ICLR 2025 Papers

International Conference on Learning Representations

Decision breakdown

3,703papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    2135.8%
  • Spotlight
    38010.3%
  • Poster
    3,11084.0%

Browse all papers

BAMDP Shaping: a Unified Framework for Intrinsic Motivation and Reward Shaping

Aly Lidayan, Michael D Dennis, Stuart Russell

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Intrinsic motivation and reward shaping guide reinforcement learning (RL) agents by adding pseudo-rewards, which can lead to useful emergent behaviors. However, they can also encourage counterproductive exploits, e.g., fixation with noisy TV screens. Here we provide a theoretical model which anticipates these behaviors, and provides broad criteria under which adverse effects can be bounded. We characterize all pseudo-rewards as reward shaping in Bayes-Adaptive Markov Decision Processes (BAMDPs), which formulates the problem of learning in MDPs as an MDP over the agent's knowledge. Optimal exploration maximizes BAMDP state value, which we decompose into the value of the information gathered and the prior value of the physical state. Psuedo-rewards guide RL agents by rewarding behavior that increases these value components, while they hinder exploration when they align poorly with the actual value. We extend potential-based shaping theory to prove BAMDP Potential-based shaping Functions (BAMPFs) are immune to reward-hacking (convergence to behaviors maximizing composite rewards to the detriment of real rewards) in meta-RL, and show empirically how a BAMPF helps a meta-RL agent learn optimal RL algorithms for a Bernoulli Bandit domain. We finally prove that BAMPFs with bounded monotone increasing potentials also resist reward-hacking in the regular RL setting. We show that it is straightforward to retrofit or design new pseudo-reward terms in this form, and provide an empirical demonstration in the Mountain Car environment.

Poster
Rationalizing and Augmenting Dynamic Graph Neural Networks

Guibin Zhang, Yiyan Qi, Ziyang Cheng, Yanwei Yue, Dawei Cheng, Jian Guo

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Graph data augmentation (GDA) has shown significant promise in enhancing the performance, generalization, and robustness of graph neural networks (GNNs). However, contemporary methodologies are often limited to static graphs, whose applicability on dynamic graphs—more prevalent in real-world applications—remains unexamined. In this paper, we empirically highlight the challenges faced by static GDA methods when applied to dynamic graphs, particularly their inability to maintain temporal consistency. In light of this limitation, we propose a dedicated augmentation framework for dynamic graphs, termed $\texttt{DyAug}$, which adaptively augments the evolving graph structure with temporal consistency awareness. Specifically, we introduce the paradigm of graph rationalization for dynamic GNNs, progressively distinguishing between causal subgraphs (\textit{rationale}) and the non-causal complement (\textit{environment}) across snapshots. We develop three types of environment replacement, including, spatial, temporal, and spatial-temporal, to facilitate data augmentation in the latent representation space, thereby improving the performance, generalization, and robustness of dynamic GNNs. Extensive experiments on six benchmarks and three GNN backbones demonstrate that $\texttt{DyAug}$ can \textbf{(I)} improve the performance of dynamic GNNs by $0.89\\%\sim3.13\\%\uparrow$; \textbf{(II)} effectively counter targeted and non-targeted adversarial attacks with $6.2\\%\sim12.2\\%\\uparrow$ performance boost; \textbf{(III)} make stable predictions under temporal distribution shifts.

Poster
Knowledge Localization: Mission Not Accomplished? Enter Query Localization!

