EMNLP 2024 Papers

Conference on Empirical Methods in Natural Language Processing

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2,379papers

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LaRA: Large Rank Adaptation for Speech and Text Cross-Modal Learning in Large Language Models

Zuhair Hasan Shaik, Pradyoth Hegde, Prashant Bannulmath, Deepak K T

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Integrating speech and text capabilities into large language models (LLMs) is a challenging task and we present Large Rank Adaptation (LaRA) for effective cross-modal integration of speech and text in the LLM framework. Unlike conventional LoRA, our method requires significantly larger ranks comparable to the pretrained weights to accommodate the complexities of speech-text cross-modality learning. The approach utilizes HuBERT to convert speech into discrete tokens and fine-tunes the pretrained LLM to adapt to cross-modal inputs and outputs. The work employs a Hi-Fi GAN vocoder to synthesize speech waveforms from the generated speech units. The initial studies use the Librispeech corpus to teach the model the relationships between speech and text, and Daily Talk, which involves dialog conversations, to adapt for interaction. The proposed work demonstrates adaptation for spoken and text conversations. However, the proposed framework can be easily extended to other cross-modal applications.

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LaMDA: Large Model Fine-Tuning via Spectrally Decomposed Low-Dimensional Adaptation

Seyedarmin Azizi, Souvik Kundu, Massoud Pedram

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Low-rank adaptation (LoRA) has become the default approach to fine-tune large language models (LLMs) due to its significant reduction in trainable parameters. However, trainable parameter demand for LoRA increases with increasing model embedding dimensions, leading to high compute costs. Additionally, its backward updates require storing high-dimensional intermediate activations and optimizer states, demanding high peak GPU memory. In this paper, we introduce _LaMDA_, a novel approach to fine-tuning large language models, which leverages low-dimensional adaptation to achieve significant reductions in trainable parameters and peak GPU memory footprint. LaMDA freezes a first projection matrix (PMA) in the adaptation path while introducing a low-dimensional trainable square matrix, resulting in substantial reductions in trainable parameters and peak GPU memory usage. LaMDA gradually freezes a second projection matrix (PMB) during the early fine-tuning stages, reducing the compute cost associated with weight updates to enhance parameter efficiency further.We also present an enhancement, LaMDA++, incorporating a “lite-weight” adaptive rank allocation for the LoRA path via normalized spectrum analysis of pre-trained model weights. We evaluate LaMDA/LaMDA++ across various tasks, including natural language understanding with the GLUE benchmark, text summarization, natural language generation, and complex reasoning on different LLMs.Results show that LaMDA matches or surpasses the performance of existing alternatives while requiring up to **17.7×** fewer parameter updates and up to **1.32×** lower peak GPU memory usage during fine-tuning. Code will be publicly available at https://github.com/ArminAzizi98/LaMDA.

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LUQ: Long-text Uncertainty Quantification for LLMs

Caiqi Zhang, Fangyu Liu, Marco Basaldella, Nigel Collier

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Large Language Models (LLMs) have demonstrated remarkable capability in a variety of NLP tasks. However, LLMs are also prone to generate nonfactual content. Uncertainty Quantification (UQ) is pivotal in enhancing our understanding of a model’s confidence on its generation, thereby aiding in the mitigation of nonfactual outputs. Existing research on UQ predominantly targets short text generation, typically yielding brief, word-limited responses. However, real-world applications frequently necessitate much longer responses. Our study first highlights the limitations of current UQ methods in handling long text generation. We then introduce Luq and its two variations, a series of novel sampling-based UQ approaches specifically designed for long text. Our findings reveal that Luq outperforms existing baseline methods in correlating with the model’s factuality scores (negative coefficient of -0.85 observed for Gemini Pro). To further improve the factuality of LLM responses, we propose Luq-Ensemble, a method that ensembles responses from multiple models and selects the response with the lowest uncertainty. The ensembling method greatly improves the response factuality upon the best standalone LLM.

