EMNLP 2024 Papers

Conference on Empirical Methods in Natural Language Processing

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2,379papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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Data Advisor: Dynamic Data Curation for Safety Alignment of Large Language Models

Fei Wang, Ninareh Mehrabi, Palash Goyal, Rahul Gupta, Kai-Wei Chang, Aram Galstyan

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Data are crucial element in large language model (LLM) alignment. Recent studies have explored using LLMs for efficient data collection. However, LLM-generated data often suffers from quality issues, with underrepresented or absent aspects and low-quality datapoints. To address these problems, we propose Data Advisor, an enhanced LLM-based method for generating data that takes into account the characteristics of the desired dataset. Starting from a set of pre-defined principles in hand, Data Advisor monitors the status of the generated data, identifies weaknesses in the current dataset, and advises the next iteration of data generation accordingly. Data Advisor can be easily integrated into existing data generation methods to enhance data quality and coverage. Experiments on safety alignment of three representative LLMs (i.e., Mistral, Llama2, and Falcon) demonstrate the effectiveness of Data Advisor in enhancing model safety against various fine-grained safety issues without sacrificing model utility.

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Dancing in Chains: Reconciling Instruction Following and Faithfulness in Language Models

Zhengxuan Wu, Yuhao Zhang, Peng Qi, Yumo Xu, Rujun Han, Yian Zhang, Jifan Chen, Bonan Min, zhiheng huang

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Modern language models (LMs) need to follow human instructions while being faithful; yet, they often fail to achieve both. Here, we provide concrete evidence of a trade-off between instruction following (i.e., follow open-ended instructions) and faithfulness (i.e., ground responses in given context) when training LMs with these objectives. For instance, fine-tuning LLaMA-7B on instruction following datasets renders it less faithful. Conversely, instruction-tuned Vicuna-7B shows degraded performance at following instructions when further optimized on tasks that require contextual grounding. One common remedy is multi-task learning (MTL) with data mixing, yet it remains far from achieving a synergic outcome. We propose a simple yet effective method that relies on Reject-sampling by Self-instruct with Continued Fine-tuning (ReSet), which significantly outperforms vanilla MTL. Surprisingly, we find that less is more, as training ReSet with high-quality, yet substantially smaller data (three-fold less) yields superior results. Our findings offer a better understanding of objective discrepancies in alignment training of LMs.

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DYNAMICQA: Tracing Internal Knowledge Conflicts in Language Models

Sara Vera Marjanovic, Haeun Yu, Pepa Atanasova, Maria Maistro, Christina Lioma, Isabelle Augenstein

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Knowledge-intensive language understanding tasks require Language Models (LMs) to integrate relevant context, mitigating their inherent weaknesses, such as incomplete or outdated knowledge. However, conflicting knowledge can be present in the LM’s parameters, termed intra-memory conflict, which can affect a model’s propensity to accept contextual knowledge. To study the effect of intra-memory conflict on LM’s ability to accept the relevant context, we utilise two knowledge conflict measures and a novel dataset containing inherently conflicting data, DYNAMICQA. This dataset includes facts with a temporal dynamic nature where facts can change over time and disputable dynamic facts, which can change depending on the viewpoint. DYNAMICQA is the first to include real-world knowledge conflicts and provide context to study the link between the different types of knowledge conflicts. We also evaluate several measures on their ability to reflect the presence of intra-memory conflict: semantic entropy and a novel coherent persuasion score. With our extensive experiments, we verify that LMs show a greater degree of intra-memory conflict with dynamic facts compared to facts that have a single truth value. Further, we reveal that facts with intra-memory conflict are harder to update with context, suggesting that retrieval-augmented generation will struggle with the most commonly adapted facts

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DVD: Dynamic Contrastive Decoding for Knowledge Amplification in Multi-Document Question Answering

Jing Jin, Houfeng Wang, Hao Zhang, Xiaoguang Li, Zhijiang Guo

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Large language models (LLMs) are widely used in question-answering (QA) systems but often generate information with hallucinations. Retrieval-augmented generation (RAG) offers a potential remedy, yet the uneven retrieval quality and irrelevant contents may distract LLMs.In this work, we address these issues at the generation phase by treating RAG as a multi-document QA task.We propose a novel decoding strategy, Dynamic Contrastive Decoding, which dynamically amplifies knowledge from selected documents during the generation phase. involves constructing inputs batchwise, designing new selection criteria to identify documents worth amplifying, and applying contrastive decoding with a specialized weight calculation to adjust the final logits used for sampling answer tokens. Zero-shot experimental results on ALCE-ASQA, NQ, TQA and PopQA benchmarks show that our method outperforms other decoding strategies. Additionally, we conduct experiments to validate the effectiveness of our selection criteria, weight calculation, and general multi-document scenarios. Our method requires no training and can be integrated with other methods to improve the RAG performance. Our codes will be publicly available at https://github.com/JulieJin-km/Dynamic_Contrastive_Decoding.

