ICLR 2025 Papers

International Conference on Learning Representations

Decision breakdown

3,703papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    2135.8%
  • Spotlight
    38010.3%
  • Poster
    3,11084.0%

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Topic: Datasets and Benchmarks · 419 papers · Reset filters

Graph-based Document Structure Analysis

Yufan Chen, Ruiping Liu, Junwei Zheng, Di Wen, Kunyu Peng, Jiaming Zhang, Rainer Stiefelhagen

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When reading a document, glancing at the spatial layout of a document is an initial step to understand it roughly. Traditional document layout analysis (DLA) methods, however, offer only a superficial parsing of documents, focusing on basic instance detection and often failing to capture the nuanced spatial and logical relationships between instances. These limitations hinder DLA-based models from achieving a gradually deeper comprehension akin to human reading. In this work, we propose a novel graph-based Document Structure Analysis (gDSA) task. This task requires that model not only detects document elements but also generates spatial and logical relations in form of a graph structure, allowing to understand documents in a holistic and intuitive manner. For this new task, we construct a relation graph-based document structure analysis dataset(GraphDoc) with 80K document images and 4.13M relation annotations, enabling training models to complete multiple tasks like reading order, hierarchical structures analysis, and complex inter-element relationship inference. Furthermore, a document relation graph generator (DRGG) is proposed to address the gDSA task, which achieves performance with 57.6% at $mAP_g$@$0.5$ for a strong benchmark baseline on this novel task and dataset. We hope this graphical representation of document structure can mark an innovative advancement in document structure analysis and understanding. The new dataset and code will be made publicly available.

Poster
Realistic Evaluation of Deep Partial-Label Learning Algorithms

Wei Wang, Dong-Dong Wu, Jindong Wang, Gang Niu, Min-Ling Zhang, Masashi Sugiyama

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Partial-label learning (PLL) is a weakly supervised learning problem in which each example is associated with multiple candidate labels and only one is the true label. In recent years, many deep PLL algorithms have been developed to improve model performance. However, we find that some early developed algorithms are often underestimated and can outperform many later algorithms with complicated designs. In this paper, we delve into the empirical perspective of PLL and identify several critical but previously overlooked issues. First, model selection for PLL is non-trivial, but has never been systematically studied. Second, the experimental settings are highly inconsistent, making it difficult to evaluate the effectiveness of the algorithms. Third, there is a lack of real-world image datasets that can be compatible with modern network architectures. Based on these findings, we propose PLENCH, the first Partial-Label learning bENCHmark to systematically compare state-of-the-art deep PLL algorithms. We investigate the model selection problem for PLL for the first time, and propose novel model selection criteria with theoretical guarantees. We also create Partial-Label CIFAR-10 (PLCIFAR10), an image dataset of human-annotated partial labels collected from Amazon Mechanical Turk, to provide a testbed for evaluating the performance of PLL algorithms in more realistic scenarios. Researchers can quickly and conveniently perform a comprehensive and fair evaluation and verify the effectiveness of newly developed algorithms based on PLENCH. We hope that PLENCH will facilitate standardized, fair, and practical evaluation of PLL algorithms in the future.

Spotlight
EmbedLLM: Learning Compact Representations of Large Language Models

Richard Zhuang, Tianhao Wu, Zhaojin Wen, Andrew Li, Jiantao Jiao, Kannan Ramchandran

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With hundreds of thousands of language models available on Huggingface today, efficiently evaluating and utilizing these models across various downstream tasks has become increasingly critical. Many existing methods repeatedly learn task-specific representations of Large Language Models (LLMs), which leads to inefficiencies in both time and computational resources. To address this, we propose EmbedLLM, a framework designed to learn compact vector representations of LLMs that facilitate downstream applications involving many models, such as model routing. We introduce an encoder-decoder approach for learning such embedding, along with a systematic framework to evaluate their effectiveness. Empirical results show that EmbedLLM outperforms prior methods in model routing. Additionally, we demonstrate that our method can forecast a model's performance on multiple benchmarks, without incurring additional inference cost. Extensive probing experiments validate that the learned embeddings capture key model characteristics, e.g. whether the model is specialized for coding tasks, even without being explicitly trained on them. We open source our dataset, code and embedder to facilitate further research and application.