Yuheng Chen, Pengfei Cao, Yubo Chen, Kang Liu, Jun Zhao

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Large language models (LLMs) store extensive factual knowledge, but the mechanisms behind how they store and express this knowledge remain unclear. The Knowledge Neuron (KN) thesis is a prominent theory for explaining these mechanisms. This theory is based on the **Knowledge Localization (KL)** assumption, which suggests that a fact can be localized to a few knowledge storage units, namely knowledge neurons. However, this assumption has two limitations: first, it may be too rigid regarding knowledge storage, and second, it neglects the role of the attention module in knowledge expression. In this paper, we first re-examine the KL assumption and demonstrate that its limitations do indeed exist. To address these, we then present two new findings, each targeting one of the limitations: one focusing on knowledge storage and the other on knowledge expression. We summarize these findings as **Query Localization** assumption and argue that the KL assumption can be viewed as a simplification of the QL assumption. Based on QL assumption, we further propose the Consistency-Aware KN modification method, which improves the performance of knowledge modification, further validating our new assumption. We conduct 39 sets of experiments, along with additional visualization experiments, to rigorously confirm our conclusions. Code will be made public soon.

Spotlight
Training-Free Diffusion Model Alignment with Sampling Demons

Po-Hung Yeh, Kuang-Huei Lee, Jun-cheng Chen

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Aligning diffusion models with user preferences has been a key challenge. Existing methods for aligning diffusion models either require retraining or are limited to differentiable reward functions. To address these limitations, we propose a stochastic optimization approach, dubbed *Demon*, to guide the denoising process at inference time without backpropagation through reward functions or model retraining. Our approach works by controlling noise distribution in denoising steps to concentrate density on regions corresponding to high rewards through stochastic optimization. We provide comprehensive theoretical and empirical evidence to support and validate our approach, including experiments that use non-differentiable sources of rewards such as Visual-Language Model (VLM) APIs and human judgements. To the best of our knowledge, the proposed approach is the first inference-time, backpropagation-free preference alignment method for diffusion models. Our method can be easily integrated with existing diffusion models without further training. Our experiments show that the proposed approach significantly improves the average aesthetics scores for text-to-image generation. Implementation is available at [this URL](https://github.com/aiiu-lab/DemonSampling).

Poster
Stochastic Semi-Gradient Descent for Learning Mean Field Games with Population-Aware Function Approximation

Chenyu Zhang, Xu Chen, Xuan Di

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Mean field games (MFGs) model interactions in large-population multi-agent systems through population distributions. Traditional learning methods for MFGs are based on fixed-point iteration (FPI), where policy updates and induced population distributions are computed separately and sequentially. However, FPI-type methods may suffer from inefficiency and instability due to potential oscillations caused by this forward-backward procedure. In this work, we propose a novel perspective that treats the policy and population as a unified parameter controlling the game dynamics. By applying stochastic parameter approximation to this unified parameter, we develop SemiSGD, a simple stochastic gradient descent (SGD)-type method, where an agent updates its policy and population estimates simultaneously and fully asynchronously. Building on this perspective, we further apply linear function approximation (LFA) to the unified parameter, resulting in the first population-aware LFA (PA-LFA) for learning MFGs on continuous state-action spaces. A comprehensive finite-time convergence analysis is provided for SemiSGD with PA-LFA, including its convergence to the equilibrium for linear MFGs—a class of MFGs with a linear structure concerning the population—under the standard contractivity condition, and to a neighborhood of the equilibrium under a more practical condition. We also characterize the approximation error for non-linear MFGs. We validate our theoretical findings with six experiments on three MFGs.

Poster
Scaling Long Context Training Data by Long-Distance Referrals

Yonghao Zhuang, Lanxiang Hu, Longfei Yun, Souvik Kundu, Zhengzhong Liu, Eric P. Xing, Hao Zhang