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DTS-SQL: Decomposed Text-to-SQL with Small Large Language Models

Mohammadreza Pourreza, Davood Rafiei

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Leading models for the text-to-SQL task heavily rely on proprietary Large Language Models (LLMs), posing concerns over data privacy. Closing the performance gap between small open-source models and large proprietary models is crucial to mitigate this reliance. To this end, we introduce a novel two-stage fine-tuning approach that decomposes the task into two simpler tasks. Through comprehensive evaluation on three large cross-domain datasets and two small LLMs, we show that this approach improves execution accuracy by 3 to 7 percent, effectively aligning the performance of open-source models with their proprietary counterparts. Our proposed method has achieved 60.31% execution accuracy on Bird hold-out test set, which is the highest performance among methods using 7B parameter models.

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DLoRA: Distributed Parameter-Efficient Fine-Tuning Solution for Large Language Model

Chao Gao, Sai Qian Zhang

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To enhance the performance of large language models (LLM) on downstream tasks, one solution is to fine-tune certain LLM parameters and make them better align with the characteristics of the training dataset. This process is commonly known as parameter-efficient fine-tuning (PEFT). Due to the scale of LLM, PEFT operations are usually executed in the public environment (e.g., cloud server). This necessitates sharing sensitive user data across public environments, thereby raising potential privacy concerns. To tackle these challenges, we propose a distributed PEFT framework called DLoRA. DLoRA enables scalable PEFT operations to be performed collaboratively between the cloud and user devices. Coupled with the proposed Kill and Revive algorithm, the evaluation results demonstrate that DLoRA can significantly reduce the computation and communication workload over user devices while achieving superior accuracy and privacy protection.

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DL-QAT: Weight-Decomposed Low-Rank Quantization-Aware Training for Large Language Models

Wenjing Ke, Zhe Li, Dong Li, Lu Tian, Emad Barsoum

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Improving the efficiency of inference in Large Language Models (LLMs) is a critical area of research. Post-training Quantization (PTQ) is a popular technique, but it often faces challenges at low-bit levels, particularly in downstream tasks. Quantization-aware Training (QAT) can alleviate this problem, but it requires significantly more computational resources. To tackle this, we introduced Weight-Decomposed Low-Rank Quantization-Aware Training (DL-QAT), which merges the advantages of QAT while training only less than 1% of the total parameters. Specifically, we introduce a group-specific quantization magnitude to adjust the overall scale of each quantization group. Within each quantization group, we use LoRA matrices to update the weight size and direction in the quantization space. We validated the effectiveness of our method on the LLaMA and LLaMA2 model families. The results show significant improvements over our baseline method across different quantization granularities. For instance, for LLaMA-7B, our approach outperforms the previous state-of-the-art method by 4.2% in MMLU on 3-bit LLaMA-7B. Additionally, our quantization results on pre-trained models also surpass previous QAT methods, demonstrating the superior performance and efficiency of our approach.

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DKEC: Domain Knowledge Enhanced Multi-Label Classification for Diagnosis Prediction

Xueren Ge, Abhishek Satpathy, Ronald Dean Williams, John Stankovic, Homa Alemzadeh

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Multi-label text classification (MLTC) tasks in the medical domain often face the long-tail label distribution problem. Prior works have explored hierarchical label structures to find relevant information for few-shot classes, but mostly neglected to incorporate external knowledge from medical guidelines. This paper presents DKEC, Domain Knowledge Enhanced Classification for diagnosis prediction with two innovations: (1) automated construction of heterogeneous knowledge graphs from external sources to capture semantic relations among diverse medical entities, (2) incorporating the heterogeneous knowledge graphs in few-shot classification using a label-wise attention mechanism. We construct DKEC using three online medical knowledge sources and evaluate it on a real-world Emergency Medical Services (EMS) dataset and a public electronic health record (EHR) dataset. Results show that DKEC outperforms the state-of-the-art label-wise attention networks and transformer models of different sizes, particularly for the few-shot classes. More importantly, it helps the smaller language models achieve comparable performance to large language models.