Spotlight
GIFT: Unlocking Full Potential of Labels in Distilled Dataset at Near-zero Cost

Xinyi Shang, Peng Sun, Tao Lin

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Recent advancements in dataset distillation have demonstrated the significant benefits of employing soft labels generated by pre-trained teacher models. In this paper, we introduce a novel perspective by emphasizing the full utilization of labels. We first conduct a comprehensive comparison of various loss functions for soft label utilization in dataset distillation, revealing that the model trained on the synthetic dataset exhibits high sensitivity to the choice of loss function for soft label utilization. This finding highlights the necessity of a universal loss function for training models on synthetic datasets. Building on these insights, we introduce an extremely simple yet surprisingly effective plug-and-play approach, GIFT, which encompasses soft label refinement and a cosine similarity-based loss function to efficiently leverage full label information. Extensive experiments indicate that GIFT consistently enhances state-of-the-art dataset distillation methods across various dataset scales without incurring additional computational costs. Importantly, GIFT significantly enhances cross-optimizer generalization, an area previously overlooked. For instance, on ImageNet-1K with IPC = 10, GIFT enhances the state-of-the-art method RDED by 30.8% in cross-optimizer generalization. Our code is available at https://github.com/LINs-lab/GIFT.

Poster
Do Large Language Models Truly Understand Geometric Structures?

Xiaofeng Wang, Yiming Wang, Wenhong Zhu, Rui Wang

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Geometric ability is a significant challenge for large language models (LLMs) due to the need for advanced spatial comprehension and abstract thinking. Existing datasets primarily evaluate LLMs on their final answers, but they cannot truly measure their true understanding of geometric structures, as LLMs can arrive at correct answers by coincidence. To fill this gap, we introduce the GeomRel dataset, designed to evaluate LLMs’ understanding of geometric structures by isolating the core step of geometric relationship identification in problem-solving. Using this benchmark, we conduct thorough evaluations of diverse LLMs and identify key limitations in understanding geometric structures. We further propose the Geometry Chain-of-Thought (GeoCoT) method, which enhances LLMs’ ability to identify geometric relationships, resulting in significant performance improvements.

Poster
TAU-106K: A New Dataset for Comprehensive Understanding of Traffic Accident

Yixuan Zhou, Long Bai, Sijia Cai, Bing Deng, Xing Xu, Heng Tao Shen

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Multimodal Large Language Models (MLLMs) have demonstrated impressive performance in general visual understanding tasks. However, their potential for high-level, fine-grained comprehension, such as anomaly understanding, remains unexplored. Focusing on traffic accidents, a critical and practical scenario within anomaly understanding, we investigate the advanced capabilities of MLLMs and propose TABot, a multimodal MLLM specialized for accident-related tasks. To facilitate this, we first construct TAU-106K, a large-scale multimodal dataset containing 106K traffic accident videos and images collected from academic benchmarks and public platforms. The dataset is meticulously annotated through a video-to-image annotation pipeline to ensure comprehensive and high-quality labels. Building upon TAU-106K, we train TABot using a two-step approach designed to integrate multi-granularity tasks, including accident recognition, spatial-temporal grounding, and an auxiliary description task to enhance the model's understanding of accident elements. Extensive experiments demonstrate TABot's superior performance in traffic accident understanding, highlighting not only its capabilities in high-level anomaly comprehension but also the robustness of the TAU-106K benchmark. Our code and data will be available at https://github.com/cool-xuan/TABot.