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Training large language models for long context understanding faces the challenge of data shortage. Previous data engineering approaches mechanically concatenate short documents, which may create many pseudo long documents but raise concerns about data quality. In this paper, we study the core attribute of high quality data for long context training, and provide a data pipeline, LongPack, to scale such data. We found that long distance referrals, which occur in natural long documents, are crucial for long-context training. However, simply concatenating short documents does not reliably generate these relations. We further show that the density of long-distance referrals, which is higher in longer documents, has a key role in training efficiency, making previous upsampling methods suboptimal. To enrich long documents, we propose LongPack, a data pipeline that constructs long documents by packing shorter ones based on referral relationships. Specifically, for web pages, which are the primary source for language model training, we found hyper-link a native signal for such a relation. By packing web pages through their hyper-link connection, we can create longer, high-quality documents. Our experiments demonstrate that LongPackis highly scalable, generating a corpus of long documents equivalent in size to an entire pretraining dataset using just 0.5% root documents. Furthermore, the constructed documents have a ‘near-natural’ quality as innate long documents for long context training, reaching a 32.7% higher score than previous state-of-the-art methods.

Poster
Gradient-Free Generation for Hard-Constrained Systems

Chaoran Cheng, Boran Han, Danielle C. Maddix, Abdul Fatir Ansari, Andrew Stuart, Michael W. Mahoney, Bernie Wang

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Generative models that satisfy hard constraints are critical in many scientific and engineering applications, where physical laws or system requirements must be strictly respected. Many existing constrained generative models, especially those developed for computer vision, rely heavily on gradient information, which is often sparse or computationally expensive in some fields, e.g., partial differential equations (PDEs). In this work, we introduce a novel framework for adapting pre-trained, unconstrained flow-matching models to satisfy constraints exactly in a zero-shot manner without requiring expensive gradient computations or fine-tuning. Our framework, *ECI sampling*, alternates between extrapolation (E), correction (C), and interpolation (I) stages during each iterative sampling step of flow matching sampling to ensure accurate integration of constraint information while preserving the validity of the generation. We demonstrate the effectiveness of our approach across various PDE systems, showing that ECI-guided generation strictly adheres to physical constraints and accurately captures complex distribution shifts induced by these constraints. Empirical results demonstrate that our framework consistently outperforms baseline approaches in various zero-shot constrained generation tasks and also achieves competitive results in the regression tasks without additional fine-tuning.

Poster
JPEG Inspired Deep Learning

Ahmed H. Salamah, Kaixiang Zheng, Yiwen Liu, EN-HUI YANG

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Although it is traditionally believed that lossy image compression, such as JPEG compression, has a negative impact on the performance of deep neural networks (DNNs), it is shown by recent works that well-crafted JPEG compression can actually improve the performance of deep learning (DL). Inspired by this, we propose JPEG-DL, a novel DL framework that prepends any underlying DNN architecture with a trainable JPEG compression layer. To make the quantization operation in JPEG compression trainable, a new differentiable soft quantizer is employed at the JPEG layer, and then the quantization operation and underlying DNN are jointly trained. Extensive experiments show that in comparison with the standard DL, JPEG-DL delivers significant accuracy improvements across various datasets and model architectures while enhancing robustness against adversarial attacks. Particularly, on some fine-grained image classification datasets, JPEG-DL can increase prediction accuracy by as much as 20.9%. Our code is available on https://github.com/AhmedHussKhalifa/JPEG-Inspired-DL.git.

Poster
Flow Matching with General Discrete Paths: A Kinetic-Optimal Perspective

Neta Shaul, Itai Gat, Marton Havasi, Daniel Severo, Anuroop Sriram, Peter Holderrieth, Brian Karrer, Yaron Lipman, Ricky T. Q. Chen

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The design space of discrete-space diffusion or flow generative models are significantly less well-understood than their continuous-space counterparts, with many works focusing only on a simple masked construction. In this work, we aim to take a holistic approach to the construction of discrete generative models based on continuous-time Markov chains, and for the first time, allow the use of arbitrary discrete probability paths, or colloquially, corruption processes. Through the lens of optimizing the symmetric kinetic energy, we propose velocity formulas that can be applied to any given probability path, completely decoupling the probability and velocity, and giving the user the freedom to specify any desirable probability path based on expert knowledge specific to the data domain. Furthermore, we find that a special construction of mixture probability paths optimizes the symmetric kinetic energy for the discrete case. We empirically validate the usefulness of this new design space across multiple modalities: text generation, inorganic material generation, and image generation. We find that we can outperform the mask construction even in text with kinetic-optimal mixture paths, while we can make use of domain-specific constructions of the probability path over the visual domain.

