EMNLP 2024 Papers

Conference on Empirical Methods in Natural Language Processing

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2,379papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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Local Contrastive Editing of Gender Stereotypes

Marlene Lutz, Rochelle Choenni, Markus Strohmaier, Anne Lauscher

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Stereotypical bias encoded in language models (LMs) poses a threat to safe language technology, yet our understanding of how bias manifests in the parameters of LMs remains incomplete. We introduce local contrastive editing that enables the localization and editing of a subset of weights in a target model in relation to a reference model. We deploy this approach to identify and modify subsets of weights that are associated with gender stereotypes in LMs. Through a series of experiments we demonstrate that local contrastive editing can precisely localize and control a small subset (< 0.5%) of weights that encode gender bias. Our work (i) advances our understanding of how stereotypical biases can manifest in the parameter space of LMs and (ii) opens up new avenues for developing parameter-efficient strategies for controlling model properties in a contrastive manner.

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LoRASC: Expressive and Generalizable Low-rank Adaptation for Large Models via Slow Cascaded Learning

Siwei Li, Yifan Yang, Yifei Shen, Fangyun Wei, Zongqing Lu, Lili Qiu, Yuqing Yang

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Efficient fine-tuning plays a fundamental role in modern large models, with low-rank adaptation emerging as a particularly promising approach. However, the existing variants of LoRA are hampered by limited expressiveness, a tendency to overfit, and sensitivity to hyperparameter settings. This paper presents LoRA Slow Cascade Learning (LoRASC), an innovative technique designed to enhance LoRA’s expressiveness and generalization capabilities while preserving its training efficiency. Our approach augments expressiveness through a cascaded learning strategy that enables a mixture-of-low-rank adaptation, thereby increasing the model’s ability to capture complex patterns. Additionally, we introduce a slow-fast update mechanism and cascading noisy tuning to bolster generalization. The extensive experiments on various language and vision datasets, as well as robustness benchmarks, demonstrate that the proposed method not only significantly outperforms existing baselines, but also mitigates overfitting, enhances model stability, and improves OOD robustness.

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LoRAN: Improved Low-Rank Adaptation by a Non-Linear Transformation

Yinqiao Li, Linqi Song, Hanxu Hou

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In this paper, we study parameter-efficient fine-tuning methods for large pre-trained models. Specifically, we improve LoRA approaches to alleviate the performance loss from the constrained adapter by introducing a non-linear transformation (call it LoRAN). For a better adaptation, we also design a new non-linear function to appropriately fit the accumulated weight updates. We test our method in multiple advanced large language models. Experimental results show that our LoRAN significantly outperforms a strong baseline on SAMSum and 20 Newsgroups tasks. Moreover, when a lower rank is applied, our approach even yields a 1.95-point improvement in the classification task.

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LoRAExit: Empowering Dynamic Modulation of LLMs in Resource-limited Settings using Low-rank Adapters

Jiacheng Liu, Peng Tang, Xiaofeng Hou, Chao Li, Pheng-Ann Heng

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Large Language Models (LLMs) have exhibited remarkable performance across various natural language processing tasks. However, deploying LLMs on resource-limited settings remains a challenge. While early-exit techniques offer an effective approach, they often require compromised training methods that result in sub-optimal performance. On the other hand, multi-model methods achieve improved results but suffer from significant inference latency and memory consumption. In this paper, we propose LoRAExit, a novel dynamic inference architecture that leverages low-rank adaptors for efficient deployment of LLMs. LoRAExit decouples the training of multiple exit interfaces, enabling the separate optimization of each exit, thereby fundamentally addressing the performance issues of early-exit networks. Moreover, we introduce a superior-exit guided distillation method that effectively utilizes models of different sizes, thereby further enhancing the performance of early exits. Experimental results demonstrate that LoRAExit significantly improves LLM performance when deployed on resource-limited settings.