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DISCERN: Decoding Systematic Errors in Natural Language for Text Classifiers

Rakesh R. Menon, Shashank Srivastava

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Despite their high predictive accuracies, current machine learning systems often exhibit systematic biases stemming from annotation artifacts or insufficient support for certain classes in the dataset. Recent work proposes automatic methods for identifying and explaining systematic biases using keywords. We introduce DISCERN, a framework for interpreting systematic biases in text classifiers using language explanations. DISCERN iteratively generates precise natural language descriptions of systematic errors by employing an interactive loop between two large language models. Finally, we use the descriptions to improve classifiers by augmenting classifier training sets with synthetically generated instances or annotated examples via active learning. On three text-classification datasets, we demonstrate that language explanations from our framework induce consistent performance improvements that go beyond what is achievable with exemplars of systematic bias. Finally, in human evaluations, we show that users can interpret systematic biases more effectively (by over 25% relative) and efficiently when described through language explanations as opposed to cluster exemplars.

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DEM: Distribution Edited Model for Training with Mixed Data Distributions

Dhananjay Ram, Aditya Rawal, Momchil Hardalov, Nikolaos Pappas, Sheng Zha

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Training with mixed data distributions is a common and important part of creating multi-task and instruction-following models. The diversity of the data distributions and cost of joint training makes the optimization procedure extremely challenging. Data mixing methods partially address this problem, albeit having a sub-optimal performance across data sources and require multiple expensive training runs. In this paper, we propose a simple and efficient alternative for better optimization of the data sources by combining models individually trained on each data source with the base model using basic element-wise vector operations. The resulting model, namely Distribution Edited Model (DEM), is cheaper than standard data mixing and outperforms strong baselines on a variety of benchmarks, yielding upto 6.2% improvement on MMLU, 11.5% on BBH, 16.1% on DROP, 6% MathQA and 9.3% on HELM with models of size 3B to 13B. Notably, DEM does not require full re-training when modifying a single data-source, thus making it very flexible and scalable for training with diverse data sources. The code is available at https://github.com/amazon-science/dem-distribution-edited-model.

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DEFT-UCS: Data Efficient Fine-Tuning for Pre-Trained Language Models via Unsupervised Core-Set Selection for Text-Editing

Devleena Das, Vivek Khetan

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Recent advances have led to the availability of many pre-trained language models (PLMs); however, a question that remains is how much data is truly needed to fine-tune PLMs for downstream tasks? In this work, we introduce DEFT-UCS, a data-efficient fine-tuning framework that leverages unsupervised core-set selection to identify a smaller, representative dataset to fine-tune PLMs for text-generation needed for text editing tasks such as simplification, grammar correction, clarity, etc. We examine the efficacy of DEFT-UCS across multiple text-editing tasks, and compare to the state-of-the art text-editing model, CoEDIT. Our results demonstrate that DEFT-UCS models are just as accurate as CoEDIT, across eight different datasets consisting of six different editing tasks, while finetuned on 70% less data.

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DECOR: Improving Coherence in L2 English Writing with a Novel Benchmark for Incoherence Detection, Reasoning, and Rewriting

Xuanming Zhang, Anthony Diaz, Zixun Chen, Qingyang Wu, Kun Qian, Erik Voss, Zhou Yu

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Coherence in writing, an aspect that L2 English learners often struggle with, is crucial in assessing L2 English writing. Existing automated writing evaluation systems primarily use basic surface linguistic features to detect coherence in writing. However, little effort has been made to correct the detected incoherence, which could significantly benefit L2 language learners seeking to improve their writing. To bridge this gap, we introduce DECOR, a novel benchmark that includes expert annotations for detecting incoherence in L2 English writing, identifying the underlying reasons, and rewriting the incoherent sentences. To our knowledge, DECOR is the first coherence assessment dataset specifically designed for improving L2 English writing, featuring pairs of original incoherent sentences alongside their expert-rewritten counterparts. Additionally, we fine-tuned models to automatically detect and rewrite incoherence in student essays. We find that incorporating specific reasons for incoherence during fine-tuning consistently improves the quality of the rewrites, achieving a level that is favored in both automatic and human evaluations.

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DC-Instruct: An Effective Framework for Generative Multi-intent Spoken Language Understanding

Bowen Xing, Lizi Liao, Minlie Huang, Ivor Tsang

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In the realm of multi-intent spoken language understanding, recent advancements have leveraged the potential of prompt learning frameworks. However, critical gaps exist in these frameworks: the lack of explicit modeling of dual-task dependencies and the oversight of task-specific semantic differences among utterances. To address these shortcomings, we propose DC-Instruct, a novel generative framework based on Dual-task Inter-dependent Instructions (DII) and Supervised Contrastive Instructions (SCI). Specifically, DII guides large language models (LLMs) to generate labels for one task based on the other task’s labels, thereby explicitly capturing dual-task inter-dependencies. Moreover, SCI leverages utterance semantics differences by guiding LLMs to determine whether a pair of utterances share the same or similar labels. This can improve LLMs on extracting and discriminating task-specific semantics, thus enhancing their SLU reasoning abilities. Extensive experiments on public benchmark datasets show that DC-Instruct markedly outperforms current generative models and state-of-the-art methods, demonstrating its effectiveness in enhancing dialogue language understanding and reasoning.