Poster
Shot2Story: A New Benchmark for Comprehensive Understanding of Multi-shot Videos

Mingfei Han, Linjie Yang, Xiaojun Chang, Lina Yao, Heng Wang

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A short clip of video may contain progression of multiple events and an interesting story line. A human need to capture both the event in every shot and associate them together to understand the story behind it. In this work, we present a new multi-shot video understanding benchmark \dataset with detailed shot-level captions, comprehensive video summaries and question-answering pairs. To facilitate better semantic understanding of videos, we provide captions for both visual signals and human narrations. We design several distinct tasks including single-shot video captioning, multi-shot video summarization, and multi-shot video question answering. Preliminary experiments show some challenges to generate a long and comprehensive video summary for multi-shot videos. Nevertheless, the generated imperfect summaries can already achieve competitive performance on existing video understanding tasks such as video question-answering, promoting an under-explored setting of video understanding with detailed summaries.

Poster
Expand and Compress: Exploring Tuning Principles for Continual Spatio-Temporal Graph Forecasting

Wei Chen, Yuxuan Liang

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The widespread deployment of sensing devices leads to a surge in data for spatio-temporal forecasting applications such as traffic flow, air quality, and wind energy. Although spatio-temporal graph neural networks (STGNNs) have achieved success in modeling various static spatio-temporal forecasting scenarios, real-world spatio-temporal data are typically received in a streaming manner, and the network continuously expands with the installation of new sensors. Thus, spatio-temporal forecasting in streaming scenarios faces dual challenges: the inefficiency of retraining models over newly-arrived data and the detrimental effects of catastrophic forgetting over long-term history. To address these challenges, we propose a novel prompt tuning-based continuous forecasting method, **_EAC_**, following two fundamental tuning principles guided by empirical and theoretical analysis: _**e**xpand **a**nd **c**ompress_, which effectively resolve the aforementioned problems with lightweight tuning parameters. Specifically, we integrate the base STGNN with a continuous prompt pool, utilizing stored prompts (\ie, few learnable parameters) in memory, and jointly optimize them with the base STGNN. This method ensures that the model sequentially learns from the spatio-temporal data stream to accomplish tasks for corresponding periods. Extensive experimental results on multiple real-world datasets demonstrate the multi-faceted superiority of **_EAC_** over the state-of-the-art baselines, including effectiveness, efficiency, universality, etc.

Poster
Differentiable Integer Linear Programming

Zijie Geng, Jie Wang, Xijun Li, Fangzhou Zhu, Jianye Hao, Bin Li, Feng Wu

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Machine learning (ML) techniques have shown great potential in generating high-quality solutions for integer linear programs (ILPs). However, existing methods typically rely on a *supervised learning* paradigm, leading to (1) *expensive training cost* due to repeated invocations of traditional solvers to generate training labels, and (2) *plausible yet infeasible solutions* due to the misalignment between the training objective (minimizing prediction loss) and the inference objective (generating high-quality solutions). To tackle this challenge, we propose **DiffILO** (**Diff**erentiable **I**nteger **L**inear Programming **O**ptimization), an *unsupervised learning paradigm for learning to solve ILPs*. Specifically, through a novel probabilistic modeling, DiffILO reformulates ILPs---discrete and constrained optimization problems---into continuous, differentiable (almost everywhere), and unconstrained optimization problems. This reformulation enables DiffILO to simultaneously solve ILPs and train the model via straightforward gradient descent, providing two major advantages. First, it significantly reduces the training cost, as the training process does not need the aid of traditional solvers at all. Second, it facilitates the generation of feasible and high-quality solutions, as the model *learns to solve ILPs* in an end-to-end manner, thus aligning the training and inference objectives. Experiments on commonly used ILP datasets demonstrate that DiffILO not only achieves an average training speedup of $13.2$ times compared to supervised methods, but also outperforms them by generating heuristic solutions with significantly higher feasibility ratios and much better solution qualities.

