EMNLP 2024 Papers

Conference on Empirical Methods in Natural Language Processing

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2,379papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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SQFT: Low-cost Model Adaptation in Low-precision Sparse Foundation Models

Juan Pablo Munoz, Jinjie Yuan, Nilesh Jain

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Large pre-trained models (LPMs), such as large language models, have become ubiquitous and are employed in many applications. These models are often adapted to a desired domain or downstream task through a fine-tuning stage. This paper proposes SQFT, an end-to-end solution for low-precision sparse parameter-efficient fine-tuning of LPMs, allowing for effective model manipulation in resource-constrained environments. Additionally, an innovative strategy enables the merging of sparse weights with low-rank adapters without losing sparsity and accuracy, overcoming the limitations of previous approaches. SQFT also addresses the challenge of having quantized weights and adapters with different numerical precisions, enabling merging in the desired numerical format without sacrificing accuracy. Multiple adaptation scenarios, models, and comprehensive sparsity levels demonstrate the effectiveness of SQFT.

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SPINACH: SPARQL-Based Information Navigation for Challenging Real-World Questions

Shicheng Liu, Sina Semnani, Harold Triedman, Jialiang Xu, Isaac Dan Zhao, Monica Lam

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Large Language Models (LLMs) have led to significant improvements in the Knowledge Base Question Answering (KBQA) task. However, datasets used in KBQA studies do not capture the true complexity of KBQA tasks. They either have simple questions, use synthetically generated logical forms, or are based on small knowledge base (KB) schemas.We introduce the SPINACH dataset, an expert-annotated KBQA dataset collected from discussions on Wikidata’s “Request a Query” forum with 320 decontextualized question-SPARQL pairs. The complexity of these in-the-wild queries calls for a KBQA system that can dynamically explore large and often incomplete schemas and reason about them, as it is infeasible to create a comprehensive training dataset. We also introduce an in-context learning KBQA agent, also called SPINACH, that mimics how a human expert would write SPARQLs to handle challenging questions. SPINACH achieves a new state of the art on the QALD-7, QALD-9 Plus and QALD-10 datasets by 31.0%, 27.0%, and 10.0% in F1, respectively, and coming within 1.6% of the fine-tuned LLaMA SOTA model on WikiWebQuestions.On our new SPINACH dataset, the SPINACH agent outperforms all baselines, including the best GPT-4-based KBQA agent, by at least 38.1% in F1.

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SPEED++: A Multilingual Event Extraction Framework for Epidemic Prediction and Preparedness

Tanmay Parekh, Jeffrey Kwan, Jiarui Yu, Sparsh Johri, Hyosang Ahn, Sreya Muppalla, Kai-Wei Chang, Wei Wang, Nanyun Peng

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Social media is often the first place where communities discuss the latest societal trends. Prior works have utilized this platform to extract epidemic-related information (e.g. infections, preventive measures) to provide early warnings for epidemic prediction. However, these works only focused on English posts, while epidemics can occur anywhere in the world, and early discussions are often in the local, non-English languages. In this work, we introduce the first multilingual Event Extraction (EE) framework SPEED++ for extracting epidemic event information for any disease and language. To this end, we extend a previous epidemic ontology with 20 argument roles; and curate our multilingual EE dataset SPEED++ comprising 5.1K tweets in four languages for four diseases. Annotating data in every language is infeasible; thus we develop zero-shot cross-lingual cross-disease models (i.e., training only on English COVID data) utilizing multilingual pre-training and show their efficacy in extracting epidemic-related events for 65 diverse languages across different diseases. Experiments demonstrate that our framework can provide epidemic warnings for COVID-19 in its earliest stages in Dec 2019 (3 weeks before global discussions) from Chinese Weibo posts without any training in Chinese. Furthermore, we exploit our framework’s argument extraction capabilities to aggregate community epidemic discussions like symptoms and cure measures, aiding misinformation detection and public attention monitoring. Overall, we lay a strong foundation for multilingual epidemic preparedness.