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DAdEE: Unsupervised Domain Adaptation in Early Exit PLMs

Divya Jyoti Bajpai, Manjesh Kumar Hanawal

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Pre-trained Language Models (PLMs) exhibit good accuracy and generalization ability across various tasks using self-supervision, but their large size results in high inference latency. Early Exit (EE) strategies handle the issue by allowing the samples to exit from classifiers attached to the intermediary layers, but they do not generalize well, as exit classifiers can be sensitive to domain changes. To address this, we propose Unsupervised Domain Adaptation in EE framework (DAdEE) that employs multi-level adaptation using knowledge distillation. DAdEE utilizes GAN-based adversarial adaptation at each layer to achieve domain-invariant representations, reducing the domain gap between the source and target domain across all layers. The attached exits not only speed up inference but also enhance domain adaptation by reducing catastrophic forgetting and mode collapse, making it more suitable for real-world scenarios. Experiments on tasks such as sentiment analysis, entailment classification, and natural language inference demonstrate that DAdEE consistently outperforms not only early exit methods but also various domain adaptation methods under domain shift scenarios. The anonymized source code is available at https://github.com/Div290/DAdEE.

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DAMRO: Dive into the Attention Mechanism of LVLM to Reduce Object Hallucination

Xuan Gong, Tianshi Ming, Xinpeng Wang, Zhihua Wei

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Despite the great success of Large Vision-Language Models (LVLMs), they inevitably suffer from hallucination. As we know, both the visual encoder and the Large Language Model (LLM) decoder in LVLMs are Transformer-based, allowing the model to extract visual information and generate text outputs via attention mechanisms. We find that the attention distribution of LLM decoder on image tokens is highly consistent with the visual encoder and both distributions tend to focus on particular background tokens rather than the referred objects in the image. We attribute to the unexpected attention distribution to an inherent flaw in the visual encoder itself, which misguides LLMs to over emphasize the redundant information and generate object hallucination. To address the issue, we propose DAMRO, a novel training-free strategy that **D**ive into **A**ttention **M**echanism of LVLM to **R**educe **O**bject Hallucination. Specifically, our approach employs classification token (CLS) of ViT to filter out high-attention tokens scattered in the background and then eliminate their influence during decoding stage. We evaluate our method on LVLMs including LLaVA-1.5, LLaVA-NeXT and InstructBLIP, using various benchmarks such as POPE, CHAIR, MME and GPT-4V Aided Evaluation. The results demonstrate that our approach significantly reduces the impact of these outlier tokens, thus effectively alleviating the hallucination of LVLMs.

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DALK: Dynamic Co-Augmentation of LLMs and KG to answer Alzheimer’s Disease Questions with Scientific Literature

Dawei Li, Shu Yang, Zhen Tan, Jae Young Baik, Sukwon Yun, Joseph Lee, Aaron Chacko, Bojian Hou, Duy Duong-Tran, Ying Ding, Huan Liu, Li Shen, Tianlong Chen

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Recent advancements in large language models (LLMs) have achieved promising performances across various applications. Nonetheless, the ongoing challenge of integrating long-tail knowledge continues to impede the seamless adoption of LLMs in specialized domains. In this work, we introduce DALK, a.k.a. Dynamic Co-Augmentation of LLMs and KG, to address this limitation and demonstrate its ability on studying Alzheimer’s Disease (AD), a specialized sub-field in biomedicine and a global health priority. With a synergized framework of LLM and KG mutually enhancing each other, we first leverage LLM to construct an evolving AD-specific knowledge graph (KG) sourced from AD-related scientific literature, and then we utilize a coarse-to-fine sampling method with a novel self-aware knowledge retrieval approach to select appropriate knowledge from the KG to augment LLM inference capabilities. The experimental results, conducted on our constructed AD question answering (ADQA) benchmark, underscore the efficacy of DALK. Additionally, we perform a series of detailed analyses that can offer valuable insights and guidelines for the emerging topic of mutually enhancing KG and LLM.

