ICLR 2025 Papers

International Conference on Learning Representations

Decision breakdown

3,703papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    2135.8%
  • Spotlight
    38010.3%
  • Poster
    3,11084.0%

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Topic: Alignment and Safety · 473 papers · Reset filters

Global Identifiability of Overcomplete Dictionary Learning via L1 and Volume Minimization

Yuchen Sun, Kejun Huang

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We propose a novel formulation for dictionary learning with an overcomplete dictionary, i.e., when the number of atoms is larger than the dimension of the dictionary. The proposed formulation consists of a weighted sum of $\ell_1$ norms of the rows of the sparse coefficient matrix plus the log of the matrix volume of the dictionary matrix. The main contribution of this work is to show that this novel formulation guarantees global identifiability of the overcomplete dictionary, under a mild condition that the sparse coefficient matrix satisfies a strong scattering condition in the hypercube. Furthermore, if every column of the coefficient matrix is sparse and the dictionary guarantees $\ell_1$ recovery, then the coefficient matrix is identifiable as well. This is a major breakthrough for not only dictionary learning but also general matrix factorization models as identifiability is guaranteed even when the latent dimension is higher than the ambient dimension. We also provide a probabilistic analysis and show that if the sparse coefficient matrix is generated from the widely adopted sparse-Gaussian model, then the $m\times k$ overcomplete dictionary is globally identifiable if the sample size is bigger than a constant times $(k^2/m)\log(k^2/m)$ with overwhelming probability. Finally, we propose an algorithm based on alternating minimization to solve the new proposed formulation.

Poster
Multi-objective antibody design with constrained preference optimization

Milong Ren, ZaiKai He, Haicang Zhang

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Antibody design is crucial for developing therapies against diseases such as cancer and viral infections. Recent deep generative models have significantly advanced computational antibody design, particularly in enhancing binding affinity to target antigens. However, beyond binding affinity, antibodies should exhibit other favorable biophysical properties such as non-antigen binding specificity and low self-association, which are important for antibody developability and clinical safety. To address this challenge, we propose AbNovo, a framework that leverages constrained preference optimization for multi-objective antibody design. First, we pre-train an antigen-conditioned generative model for antibody structure and sequence co-design. Then, we fine-tune the model using binding affinity as a reward while enforcing explicit constraints on other biophysical properties. Specifically, we model the physical binding energy with continuous rewards rather than pairwise preferences and explore a primal-and-dual approach for constrained optimization. Additionally, we incorporate a structure-aware protein language model to mitigate the issue of limited training data. Evaluated on independent test sets, AbNovo outperforms existing methods in metrics of binding affinity such as Rosetta binding energy and evolutionary plausibility, as well as in metrics for other biophysical properties like stability and specificity.

Poster
Transformers Learn Low Sensitivity Functions: Investigations and Implications

Bhavya Vasudeva, Deqing Fu, Tianyi Zhou, Elliott Kau, Youqi Huang, Vatsal Sharan

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Transformers achieve state-of-the-art accuracy and robustness across many tasks, but an understanding of their inductive biases and how those biases differ from other neural network architectures remains elusive. In this work, we identify the sensitivity of the model to token-wise random perturbations in the input as a unified metric which explains the inductive bias of transformers across different data modalities and distinguishes them from other architectures. We show that transformers have lower sensitivity than MLPs, CNNs, ConvMixers and LSTMs, across both vision and language tasks. We also show that this low-sensitivity bias has important implications: i) lower sensitivity correlates with improved robustness; it can also be used as an efficient intervention to further improve the robustness of transformers; ii) it corresponds to flatter minima in the loss landscape; and iii) it can serve as a progress measure for grokking. We support these findings with theoretical results showing (weak) spectral bias of transformers in the NTK regime, and improved robustness due to the lower sensitivity.