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LPZero: Language Model Zero-cost Proxy Search from Zero

Peijie Dong, Lujun Li, Xiang Liu, Zhenheng Tang, Xuebo Liu, Qiang Wang, Xiaowen Chu

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Despite the outstanding performance, Neural Architecture Search (NAS) is criticized for massive computation. Recently, Zero-shot NAS has emerged as a promising approach by exploiting Zero-cost (ZC) proxies, which markedly reduce computational demands. Despite this, existing ZC proxies heavily rely on expert knowledge and incur significant trial-and-error costs. Particularly in NLP tasks, most existing ZC proxies fail to surpass the performance of the naive baseline. To address these challenges, we introduce a novel framework, LPZero, which is the first to automatically design zero-cost (ZC) proxies for various tasks, achieving higher ranking consistency than human-designed proxies. Specifically, we model the ZC proxy as a symbolic equation and incorporate a unified proxy search space that encompasses existing ZC proxies, which are composed of a predefined set of mathematical symbols. To heuristically search for the best ZC proxy, LPZero incorporates genetic programming to find the optimal symbolic composition. We propose a Predictive-Pruning Strategy (PPS), which preemptively eliminates unpromising proxies, thereby mitigating the risk of proxy degradation. Extensive experiments on FlexiBERT, GPT-2, and LLaMA-7B demonstrate LPZero’s superior ranking ability and performance on downstream tasks compared to current approaches.

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LOOK-M: Look-Once Optimization in KV Cache for Efficient Multimodal Long-Context Inference

Zhongwei Wan, Ziang Wu, Che Liu, Jinfa Huang, Zhihong Zhu, Peng Jin, Longyue Wang, Li Yuan

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Long-context Multimodal Large Language Models (MLLMs) demand substantial computational resources for inference as the growth of their multimodal Key-Value (KV) cache, in response to increasing input lengths, challenges memory and time efficiency. Unlike single-modality LLMs that manage only textual contexts, the KV cache of long-context MLLMs includes representations from multiple images with temporal and spatial relationships and related textual contexts. The predominance of image tokens means traditional optimizations for LLMs’ KV caches are unsuitable for multimodal long-context settings, and no prior works have addressed this challenge.In this work, we introduce **LOOK-M**, a pioneering, fine-tuning-free approach that efficiently reduces the multimodal KV cache size while maintaining performance comparable to a full cache. We observe that during prompt prefill, the model prioritizes more textual attention over image features, and based on the multimodal interaction observation, a new proposed text-prior method is explored to compress the KV cache. Furthermore, to mitigate the degradation of image contextual information, we propose several compensatory strategies using KV pairs merging. **LOOK-M** demonstrates that with a significant reduction in KV Cache memory usage, such as reducing it by **80%** in some cases, it not only achieves approximately **1.3x** faster decoding but also maintains or even **enhances** performance across a variety of long context multimodal tasks.

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LONGAGENT: Achieving Question Answering for 128k-Token-Long Documents through Multi-Agent Collaboration

Jun Zhao, Can Zu, Xu Hao, Yi Lu, Wei He, Yiwen Ding, Tao Gui, Qi Zhang, Xuanjing Huang

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Large language models (LLMs) have achieved tremendous success in understanding language and processing text. However, question-answering (QA) on lengthy documents faces challenges of resource constraints and a high propensity for errors, even for the most advanced models such as GPT-4 and Claude2.In this paper, we introduce _LongAgent_, a multi-agent collaboration method that enables efficient and effective QA over 128k-token-long documents. _LongAgent_ adopts a _divide-and-conquer_ strategy, breaking down lengthy documents into shorter, more manageable text chunks. A leader agent comprehends the user’s query and organizes the member agents to read their assigned chunks, reasoning a final answer through multiple rounds of discussion.Due to members’ hallucinations, it’s difficult to guarantee that every response provided by each member is accurate.To address this, we develop an _inter-member communication_ mechanism that facilitates information sharing, allowing for the detection and mitigation of hallucinatory responses.Experimental results show that a LLaMA-2 7B driven by _LongAgent_ can effectively support QA over 128k-token documents, achieving 16.42% and 1.63% accuracy gains over GPT-4 on single-hop and multi-hop QA settings, respectively.