Oral
Scaling and evaluating sparse autoencoders

Leo Gao, Tom Dupre la Tour, Henk Tillman, Gabriel Goh, Rajan Troll, Alec Radford, Ilya Sutskever, Jan Leike, Jeffrey Wu

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Sparse autoencoders provide a promising unsupervised approach for extracting interpretable features from a language model by reconstructing activations from a sparse bottleneck layer. Since language models learn many concepts, autoencoders need to be very large to recover all relevant features. However, studying the properties of autoencoder scaling is difficult due to the need to balance reconstruction and sparsity objectives and the presence of dead latents. We propose using k-sparse autoencoders [Makhzani and Frey, 2013] to directly control sparsity, simplifying tuning and improving the reconstruction-sparsity frontier. Additionally, we find modifications that result in few dead latents, even at the largest scales we tried. Using these techniques, we find clean scaling laws with respect to autoencoder size and sparsity. We also introduce several new metrics for evaluating feature quality based on the recovery of hypothesized features, the explainability of activation patterns, and the sparsity of downstream effects. These metrics all generally improve with autoencoder size. To demonstrate the scalability of our approach, we train a 16 million latent autoencoder on GPT-4 activations for 40 billion tokens. We release training code and autoencoders for open-source models, as well as a visualizer.

Oral
Cybench: A Framework for Evaluating Cybersecurity Capabilities and Risks of Language Models

Andy K Zhang, Neil Perry, Riya Dulepet, Joey Ji, Celeste Menders, Justin W Lin, Eliot Jones, Gashon Hussein, Samantha Liu, Donovan Julian Jasper, Pura Peetathawatchai, Ari Glenn, Vikram Sivashankar, Daniel Zamoshchin, Leo Glikbarg, Derek Askaryar, Haoxiang Yang, Aolin Zhang, Rishi Alluri, Nathan Tran, Rinnara Sangpisit, Kenny O Oseleononmen, Dan Boneh, Daniel E. Ho, Percy Liang

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Language Model (LM) agents for cybersecurity that are capable of autonomously identifying vulnerabilities and executing exploits have potential to cause real-world impact. Policymakers, model providers, and researchers in the AI and cybersecurity communities are interested in quantifying the capabilities of such agents to help mitigate cyberrisk and investigate opportunities for penetration testing. Toward that end, we introduce Cybench, a framework for specifying cybersecurity tasks and evaluating agents on those tasks. We include 40 professional-level Capture the Flag (CTF) tasks from 4 distinct CTF competitions, chosen to be recent, meaningful, and spanning a wide range of difficulties. Each task includes its own description, starter files, and is initialized in an environment where an agent can execute commands and observe outputs. Since many tasks are beyond the capabilities of existing LM agents, we introduce subtasks for each task, which break down a task into intermediary steps for a more detailed evaluation. To evaluate agent capabilities, we construct a cybersecurity agent and evaluate 8 models: GPT-4o, OpenAI o1-preview, Claude 3 Opus, Claude 3.5 Sonnet, Mixtral 8x22b Instruct, Gemini 1.5 Pro, Llama 3 70B Chat, and Llama 3.1 405B Instruct. For the top performing models (GPT-4o and Claude 3.5 Sonnet), we further investigate performance across 4 agent scaffolds (structured bash, action-only, pseudoterminal, and web search). Without subtask guidance, agents leveraging Claude 3.5 Sonnet, GPT-4o, OpenAI o1-preview, and Claude 3 Opus successfully solved complete tasks that took human teams up to 11 minutes to solve. In comparison, the most difficult task took human teams 24 hours and 54 minutes to solve. Anonymized code and data are available at https://drive.google.com/file/d/1kp3H0pw1WMAH-Qyyn9WA0ZKmEa7Cr4D4 and https://drive.google.com/file/d/1BcTQ02BBR0m5LYTiK-tQmIK17_TxijIy.

