EMNLP 2024 Papers

Conference on Empirical Methods in Natural Language Processing

Decision breakdown

2,379papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Other / unlabeled
    2,379100.0%

Top 10 topics (click to filter)

No topic data yet.

Trends for all 207 research topics

Browse all papers

Self-AMPLIFY: Improving Small Language Models with Self Post Hoc Explanations

Milan Bhan, Jean-Noël Vittaut, Nicolas CHESNEAU, Marie-Jeanne Lesot

Expand abstract

Incorporating natural language rationales in the prompt and In-Context Learning (ICL) have led to a significant improvement of Large Language Models (LLMs) performance. However, generating high-quality rationales require human-annotation or the use of auxiliary proxy models. In this work, we propose Self-AMPLIFY to automatically generate rationales from post hoc explanation methods applied to Small Language Models (SLMs) to improve their own performance. Self-AMPLIFY is a 3-step method that targets samples, generates rationales and builds a final prompt to leverage ICL. Self-AMPLIFY performance is evaluated on four SLMs and five datasets requiring strong reasoning abilities. Self-AMPLIFY achieves good results against competitors, leading to strong accuracy improvement. Self-AMPLIFY is the first method to apply post hoc explanation methods to autoregressive language models to generate rationales to improve their own performance in a fully automated manner.

Main
Selective Vision is the Challenge for Visual Reasoning: A Benchmark for Visual Argument Understanding

Jiwan Chung, Sungjae Lee, Minseo Kim, Seungju Han, Ashkan Yousefpour, Jack Hessel, Youngjae Yu

Expand abstract

Visual arguments, often used in advertising or social causes, rely on images to persuade viewers to do or believe something. Understanding these arguments requires selective vision: only specific visual stimuli within an image are relevant to the argument, and relevance can only be understood within the context of a broader argumentative structure. While visual arguments are readily appreciated by human audiences, we ask: are today’s AI capable of similar understanding?We present VisArgs, a dataset of 1,611 images annotated with 5,112 visual premises (with regions), 5,574 commonsense premises, and reasoning trees connecting them into structured arguments. We propose three tasks for evaluating visual argument understanding: premise localization, premise identification, and conclusion deduction.Experiments show that 1) machines struggle to capture visual cues: GPT-4-O achieved 78.5% accuracy, while humans reached 98.0%. Models also performed 19.5% worse when distinguishing between irrelevant objects within the image compared to external objects. 2) Providing relevant visual premises improved model performance significantly.

Main
Selective Annotation via Data Allocation: These Data Should Be Triaged to Experts for Annotation Rather Than the Model

Chen Huang, Yang Deng, Wenqiang Lei, Jiancheng Lv, Ido Dagan

Expand abstract

To obtain high-quality annotations under limited budget, semi-automatic annotation methods are commonly used, where a portion of the data is annotated by experts and a model is then trained to complete the annotations for the remaining data. However, these methods mainly focus on selecting informative data for expert annotations to improve the model predictive ability (i.e., triage-to-human data), while the rest of the data is indiscriminately assigned to model annotation (i.e., triage-to-model data). This may lead to inefficiencies in budget allocation for annotations, as easy data that the model could accurately annotate may be unnecessarily assigned to the expert, and hard data may be misclassified by the model. As a result, the overall annotation quality may be compromised. To address this issue, we propose a selective annotation framework called SANT. It effectively takes advantage of both the triage-to-human and triage-to-model data through the proposed error-aware triage and bi-weighting mechanisms. As such, informative or hard data is assigned to the expert for annotation, while easy data is handled by the model. Experimental results show that SANT consistently outperforms other baselines, leading to higher-quality annotation through its proper allocation of data to both expert and model workers. We provide pioneering work on data annotation within budget constraints, establishing a landmark for future triage-based annotation studies.