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LOCR: Location-Guided Transformer for Optical Character Recognition

Yu Sun, Dongzhan Zhou, Chen Lin, Conghui He, Wanli Ouyang, Han-Sen Zhong

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Academic documents are packed with texts, equations, tables, and figures, requiring comprehensive understanding for accurate Optical Character Recognition (OCR). While end-to-end OCR methods offer improved accuracy over layout-based approaches, they often grapple with significant repetition issues, especially with complex layouts in Out-Of-Domain (OOD) documents.To tackle this issue, we propose LOCR, a model that integrates location guiding into the transformer architecture during autoregression. We train the model on an original large-scale dataset comprising over 53M text-location pairs from 89K academic document pages, including bounding boxes for words, tables and mathematical symbols. LOCR adeptly handles various formatting elements and generates content in Markdown language. It outperforms all existing methods in our test set constructed from arXiv.LOCR also eliminates repetition in the arXiv dataset, and reduces repetition frequency in OOD documents, from 13.19% to 0.04% for natural science documents. Additionally, LOCR features an interactive OCR mode, facilitating the generation of complex documents through a few location prompts from human.

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LM2: A Simple Society of Language Models Solves Complex Reasoning

Gurusha Juneja, Subhabrata Dutta, Tanmoy Chakraborty

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Despite demonstrating emergent reasoning abilities, Large Language Models (LLMS) often lose track of complex, multi-step reasoning. Existing studies show that providing guidance via decomposing the original question into multiple subproblems elicits more robustness in LLM reasoning – a decomposer generates the subproblems, and a solver solves each of these subproblems. However, these techniques fail to accommodate coordination between the decomposer and the solver modules (either in a single model or different specialized ones) – the decomposer does not keep track of the ability of the solver to follow the decomposed reasoning. In this paper, we propose LM2 to address these challenges. LM2 modularizes the decomposition, solution, and verification into three different language models. The decomposer module identifies the key concepts necessary to solve the problem and generates step-by-step subquestions according to the reasoning requirement. The solver model generates the solution to the subproblems that are then checked by the verifier module; depending upon the feedback from the verifier, the reasoning context is constructed using the subproblems and the solutions. These models are trained to coordinate using policy learning. Exhaustive experimentation suggests the superiority of LM2 over existing methods on in- and out-domain reasoning problems, outperforming the best baselines by 8.1% on MATH, 7.71% on JEEBench, and 9.7% on MedQA problems (code available at https://github.com/ LCS2-IIITD/Language_Model_Multiplex).

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LM-Interview: An Easy-to-use Smart Interviewer System via Knowledge-guided Language Model Exploitation

Hanming Li, Jifan Yu, Ruimiao Li, Zhanxin Hao, Yan Xuan, Jiaxi Yuan, Bin Xu, Juanzi Li, Zhiyuan Liu

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Semi-structured interviews are a crucial method of data acquisition in qualitative research. Typically controlled by the interviewer, the process progresses through a question-and-answer format, aimed at eliciting information from the interviewee. However, interviews are highly time-consuming and demand considerable experience of the interviewers, which greatly limits the efficiency and feasibility of data collection. Therefore, we introduce LM-Interview, a novel system designed to automate the process of preparing, conducting and analyzing semi-structured interviews. Experimental results demonstrate that LM-interview achieves performance comparable to that of skilled human interviewers.

System Demonstrations
LLoCO: Learning Long Contexts Offline

Sijun Tan, Xiuyu Li, Shishir G Patil, Ziyang Wu, Tianjun Zhang, Kurt Keutzer, Joseph E Gonzalez, Raluca Ada Popa

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Processing long contexts remains a challenge for large language models (LLMs) due to the quadratic computational and memory overhead of the self-attention mechanism and the substantial KV cache sizes during generation. We propose LLoCO, a novel approach to address this problem by learning contexts offline through context compression and in-domain parameter-efficient finetuning with LoRA. Our method enables an LLM to create a concise representation of the original context and efficiently retrieve relevant information to answer questions accurately. Our approach extends the effective context window of a 4k token LLaMA2-7B model to handle up to 128k tokens. We evaluate our approach on several long-context question-answering datasets, demonstrating that LLoCO significantly outperforms in-context learning while using 30 × fewer tokens during inference. LLoCO achieves up to 7.62 × speed-up during inference and 11.52 × higher throughput during finetuning, substantially reduces the cost of long document question answering. This makes it a promising solution for efficient long context processing.