Spotlight
Exploring Learning Complexity for Efficient Downstream Dataset Pruning

Wenyu Jiang, Zhenlong Liu, Zejian Xie, Songxin Zhang, Bingyi Jing, Hongxin Wei

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The ever-increasing fine-tuning cost of large-scale pre-trained models gives rise to the importance of dataset pruning, which aims to reduce dataset size while maintaining task performance. However, existing dataset pruning methods require training on the entire dataset, which is impractical for large-scale pre-trained models. In this paper, we propose a straightforward, novel, and training-free hardness score named Distorting-based Learning Complexity (DLC), to identify informative images and instructions from the downstream dataset efficiently. Our method is motivated by the observation that easy samples learned faster can also be learned with fewer parameters. Specifically, we define the Learning Complexity to quantify sample hardness and utilize a lightweight weights masking process for fast estimation, instead of the costly SGD optimization. Based on DLC, we further design a flexible under-sampling strategy with randomness (dubbed FlexRand), replacing the top-K strategy, to alleviate the severe subset distribution shift. Extensive experiments with downstream image and instructions dataset pruning benchmarks demonstrate the effectiveness and efficiency of the proposed approach. In the images pruning benchmark, DLC significantly reduces the pruning time by 35$\times$ while establishing state-of-the-art performance with FlexRand.

Poster
MMRole: A Comprehensive Framework for Developing and Evaluating Multimodal Role-Playing Agents

Yanqi Dai, Huanran Hu, Lei Wang, Shengjie Jin, Xu Chen, Zhiwu Lu

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Recently, Role-Playing Agents (RPAs) have garnered increasing attention for their potential to deliver emotional value and facilitate sociological research. However, existing studies are primarily confined to the textual modality, unable to simulate humans' multimodal perceptual capabilities. To bridge this gap, we introduce the concept of Multimodal Role-Playing Agents (MRPAs), and propose a comprehensive framework, MMRole, for their development and evaluation, which comprises a personalized multimodal dataset and a robust evaluation approach. Specifically, we construct a large-scale, high-quality dataset, MMRole-Data, consisting of 85 characters, 11K images, and 14K single or multi-turn dialogues. Additionally, we present a robust evaluation approach, MMRole-Eval, encompassing eight metrics across three dimensions, where a reward model is designed to score MRPAs with the constructed ground-truth data for comparison. Moreover, we develop the first specialized MRPA, MMRole-Agent. Extensive evaluation results demonstrate the improved performance of MMRole-Agent and highlight the primary challenges in developing MRPAs, emphasizing the need for enhanced multimodal understanding and role-playing consistency. The data, code, and models are all available at https://github.com/YanqiDai/MMRole.

Poster
On Stochastic Contextual Bandits with Knapsacks in Small Budget Regime

Hengquan Guo, Xin Liu

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This paper studies stochastic contextual bandits with knapsack constraints (CBwK), where a learner observes a context, takes an action, receives a reward, and incurs a vector of costs at every round. The learner aims to maximize the cumulative rewards across $T$ rounds under the knapsack constraints with an initial budget of $B$. We study CBwK in the small budget regime where the budget $B = \Omega(\sqrt{T})$ and propose an Adaptive and Universal Primal--Dual algorithm (AUPD) that achieves strong regret performance: i) AUPD achieves $\tilde{O}((1 + \frac{\nu^*}{\delta b})\sqrt{T})$ regret under the strict feasibility assumption without any prior information, matching the best-known bounds; ii) AUPD achieves $\tilde{O}(\sqrt{T}+ \frac{\nu^*}{\sqrt{b}}T^{\frac{3}{4}})$ regret without strict feasibility assumption, which, to the best of our knowledge, is the first result in the literature. Here, the parameter $\nu^*$ represents the optimal average reward; $b=B/T$ is the average budget and $\delta b$ is the feasibility/safety margin. We establish these strong results through the adaptive budget-aware design, which effectively balances reward maximization and budget consumption. We provide a new perspective on analyzing budget consumption using the Lyapunov drift method, along with a refined analysis of its cumulative variance. Our theory is further supported by experiments conducted on a large-scale dataset.