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SOUL: Unlocking the Power of Second-Order Optimization for LLM Unlearning

Jinghan Jia, Yihua Zhang, Yimeng Zhang, Jiancheng Liu, Bharat Runwal, James Diffenderfer, Bhavya Kailkhura, Sijia Liu

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Large Language Models (LLMs) have highlighted the necessity of effective unlearning mechanisms to comply with data regulations and ethical AI practices. LLM unlearning aims at removing undesired data influences and associated model capabilities without compromising utility beyond the scope of unlearning. While interest in studying LLM unlearning is growing, the impact of the optimizer choice for LLM unlearning remains unexplored. In this work, we shed light on the significance of optimizer selection in LLM unlearning for the first time, establishing a clear connection between second-order optimization and influence unlearning (a classical approach using influence functions to update the model for data influence removal). This insight propels us to develop a second-order optimization-based LLM unlearning framework, termed Second-Order UnLearning (SOUL), which extends the static, one-shot model update using influence unlearning to a dynamic, iterative unlearning process. Our extensive experiments show that SOUL consistently outperforms conventional first-order methods across various unlearning tasks, models, and metrics, indicating that second-order optimization offers an effective and broadly applicable solution for LLM unlearning.

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SMILE: Single-turn to Multi-turn Inclusive Language Expansion via ChatGPT for Mental Health Support

Huachuan Qiu, Hongliang He, Shuai Zhang, Anqi Li, Zhenzhong Lan

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Developing specialized dialogue systems for mental health support requires multi-turn conversation data, which has recently garnered increasing attention. However, gathering and releasing large-scale, real-life multi-turn conversations that could facilitate advancements in mental health support presents challenges in data privacy protection and the time and cost involved in crowdsourcing. To address these challenges, we introduce SMILE, a single-turn to multi-turn inclusive language expansion technique that prompts ChatGPT to rewrite public single-turn dialogues into multi-turn ones. Our work begins by analyzing language transformation and validating the feasibility of our proposed method. We conduct a study on dialogue diversity, including lexical features, semantic features, and dialogue topics, demonstrating the effectiveness of our method. Further, we employ our method to generate a large-scale, lifelike, and diverse dialogue dataset named SMILECHAT, consisting of 55k dialogues. Finally, we utilize the collected corpus to develop a mental health chatbot, MeChat. To better assess the quality of SMILECHAT, we collect a small-scale real-life counseling dataset conducted by data anonymization. Both automatic and human evaluations demonstrate significant improvements in our dialogue system and confirm that SMILECHAT is high-quality. Code, data, and model are publicly available at https://github.com/qiuhuachuan/smile.

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SMARTCAL: An Approach to Self-Aware Tool-Use Evaluation and Calibration

Yuanhao Shen, Xiaodan Zhu, Lei Chen

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The tool-use ability of Large Language Models (LLMs) has a profound impact on a wide range of applications. However, LLMs’ self-awareness and self-control capability in appropriately using tools remains understudied. The problem is consequential as it alarms a potential risk of degraded performance and poses a threat to trustworthiness on the models. In this paper, we conduct a study on a family of state-of-the-art LLMs on three datasets with two mainstream tool-use frameworks. Our study reveals the tool-abuse behavior of LLMs, a tendency for models to misuse tools along with models’ frequent overconfidence in tool choice. We also find that this is a common issue regardless of model capability. Accordingly, we propose a novel framework, SMARTCAL, to mitigate the observed issues, and our results show an average 8.6 percent increase in the QA performance in three testing datasets and 21.6 percent lower Expected Calibration Error (ECE) than existing methods.

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SLM as Guardian: Pioneering AI Safety with Small Language Model

Ohjoon Kwon, DongHyeon Jeon, Nayoung Choi, Gyu-Hwung Cho, Hwiyeol Jo, Changbong Kim, Hyunwoo Lee, Inho Kang, Sun Kim, Taiwoo Park

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Most prior safety research of large language models (LLMs) has focused on enhancing the alignment of LLMs to better suit the safety requirements of their use cases. However, internalizing such safeguard features into larger models brought challenges of higher training cost and unintended degradation of helpfulness. In this paper, we leverage a smaller LLM for both harmful query detection and safeguard response generation. We introduce our safety requirements and the taxonomy of harmfulness categories, and then propose a multi-task learning mechanism fusing the two tasks into a single model. We demonstrate the effectiveness of our approach, providing on par or surpassing harmful query detection and safeguard response performance compared to the publicly available LLMs.