Oral
A Theory for Token-Level Harmonization in Retrieval-Augmented Generation

Shicheng Xu, Liang Pang, Huawei Shen, Xueqi Cheng

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Retrieval-augmented generation (RAG) utilizes retrieved texts to enhance large language models (LLMs). Studies show that while RAG provides valuable external information (benefit), it may also mislead LLMs (detriment) with noisy or incorrect retrieved texts. Although many existing methods attempt to preserve benefit and avoid detriment, they lack a theoretical explanation for RAG. The benefit and detriment in the next token prediction of RAG remain a 'black box' that cannot be quantified or compared in an explainable manner, so existing methods are data-driven, need additional utility evaluators or post-hoc. This paper takes the first step towards providing a theory to explain and trade off the benefit and detriment in RAG. We model RAG as the fusion between distributions of LLMs’ knowledge and distributions of retrieved texts. Then, we formalize the trade-off between the value of external knowledge (benefit) and its potential risk of misleading LLMs (detriment) in next token prediction of RAG by distribution difference in this fusion. Finally, we prove that the actual effect of RAG on the token, which is the comparison between benefit and detriment, can be predicted without any training or accessing the utility of retrieval. Based on our theory, we propose a practical novel method, Tok-RAG, which achieves collaborative generation between the pure LLM and RAG at token level to preserve benefit and avoid detriment. Experiments in real-world tasks using LLMs such as OPT, LLaMA-2, and Mistral show the effectiveness of our method and support our theoretical findings. Code is in supplemental material and will be released on GitHub after acceptance.

Poster
Dynamic Diffusion Transformer

Wangbo Zhao, Yizeng Han, Jiasheng Tang, Kai Wang, Yibing Song, Gao Huang, Fan Wang, Yang You

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Diffusion Transformer (DiT), an emerging diffusion model for image generation, has demonstrated superior performance but suffers from substantial computational costs. Our investigations reveal that these costs stem from the static inference paradigm, which inevitably introduces redundant computation in certain diffusion timesteps and spatial regions. To address this inefficiency, we propose Dynamic Diffusion Transformer (DyDiT), an architecture that dynamically adjusts its compu- tation along both timestep and spatial dimensions during generation. Specifically, we introduce a Timestep-wise Dynamic Width (TDW) approach that adapts model width conditioned on the generation timesteps. In addition, we design a Spatial- wise Dynamic Token (SDT) strategy to avoid redundant computation at unnecessary spatial locations. Extensive experiments on various datasets and different-sized models verify the superiority of DyDiT. Notably, with <3% additional fine-tuning it- erations, our method reduces the FLOPs of DiT-XL by 51%, accelerates generation by 1.73×, and achieves a competitive FID score of 2.07 on ImageNet.

Poster
Backdooring Vision-Language Models with Out-Of-Distribution Data

Weimin Lyu, Jiachen Yao, Saumya Gupta, Lu Pang, Tao Sun, Lingjie Yi, Lijie Hu, Haibin Ling, Chao Chen

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The emergence of Vision-Language Models (VLMs) represents a significant advancement in integrating computer vision with Large Language Models (LLMs) to generate detailed text descriptions from visual inputs. Despite their growing importance, the security of VLMs, particularly against backdoor attacks, is under explored. Moreover, prior works often assume attackers have access to the original training data, which is often unrealistic. In this paper, we address a more practical and challenging scenario where attackers must rely solely on Out-Of-Distribution (OOD) data. We introduce VLOOD (Backdoor Vision-Language Models using Out-of-Distribution Data), a novel approach with two key contributions: (1) demonstrating backdoor attacks on VLMs in complex image-to-text tasks while minimizing degradation of the original semantics under poisoned inputs, and (2) proposing innovative techniques for backdoor injection without requiring any access to the original training data. Our evaluation on image captioning and visual question answering (VQA) tasks confirms the effectiveness of VLOOD, revealing a critical security vulnerability in VLMs and laying the foundation for future research on securing multimodal models against sophisticated threats.