Poster
HyperFace: Generating Synthetic Face Recognition Datasets by Exploring Face Embedding Hypersphere

Hatef Otroshi Shahreza, Sébastien Marcel

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Face recognition datasets are often collected by crawling Internet and without individuals' consents, raising ethical and privacy concerns. Generating synthetic datasets for training face recognition models has emerged as a promising alternative. However, the generation of synthetic datasets remains challenging as it entails adequate inter-class and intra-class variations. While advances in generative models have made it easier to increase intra-class variations in face datasets (such as pose, illumination, etc.), generating sufficient inter-class variation is still a difficult task. In this paper, we formulate the dataset generation as a packing problem on the embedding space (represented on a hypersphere) of a face recognition model and propose a new synthetic dataset generation approach, called HyperFace. We formalize our packing problem as an optimization problem and solve it with a gradient descent-based approach. Then, we use a conditional face generator model to synthesize face images from the optimized embeddings. We use our generated datasets to train face recognition models and evaluate the trained models on several benchmarking real datasets. Our experimental results show that models trained with HyperFace achieve state-of-the-art performance in training face recognition using synthetic datasets. Project page: https://www.idiap.ch/paper/hyperface

Poster
Democratic Training Against Universal Adversarial Perturbations

Bing Sun, Jun Sun, Wei Zhao

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Despite their advances and success, real-world deep neural networks are known to be vulnerable to adversarial attacks. Universal adversarial perturbation, an input-agnostic attack, poses a serious threat for them to be deployed in security-sensitive systems. In this case, a single universal adversarial perturbation deceives the model on a range of clean inputs without requiring input-specific optimization, which makes it particularly threatening. In this work, we observe that universal adversarial perturbations usually lead to abnormal entropy spectrum in hidden layers, which suggests that the prediction is dominated by a small number of ``feature'' in such cases (rather than democratically by many features). Inspired by this, we propose an efficient yet effective defense method for mitigating UAPs called \emph{Democratic Training} by performing entropy-based model enhancement to suppress the effect of the universal adversarial perturbations in a given model. \emph{Democratic Training} is evaluated with 7 neural networks trained on 5 benchmark datasets and 5 types of state-of-the-art universal adversarial attack methods. The results show that it effectively reduces the attack success rate, improves model robustness and preserves the model accuracy on clean samples.

Poster
REFINE: Inversion-Free Backdoor Defense via Model Reprogramming

Yukun Chen, Shuo Shao, Enhao Huang, Yiming Li, Pin-Yu Chen, Zhan Qin, Kui Ren

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Backdoor attacks on deep neural networks (DNNs) have emerged as a significant security threat, allowing adversaries to implant hidden malicious behaviors during the model training phase. Pre-processing-based defense, which is one of the most important defense paradigms, typically focuses on input transformations or backdoor trigger inversion (BTI) to deactivate or eliminate embedded backdoor triggers during the inference process. However, these methods suffer from inherent limitations: transformation-based defenses often fail to balance model utility and defense performance, while BTI-based defenses struggle to accurately reconstruct trigger patterns without prior knowledge. In this paper, we propose REFINE, an inversion-free backdoor defense method based on model reprogramming. REFINE consists of two key components: \textbf{(1)} an input transformation module that disrupts both benign and backdoor patterns, generating new benign features; and \textbf{(2)} an output remapping module that redefines the model's output domain to guide the input transformations effectively. By further integrating supervised contrastive loss, REFINE enhances the defense capabilities while maintaining model utility. Extensive experiments on various benchmark datasets demonstrate the effectiveness of our REFINE and its resistance to potential adaptive attacks.

Poster
Learning from negative feedback, or positive feedback or both

Abbas Abdolmaleki, Bilal Piot, Bobak Shahriari, Jost Tobias Springenberg, Tim Hertweck, Michael Bloesch, Rishabh Joshi, Thomas Lampe, Junhyuk Oh, Nicolas Heess, Jonas Buchli, Martin Riedmiller

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Existing preference optimization methods often assume scenarios where paired preference feedback (preferred/positive vs. dis-preferred/negative examples) is available. This requirement limits their applicability in scenarios where only unpaired feedback—for example, either positive or negative— is available. To address this, we introduce a novel approach that decouples learning from positive and negative feedback. This decoupling enables control over the influence of each feedback type and, importantly, allows learning even when only one feedback type is present. A key contribution is demonstrating stable learning from negative feedback alone, a capability not well-addressed by current methods. Our approach builds upon the probabilistic framework introduced in (Dayan and Hinton, 1997), which uses expectation-maximization (EM) to directly optimize the probability of positive outcomes (as opposed to classic expected reward maximization). We address a key limitation in current EM-based methods: they solely maximize the likelihood of positive examples, while neglecting negative ones. We show how to extend EM algorithms to explicitly incorporate negative examples, leading to a theoretically grounded algorithm that offers an intuitive and versatile way to learn from both positive and negative feedback. We evaluate our approach for training language models based on human feedback as well as training policies for sequential decision-making problems, where learned value functions are available.

