EMNLP 2024 Papers

By inducing privacy attacks on NLP models, attackers can obtain sensitive information such as training data and model parameters, etc. Although researchers have studied, in-depth, several kinds of attacks in NLP models, they are non-systematic analyses. It lacks a comprehensive understanding of the impact caused by the attacks. For example, we must consider which scenarios can apply to which attacks, what the common factors are that affect the performance of different attacks, the nature of the relationships between different attacks, and the influence of various datasets and models on the effectiveness of the attacks, etc. Therefore, we need a benchmark to holistically assess the privacy risks faced by NLP models. In this paper, we present a privacy attack and defense evaluation benchmark in the field of NLP, which includes the conventional/small models and large language models (LLMs). This benchmark supports a variety of models, datasets, and protocols, along with standardized modules for comprehensive evaluation of attacks and defense strategies. Based on the above framework, we present a study on the association between auxiliary data from different domains and the strength of privacy attacks. And we provide an improved attack method in this scenario with the help of Knowledge Distillation (KD). Furthermore, we propose a chained framework for privacy attacks. Allowing a practitioner to chain multiple attacks to achieve a higher-level attack objective. Based on this, we provide some defense and enhanced attack strategies. The code for reproducing the results can be found at https://anonymous.4open.science/r/nlp_doctor-AF48

We propose a novel framework for pretraining and fine-tuning language models with the goal of determining whether two addresses represent the same physical building. Address matching and building authoritative address catalogues are important to many applications and businesses, such as delivery services, online retail, emergency services, logistics, etc. We propose to view a collection of addresses as an address graph and curate inputs for language models by placing geospatially linked addresses in the same context. Our approach jointly integrates concepts from graph theory and weak supervision with address text and geospatial semantics. This integration enables us to generate informative and diverse address pairs, facilitating pretraining and fine-tuning in a self-supervised manner. Experiments and ablation studies on manually curated datasets and comparisons with state-of-the-art techniques demonstrate the efficacy of our approach. We achieve a 24.49% improvement in recall while maintaining 95% precision on average, in comparison to the current baseline across multiple geographies. Further, we deploy our proposed approach and show the positive impact of improving address matching on geocode learning.

In this paper, we explore the utility of Translationese as synthetic data created using machine translation for pre-training language models (LMs) for low-resource languages (LRLs). Our simple methodology consists of translating large amounts of web-crawled monolingual documents (clean) into the LRLs, followed by filtering the translated documents using tiny LMs trained on small but clean LRL data. Taking the case of Indian languages, we pre-train LMs from scratch with 28M and 85M parameters, and then fine-tune them for 5 downstream natural language understanding (NLU) and 4 generative (NLG) tasks. We observe that pre-training on filtered synthetic data leads to relative performance drops of only 0.87% for NLU and 2.35% for NLG, compared to pre-training on clean data, and this gap further diminishes upon the inclusion of a small amount of clean data. We also study the impact of synthetic data filtering and the choice of source language for synthetic data generation. Furthermore, evaluating continually pre-trained larger models like Gemma-2B and Llama-3-8B in few-shot settings, we observe that using synthetic data is competitive with using clean data. Our findings suggest that synthetic data shows promise for bridging the pre-training gap between English and LRLs.

As the scale of training corpora for large language models (LLMs) grows, model developers become increasingly reluctant to disclose details on their data. This lack of transparency poses challenges to scientific evaluation and ethical deployment. Recently, pretraining data detection approaches, which infer whether a given text was part of an LLM’s training data through black-box access, have been explored. The Min-K% Prob method, which has achieved state-of-the-art results, assumes that a non-training example tends to contain a few outlier words with low token probabilities. However, the effectiveness may be limited as it tends to misclassify non-training texts that contain many common words with high probabilities predicted by LLMs. To address this issue, we introduce a divergence-based calibration method, inspired by the divergence-from-randomness concept, to calibrate token probabilities for pretraining data detection. We compute the cross-entropy (i.e., the divergence) between the token probability distribution and the token frequency distribution to derive a detection score.We have developed a Chinese-language benchmark, PatentMIA, to assess the performance of detection approaches for LLMs on Chinese text. Experimental results on English-language benchmarks and PatentMIA demonstrate that our proposed method significantly outperforms existing methods. Our code and PatentMIA benchmark are available at https://github.com/zhang-wei-chao/DC-PDD.