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LLaMAX: Scaling Linguistic Horizons of LLM by Enhancing Translation Capabilities Beyond 100 Languages

Yinquan Lu, Wenhao Zhu, Lei Li, Yu Qiao, Fei Yuan

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Large Language Models (LLMs) demonstrate remarkable translation capabilities in high-resource language tasks, yet their performance in low-resource languages is hindered by insufficient multilingual data during pre-training. To address this, we conduct extensive multilingual continual pre-training on the LLaMA series models, enabling translation support across more than 100 languages. Through a comprehensive analysis of training strategies, such as vocabulary expansion and data augmentation, we develop LLaMAX. Remarkably, without sacrificing its generalization ability, LLaMAX achieves significantly higher translation performance compared to existing open-source LLMs (by more than 10 spBLEU points) and performs on-par with specialized translation model (M2M-100-12B) on the Flores-101 benchmark. Extensive experiments indicate that LLaMAX can serve as a robust multilingual foundation model. The code and the models are publicly available.

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LLaMA-MoE: Building Mixture-of-Experts from LLaMA with Continual Pre-Training

Tong Zhu, Xiaoye Qu, Daize Dong, Jiacheng Ruan, Jingqi Tong, Conghui He, Yu Cheng

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Mixture-of-Experts (MoE) has gained increasing popularity as a promising framework for scaling up large language models (LLMs). However, training MoE from scratch in a large-scale setting still suffers from data-hungry and instability problems. Motivated by this limit, we investigate building MoE models from existing dense large language models. Specifically, based on the well-known LLaMA-2 7B model, we obtain an MoE model by: (1) Expert Construction, which partitions the parameters of original Feed-Forward Networks (FFNs) into multiple experts; (2) Continual pre-training, which further trains the transformed MoE model and additional gate networks. In this paper, we comprehensively explore different methods for expert construction and various data sampling strategies for continual pre-training. After these stages, our LLaMA-MoE models could maintain language abilities and route the input tokens to specific experts with part of the parameters activated. Empirically, by training 200B tokens, LLaMA-MoE-3.5B models significantly outperform dense models that contain similar activation parameters.

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LLMs-as-Instructors: Learning from Errors Toward Automating Model Improvement

Jiahao Ying, Mingbao Lin, Yixin Cao, Wei Tang, Bo Wang, Qianru Sun, Xuanjing Huang, Shuicheng YAN

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This paper introduces the innovative “LLMs-as-Instructors” framework, which leverages the advanced Large Language Models (LLMs) to autonomously enhance the training of smaller target models. Inspired by the theory of “Learning from Errors”, this framework employs an instructor LLM to meticulously analyze the specific errors within a target model, facilitating targeted and efficient training cycles. Within this framework, we implement two strategies: “Learning from Error,” which focuses solely on incorrect responses to tailor training data, and “Learning from Error by Contrast,” which uses contrastive learning to analyze both correct and incorrect responses for a deeper understanding of errors. Our empirical studies, conducted with several open-source models, demonstrate significant improvements across multiple benchmarks, including mathematical reasoning, coding abilities, and factual knowledge. Notably, the refined Llama-3-8b-Instruction has outperformed ChatGPT, illustrating the effectiveness of our approach. By leveraging the strengths of both strategies, we have attained a more balanced performance improvement on both in-domain and out-of-domain benchmarks.

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LLMs to Replace Crowdsourcing For Parallel Data Creation? The Case of Text Detoxification

Daniil Moskovskiy, Sergey Pletenev, Alexander Panchenko

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The lack of high-quality training data remains a significant challenge in NLP. Manual annotation methods, such as crowdsourcing, are costly, require intricate task design skills, and, if used incorrectly, may result in poor data quality. From the other hand, LLMs have demonstrated proficiency in many NLP tasks, including zero-shot and few-shot data annotation. However, they often struggle with text detoxification due to alignment constraints and fail to generate the required detoxified text. This work explores the potential of modern open source LLMs to annotate parallel data for text detoxification. Using the recent technique of activation patching, we generate a pseudo-parallel detoxification dataset based on ParaDetox. The detoxification model trained on our generated data shows comparable performance to the original dataset in automatic detoxification evaluation metrics and superior quality in manual evaluation and side-by-side comparisons.