Spotlight
Tamper-Resistant Safeguards for Open-Weight LLMs

Rishub Tamirisa, Bhrugu Bharathi, Long Phan, Andy Zhou, Alice Gatti, Tarun Suresh, Maxwell Lin, Justin Wang, Rowan Wang, Ron Arel, Andy Zou, Dawn Song, Bo Li, Dan Hendrycks, Mantas Mazeika

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Rapid advances in the capabilities of large language models (LLMs) have raised widespread concerns regarding their potential for malicious use. Open-weight LLMs present unique challenges, as existing safeguards lack robustness to tampering attacks that modify model weights. For example, recent works have demonstrated that refusal and unlearning safeguards can be trivially removed with a few steps of fine-tuning. These vulnerabilities necessitate new approaches for enabling the safe release of open-weight LLMs. We develop a method, called TAR, for building tamper-resistant safeguards into open-weight LLMs such that adversaries cannot remove the safeguards even after hundreds of steps of fine-tuning. In extensive evaluations and red teaming analyses, we find that our method greatly improves tamper-resistance while preserving benign capabilities. Our results demonstrate that progress on tamper-resistance is possible, opening up a promising new avenue to improve the safety and security of open-weight LLMs.

Poster
Cross-Modal Safety Mechanism Transfer in Large Vision-Language Models

Shicheng Xu, Liang Pang, Yunchang Zhu, Huawei Shen, Xueqi Cheng

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Vision-language alignment in Large Vision-Language Models (LVLMs) successfully enables LLMs to understand visual input. However, we find that existing vision-language alignment methods fail to transfer the existing safety mechanism for text in LLMs to vision, which leads to vulnerabilities in toxic image. To explore the cause of this problem, we give the insightful explanation of where and how the safety mechanism of LVLMs operates and conduct comparative analysis between text and vision. We find that the hidden states at the specific transformer layers play a crucial role in the successful activation of safety mechanism, while the vision-language alignment at hidden states level in current methods is insufficient. This results in a semantic shift for input images compared to text in hidden states, therefore misleads the safety mechanism. To address this, we propose a novel Text-Guided vision-language Alignment method (TGA) for LVLMs. TGA retrieves the texts related to input vision and uses them to guide the projection of vision into the hidden states space in LLMs. Experiments show that \textbf{TGA} not only successfully transfers the safety mechanism for text in basic LLMs to vision in vision-language alignment for LVLMs without any safety fine-tuning on the visual modality but also maintains the general performance on various vision tasks (Safe and Good). Code is in supplemental material and will be released on GitHub after acceptance.

Poster
Durable Quantization Conditioned Misalignment Attack on Large Language Models

Peiran Dong, Haowei Li, Song Guo

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As large language models (LLMs) are increasingly deployed on resource-constrained edge devices, quantization techniques have been widely adopted to reduce model size and computational requirements. However, this process can expose models to new vulnerabilities. In this work, we introduce the Quantization Conditioned Misalignment (Q-Misalign) attack, a novel threat in which safety misalignment remains dormant in a full-precision LLM but becomes exploitable post-quantization. We demonstrate that our Q-Misalign attack effectively bypasses safety mechanisms and enables the generation of harmful content in quantized models while maintaining full-precision performance. Furthermore, we propose a contrastive task vector-based approach to enhance attack durability, ensuring that vulnerabilities persist even after downstream fine-tuning. Experimental results show that Q-Misalign attack significantly increases jailbreak success rates in quantized models, while preserving model utility and safety alignment in full precision. Our findings highlight a critical gap in current LLM safety measures and call for more robust defenses in quantization-aware scenarios.