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LoRA-Guard: Parameter-Efficient Guardrail Adaptation for Content Moderation of Large Language Models

Hayder Elesedy, Pedro M Esperanca, Silviu Vlad Oprea, Mete Ozay

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Guardrails have emerged as an alternative to safety alignment for content moderation of large language models (LLMs). Existing model-based guardrails have not been designed for resource-constrained computational portable devices, such as mobile phones, more and more of which are running LLM-based applications locally. We introduce LoRA-Guard, a parameter-efficient guardrail adaptation method that relies on knowledge sharing between LLMs and guardrail models. LoRA-Guard extracts language features from the LLMs and adapts them for the content moderation task using low-rank adapters, while a dual-path design prevents any performance degradation on the generative task. We show that LoRA-Guard outperforms existing approaches with 100-1000x lower parameter overhead while maintaining accuracy, enabling on-device content moderation.

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Llamipa: An Incremental Discourse Parser

Kate Thompson, Akshay Chaturvedi, Julie Hunter, Nicholas Asher

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This paper provides the first discourse parsing experiments with a large language model (LLM) finetuned on corpora annotated in the style of SDRT (Segmented Discourse Representation Theory, Asher (1993), Asher and Lascarides (2003)). The result is a discourse parser, Llamipa (Llama Incremental Parser), that leverages discourse context, leading to substantial performance gains over approaches that use encoder-only models to provide local, context-sensitive representations of discourse units. Furthermore, it is able to process discourse data incrementally, which is essential for the eventual use of discourse information in downstream tasks.

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Llama SLayer 8B: Shallow Layers Hold the Key to Knowledge Injection

Tianxiang Chen, Zhentao Tan, Tao Gong, Yue Wu, Qi Chu, Bin Liu, Jieping Ye, Nenghai Yu

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As a manner to augment pretrained large language models (LLM), knowledge injection is critical to develop vertical domain large models and has been widely studied. While most current approaches, including parameter-efficient fine-tuning (PEFT) and block expansion methods, uniformly apply knowledge across all LLM layers, it raises the question: are all layers equally crucial for knowledge injection? We embark upon evaluating the importance of each layer to locate the optimal layer range for knowledge injection. Intuitively, more important layers should play more critical roles in knowledge injection and deserve denser injection. We observe performance dips in question-answering benchmarks after the removal or expansion of the shallow layers, and the degradation shrinks as the layer gets deeper, indicating that the shallow layers hold the key to knowledge injection. This insight leads us to propose the S strategy, a post-pretraining strategy of selectively enhancing shallow layers while pruning the less effective deep ones. Based on this strategy, we introduce Llama Slayer 8B. We experimented on the corpus of code & math and demonstrated the effectiveness of our strategy. Further experiments across different LLM, Mistral-7B, and a legal corpus confirmed the approach’s general applicability, underscoring its wide-ranging efficacy.

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LitSearch: A Retrieval Benchmark for Scientific Literature Search

Anirudh Ajith, Mengzhou Xia, Alexis Chevalier, Tanya Goyal, Danqi Chen, Tianyu Gao

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Literature search questions, such as “where can I find research on the evaluation of consistency in generated summaries?” pose significant challenges for modern search engines and retrieval systems. These questions often require a deep understanding of research concepts and the ability to reason over entire articles. In this work, we introduce LitSearch, a retrieval benchmark comprising 597 realistic literature search queries about recent ML and NLP papers. LitSearch is constructed using a combination of (1) questions generated by GPT-4 based on paragraphs containing inline citations from research papers and (2) questions about recently published papers, manually written by their authors. All LitSearch questions were manually examined or edited by experts to ensure high quality. We extensively benchmark state-of-the-art retrieval models and also evaluate two LLM-based reranking pipelines. We find a significant performance gap between BM25 and state-of-the-art dense retrievers, with a 24.8% difference in absolute recall@5. The LLM-based reranking strategies further improve the best-performing dense retriever by 4.4%. Additionally, commercial search engines and research tools like Google Search perform poorly on LitSearch, lagging behind the best dense retriever by 32 points. Taken together, these results show that LitSearch is an informative new testbed for retrieval systems while catering to a real-world use case.