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SLANG: New Concept Comprehension of Large Language Models

Lingrui Mei, Shenghua Liu, Yiwei Wang, Baolong Bi, Xueqi Cheng

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The dynamic nature of language, particularly evident in the realm of slang and memes on the Internet, poses serious challenges to the adaptability of Large Language Models (LLMs). Traditionally anchored to static datasets, these models often struggle to keep up with the rapid linguistic evolution characteristic of online communities. This research aims to bridge this gap by enhancing LLMs’ comprehension of the evolving new concepts on the Internet, without the high cost of continual retraining. In pursuit of this goal, we introduce SLNAG, a benchmark designed to autonomously integrate novel data and assess LLMs’ ability to comprehend emerging concepts, alongside FOCUS, an approach uses causal inference to enhance LLMs to understand new phrases and their colloquial context. Our benchmark and approach involves understanding real-world instances of linguistic shifts, serving as contextual beacons, to form more precise and contextually relevant connections between newly emerging expressions and their meanings. The empirical analysis shows that our causal inference-based approach outperforms the baseline methods in terms of precision and relevance in the comprehension of Internet slang and memes.

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SHIELD: LLM-Driven Schema Induction for Predictive Analytics in EV Battery Supply Chain Disruptions

Zhi-Qi Cheng, Yifei Dong, Aike Shi, Wei Liu, Yuzhi Hu, Jason O’Connor, Alexander G Hauptmann, Kate Whitefoot

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The electric vehicle (EV) battery supply chain’s vulnerability to disruptions necessitates advanced predictive analytics. We present SHIELD (Schema-based Hierarchical Induction for EV supply chain Disruption), a system integrating Large Language Models (LLMs) with domain expertise for EV battery supply chain risk assessment. SHIELD combines: (1) LLM-driven schema learning to construct a comprehensive knowledge library, (2) a disruption analysis system utilizing fine-tuned language models for event extraction, multi-dimensional similarity matching for schema matching, and Graph Convolutional Networks (GCNs) with logical constraints for prediction, and (3) an interactive interface for visualizing results and incorporating expert feedback to enhance decision-making. Evaluated on 12,070 paragraphs from 365 sources (2022-2023), SHIELD outperforms baseline GCNs and LLM+prompt methods (e.g. GPT-4o) in disruption prediction. These results demonstrate SHIELD’s effectiveness in combining LLM capabilities with domain expertise for enhanced supply chain risk assessment.

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SHIELD: Evaluation and Defense Strategies for Copyright Compliance in LLM Text Generation

Xiaoze Liu, Ting Sun, Tianyang Xu, Feijie Wu, Cunxiang Wang, Xiaoqian Wang, Jing Gao

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Large Language Models (LLMs) have transformed machine learning but raised significant legal concerns due to their potential to produce text that infringes on copyrights, resulting in several high-profile lawsuits. The legal landscape is struggling to keep pace with these rapid advancements, with ongoing debates about whether generated text might plagiarize copyrighted materials. Current LLMs may infringe on copyrights or overly restrict non-copyrighted texts, leading to these challenges: (i) the need for a comprehensive evaluation benchmark to assess copyright compliance from multiple aspects; (ii) evaluating robustness against safeguard bypassing attacks; and (iii) developing effective defenses targeted against the generation of copyrighted text.To tackle these challenges, we introduce a curated dataset to evaluate methods, test attack strategies, and propose a lightweight, real-time defense mechanism to prevent the generation of copyrighted text, ensuring the safe and lawful use of LLMs. Our experiments demonstrate that current LLMs frequently output copyrighted text, and that jailbreaking attacks can significantly increase the volume of copyrighted output. Our proposed defense mechanism substantially reduces the volume of copyrighted text generated by LLMs by effectively refusing malicious requests.