Poster
Tailoring Mixup to Data for Calibration

Quentin Bouniot, Pavlo Mozharovskyi, Florence d'Alché-Buc

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Among all data augmentation techniques proposed so far, linear interpolation of training samples, also called Mixup, has found to be effective for a large panel of applications. Along with improved predictive performance, Mixup is also a good technique for improving calibration. However, mixing data carelessly can lead to manifold mismatch, i.e., synthetic data lying outside original class manifolds, which can deteriorate calibration. In this work, we show that the likelihood of assigning a wrong label with mixup increases with the distance between data to mix. To this end, we propose to dynamically change the underlying distributions of interpolation coefficients depending on the similarity between samples to mix, and define a flexible framework to do so without losing in diversity. We provide extensive experiments for classification and regression tasks, showing that our proposed method improves predictive performance and calibration of models, while being much more efficient.

Poster
Automatic Curriculum Expert Iteration for Reliable LLM Reasoning

Zirui Zhao, Hanze Dong, Amrita Saha, Caiming Xiong, Doyen Sahoo

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Hallucinations (i.e., generating plausible but inaccurate content) and laziness (i.e. excessive refusals or defaulting to "I don't know") persist as major challenges in LLM reasoning. Current efforts to reduce hallucinations primarily focus on factual errors in knowledge-grounded tasks, often neglecting hallucinations related to faulty reasoning. Meanwhile, some approaches render LLMs overly conservative, limiting their problem-solving capabilities. To mitigate hallucination and laziness in reasoning tasks, we propose Automatic Curriculum Expert Iteration (Auto-CEI) to enhance LLM reasoning and align responses to the model’s capabilities--assertively answering within its limits and declining when tasks exceed them. In our method, Expert Iteration explores the reasoning trajectories near the LLM policy, guiding incorrect paths back on track to reduce compounding errors and improve robustness; it also promotes appropriate "I don't know" responses after sufficient reasoning attempts. The curriculum automatically adjusts rewards, incentivizing extended reasoning before acknowledging incapability, thereby pushing the limits of LLM reasoning and aligning its behaviour with these limits. We compare Auto-CEI with various SOTA baselines across logical reasoning, mathematics, and planning tasks, where Auto-CEI achieves superior alignment by effectively balancing assertiveness and conservativeness.

Poster
Justice or Prejudice? Quantifying Biases in LLM-as-a-Judge

Jiayi Ye, Yanbo Wang, Yue Huang, Dongping Chen, Qihui Zhang, Nuno Moniz, Tian Gao, Werner Geyer, Chao Huang, Pin-Yu Chen, Nitesh V Chawla, Xiangliang Zhang

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LLM-as-a-Judge has been widely utilized as an evaluation method in various benchmarks and served as supervised rewards in model training. However, despite their excellence in many domains, potential issues are under-explored, undermining their reliability and the scope of their utility. Therefore, we identify 12 key potential biases and propose a new automated bias quantification framework—CALM—which systematically quantifies and analyzes each type of bias in LLM-as-a-Judge by using automated and principle-guided modification. Our experiments cover multiple popular language models, and the results indicate that while advanced models have achieved commendable overall performance, significant biases persist in certain specific tasks. Empirical results suggest that there remains room for improvement in the reliability of LLM-as-a-Judge. Moreover, we also discuss the explicit and implicit influence of these biases and give some suggestions for the reliable application of LLM-as-a-Judge. Our work highlights the need for stakeholders to address these issues and remind users to exercise caution in LLM-as-a-Judge applications.

Poster
Towards hyperparameter-free optimization with differential privacy

Ruixuan Liu, Zhiqi Bu

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Differential privacy (DP) is a privacy-preserving paradigm that protects the training data when training deep learning models. Critically, the performance of models is determined by the training hyperparameters, especially those of the learning rate schedule, thus requiring fine-grained hyperparameter tuning on the data. In practice, it is common to tune the learning rate hyperparameters through the grid search that (1) is computationally expensive as multiple runs are needed, and (2) increases the risk of data leakage as the selection of hyperparameters is data-dependent. In this work, we adapt the automatic learning rate schedule to DP optimization for any models and optimizers, so as to significantly mitigate or even eliminate the cost of hyperparameter tuning when applied together with automatic per-sample gradient clipping. Our hyperparameter-free DP optimization is almost as computationally efficient as the standard non-DP optimization, and achieves state-of-the-art DP performance on various language and vision tasks.