Finding
Selection-p: Self-Supervised Task-Agnostic Prompt Compression for Faithfulness and Transferability

Tsz Ting Chung, Leyang Cui, lemao liu, Xinting Huang, Shuming Shi, Dit-Yan Yeung

Expand abstract

Large Language Models (LLMs) have demonstrated impressive capabilities in a wide range of natural language processing tasks when leveraging in-context learning. To mitigate the additional computational and financial costs associated with in-context learning, several prompt compression methods have been proposed to compress the in-context learning prompts. Despite their success, these methods face challenges with transferability due to model-specific compression, or rely on external training data, such as GPT-4. In this paper, we investigate the ability of LLMs to develop a unified compression method that discretizes uninformative tokens, utilizing a self-supervised pre-training technique. By introducing a small number of parameters during the continual pre-training, the proposed Selection-p produces a probability for each input token, indicating whether to preserve or discard it. Experiments show Selection-p achieves state-of-the-art performance across numerous classification tasks, achieving compression rates of up to 10 times while experiencing only a marginal 0.8% decrease in performance. Moreover, it exhibits superior transferability to different models compared to prior work. Additionally, we further analyze how Selection-p helps maintain performance on in-context learning with long contexts.

Finding
Segment Any Text: A Universal Approach for Robust, Efficient and Adaptable Sentence Segmentation

Markus Frohmann, Igor Sterner, Ivan Vulić, Benjamin Minixhofer, Markus Schedl

Expand abstract

Segmenting text into sentences plays an early and crucial role in many NLP systems. This is commonly achieved by using rule-based or statistical methods relying on lexical features such as punctuation. Although some recent works no longer exclusively rely on punctuation, we find that no prior method achieves all of (i) robustness to missing punctuation, (ii) effective adaptability to new domains, and (iii) high efficiency. We introduce a new model — Segment any Text (SaT) — to solve this problem. To enhance robustness, we propose a new pretraining scheme that ensures less reliance on punctuation. To address adaptability, we introduce an extra stage of parameter-efficient fine-tuning, establishing state-of-the-art performance in distinct domains such as verses from lyrics and legal documents. Along the way, we introduce architectural modifications that result in a threefold gain in speed over the previous state of the art and solve spurious reliance on context far in the future. Finally, we introduce a variant of our model with fine-tuning on a diverse, multilingual mixture of sentence-segmented data, acting as a drop-in replacement and enhancement for existing segmentation tools. Overall, our contributions provide a universal approach for segmenting any text. Our method outperforms all baselines — including strong LLMs — across 8 corpora spanning diverse domains and languages, especially in practically relevant situations where text is poorly formatted. Our models and code, including documentation, are readily available at https://github.com/segment-any-text/wtpsplit under the MIT license.

Main
Seg2Act: Global Context-aware Action Generation for Document Logical Structuring

Zichao Li, Shaojie He, Meng Liao, Xuanang Chen, Yaojie Lu, Hongyu Lin, Yanxiong Lu, Xianpei Han, Le Sun

Expand abstract

Document logical structuring aims to extract the underlying hierarchical structure of documents, which is crucial for document intelligence. Traditional approaches often fall short in handling the complexity and the variability of lengthy documents. To address these issues, we introduce Seg2Act, an end-to-end, generation-based method for document logical structuring, revisiting logical structure extraction as an action generation task. Specifically, given the text segments of a document, Seg2Act iteratively generates the action sequence via a global context-aware generative model, and simultaneously updates its global context and current logical structure based on the generated actions. Experiments on ChCatExt and HierDoc datasets demonstrate the superior performance of Seg2Act in both supervised and transfer learning settings.

Main
Seemingly Plausible Distractors in Multi-Hop Reasoning: Are Large Language Models Attentive Readers?

Neeladri Bhuiya, Viktor Schlegel, Stefan Winkler

Expand abstract

State-of-the-art Large Language Models (LLMs) are accredited with an increasing number of different capabilities, ranging from reading comprehension over advanced mathematical and reasoning skills to possessing scientific knowledge. In this paper we focus on multi-hop reasoning—the ability to identify and integrate information from multiple textual sources.Given the concerns with the presence of simplifying cues in existing multi-hop reasoning benchmarks, which allow models to circumvent the reasoning requirement, we set out to investigate whether LLMs are prone to exploiting such simplifying cues. We find evidence that they indeed circumvent the requirement to perform multi-hop reasoning, but they do so in more subtle ways than what was reported about their fine-tuned pre-trained language model (PLM) predecessors. We propose a challenging multi-hop reasoning benchmark by generating seemingly plausible multi-hop reasoning chains that ultimately lead to incorrect answers. We evaluate multiple open and proprietary state-of-the-art LLMs and show that their multi-hop reasoning performance is affected, as indicated by up to 45% relative decrease in F1 score when presented with such seemingly plausible alternatives. We also find that—while LLMs tend to ignore misleading lexical cues—misleading reasoning paths indeed present a significant challenge. The code and data are made available at https://github.com/zawedcvg/Are-Large-Language-Models-Attentive-Readers