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LLMs learn governing principles of dynamical systems, revealing an in-context neural scaling law

Toni J. B. Liu, Nicolas Boulle, Raphaël Sarfati, Christopher Earls

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We study LLMs’ ability to extrapolate the behavior of various dynamical systems, including stochastic, chaotic, continuous, and discrete systems, whose evolution is governed by principles of physical interest. Our results show that LLaMA-2, a language model trained on text, achieves accurate predictions of dynamical system time series without fine-tuning or prompt engineering. Moreover, the accuracy of the learned physical rules increases with the length of the input context window, revealing an in-context version of a neural scaling law. Along the way, we present a flexible and efficient algorithm for extracting probability density functions of multi-digit numbers directly from LLMs.

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LLMs for Generating and Evaluating Counterfactuals: A Comprehensive Study

Van Bach Nguyen, Paul Youssef, Christin Seifert, Jörg Schlötterer

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As NLP models become more complex, understanding their decisions becomes more crucial. Counterfactuals (CFs), where minimal changes to inputs flip a model’s prediction, offer a way to explain these models. While Large Language Models (LLMs) have shown remarkable performance in NLP tasks, their efficacy in generating high-quality CFs remains uncertain. This work fills this gap by investigating how well LLMs generate CFs for three tasks. We conduct a comprehensive comparison of several common LLMs, and evaluate their CFs, assessing both intrinsic metrics, and the impact of these CFs on data augmentation. Moreover, we analyze differences between human and LLM-generated CFs, providing insights for future research directions. Our results show that LLMs generate fluent CFs, but struggle to keep the induced changes minimal. Generating CFs for Sentiment Analysis (SA) is less challenging than NLI and Hate Speech (HS) where LLMs show weaknesses in generating CFs that flip the original label. This also reflects on the data augmentation performance, where we observe a large gap between augmenting with human and LLM CFs. Furthermore, we evaluate LLMs’ ability to assess CFs in a mislabelled data setting, and show that they have a strong bias towards agreeing with the provided labels. GPT4 is more robust against this bias, but it shows strong preference to its own generations. Our analysis suggests that safety training is causing GPT4 to prefer its generations, since these generations do not contain harmful content. Our findings reveal several limitations and point to potential future work directions.

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LLMs as Collaborator: Demands-Guided Collaborative Retrieval-Augmented Generation for Commonsense Knowledge-Grounded Open-Domain Dialogue Systems

Jiong Yu, Sixing Wu, Jiahao Chen, Wei Zhou

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Capturing the unique knowledge demands for each dialogue context plays a crucial role in commonsense knowledge-grounded response generation. However, current CoT-based and RAG-based methods are still unsatisfactory in the era of LLMs because 1) CoT often overestimates the capabilities of LLMs and treats them as isolated knowledge Producers; thus, CoT only uses the inherent knowledge of LLM itself and then suffers from the hallucination and outdated knowledge, and 2) RAG underestimates LLMs because LLMs are the passive Receivers that can only use the knowledge retrieved by external retrievers. In contrast, this work regards LLMs as interactive Collaborators and proposes a novel DCRAG (Demands-Guided Collaborative RAG) to leverage the knowledge from both LLMs and the external knowledge graph. Specifically, DCRAG designs three Thought-then-Generate stages to collaboratively investigate knowledge demands, followed by a Demands-Guided Knowledge Retrieval to retrieve external knowledge by interacting with LLMs. Extensive experiments and in-depth analyses on English DailyDialog and Chinese Diamante datasets proved DCRAG can effectively capture knowledge demands and bring higher-quality responses.