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Link, Synthesize, Retrieve: Universal Document Linking for Zero-Shot Information Retrieval

Dae Yon Hwang, Bilal Taha, Harshit Pande, Yaroslav Nechaev

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Despite the recent advancements in information retrieval (IR), zero-shot IR remains a significant challenge, especially when dealing with new domains, languages, and newly-released use cases that lack historical query traffic from existing users. For such cases, it is common to use query augmentations followed by fine-tuning pre-trained models on the document data paired with synthetic queries. In this work, we propose a novel Universal Document Linking (UDL) algorithm, which links similar documents to enhance synthetic query generation across multiple datasets with different characteristics. UDL leverages entropy for the choice of similarity models and named entity recognition (NER) for the link decision of documents using similarity scores. Our empirical studies demonstrate the effectiveness and universality of the UDL across diverse datasets and IR models, surpassing state-of-the-art methods in zero-shot cases. The developed code for reproducibility is included in https://github.com/eoduself/UDL

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Linguistic Bias in ChatGPT: Language Models Reinforce Dialect Discrimination

Eve Fleisig, Genevieve Smith, Madeline Bossi, Ishita Rustagi, Xavier Yin, Dan Klein

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We present a large-scale study of linguistic bias exhibited by ChatGPT covering ten dialects of English (Standard American English, Standard British English, and eight widely spoken non-”standard” varieties from around the world). We prompted GPT-3.5 Turbo and GPT-4 with text by native speakers of each variety and analyzed the responses via detailed linguistic feature annotation and native speaker evaluation. We find that the models default to “standard” varieties of English; based on evaluation by native speakers, we also find that model responses to non-”standard” varieties consistently exhibit a range of issues: stereotyping (19% worse than for “standard” varieties), demeaning content (25% worse), lack of comprehension (9% worse), and condescending responses (15% worse). Moreover, if these models are asked to imitate the writing style of prompts in non-”standard” varieties, they produce text that exhibits lower comprehension of the input and is especially prone to stereotyping. GPT-4 improves on GPT-3.5 in terms of comprehension, warmth, and friendliness, but also exhibits a marked increase in stereotyping (+18%). The results indicate that GPT-3.5 Turbo and GPT-4 can perpetuate linguistic discrimination toward speakers of non-”standard” varieties.

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LinguAlchemy: Fusing Typological and Geographical Elements for Unseen Language Generalization

Muhammad Farid Adilazuarda, Samuel Cahyawijaya, Genta Indra Winata, Ayu Purwarianti, Alham Fikri Aji

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Pretrained language models (PLMs) have shown remarkable generalization toward multiple tasks and languages. Nonetheless, the generalization of PLMs towards unseen languages is poor, resulting in significantly worse language performance, or even generating nonsensical responses that are comparable to a random baseline. This limitation has been a longstanding problem of PLMs raising the problem of diversity and equal access to language modeling technology. In this work, we solve this limitation by introducing LinguAlchemy, a regularization technique that incorporates various aspects of languages covering typological, geographical, and phylogenetic constraining the resulting representation of PLMs to better characterize the corresponding linguistics constraints. LinguAlchemy significantly improves the accuracy performance of mBERT and XLM-R on unseen languages by ~18% and ~2%, respectively compared to fully finetuned models and displaying a high degree of unseen language generalization. We further introduce AlchemyScale and AlchemyTune, extension of LinguAlchemy which adjusts the linguistic regularization weights automatically, alleviating the need for hyperparameter search. LinguAlchemy enables better cross-lingual generalization to unseen languages which is vital for better inclusivity and accessibility of PLMs.

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Linear Layer Extrapolation for Fine-Grained Emotion Classification

Mayukh Sharma, Sean O’Brien, Julian McAuley

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Certain abilities of Transformer-based language models consistently emerge in their later layers. Previous research has leveraged this phenomenon to improve factual accuracy through self-contrast, penalizing early-exit predictions based on the premise that later-layer updates are more factually reliable than earlier-layer associations. We observe a similar pattern for fine-grained emotion classification in text, demonstrating that self-contrast can enhance encoder-based text classifiers. Additionally, we reinterpret self-contrast as a form of linear extrapolation, which motivates a refined approach that dynamically adjusts the contrastive strength based on the selected intermediate layer. Experiments across multiple models and emotion classification datasets show that our method outperforms standard classification techniques in fine-grained emotion classification tasks.