Recently, we have observed that Large Multi-modal Models (LMMs) are revolutionizing the way machines interact with the world, unlocking new possibilities across various multi-modal applications. To adapt LMMs for downstream tasks, parameter-efficient fine-tuning (PEFT) which only trains additional prefix tokens or modules, has gained popularity. Nevertheless, there has been little analysis of how PEFT works in LMMs. In this paper, we delve into the strengths and weaknesses of each tuning strategy, shifting the focus from the efficiency typically associated with these approaches. We first discover that model parameter tuning methods such as LoRA and Adapters, distort the feature representation space learned during pre-training, limiting the full utilization of pre-trained knowledge. We also demonstrate that prefix-tuning excels at preserving the representation space, despite of its lower performance on downstream tasks. These findings suggest a simple two-step PEFT strategy called Prefix-Tuned PEFT (PT-PEFT), which successively performs prefix-tuning and then other PEFT (i.e., Adapter, LoRA), combines the benefits of both. Experimental results show that PT-PEFT not only improves performance in image captioning and visual question answering compared to vanilla PEFT methods but also helps preserve the representation space of the four pre-trained models.

In this paper, we propose a new method to enhance compositional understanding in pre-trained vision and language models (VLMs) without sacrificing performance in zero-shot multi-modal tasks. Traditional fine-tuning approaches often improve compositional reasoning at the cost of degrading multi-modal capabilities, primarily due to the use of global hard negative (HN) loss, which contrasts global representations of images and texts. This global HN loss pushes HN texts that are highly similar to the original ones, damaging the model’s multi-modal representations. To overcome this limitation, we propose Fine-grained Selective Calibrated CLIP (FSC-CLIP), which integrates local hard negative loss and selective calibrated regularization. These innovations provide fine-grained negative supervision while preserving the model’s representational integrity. Our extensive evaluations across diverse benchmarks for both compositionality and multi-modal tasks show that FSC-CLIP not only achieves compositionality on par with state-of-the-art models but also retains strong multi-modal capabilities. Code is available at: https://github.com/ytaek-oh/fsc-clip.

Few-shot Continual Relations Extraction (FCRE) is an emerging and dynamic area of study where models can sequentially integrate knowledge from new relations with limited labeled data while circumventing catastrophic forgetting and preserving prior knowledge from pre-trained backbones. In this work, we introduce a novel method that leverages often-discarded language model heads. By employing these components via a mutual information maximization strategy, our approach helps maintain prior knowledge from the pre-trained backbone and strategically aligns the primary classification head, thereby enhancing model performance. Furthermore, we explore the potential of Large Language Models (LLMs), renowned for their wealth of knowledge, in addressing FCRE challenges. Our comprehensive experimental results underscore the efficacy of the proposed method and offer valuable insights for future work.

Automatically generating a presentation from the text of a long document is a challenging and useful problem. In contrast to a flat summary, a presentation needs to have a better and non-linear narrative, i.e., the content of a slide can come from different and non-contiguous parts of the given document. However, it is difficult to incorporate such non-linear mapping of content to slides and ensure that the content is faithful to the document. LLMs are prone to hallucination and their performance degrades with the length of the input document. Towards this, we propose a novel graph based solution where we learn a graph from the input document and use a combination of graph neural network and LLM to generate a presentation with attribution of content for each slide. We conduct thorough experiments to show the merit of our approach compared to directly using LLMs for this task.