Poster
Topological Blindspots: Understanding and Extending Topological Deep Learning Through the Lens of Expressivity

Yam Eitan, Yoav Gelberg, Guy Bar-Shalom, Fabrizio Frasca, Michael M. Bronstein, Haggai Maron

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Topological deep learning (TDL) is a rapidly growing field that seeks to leverage topological structure in data and facilitate learning from data supported on topological objects, ranging from molecules to 3D shapes. Most TDL architectures can be unified under the framework of higher-order message-passing (HOMP), which generalizes graph message-passing to higher-order domains. In the first part of the paper, we explore HOMP's expressive power from a topological perspective, demonstrating the framework's inability to capture fundamental topological and metric invariants such as diameter, orientability, planarity, and homology. In addition, we demonstrate HOMP's limitations in fully leveraging lifting and pooling methods on graphs. To the best of our knowledge, this is the first work to study the expressivity of TDL from a topological perspective. In the second part of the paper, we develop two new classes of architectures -- multi-cellular networks (MCN) and scalable MCN (SMCN) -- which draw inspiration from expressive GNNs. MCN can reach full expressivity, but scaling it to large data objects can be computationally expansive. Designed as a more scalable alternative, SMCN still mitigates many of HOMP's expressivity limitations. Finally, we design new benchmarks for evaluating models based on their ability to learn topological properties of complexes. We then evaluate SMCN on these benchmarks as well as on real-world graph datasets, demonstrating improvements over both HOMP baselines and expressive graph methods, highlighting the value of expressively leveraging topological information.

Oral
Adapt-$\infty$: Scalable Continual Multimodal Instruction Tuning via Dynamic Data Selection

Adyasha Maharana, Jaehong Yoon, Tianlong Chen, Mohit Bansal

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Visual instruction datasets from various distributors are released at different times and often contain a significant number of semantically redundant text-image pairs, depending on their task compositions (i.e., skills) or reference sources. This redundancy greatly limits the efficient deployment of continually adaptable multimodal large language models, hindering their ability to refine existing skills and acquire new competencies over time. To address this, we reframe the problem of lifelong Instruction Tuning (LiIT) via data selection, where the model automatically selects beneficial samples to learn from earlier and new datasets based on the current state of acquired knowledge in the model. Based on empirical analyses that show that selecting the best data subset using a static importance measure is often ineffective for multi-task datasets with evolving distributions, we propose Adapt-$\infty$, a new multi-way and adaptive data selection approach that dynamically balances sample efficiency and effectiveness during LiIT. We first construct pseudo-skill clusters by grouping gradient-based sample vectors. Next, we select the best-performing data selector for each skill cluster from a pool of selector experts, including our newly proposed scoring function, Image Grounding score. This data selector samples a subset of the most important samples from each skill cluster for training. To prevent the continuous increase in the size of the dataset pool during LIT, which would result in excessive computation, we further introduce a cluster-wise permanent data pruning strategy to remove the most semantically redundant samples from each cluster, keeping computational requirements manageable. We validate the effectiveness and efficiency of Adapt-$\infty$ over a sequence of various multimodal instruction tuning datasets with various tasks, including (Knowledge) VQA, multilingual, grounding, reasoning, language-only, and multi-image comprehension tasks. Training with samples selected by Adapt-$\infty$ alleviates catastrophic forgetting, especially for rare tasks, and promotes forward transfer across the continuum using only a fraction of the original datasets.