Poster
Fantastic Targets for Concept Erasure in Diffusion Models and Where To Find Them

Anh Tuan Bui, Thuy-Trang Vu, Long Tung Vuong, Trung Le, Paul Montague, Tamas Abraham, Junae Kim, Dinh Phung

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Concept erasure has emerged as a promising technique for mitigating the risk of harmful content generation in diffusion models by selectively unlearning undesirable concepts. The common principle of previous works to remove a specific concept is to map it to a fixed generic concept, such as a neutral concept or just an empty text prompt. In this paper, we demonstrate that this fixed-target strategy is suboptimal, as it fails to account for the impact of erasing one concept on the others. To address this limitation, we model the concept space as a graph and empirically analyze the effects of erasing one concept on the remaining concepts. Our analysis uncovers intriguing geometric properties of the concept space, where the influence of erasing a concept is confined to a local region. Building on this insight, we propose the Adaptive Guided Erasure (AGE) method, which dynamically selects optimal target concepts tailored to each undesirable concept, minimizing unintended side effects. Experimental results show that AGE significantly outperforms state-of-the-art erasure methods on preserving unrelated concepts while maintaining effective erasure performance. Our code is published at {https://github.com/tuananhbui89/Adaptive-Guided-Erasure}.

Poster
MIRAGE: Evaluating and Explaining Inductive Reasoning Process in Language Models

Jiachun Li, Pengfei Cao, Zhuoran Jin, Yubo Chen, Kang Liu, Jun Zhao

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Inductive reasoning is an essential capability for large language models (LLMs) to achieve higher intelligence, which requires the model to generalize rules from observed facts and then apply them to unseen examples. We present {\scshape Mirage}, a synthetic dataset that addresses the limitations of previous work, specifically the lack of comprehensive evaluation and flexible test data. In it, we evaluate LLMs' capabilities in both the inductive and deductive stages, allowing for flexible variation in input distribution, task scenario, and task difficulty to analyze the factors influencing LLMs' inductive reasoning. Based on these multi-faceted evaluations, we demonstrate that the LLM is a poor rule-based reasoner. In many cases, when conducting inductive reasoning, they do not rely on a correct rule to answer the unseen case. From the perspectives of different prompting methods, observation numbers, and task forms, models tend to consistently conduct correct deduction without correct inductive rules. Besides, we find that LLMs are good neighbor-based reasoners. In the inductive reasoning process, the model tends to focus on observed facts that are close to the current test example in feature space. By leveraging these similar examples, the model maintains strong inductive capabilities within a localized region, significantly improving its deductive performance.

Poster
COFlowNet: Conservative Constraints on Flows Enable High-Quality Candidate Generation

Yudong Zhang, Xuan Yu, Xu Wang, Zhaoyang Sun, Chen Zhang, Pengkun Wang, Yang Wang

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Generative flow networks (GFlowNets) have been considered as powerful tools for generating candidates with desired properties. Given that evaluating the property of candidates can be complex and time-consuming, existing GFlowNets train proxy models for efficient online evaluation. However, the performance of proxy models is heavily dependent on the amount of data and is of considerable uncertainty. Therefore, it is of great interest that how to develop an offline GFlowNet that does not rely on online evaluation. Under the offline setting, the limited data results in an insufficient exploration of state space. The insufficient exploration means that offline GFlowNets can hardly generate satisfying candidates out of the distribution of training data. Therefore, it is critical to restrict the offline model to act in the distribution of training data. The distinctive training goal of GFlownets poses a unique challenge for making such restrictions. Tackling the challenge, we propose Conservative Offline GFlowNet (COFlowNet) in this paper. We define unsupported flow, edges containing unseen states in training data. Models can learn extremely little knowledge about unsupported flow from training data. By constraining the model from exploring unsupported flows, we restrict COFlowNet to explore as optimal trajectories on the training set as possible, thus generating better candidates. In order to improve the diversity of candidates, we further introduce a quantile version of unsupported flow restriction. Experimental results on several widely-used datasets validate the effectiveness of COFlowNet in generating high-scored and diverse candidates. All implementations are available at https://github.com/yuxuan9982/COflownet.

