). We propose a Gibbs sampling method for efficient inference in this model. Empirical results on both synthetic and real-world segmentation tasks demonstrate that RED-HDP-HMM consistently outperforms the disentangled sticky HDP-HMM and the standard sticky HDP-HMM.

Spotlight
Hair-Trigger Alignment: Black-Box Evaluation Cannot Guarantee Post-Update Alignment

Yavuz Faruk Bakman, Duygu Nur Yaldiz, Eleni Triantafillou, Peter Kairouz, Salman Avestimehr, Sai Praneeth Karimireddy

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Large Language Models (LLMs) are rarely static and are frequently updated in practice. A growing body of alignment research has shown that models initially deemed ``aligned'' can exhibit misaligned behavior after fine-tuning. These works typically assume that the initial model is aligned based on static black-box evaluation, i.e., the absence of undesired responses to a fixed set of queries. However, the limits of black-box evaluation for post-update scenarios is not explored sufficiently. In this work, we formalize model alignment in both the static and post-update settings and uncover a fundamental limitation of black-box evaluation. We theoretically show that, due to overparameterization, static alignment provides no guarantee of post-update alignment for *any* update dataset. Moreover, we prove that static black-box probing cannot distinguish a model that is genuinely post-update robust from one that conceals an arbitrary amount of adversarial behavior which can be activated by even a single benign gradient update. We further validate these findings empirically in LLMs across three core alignment domains: privacy, jailbreak safety, and behavioral honesty. We demonstrate the existence of LLMs that pass all standard black-box alignment tests, yet become severely misaligned after a single benign update. Finally, we show that the capacity to hide such latent adversarial behavior increases with model scale, confirming our theoretical prediction that post-update misalignment grows with the number of parameters. Together, our results highlight the inadequacy of static evaluation protocols and emphasize the urgent need for post-update--robust alignment evaluation. Code can be found [here](https://github.com/Ybakman/safety_benign_update).

Poster
Corrigibility Transformation: Constructing Goals That Accept Updates

Rubi Hudson

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An AI agent will learn a desired goal more effectively if it does not resist the training process, but many partially learned goals incentivize an AI to avoid further goal updates. We would like goals to be corrigible, meaning they allow changes requested through designated channels, so that we can confidently correct errors and shut down the AI if necessary. Despite this being a crucial safety property, the existing literature does not specify goals that are both corrigible and competitive with alternatives. We introduce a transformation that constructs a corrigible version of nearly any goal, without sacrificing performance. This is done by eliciting predictions of reward conditional on costlessly preventing updates, and having that target be pursued myopically. These goals are then shown to lead to optimal performance among the class of corrigible goals, to incentivize allowing mid-action overrides, and to disincentivize deliberate self-modification. Empirically, they induce corrigible behavior in gridworld settings and for language models when applied at the prompt level.

Poster