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LLMs Cannot (Yet) Match the Specificity and Simplicity of Online Communities in Long Form Question Answering

Kris-Fillip Kahl, Tolga Buz, Russa Biswas, Gerard De Melo

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Retail investing is on the rise, and a growing number of users is relying on online finance communities to educate themselves.However, recent years have positioned Large Language Models (LLMs) as powerful question answering (QA) tools, shifting users away from interacting in communities towards discourse with AI-driven conversational interfaces.These AI tools are currently limited by the availability of labelled data containing domain-specific financial knowledge.Therefore, in this work, we curate a QA preference dataset SocialFinanceQA for fine-tuning and aligning LLMs, extracted from more than 7.4 million submissions and 82 million comments from 2008 to 2022 in Reddit’s 15 largest finance communities. Additionally, we propose a novel framework called SocialQA-Eval as a generally-applicable method to evaluate generated QA responses.We evaluate various LLMs fine-tuned on this dataset, using traditional metrics, LLM-based evaluation, and human annotation. Our results demonstrate the value of high-quality Reddit data, with even state-of-the-art LLMs improving on producing simpler and more specific responses.

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LLMs Assist NLP Researchers: Critique Paper (Meta-)Reviewing

Jiangshu Du, Yibo Wang, Wenting Zhao, Zhongfen Deng, Shuaiqi Liu, Renze Lou, Henry Peng Zou, Pranav Narayanan Venkit, Nan Zhang, Mukund Srinath, Haoran Ranran Zhang, Vipul Gupta, Yinghui Li, Tao Li, Fei Wang, Qin Liu, Tianlin Liu, Pengzhi Gao, Congying Xia, Chen Xing, Cheng Jiayang, Zhaowei Wang, Ying Su, Raj Sanjay Shah, Ruohao Guo, Jing Gu, Haoran Li, Kangda Wei, Zihao Wang, Lu Cheng, Surangika Ranathunga, Meng Fang, Jie Fu, Fei Liu, Ruihong Huang, Eduardo Blanco, Yixin Cao, Rui Zhang, Philip S. Yu, Wenpeng Yin

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Claim: This work is not advocating the use of LLMs for paper (meta-)reviewing. Instead, wepresent a comparative analysis to identify and distinguish LLM activities from human activities. Two research goals: i) Enable better recognition of instances when someone implicitly uses LLMs for reviewing activities; ii) Increase community awareness that LLMs, and AI in general, are currently inadequate for performing tasks that require a high level of expertise and nuanced judgment.This work is motivated by two key trends. On one hand, large language models (LLMs) have shown remarkable versatility in various generative tasks such as writing, drawing, and question answering, significantly reducing the time required for many routine tasks. On the other hand, researchers, whose work is not only time-consuming but also highly expertise-demanding, face increasing challenges as they have to spend more time reading, writing, and reviewing papers. This raises the question: how can LLMs potentially assist researchers in alleviating their heavy workload?This study focuses on the topic of LLMs as NLP Researchers, particularly examining the effectiveness of LLMs in assisting paper (meta-)reviewing and its recognizability. To address this, we constructed the ReviewCritique dataset, which includes two types of information: (i) NLP papers (initial submissions rather than camera-ready) with both human-written and LLM-generated reviews, and (ii) each review comes with “deficiency” labels and corresponding explanations for individual segments, annotated by experts. Using ReviewCritique, this study explores two threads of research questions: (i) “LLMs as Reviewers”, how do reviews generated by LLMs compare with those written by humans in terms of quality and distinguishability? (ii) “LLMs as Metareviewers”, how effectively can LLMs identify potential issues, such as Deficient or unprofessional review segments, within individual paper reviews? To our knowledge, this is the first work to provide such a comprehensive analysis.

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LLMs Are Zero-Shot Context-Aware Simultaneous Translators

Roman Koshkin, Katsuhito Sudoh, Satoshi Nakamura

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The advent of transformers has fueled progress in machine translation. More recently large language models (LLMs) have come to the spotlight thanks to their generality and strong performance in a wide range of language tasks, including translation. Here we show that open-source LLMs perform on par with or better than some state-of-the-art baselines in simultaneous machine translation (SiMT) tasks, zero-shot. We also demonstrate that injection of minimal background information, which is easy with an LLM, brings further performance gains, especially on challenging technical subject-matter. This highlights LLMs’ potential for building next generation of massively multilingual, context-aware and terminologically accurate SiMT systems that require no resource-intensive training or fine-tuning.

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