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DA3: A Distribution-Aware Adversarial Attack against Language Models

Yibo Wang, Xiangjue Dong, James Caverlee, Philip S. Yu

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Language models can be manipulated by adversarial attacks, which introduce subtle perturbations to input data. While recent attack methods can achieve a relatively high attack success rate (ASR), we’ve observed that the generated adversarial examples have a different data distribution compared with the original examples. Specifically, these adversarial examples exhibit reduced confidence levels and greater divergence from the training data distribution. Consequently, they are easy to detect using straightforward detection methods, diminishing the efficacy of such attacks. To address this issue, we propose a Distribution-Aware Adversarial Attack (DA3) method. DA3 considers the distribution shifts of adversarial examples to improve attacks’ effectiveness under detection methods. We further design a novel evaluation metric, the Non-detectable Attack Success Rate (NASR), which integrates both ASR and detectability for the attack task. We conduct experiments on four widely used datasets to validate the attack effectiveness and transferability of adversarial examples generated by DA3 against both the white-box BERT-base and RoBERTa-base models and the black-box LLaMA2-7b model.

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DA-Code: Agent Data Science Code Generation Benchmark for Large Language Models

Yiming Huang, Jianwen Luo, Yan Yu, Yitong Zhang, Fangyu Lei, Yifan Wei, Shizhu He, Lifu Huang, Xiao Liu, Jun Zhao, Kang Liu

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We introduce DA-Code, a code generation benchmark specifically designed to assess LLMs on agent-based data science tasks. This benchmark features three core elements: First, the tasks within DA-Code are inherently challenging, setting them apart from traditional code generation tasks and demanding advanced coding skills in grounding and planning. Second, examples in DA-Code are all based on real and diverse data, covering a wide range of complex data wrangling and analytics tasks. Third, to solve the tasks, the models must utilize complex data science programming languages, including Python and SQL, to perform intricate data processing and derive the answers. We set up the benchmark in a controllable and executable environment that aligns with real-world data analysis scenarios and is scalable. The annotators meticulously designed the evaluation suite to ensure the accuracy and robustness of the evaluation. We developed the DA-Agent baseline. Experiments show that although the baseline performs better than other existing frameworks, using the current best LLMs achieves only 30.5% accuracy, leaving ample room for improvement. We release our benchmark at [link](https://github.com/yiyihum/dabench)

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D3CODE: Disentangling Disagreements in Data across Cultures on Offensiveness Detection and Evaluation

Aida Mostafazadeh Davani, Mark Diaz, Dylan K Baker, Vinodkumar Prabhakaran

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While human annotations play a crucial role in language technologies, annotator subjectivity has long been overlooked in data collection. Recent studies that critically examine this issue are often focused on Western contexts, and solely document differences across age, gender, or racial groups. Consequently, NLP research on subjectivity have failed to consider that individuals within demographic groups may hold diverse values, which influence their perceptions beyond group norms. To effectively incorporate these considerations into NLP pipelines, we need datasets with extensive parallel annotations from a variety of social and cultural groups.In this paper we introduce the D3CODE dataset: a large-scale cross-cultural dataset of parallel annotations for offensive language in over 4.5K English sentences annotated by a pool of more than 4k annotators, balanced across gender and age, from across 21 countries, representing eight geo-cultural regions. The dataset captures annotators’ moral values along six moral foundations: care, equality, proportionality, authority, loyalty, and purity. Our analyses reveal substantial regional variations in annotators’ perceptions that are shaped by individual moral values, providing crucial insights for developing pluralistic, culturally sensitive NLP models.

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Curriculum Consistency Learning for Conditional Sentence Generation

Liangxin Liu, Xuebo Liu, Lian Lian, Shengjun Cheng, Jun Rao, Tengfei Yu, Hexuan Deng, Min Zhang

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Consistency learning (CL) has proven to be a valuable technique for improving the robustness of models in conditional sentence generation (CSG) tasks by ensuring stable predictions across various input data forms. However, models augmented with CL often face challenges in optimizing consistency features, which can detract from their efficiency and effectiveness. To address these challenges, we introduce Curriculum Consistency Learning (CCL), a novel strategy that guides models to learn consistency in alignment with their current capacity to differentiate between features. CCL is designed around the inherent aspects of CL-related losses, promoting task independence and simplifying implementation. Implemented across four representative CSG tasks, including instruction tuning (IT) for large language models and machine translation (MT) in three modalities (text, speech, and vision), CCL demonstrates marked improvements. Specifically, it delivers +2.0 average accuracy point improvement compared with vanilla IT and an average increase of +0.7 in COMET scores over traditional CL methods in MT tasks. Our comprehensive analysis further indicates that models utilizing CCL are particularly adept at managing complex instances, showcasing the effectiveness and efficiency of CCL in improving CSG models. Code and scripts are available at https://github.com/xinxinxing/Curriculum-Consistency-Learning.

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