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SH2: Self-Highlighted Hesitation Helps You Decode More Truthfully

Jushi Kai, Tianhang Zhang, Hai Hu, Zhouhan Lin

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Large language models (LLMs) demonstrate great performance in text generation. However, LLMs are still suffering from hallucinations. In this work, we propose an inference-time method, Self-Highlighted Hesitation (SH2), to help LLMs decode more truthfully. SH2 is based on a simple fact rooted in information theory that for an LLM, the tokens predicted with lower probabilities are prone to be more informative than others. Our analysis shows that these low-confidence tokens are more likely to be closely related to factual information, such as nouns, proper nouns, and adjectives. Therefore, we propose to ”highlight” the factual information by selecting key tokens with the lowest probabilities and concatenating them to the original context, thus forcing the model to repeatedly read and hesitate on these tokens before generation. During decoding, we also adopt contrastive decoding to emphasize the difference in output probabilities brought by the hesitation. Experimental results demonstrate that our SH2, requiring no additional data or models, can effectively help LLMs elicit factual knowledge and distinguish hallucinated contexts by themselves. Significant and consistent improvements are achieved by SH2 for LLaMA-7b, LLaMA2-7b and Mistral-7b on various hallucination tasks.

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SEGMENT+: Long Text Processing with Short-Context Language Models

Wei Shi, Shuang Li, Kerun Yu, Jinglei Chen, Zujie Liang, Xinhui Wu, Yuxi Qian, Feng Wei, Bo Zheng, Jiaqing Liang, Jiangjie Chen, Yanghua Xiao

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There is a growing interest in expanding the input capacity of language models (LMs) across various domains. However, simply increasing the context window does not guarantee robust performance across diverse long-input processing tasks, such as understanding extensive documents and extracting detailed information from lengthy and noisy data. In response, we introduce Segment+, a general framework that enables LMs to handle extended inputs within limited context windows efficiently. Segment+ utilizes structured notes and a filtering module to manage information flow, resulting in a system that is both controllable and interpretable. Our extensive experiments across various model sizes, focusing on long-document question-answering and Needle-in-a-Haystack tasks, demonstrate the effectiveness of Segment+ in improving performance.

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SEER: Self-Aligned Evidence Extraction for Retrieval-Augmented Generation

Xinping Zhao, Dongfang Li, Yan Zhong, Boren Hu, Yibin Chen, Baotian Hu, Min Zhang

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Recent studies in Retrieval-Augmented Generation (RAG) have investigated extracting evidence from retrieved passages to reduce computational costs and enhance the final RAG performance, yet it remains challenging. Existing methods heavily rely on heuristic-based augmentation, encountering several issues: (1) Poor generalization due to hand-crafted context filtering; (2) Semantics deficiency due to rule-based context chunking; (3) Skewed length due to sentence-wise filter learning. To address these issues, we propose a model-based evidence extraction learning framework, SEER, optimizing a vanilla model as an evidence extractor with desired properties through self-aligned learning. Extensive experiments show that our method largely improves the final RAG performance, enhances the faithfulness, helpfulness, and conciseness of the extracted evidence, and reduces the evidence length by 9.25 times. The code will be available at https://github.com/HITsz-TMG/SEER.

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SEEKR: Selective Attention-Guided Knowledge Retention for Continual Learning of Large Language Models

Jinghan He, Haiyun Guo, Kuan Zhu, Zihan Zhao, Ming Tang, Jinqiao Wang

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Continual learning (CL) is crucial for language models to dynamically adapt to the evolving real-world demands. To mitigate the catastrophic forgetting problem in CL, data replay has been proven a simple and effective strategy, and the subsequent data-replay-based distillation can further enhance the performance. However, existing methods fail to fully exploit the knowledge embedded in models from previous tasks, resulting in the need for a relatively large number of replay samples to achieve good results. In this work, we first explore and emphasize the importance of attention weights in knowledge retention, and then propose a SElective attEntion-guided Knowledge Retention method (SEEKR) for data-efficient replay-based continual learning of large language models (LLMs). Specifically, SEEKR performs attention distillation on the selected attention heads for finer-grained knowledge retention, where the proposed forgettability-based and task-sensitivity-based measures are used to identify the most valuable attention heads. Experimental results on two continual learning benchmarks for LLMs demonstrate the superiority of SEEKR over the existing methods on both performance and efficiency. Explicitly, SEEKR achieves comparable or even better performance with only 1/10 of the replayed data used by other methods, and reduces the proportion of replayed data to 1%. The code is available at https://github.com/jinghan1he/SEEKR.