Poster
The Effectiveness of Curvature-Based Rewiring and the Role of Hyperparameters in GNNs Revisited

Floriano Tori, Vincent Holst, Vincent Ginis

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Message passing is the dominant paradigm in Graph Neural Networks (GNNs). The efficiency of message passing, however, can be limited by the topology of the graph. This happens when information is lost during propagation due to being oversquashed when travelling through bottlenecks. To remedy this, recent efforts have focused on graph rewiring techniques, which disconnect the input graph originating from the data and the computational graph, on which message passing is performed. A prominent approach for this is to use discrete graph curvature measures, of which several variants have been proposed, to identify and rewire around bottlenecks, facilitating information propagation. While oversquashing has been demonstrated in synthetic datasets, in this work we reevaluate the performance gains that curvature-based rewiring brings to real-world datasets. We show that in these datasets, edges selected during the rewiring process are not in line with theoretical criteria identifying bottlenecks. This implies they do not necessarily oversquash information during message passing. Subsequently, we demonstrate that SOTA accuracies on these datasets are outliers originating from sweeps of hyperparameters—both the ones for training and dedicated ones related to the rewiring algorithm—instead of consistent performance gains. In conclusion, our analysis nuances the effectiveness of curvature-based rewiring in real-world datasets and brings a new perspective on the methods to evaluate GNN accuracy improvements.

Poster
How much of my dataset did you use? Quantitative Data Usage Inference in Machine Learning

Yao Tong, Jiayuan Ye, Sajjad Zarifzadeh, Reza Shokri

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How much of my data was used to train a machine learning model? This is a critical question for data owners assessing the risk of unauthorized usage of their data to train models. However, previous work mistakenly treats this as a binary problem—inferring whether all-or-none or any-or-none of the data was used—which is fragile when faced with real, non-binary data usage risks. To address this, we propose a fine-grained analysis called Dataset Usage Cardinality Inference (DUCI), which estimates the exact proportion of data used. Our algorithm, leveraging debiased membership guesses, matches the performance of the optimal MLE approach (with a maximum error <0.1) but with significantly lower (e.g., $300 \times$ less) computational cost.

Oral
On Linear Representations and Pretraining Data Frequency in Language Models

Jack Merullo, Noah A. Smith, Sarah Wiegreffe, Yanai Elazar

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Pretraining data has a direct impact on the behaviors and quality of language models (LMs), but we only understand the most basic principles of this relationship. While most work focuses on pretraining data's effect on downstream task behavior, we investigate its relationship to LM representations. Previous work has discovered that, in language models, some concepts are encoded "linearly" in the representations, but what factors cause these representations to form (or not)? We study the connection between pretraining data frequency and models' linear representations of factual relations (e.g., mapping France to Paris in a capital prediction task). We find evidence that the formation of linear representations is strongly connected to pretraining term frequencies; specifically for subject-relation-object fact triplets, both subject-object co-occurrence frequency and in-context learning accuracy for the relation are highly correlated with linear representations. This is the case across all phases of pretraining, i.e., it is not affected by the model's underlying capability. In OLMo-7B and GPT-J (6B), we discover that a linear representation consistently (but not exclusively) forms when the subjects and objects within a relation co-occur at least 1k and 2k times, respectively, regardless of when these occurrences happen during pretraining (and around 4k times for OLMo-1B). Finally, we train a regression model on measurements of linear representation quality in fully-trained LMs that can predict how often a term was seen in pretraining. Our model achieves low error even on inputs from a different model with a different pretraining dataset, providing a new method for estimating properties of the otherwise-unknown training data of closed-data models. We conclude that the strength of linear representations in LMs contains signal about the models' pretraining corpora that may provide new avenues for controlling and improving model behavior: particularly, manipulating the models' training data to meet specific frequency thresholds. We release our code to support future work.

Poster
Beyond correlation: The impact of human uncertainty in measuring the effectiveness of automatic evaluation and LLM-as-a-judge

Aparna Elangovan, Lei Xu, Jongwoo Ko, Mahsa Elyasi, Ling Liu, Sravan Babu Bodapati, Dan Roth