Despite recent advances in LLM quantization, activation quantization remains to be challenging due to the activation outliers. Conventional remedies, e.g., mixing precisions for different channels, introduce extra overhead and reduce the speedup. In this work, we develop a simple yet effective strategy to facilitate per-tensor activation quantization by preventing the generation of problematic tokens. Precisely, we propose a method to find a set of key-value cache, coined _CushionCache_, which mitigates outliers in subsequent tokens when inserted as a prefix. CushionCache works in two steps: First, we greedily search for a prompt token sequence that minimizes the maximum activation values in subsequent tokens. Then, we further tune the token cache to regularize the activations of subsequent tokens to be more quantization-friendly. The proposed method successfully addresses activation outliers of LLMs, providing a substantial performance boost for per-tensor activation quantization methods. We thoroughly evaluate our method over a wide range of models and benchmarks and find that it significantly surpasses the established baseline of per-tensor W8A8 quantization and can be seamlessly integrated with the recent activation quantization method.

Iterative data generation and model re-training can effectively align large language models (LLMs) to human preferences. The process of data sampling is crucial, as it significantly influences the success of policy improvement. Repeated random sampling is a widely used method that independently queries the model multiple times to generate outputs. In this work, we propose a more effective sampling method, named Preference-Guided Reflective Sampling (PRS). Unlike random sampling, PRS employs a tree-based generation framework to enable more efficient sampling. It leverages adaptive self-refinement techniques to better explore the sampling space. By specifying user preferences in natural language, PRS can further optimize response generation according to these preferences. As a result, PRS can align models to diverse user preferences. Our experiments demonstrate that PRS generates higher-quality responses with significantly higher rewards. On AlpacaEval and Arena-Hard, PRS substantially outperforms repeated random sampling in best-of-N sampling. Moreover, PRS shows strong performance when applied in iterative offline RL training.

Detoxifying multilingual Large Language Models (LLMs) has become crucial due to their increasing global use. In this work, we explore zero-shot cross-lingual generalization of preference tuning in detoxifying LLMs. Unlike previous studies that show limited cross-lingual generalization for other safety tasks, we demonstrate that Direct Preference Optimization (DPO) training with only English data can significantly reduce toxicity in multilingual open-ended generations. For example, the probability of mGPT-1.3B generating toxic continuations drops from 46.8% to 3.9% across 17 different languages after training. Our results also extend to other multilingual LLMs, such as BLOOM, Llama3, and Aya-23. Using mechanistic interpretability tools like causal intervention and activation analysis, we identified the dual multilinguality property of MLP layers in LLMs, which explains the cross-lingual generalization of DPO. Finally, we show that bilingual sentence retrieval can predict the cross-lingual transferability of DPO preference tuning.

Knowledge graph embedding (KGE) models are often used to predict missing links for knowledge graphs (KGs). However, multiple KG embeddings can perform almost equally well for link prediction yet give conflicting predictions for unseen queries. This phenomenon is termed predictive multiplicity in the literature. It poses substantial risks for KGE-based applications in high-stake domains but has been overlooked in KGE research. We define predictive multiplicity in link prediction, introduce evaluation metrics and measure predictive multiplicity for representative KGE methods on commonly used benchmark datasets. Our empirical study reveals significant predictive multiplicity in link prediction, with 8% to 39% testing queries exhibiting conflicting predictions. We address this issue by leveraging voting methods from social choice theory, significantly mitigating conflicts by 66% to 78% in our experiments.

The ability to predict an NLP model’s accuracy on unseen, potentially out-of-distribution data is a prerequisite for trustworthiness. We present a novel model that establishes upper and lower bounds on the accuracy, without requiring gold labels for the unseen data. We achieve this by training a *discriminator* which predicts whether the output of a given sequence-to-sequence model is correct or not. We show across a variety of tagging, parsing, and semantic parsing tasks that the gold accuracy is reliably between the predicted upper and lower bounds, and that these bounds are remarkably close together.

Transformer-based large language models (LLMs) exhibit limitations such as generating unsafe responses, unreliable reasoning, etc. Existing inference intervention approaches attempt to mitigate these issues by finetuning additional models to produce calibration signals (such as rewards) that guide the LLM’s decoding process. However, this solution introduces substantial time and space overhead due to the separate models required. This work proposes Non-disruptive parameters insertion (Otter), inserting extra parameters into the transformer architecture to predict calibration signals along with the original LLM output. Otter offers state-of-the-art performance on multiple demanding tasks while saving up to 86.5% extra space and 98.5% extra time. Furthermore, Otter seamlessly integrates with existing inference engines, requiring only a one-line code change, and the original model response remains accessible after the parameter insertion.