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SEED: Semantic Knowledge Transfer for Language Model Adaptation to Materials Science

Yeachan Kim, Jun-Hyung Park, Sungho Kim, Juhyeong Park, Sangyun Kim, SangKeun Lee

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Materials science is an interdisciplinary field focused on studying and discovering materials around us. However, due to the vast space of materials, datasets in this field are typically scarce and have limited coverage. This inherent limitation makes current adaptation methods less effective when adapting pre-trained language models (PLMs) to materials science, as these methods rely heavily on the frequency information from limited downstream datasets. In this paper, we propose Semantic Knowledge Transfer (SEED), a novel vocabulary expansion method to adapt the pre-trained language models for materials science. The core strategy of SEED is to transfer the materials knowledge of lightweight embeddings into the PLMs. To this end, we introduce knowledge bridge networks, which learn to transfer the latent knowledge of the materials embeddings into ones compatible with PLMs. By expanding the embedding layer of PLMs with these transformed embeddings, PLMs can comprehensively understand the complex terminology associated with materials science. We conduct extensive experiments across a broad range of materials-related benchmarks. Comprehensive evaluation results convincingly demonstrate that SEED mitigates the mentioned limitations of previous adaptation methods, showcasing the efficacy of transferring embedding knowledge into PLMs.

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SEAVER: Attention Reallocation for Mitigating Distractions in Language Models for Conditional Semantic Textual Similarity Measurement

Baixuan Li, Yunlong Fan, Zhiqiang Gao

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Conditional Semantic Textual Similarity (C-STS) introduces specific limiting conditions to the traditional Semantic Textual Similarity (STS) task, posing challenges for STS models. Language models employing cross-encoding demonstrate satisfactory performance in STS, yet their effectiveness significantly diminishes in C-STS. In this work, we argue that the failure is due to the fact that the redundant information in the text distracts language models from the required condition-relevant information. To alleviate this, we propose Self-Augmentation via Self-Reweighting (SEAVER), which, based solely on models’ internal attention and without the need for external auxiliary information, adaptively reallocates the model’s attention weights by emphasizing the importance of condition-relevant tokens. On the C-STS-2023 test set, SEAVER consistently improves performance of all million-scale fine-tuning baseline models (up to around 3 points), and even surpasses performance of billion-scale few-shot prompted large language models (such as GPT-4). Our code is available at https://github.com/BaixuanLi/SEAVER.

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SEACrowd: A Multilingual Multimodal Data Hub and Benchmark Suite for Southeast Asian Languages

Holy Lovenia, Rahmad Mahendra, Salsabil Maulana Akbar, Lester James Validad Miranda, Jennifer Santoso, Elyanah Aco, Akhdan Fadhilah, Jonibek Mansurov, Joseph Marvin Imperial, Onno P. Kampman, Joel Ruben Antony Moniz, Muhammad Ravi Shulthan Habibi, Frederikus Hudi, Railey Montalan, Ryan Ignatius Hadiwijaya, Joanito Agili Lopo, William Nixon, Börje F. Karlsson, James Jaya, Ryandito Diandaru, Yuze Gao, Patrick Amadeus Irawan, Bin Wang, Jan Christian Blaise Cruz, Chenxi Whitehouse, Ivan Halim Parmonangan, Maria Khelli, Wenyu Zhang, Lucky Susanto, Reynard Adha Ryanda, Sonny Lazuardi Hermawan, Dan John Velasco, Muhammad Dehan Al Kautsar, Willy Fitra Hendria, Yasmin Moslem, Noah Flynn, Muhammad Farid Adilazuarda, Haochen Li, Johanes Lee, R. Damanhuri, Shuo Sun, Muhammad Reza Qorib, Amirbek Djanibekov, Wei Qi Leong, Quyet V. Do, Niklas Muennighoff, Tanrada Pansuwan, Ilham Firdausi Putra, Yan Xu, Tai Ngee Chia, Ayu Purwarianti, Sebastian Ruder, William Chandra Tjhi, Peerat Limkonchotiwat, Alham Fikri Aji, Sedrick Keh, Genta Indra Winata, Ruochen Zhang, Fajri Koto, Zheng-Xin Yong, Samuel Cahyawijaya