Main
Seeing the Forest through the Trees: Data Leakage from Partial Transformer Gradients

Weijun Li, Qiongkai Xu, Mark Dras

Expand abstract

Recent studies have shown that distributed machine learning is vulnerable to gradient inversion attacks, where private training data can be reconstructed by analyzing the gradients of the models shared in training. Previous attacks established that such reconstructions are possible using gradients from all parameters in the entire models. However, we hypothesize that most of the involved modules, or even their sub-modules, are at risk of training data leakage, and we validate such vulnerabilities in various intermediate layers of language models. Our extensive experiments reveal that gradients from a single Transformer layer, or even a single linear component with 0.54% parameters, are susceptible to training data leakage. Additionally, we show that applying differential privacy on gradients during training offers limited protection against the novel vulnerability of data disclosure.

Main
Seeing Through VisualBERT: A Causal Adventure on Memetic Landscapes

Dibyanayan Bandyopadhyay, Mohammed Hasanuzzaman, Asif Ekbal

Expand abstract

Detecting offensive memes is crucial, yet standard deep neural network systems often remain opaque. Various input attribution-based methods attempt to interpret their behavior, but they face challenges with implicitly offensive memes and non-causal attributions. To address these issues, we propose a framework based on a Structural Causal Model (SCM). In this framework, VisualBERT is trained to predict the class of an input meme based on both meme input and causal concepts, allowing for transparent interpretation. Our qualitative evaluation demonstrates the framework’s effectiveness in understanding model behavior, particularly in determining whether the model was right due to the right reason, and in identifying reasons behind misclassification. Additionally, quantitative analysis assesses the significance of proposed modelling choices, such as de-confounding, adversarial learning, and dynamic routing, and compares them with input attribution methods. Surprisingly, we find that input attribution methods do not guarantee causality within our framework, raising questions about their reliability in safety-critical applications. The project page is at: https://newcodevelop.github.io/causality_adventure/

Finding
See Detail Say Clear: Towards Brain CT Report Generation via Pathological Clue-driven Representation Learning

Chengxin Zheng, Junzhong Ji, Yanzhao Shi, Xiaodan Zhang, Liangqiong Qu

Expand abstract

Brain CT report generation is significant to aid physicians in diagnosing cranial diseases.Recent studies concentrate on handling the consistency between visual and textual pathological features to improve the coherence of report.However, there exist some challenges: 1) Redundant visual representing: Massive irrelevant areas in 3D scans distract models from representing salient visual contexts.2) Shifted semantic representing: Limited medical corpus causes difficulties for models to transfer the learned textual representations to generative layers. This study introduces a Pathological Clue-driven Representation Learning (PCRL) model to build cross-modal representations based on pathological clues and naturally adapt them for accurate report generation.Specifically, we construct pathological clues from perspectives of segmented regions, pathological entities, and report themes, to fully grasp visual pathological patterns and learn cross-modal feature representations. To adapt the representations for the text generation task, we bridge the gap between representation learning and report generation by using a unified large language model (LLM) with task-tailored instructions. These crafted instructions enable the LLM to be flexibly fine-tuned across tasks and smoothly transfer the semantic representation for report generation.Experiments demonstrate that our method outperforms previous methods and achieves SoTA performance.Our code is available at https://github.com/Chauncey-Jheng/PCRL-MRG.