A frequent challenge in applications that use entities extracted from text documents is selecting the most salient entities when only a small number can be used by the application (e.g., displayed to a user). Solving this challenge is particularly difficult in the setting of extremely short documents, such as the response from a digital assistant, where traditional signals of salience such as position and frequency are less likely to be useful. In this paper, we propose a lightweight and data-efficient approach for entity salience detection on short text documents. Our experiments show that our approach achieves competitive performance with respect to complex state-of-the-art models, such as GPT-4, at a significant advantage in latency and cost. In limited data settings, we show that a semi-supervised fine-tuning process can improve performance further. Furthermore, we introduce a novel human-labeled dataset for evaluating entity salience on short question-answer pair documents.

Scene Graph Generation (SGG) provides basic language representation of visual scenes, requiring models to grasp complex and diverse semantics between objects. This complexity and diversity in SGG leads to underrepresentation, where parts of triplet labels are rare or even unseen during training, resulting in imprecise predictions. To tackle this, we propose integrating the pretrained Vision-language Models to enhance representation. However, due to the gap between pretraining and SGG, direct inference of pretrained VLMs on SGG leads to severe bias, which stems from the imbalanced predicates distribution in the pretraining language set. To alleviate the bias, we introduce a novel LM Estimation to approximate the unattainable predicates distribution. Finally, we ensemble the debiased VLMs with SGG models to enhance the representation, where we design a certainty-aware indicator to score each sample and dynamically adjust the ensemble weights. Our training-free method effectively addresses the predicates bias in pretrained VLMs, enhances SGG’s representation, and significantly improve the performance.

Despite advancements in text-to-image models, generating images that precisely align with textual descriptions remains challenging due to misalignment in training data. In this paper, we analyze the critical role of caption precision and recall in text-to-image model training. Our analysis of human-annotated captions shows that both precision and recall are important for text-image alignment, but precision has a more significant impact. Leveraging these insights, we utilize Large Vision Language Models to generate synthetic captions for training. Models trained with these synthetic captions show similar behavior to those trained on human-annotated captions, underscores the potential for synthetic data in text-to-image training.

How can we precisely estimate a large language model’s (LLM) accuracy on questions belonging to a specific topic within a larger question-answering dataset? The standard direct estimator, which averages the model’s accuracy on the questions in each subgroup, may exhibit high variance for subgroups (topics) with small sample sizes. Synthetic regression modeling, which leverages the model’s accuracy on questions about other topics, may yield biased estimates that are too unreliable for large subgroups. We prescribe a simple yet effective solution: an empirical Bayes (EB) estimator that balances direct and regression estimates for each subgroup separately, improving the precision of subgroup-level estimates of model performance. Our experiments on multiple datasets show that this approach consistently provides more precise estimates of the LLM performance compared to the direct and regression approaches, achieving substantial reductions in the mean squared error. Confidence intervals for EB estimates also have near-nominal coverage and are narrower compared to those for the direct estimator. Additional experiments on tabular and vision data validate the benefits of this EB approach.

Large language models demonstrate reasonable multilingual abilities, despite predominantly English-centric pretraining. However, the spontaneous multilingual alignment in these models is shown to be weak, leading to unsatisfactory cross-lingual transfer and knowledge sharing. Previous works attempt to address this issue by explicitly injecting multilingual alignment information during or after pretraining. Thus for the early stage in pretraining, the alignment is weak for sharing information or knowledge across languages. In this paper, we propose PreAlign, a framework that establishes multilingual alignment prior to language model pretraining. PreAlign injects multilingual alignment by initializing the model to generate similar representations of aligned words and preserves this alignment using a code-switching strategy during pretraining. Extensive experiments in a synthetic English to English-Clone setting demonstrate that PreAlign significantly outperforms standard multilingual joint training in language modeling, zero-shot cross-lingual transfer, and cross-lingual knowledge application. Further experiments in real-world scenarios further validate PreAlign’s effectiveness across various model sizes.