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Lighthouse: A User-Friendly Library for Reproducible Video Moment Retrieval and Highlight Detection

Taichi Nishimura, Shota Nakada, Hokuto Munakata, Tatsuya Komatsu

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We propose Lighthouse, a user-friendly library for reproducible video moment retrieval and highlight detection (MR-HD). Although researchers proposed various MR-HD approaches, the research community holds two main issues. The first is a lack of comprehensive and reproducible experiments across various methods, datasets, and video-text features.This is because no unified training and evaluation codebase covers multiple settings. The second is user-unfriendly design. Because previous works use different libraries, researchers set up individual environments. In addition, most works release only the training codes, requiring users to implement the whole inference process of MR-HD. Lighthouse addresses these issues by implementing a unified reproducible codebase that includes six models, three features, and five datasets. In addition, it provides an inference API and web demo to make these methods easily accessible for researchers and developers. Our experiments demonstrate that Lighthouse generally reproduces the reported scores in the reference papers. The code is available at https://github.com/line/lighthouse.

System Demonstrations
Light-weight Fine-tuning Method for Defending Adversarial Noise in Pre-trained Medical Vision-Language Models

XU HAN, Linghao Jin, Xuezhe Ma, Xiaofeng Liu

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Fine-tuning pre-trained Vision-Language Models (VLMs) has shown remarkable capabilities in medical image and textual depiction synergy. Nevertheless, many pre-training datasets are restricted by patient privacy concerns, potentially containing noise that can adversely affect downstream performance. Moreover, the growing reliance on multi-modal generation exacerbates this issue because of its susceptibility to adversarial attacks. To investigate how VLMs trained on adversarial noisy data perform on downstream medical tasks, we first craft noisy upstream datasets using multi-modal adversarial attacks. Through our comprehensive analysis, we unveil that moderate noise enhances model robustness and transferability, but increasing noise levels negatively impact downstream task performance. To mitigate this issue, we propose rectify adversarial noise (RAN) framework, a recipe designed to effectively defend adversarial attacks and rectify the influence of upstream noise during fine-tuning.

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Lifelong Knowledge Editing for LLMs with Retrieval-Augmented Continuous Prompt Learning

Qizhou Chen, Taolin Zhang, Xiaofeng He, Dongyang Li, Chengyu Wang, Longtao Huang, Hui Xue

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Model editing aims to correct outdated or erroneous knowledge in large language models (LLMs) without the need for costly retraining. Lifelong model editing is the most challenging task that caters to the continuous editing requirements of LLMs. Prior works primarily focus on single or batch editing; nevertheless, these methods fall short in lifelong editing scenarios due to catastrophic knowledge forgetting and the degradation of model performance. Although retrieval-based methods alleviate these issues, they are impeded by slow and cumbersome processes of integrating the retrieved knowledge into the model. In this work, we introduce RECIPE, a RetriEval-augmented ContInuous Prompt lEarning method, to boost editing efficacy and inference efficiency in lifelong learning. RECIPE first converts knowledge statements into short and informative continuous prompts, prefixed to the LLM’s input query embedding, to efficiently refine the response grounded on the knowledge. It further integrates the Knowledge Sentinel (KS) that acts as an intermediary to calculate a dynamic threshold, determining whether the retrieval repository contains relevant knowledge. Our retriever and prompt encoder are jointly trained to achieve editing properties, i.e., reliability, generality, and locality. In our experiments, RECIPE is assessed extensively across multiple LLMs and editing datasets, where it achieves superior editing performance. RECIPE also demonstrates its capability to maintain the overall performance of LLMs alongside showcasing fast editing and inference speed.

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Lifelong Event Detection via Optimal Transport

Viet Dao, Van-Cuong Pham, Quyen Tran, Thanh-Thien Le, Linh Van Ngo, Thien Huu Nguyen

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Continual Event Detection (CED) poses a formidable challenge due to the catastrophic forgetting phenomenon, where learning new tasks (with new coming event types) hampers performance on previous ones. In this paper, we introduce a novel approach, Lifelong Event Detection via Optimal Transport (**LEDOT**), that leverages optimal transport principles to align the optimization of our classification module with the intrinsic nature of each class, as defined by their pre-trained language modeling. Our method integrates replay sets, prototype latent representations, and an innovative Optimal Transport component. Extensive experiments on MAVEN and ACE datasets demonstrate LEDOT’s superior performance, consistently outperforming state-of-the-art baselines. The results underscore LEDOT as a pioneering solution in continual event detection, offering a more effective and nuanced approach to addressing catastrophic forgetting in evolving environments.