Finding
SedarEval: Automated Evaluation using Self-Adaptive Rubrics

Zhiyuan Fan, Weinong Wang, Xing W, Debing Zhang

Expand abstract

The evaluation paradigm of LLM-as-judge gains popularity due to its significant reduction in human labor and time costs. This approach utilizes one or more large language models (LLMs) to assess the quality of outputs from other LLMs. However, existing methods rely on generic scoring rubrics that fail to consider the specificities of each question and its problem-solving process, compromising precision and stability in assessments. Inspired by human examination scoring processes, we propose a new evaluation paradigm based on self-adaptive rubrics. Specifically, we create detailed scoring rubrics for each question, capturing the primary and secondary criteria in a structured format of scoring and deduction points that mimic a human evaluator’s analytical process. Building on this paradigm, we further develop a novel benchmark called SedarEval, which covers a range of domains including long-tail knowledge, mathematics, coding, and logical reasoning. SedarEval consists of 1,000 meticulously crafted questions, each with its own self-adaptive rubric. To further streamline the evaluation, we train a specialized evaluator language model (evaluator LM) to supplant human graders. Using the same training data, our evaluator LM achieves a higher concordance rate with human grading results than other paradigms, including GPT-4, highlighting the superiority and efficiency of our approach.

Finding
Securing Multi-turn Conversational Language Models From Distributed Backdoor Attacks

Terry Tong, Qin Liu, Jiashu Xu, Muhao Chen

Expand abstract

Large language models (LLMs) have acquired the ability to handle longer context lengths and understand nuances in text, expanding their dialogue capabilities beyond a single utterance. A popular user-facing application of LLMs is the multi-turn chat setting. Though longer chat memory and better understanding may seemingly benefit users, our paper exposes a vulnerability that leverages the multi-turn feature and strong learning ability of LLMs to harm the end-user: the backdoor. We demonstrate that LLMs can capture the combinational backdoor representation. Only upon presentation of triggers together does the backdoor activate. We also verify empirically that this representation is invariant to the position of the trigger utterance. Subsequently, inserting a single extra token into any two utterances of 5% of the data can cause over 99% Attack Success Rate (ASR). Our results with 3 triggers demonstrate that this framework is generalizable, compatible with any trigger in an adversary’s toolbox in a plug-and-play manner. Defending the backdoor can be challenging in the conversational setting because of the large input and output space. Our analysis indicates that the distributed backdoor exacerbates the current challenges by polynomially increasing the dimension of the attacked input space. Canonical textual defenses like ONION and BKI leverage auxiliary model forward passes over individual tokens, scaling exponentially with the input sequence length and struggling to maintain computational feasibility. To this end, we propose a decoding time defense – decayed contrastive decoding – that scales linearly with the assistant response sequence length and reduces the backdoor to as low as 0.35%.

Finding
SecureSQL: Evaluating Data Leakage of Large Language Models as Natural Language Interfaces to Databases

Yanqi Song, Ruiheng Liu, Shu Chen, Qianhao Ren, Yu Zhang, Yongqi Yu

Expand abstract

With the widespread application of Large Language Models (LLMs) in Natural Language Interfaces to Databases (NLIDBs), concerns about security issues in NLIDBs have been increasing gradually. However, research on sensitive data leakage in NLIDBs is relatively limited. Therefore, we propose a benchmark to assess the potential of language models to leak sensitive data when generating SQL queries. This benchmark covers 932 samples from 34 different domains, including medical, legal, financial, and political aspects. We evaluate 15 models from six LLM families, and the results show that the model with the best performance has an accuracy of 61.7%, whereas humans achieve an accuracy of 94%. Most models perform close to or even below the level of random selection. We also evaluate two common attack methods, namely prompt injection and inference attacks, as well as a defense method based on chain-of-thoughts (COT) prompting. Experimental results show that both attack methods significantly impact the model, while the defense method based on COT prompting dose not significantly improve accuracy, further highlighting the severity of sensitive data leakage issues in NLIDBs. We hope this research will draw more attention and further study from the researchers on this issue.