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The effectiveness of automatic evaluation of generative models is typically measured by comparing the labels generated via automation with human labels using correlation metrics. However, metrics like Krippendorff's $\alpha$ and Randolph's $\kappa$ were originally designed to measure the reliability of human labeling, thus make assumptions about typical human labeling behavior, and these assumptions may not be applicable to machine generated labels. In this paper, we show how *relying on a single aggregate correlation score* can obscure fundamental differences between human labels and those from automatic evaluation, including LLM-as-a-Judge. Specifically, we demonstrate that when the proportion of samples with variation or uncertainty in human assigned labels is relatively high, machine labels (generated by automatic evaluation methods) may superficially appear to have similar or better correlation with the human majority label compared to the human-to-human (HH) correlation. This can create the illusion that labels from automatic evaluation approximates the human majority label. However, as the proportion of samples with consistent human labels increases, the correlation between machine and human labels fall well below HH correlation. Based on these findings, we first propose *stratifying data by human label uncertainty* to provide a more robust analysis of automatic evaluation performance. Second, recognizing that uncertainty and variation are inherent in perception-based human evaluations, such as those involving attitudes or preferences, we introduce a new metric -*binned Jensen-Shannon Divergence for perception* for such scenarios to better measure the effectiveness of automatic evaluations. Third, we present visualization techniques -- *perception charts*, to contextualize correlation measures appropriately and to show the strengths and limitations of automatic evaluation. We have open-sourced our analysis and visualization tools at https://github.com/amazon-science/BeyondCorrelation.

Poster
Have the VLMs Lost Confidence? A Study of Sycophancy in VLMs

Shuo Li, Tao Ji, Xiaoran Fan, Linsheng Lu, Leyi Yang, Yuming Yang, Zhiheng Xi, Rui Zheng, Yuran Wang, xh.zhao, Tao Gui, Qi Zhang, Xuanjing Huang

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In the study of LLMs, sycophancy represents a prevalent hallucination that poses significant challenges to these models. Specifically, LLMs often fail to adhere to original correct responses, instead blindly agreeing with users' opinions, even when those opinions are incorrect or malicious. However, research on sycophancy in visual language models (VLMs) has been scarce. In this work, we extend the exploration of sycophancy from LLMs to VLMs, introducing the MM-SY benchmark to evaluate this phenomenon. We present evaluation results from multiple representative models, addressing the gap in sycophancy research for VLMs. To mitigate sycophancy, we propose a synthetic dataset for training and employ methods based on prompts, supervised fine-tuning, and DPO. Our experiments demonstrate that these methods effectively alleviate sycophancy in VLMs. Additionally, we probe VLMs to assess the semantic impact of sycophancy and analyze the attention distribution of visual tokens. Our findings indicate that the ability to prevent sycophancy is predominantly observed in higher layers of the model. The lack of attention to image knowledge in these higher layers may contribute to sycophancy, and enhancing image attention at high layers proves beneficial in mitigating this issue.

Poster
Operator Deep Smoothing for Implied Volatility

Ruben Wiedemann, Antoine Jacquier, Lukas Gonon

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We devise a novel method for nowcasting implied volatility based on neural operators. Better known as implied volatility smoothing in the financial industry, nowcasting of implied volatility means constructing a smooth surface that is consistent with the prices presently observed on a given option market. Option price data arises highly dynamically in ever-changing spatial configurations, which poses a major limitation to foundational machine learning approaches using classical neural networks. While large models in language and image processing deliver breakthrough results on vast corpora of raw data, in financial engineering the generalization from big historical datasets has been hindered by the need for considerable data pre-processing. In particular, implied volatility smoothing has remained an instance-by-instance, hands-on process both for neural network-based and traditional parametric strategies. Our general *operator deep smoothing* approach, instead, directly maps observed data to smoothed surfaces. We adapt the graph neural operator architecture to do so with high accuracy on ten years of raw intraday S&P 500 options data, using a single model instance. The trained operator adheres to critical no-arbitrage constraints and is robust with respect to subsampling of inputs (occurring in practice in the context of outlier removal). We provide extensive historical benchmarks and showcase the generalization capability of our approach in a comparison with classical neural networks and SVI, an industry standard parametrization for implied volatility. The operator deep smoothing approach thus opens up the use of neural networks on large historical datasets in financial engineering.

Poster