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Lexically Grounded Subword Segmentation

Jindřich Libovický, Jindřich Helcl

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We present three innovations in tokenization and subword segmentation. First, we propose to use unsupervised morphological analysis with Morfessor as pre-tokenization. Second, we present an algebraic method for obtaining subword embeddings grounded in a word embedding space. Based on that, we design a novel subword segmentation algorithm that uses the embeddings, ensuring that the procedure considers lexical meaning. Third, we introduce an efficient segmentation algorithm based on a subword bigram model that can be initialized with the lexically aware segmentation method to avoid using Morfessor and large embedding tables at inference time. We evaluate the proposed approaches using two intrinsic metrics and measure their performance on two downstream tasks: part-of-speech tagging and machine translation. Our experiments show significant improvements in the morphological plausibility of the segmentation when evaluated using segmentation precision on morpheme boundaries and improved Rényi efficiency in 8 languages. Although the proposed tokenization methods do not have a large impact on automatic translation quality, we observe consistent performance gains in the arguably more morphological task of part-of-speech tagging.

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LexMatcher: Dictionary-centric Data Curation for LLM-based Machine Translation

Yongjing Yin, Jiali Zeng, Yafu Li, Fandong Meng, Yue Zhang

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The fine-tuning of open-source large language models (LLMs) for machine translation has recently received considerable attention, marking a shift towards data-centric research from traditional neural machine translation. However, the area of data collection for instruction fine-tuning in machine translation remains relatively underexplored. In this paper, we present LexMatcher, a simple yet effective method for data curation,the design of which is driven by the coverage of senses found in bilingual dictionaries. The construction process comprises data retrieval from an existing corpus and data augmentation that supplements the infrequent senses of polysemous words. Utilizing LLaMA2 as our base model, our method outperforms the established baselines on the WMT2022 test sets and also exhibits remarkable performance in tasks related to word sense disambiguation and specialized terminology translation. Our method is also applicable to other pre-trained models, and complements the method of continual pre-training using monolingual data, demonstrating the effectiveness of LexMatcher in enhancing LLM-based machine translation.

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LexC-Gen: Generating Data for Extremely Low-Resource Languages with Large Language Models and Bilingual Lexicons

Zheng-Xin Yong, Cristina Menghini, Stephen Bach

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Data scarcity in low-resource languages can be addressed with word-to-word translations from labeled task data in high-resource languages using bilingual lexicons. However, bilingual lexicons often have limited lexical overlap with task data, which results in poor translation coverage and lexicon utilization. We propose lexicon-conditioned data generation LexC-Gen, a method that generates low-resource-language classification task data at scale. Specifically, LexC-Gen first uses high-resource-language words from bilingual lexicons to generate lexicon-compatible task data, and then it translates them into low-resource languages with bilingual lexicons via word translation. Across 17 extremely low-resource languages, LexC-Gen generated data is competitive with expert-translated gold data, and yields on average 5.6 and 8.9 points improvement over existing lexicon-based word translation methods on sentiment analysis and topic classification tasks respectively. Through ablation study, we show that conditioning on bilingual lexicons is the key component of LexC-Gen. LexC-Gen serves as a potential solution to close the performance gap between open-source multilingual models, such as BLOOMZ and Aya-101, and state-of-the-art commercial models like GPT-4o on low-resource-language tasks.

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Leveraging pre-trained language models for linguistic analysis: A case of argument structure constructions

Hakyung Sung, Kristopher Kyle

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This study evaluates the effectiveness of pre-trained language models in identifying argument structure constructions, important for modeling both first and second language learning. We examine three methodologies: (1) supervised training with RoBERTa using a gold-standard ASC treebank, including by-tag accuracy evaluation for sentences from both native and non-native English speakers, (2) prompt-guided annotation with GPT-4, and (3) generating training data through prompts with GPT-4, followed by RoBERTa training. Our findings indicate that RoBERTa trained on gold-standard data shows the best performance. While data generated through GPT-4 enhances training, it does not exceed the benchmarks set by gold-standard data.

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