Poster
Precedence-Constrained Winter Value for Effective Graph Data Valuation

Hongliang Chi, Wei Jin, Charu C. Aggarwal, Yao Ma

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Data valuation is essential for quantifying data’s worth, aiding in assessing data quality and determining fair compensation. While existing data valuation methods have proven effective in evaluating the value of Euclidean data, they face limitations when applied to the increasingly popular graph-structured data. Particularly, graph data valuation introduces unique challenges, primarily stemming from the intricate dependencies among nodes and the exponential growth in value estimation costs. To address the challenging problem of graph data valuation, we put forth an innovative solution, Precedence-Constrained Winter (PC-Winter) Value, to account for the complex graph structure. Furthermore, we develop a variety of strategies to address the computational challenges and enable efficient approximation of PC-Winter. Extensive experiments demonstrate the effectiveness of PC-Winter across diverse datasets and tasks.

Poster
Hierarchical Autoregressive Transformers: Combining Byte- and Word-Level Processing for Robust, Adaptable Language Models

Pit Neitemeier, Björn Deiseroth, Constantin Eichenberg, Lukas Balles

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Tokenization is a fundamental step in natural language processing, breaking text into units that computational models can process. While learned subword tokenizers have become the de-facto standard, they present challenges such as large vocabularies, limited adaptability to new domains or languages, and sensitivity to spelling errors and variations. To overcome these limitations, we investigate a hierarchical architecture for autoregressive language modelling that combines character-level and word-level processing. It employs a lightweight character-level encoder to convert character sequences into word embeddings, which are then processed by a word-level backbone model and decoded back into characters via a compact character-level decoder. This method retains the sequence compression benefits of word-level tokenization without relying on a rigid, predefined vocabulary. We demonstrate, at scales up to 7 billion parameters, that hierarchical transformers match the downstream task performance of subword-tokenizer-based models while exhibiting significantly greater robustness to input perturbations. Additionally, during continued pretraining on an out-of-domain language, our model trains almost twice as fast, achieves superior performance on the target language, and retains more of its previously learned knowledge. Hierarchical transformers pave the way for NLP systems that are more robust, flexible, and generalizable across languages and domains.

Poster
Booster: Tackling Harmful Fine-tuning for Large Language Models via Attenuating Harmful Perturbation

Tiansheng Huang, Sihao Hu, Fatih Ilhan, Selim Furkan Tekin, Ling Liu

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Harmful fine-tuning attack poses serious safety concerns for large language models' fine-tuning-as-a-service. While existing defenses have been proposed to mitigate the issue, their performances are still far away from satisfactory, and the root cause of the problem has not been fully recovered. To this end, we in this paper show that \textit{harmful perturbation} over the model weights could be a probable cause of alignment-broken. In order to attenuate the negative impact of harmful perturbation, we propose an alignment-stage solution, dubbed Booster. Technically, along with the original alignment loss, we append a loss regularizer in the alignment stage's optimization. The regularizer ensures that the model's harmful loss reduction after the simulated harmful perturbation is attenuated, thereby mitigating the subsequent fine-tuning risk. Empirical results show that Booster can effectively reduce the harmful score of the fine-tuned models while maintaining the performance of downstream tasks. Our code is available at https://github.com/git-disl/Booster

Oral