Spotlight
Advancing LLM Reasoning Generalists with Preference Trees

Lifan Yuan, Ganqu Cui, Hanbin Wang, Ning Ding, Xingyao Wang, Boji Shan, Zeyuan Liu, Jia Deng, Huimin Chen, Ruobing Xie, Yankai Lin, Zhenghao Liu, Bowen Zhou, Hao Peng, Zhiyuan Liu, Maosong Sun

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We introduce EURUS, a suite of large language models (LLMs) optimized for reasoning. Finetuned from Mistral-7B, Llama-3-8B, and Mixtral-8x22B, EURUS models achieve state-of-the-art results among open-source models on a diverse set of benchmarks covering mathematics, code generation, and logical reasoning problems. Notably, EURUX-8X22B outperforms GPT-3.5 Turbo in reasoning through a comprehensive benchmarking across 12 test sets covering five tasks. The strong performance of EURUS can be primarily attributed to ULTRAINTERACT, our newly-curated large-scale, high-quality training data dataset specifically designed for complex reasoning tasks. ULTRAINTERACT can be used in both supervised fine-tuning, preference learning, and reward modeling. It pairs each instruction with a preference tree consisting of (1) reasoning chains with diverse planning strategies in a unified format, (2) multi-turn interaction trajectories with the environment and the critique, and (3) pairwise positive and negative responses to facilitate preference learning. ULTRAINTERACT allows us to conduct an in-depth exploration of preference learning for reasoning tasks. Our investigation reveals that some well-established preference learning algorithms may be less suitable for reasoning tasks compared to their effectiveness in general conversations. The hypothesis is that in reasoning tasks, the space of correct answers is much smaller than that of incorrect ones, so it is necessary to explicitly increase the reward of chosen data. Therefore, in addition to increasing the reward margin as many preference learning algorithms do, the absolute values of positive responses’ rewards should be positive and may serve as a proxy for performance. Inspired by this, we derive a novel reward modeling objective and empirically that it leads to a stable reward modeling curve and better performance. Together with ULTRAINTERACT, we obtain a strong reward model.

Poster
Improving Long-Text Alignment for Text-to-Image Diffusion Models

Luping Liu, Chao Du, Tianyu Pang, Zehan Wang, Chongxuan Li, Dong Xu

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The rapid advancement of text-to-image (T2I) diffusion models has enabled them to generate unprecedented results from given texts. However, as text inputs become longer, existing encoding methods like CLIP face limitations, and aligning the generated images with long texts becomes challenging. To tackle these issues, we propose LongAlign, which includes a segment-level encoding method for processing long texts and a decomposed preference optimization method for effective alignment training. For segment-level encoding, long texts are divided into multiple segments and processed separately. This method overcomes the maximum input length limits of pretrained encoding models. For preference optimization, we provide decomposed CLIP-based preference models to fine-tune diffusion models. Specifically, to utilize CLIP-based preference models for T2I alignment, we delve into their scoring mechanisms and find that the preference scores can be decomposed into two components: a text-relevant part that measures T2I alignment and a text-irrelevant part that assesses other visual aspects of human preference. Additionally, we find that the text-irrelevant part contributes to a common overfitting problem during fine-tuning. To address this, we propose a reweighting strategy that assigns different weights to these two components, thereby reducing overfitting and enhancing alignment. After fine-tuning $512 \\times 512$ Stable Diffusion (SD) v1.5 for about 20 hours using our method, the fine-tuned SD outperforms stronger foundation models in T2I alignment, such as PixArt-$\\alpha$ and Kandinsky v2.2. The code is available at https://github.com/luping-liu/LongAlign.