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Southeast Asia (SEA) is a region rich in linguistic diversity and cultural variety, with over 1,300 indigenous languages and a population of 671 million people. However, prevailing AI models suffer from a significant lack of representation of texts, images, and audio datasets from SEA, compromising the quality of AI models for SEA languages. Evaluating models for SEA languages is challenging due to the scarcity of high-quality datasets, compounded by the dominance of English training data, raising concerns about potential cultural misrepresentation. To address these challenges, through a collaborative movement, we introduce SEACrowd, a comprehensive resource center that fills the resource gap by providing standardized corpora in nearly 1,000 SEA languages across three modalities. Through our SEACrowd benchmarks, we assess the quality of AI models on 36 indigenous languages across 13 tasks, offering valuable insights into the current AI landscape in SEA. Furthermore, we propose strategies to facilitate greater AI advancements, maximizing potential utility and resource equity for the future of AI in Southeast Asia.

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SCOI: Syntax-augmented Coverage-based In-context Example Selection for Machine Translation

Chenming Tang, Zhixiang Wang, Yunfang Wu

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In-context learning (ICL) greatly improves the performance of large language models (LLMs) on various down-stream tasks, where the improvement highly depends on the quality of demonstrations. In this work, we introduce syntactic knowledge to select better in-context examples for machine translation (MT). We propose a new strategy, namely Syntax-augmented COverage-based In-context example selection (SCOI), leveraging the deep syntactic structure beyond conventional word matching. Specifically, we measure the set-level syntactic coverage by computing the coverage of polynomial terms with the help of a simplified tree-to-polynomial algorithm, and lexical coverage using word overlap. Furthermore, we devise an alternate selection approach to combine both coverage measures, taking advantage of syntactic and lexical information. We conduct experiments with two multi-lingual LLMs on six translation directions. Empirical results show that our proposed SCOI obtains the highest average COMET score among all learning-free methods, indicating that combining syntactic and lexical coverage successfully helps to select better in-context examples for MT. Our code is available at https://github.com/JamyDon/SCOI.

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SCA: Selective Compression Attention for Efficiently Extending the Context Window of Large Language Models

Huanran Zheng, Wei Zhu, Xiaoling Wang

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Large language models (LLMs) have achieved impressive performance across various domains, but the limited context window and the expensive computational cost of processing long texts restrict their more comprehensive application. In this paper, we propose Selective Compression Attention (SCA), a general and effective method to expand the context window and reduce memory footprint by compressing the KV cache of LLMs. Specifically, through preliminary experiments, we found that the KV cache contains many similar vectors, resulting in information redundancy, which can be compressed by retaining representative vectors and discarding others. Therefore, SCA continuously selects the most distinctive vectors to keep through a greedy algorithm, reducing information loss during compression. Extensive experiments on various tasks verify the effectiveness of our method. Compared with existing methods, SCA can significantly reduce the impact on model performance under the same compression ratio. Furthermore, the context window of LLMs can be efficiently expanded using SCA without any training, which can even achieve better performance than specially fine-tuned long context models.

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SARCAT: Generative Span-Act Guided Response Generation using Copy-enhanced Target Augmentation

Jeong-Doo Lee, Hyeongjun Choi, Beomseok Hong, Youngsub Han, Byoung-Ki Jeon, Seung-Hoon Na

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In this paper, we present a novel extension to improve the document grounded response generation, by proposing the Generative Span Act Guided Response Generation using Copy enhanced Target Augmentation (SARCAT) that consists of two major components as follows: 1) Copy-enhanced target-side input augmentation is an extended data augmentation to deal with the exposure bias problem by additionally incorporating the copy mechanism on top of the target-side augmentation (Xie et al., 2021). 2) Span-act guided response generation, which first predicts grounding spans and dialogue acts before generating a response. Experiment results on validation set in MultiDoc2Dial show that the proposed SARSAT leads to improvement over strong baselines on both seen and unseen settings and achieves the start-of the-art performance, even with the base reader using the pretrained T5-base model.

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