Poster
PersonalLLM: Tailoring LLMs to Individual Preferences

Thomas P Zollo, Andrew Wei Tung Siah, Naimeng Ye, Ang Li, Hongseok Namkoong

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As LLMs become capable of complex tasks, there is growing potential for personalized interactions tailored to the subtle and idiosyncratic preferences of the user. We present a public benchmark, PersonalLLM, focusing on adapting LLMs to provide maximal benefits for a particular user. Departing from existing alignment benchmarks that implicitly assume uniform preferences, we curate open-ended prompts paired with many high-quality answers over which users would be expected to display heterogeneous latent preferences. Instead of persona prompting LLMs based on high-level attributes (e.g., user race or response length), which yields homogeneous preferences relative to humans, we develop a method that can simulate a large user base with diverse preferences from a set of pre-trained reward models. Our dataset and generated personalities offer an innovative testbed for developing personalization algorithms that grapple with continual data sparsity---few relevant feedback from the particular user---by leveraging historical data from other (similar) users. We explore basic in-context learning and meta-learning baselines to illustrate the utility of PersonalLLM and highlight the need for future methodological development.

Poster
On a Connection Between Imitation Learning and RLHF

Teng Xiao, Yige Yuan, Mingxiao Li, Zhengyu Chen, Vasant G Honavar

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This work studies the alignment of large language models with preference data from an imitation learning perspective. We establish a close theoretical connection between reinforcement learning from human feedback RLHF and imitation learning (IL), revealing that RLHF implicitly performs imitation learning on the preference data distribution. Building on this connection, we propose DIL, a principled framework that directly optimizes the imitation learning objective. DIL provides a unified imitation learning perspective on alignment, encompassing existing alignment algorithms as special cases while naturally introducing new variants. By bridging IL and RLHF, DIL offers new insights into alignment with RLHF. Extensive experiments demonstrate that DIL outperforms existing methods on various challenging benchmarks.

Poster
CollabEdit: Towards Non-destructive Collaborative Knowledge Editing

Jiamu Zheng, Jinghuai Zhang, Tianyu Du, Xuhong Zhang, Jianwei Yin, Tao Lin

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Collaborative learning of large language models (LLMs) has emerged as a new paradigm for utilizing private data from different parties to guarantee efficiency and privacy. Meanwhile, Knowledge Editing (KE) for LLMs has also garnered increased attention due to its ability to manipulate the behaviors of LLMs explicitly, yet leaves the collaborative KE case—in which knowledge edits of multiple parties are aggregated in a privacy-preserving and continual manner—unexamined. To this end, this manuscript dives into the first investigation of collaborative KE, in which we start by carefully identifying the unique three challenges therein, including knowledge overlap, knowledge conflict, and knowledge forgetting. We then propose a non-destructive collaborative KE framework, COLLABEDIT, which employs a novel model merging mechanism to mimic the global KE behavior while preventing the severe performance drop. Extensive experiments on two canonical datasets demonstrate the superiority of COLLABEDIT compared to other destructive baselines, and results shed light on addressing three collaborative KE challenges and future applications. Our code is available at [https://github.com/LINs-lab/CollabEdit](https://github.com/LINs-lab/CollabEdit).

Poster
I Can Hear You: Selective Robust Training for Deepfake Audio Detection

Zirui Zhang, Wei Hao, Aroon Sankoh, William Lin, Emanuel Mendiola-Ortiz, Junfeng Yang, Chengzhi Mao

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Recent advances in AI-generated voices have intensified the challenge of detecting deepfake audio, posing risks for scams and the spread of disinformation. To tackle this issue, we establish the largest public voice dataset to date, named DeepFakeVox-HQ, comprising 1.3 million samples, including 270,000 high-quality deepfake samples from 14 diverse sources. Despite previously reported high accuracy, existing deepfake voice detectors struggle with our diversely collected dataset, and their detection success rates drop even further under realistic corruptions and adversarial attacks. We conduct a holistic investigation into factors that enhance model robustness and show that incorporating a diversified set of voice augmentations is beneficial. Moreover, we find that the best detection models often rely on high-frequency features, which are imperceptible to humans and can be easily manipulated by an attacker. To address this, we propose the F-SAT: Frequency-Selective Adversarial Training method focusing on high-frequency components. Empirical results demonstrate that using our training dataset boosts baseline model performance (without robust training) by 33%, and our robust training further improves accuracy by 7.7% on clean samples and by 29.3% on corrupted and attacked samples, over the state-of-the-art RawNet3 model.

Poster