Finding
SecCoder: Towards Generalizable and Robust Secure Code Generation

Boyu Zhang, Tianyu Du, Junkai Tong, Xuhong Zhang, Kingsum Chow, Sheng Cheng, Xun Wang, Jianwei Yin

Expand abstract

After large models (LMs) have gained widespread acceptance in code-related tasks, their superior generative capacity has greatly promoted the application of the code LM. Nevertheless, the security of the generated code has raised attention to its potential damage. Existing secure code generation methods have limited generalizability to unseen test cases and poor robustness against the attacked model, leading to safety failures in code generation. In this paper, we propose a generalizable and robust secure code generation method SecCoder by using in-context learning (ICL) and the safe demonstration. The dense retriever is also used to select the most helpful demonstration to maximize the improvement of the generated code’s security. Experimental results show the superior generalizability of the proposed model SecCoder compared to the current secure code generation method, achieving a significant security improvement of an average of 7.20% on unseen test cases. The results also show the better robustness of SecCoder compared to the current attacked code LM, achieving a significant security improvement of an average of 7.74%. Our analysis indicates that SecCoder enhances the security of LMs in generating code, and it is more generalizable and robust.

Main
Searching for Best Practices in Retrieval-Augmented Generation

Xiaohua Wang, Zhenghua Wang, Xuan Gao, Feiran Zhang, Yixin Wu, Zhibo Xu, Tianyuan Shi, Zhengyuan Wang, Shizheng Li, Qi Qian, Ruicheng Yin, Changze Lv, Xiaoqing Zheng, Xuanjing Huang

Expand abstract

Retrieval-augmented generation (RAG) techniques have proven to be effective in integrating up-to-date information, mitigating hallucinations, and enhancing response quality, particularly in specialized domains. While many RAG approaches have been proposed to enhance large language models through query-dependent retrievals, these approaches still suffer from their complex implementation and prolonged response times. Typically, a RAG workflow involves multiple processing steps, each of which can be executed in various ways. Here, we investigate existing RAG approaches and their potential combinations to identify optimal RAG practices. Through extensive experiments, we suggest several strategies for deploying RAG that balance both performance and efficiency. Moreover, we demonstrate that multimodal retrieval techniques can significantly enhance question-answering capabilities about visual inputs and accelerate the generation of multimodal content using a “retrieval as generation” strategy.

Main
Search if you don’t know! Knowledge-Augmented Korean Grammatical Error Correction with Large Language Models

Seonmin Koo, JINSUNG KIM, Chanjun Park, Heuiseok Lim

Expand abstract

Grammatical error correction (GEC) system is a practical task used in the real world, showing high achievements alongside the development of large language models (LLMs). However, these achievements have been primarily obtained in English, and there is a relative lack of performance for non-English data, such as Korean. We hypothesize that this insufficiency occurs because relying solely on the parametric knowledge of LLMs makes it difficult to thoroughly understand the given context in the Korean GEC. Therefore, we propose a Knowledge-Augmented GEC (KAGEC) framework that incorporates evidential information from external sources into the prompt for the GEC task. KAGEC first extracts salient phrases from the given source and retrieves non-parametric knowledge based on these phrases, aiming to enhance the context-aware generation capabilities of LLMs. Furthermore, we conduct validations for fine-grained error types to identify those requiring a retrieval-augmented manner when LLMs perform Korean GEC. According to experimental results, most LLMs, including ChatGPT, demonstrate significant performance improvements when applying KAGEC.

Finding
SeRTS: Self-Rewarding Tree Search for Biomedical Retrieval-Augmented Generation

Minda Hu, Licheng Zong, Hongru WANG, Jingyan Zhou, Jingjing Li, Yichen Gao, Kam-Fai Wong, Yu Li, Irwin King

Expand abstract

Large Language Models (LLMs) have shown great potential in the biomedical domain with the advancement of retrieval-augmented generation (RAG). However, existing retrieval-augmented approaches face challenges in addressing diverse queries and documents, particularly for medical knowledge queries, resulting in sub-optimal performance. To address these limitations, we propose a novel plug-and-play LLM-based retrieval method called Self-Rewarding Tree Search (SeRTS) based on Monte Carlo Tree Search (MCTS) and a self-rewarding paradigm. By combining the reasoning capabilities of LLMs with the effectiveness of tree search, SeRTS boosts the zero-shot performance of retrieving high-quality and informative results for RAG. We further enhance retrieval performance by fine-tuning LLMs with Proximal Policy Optimization (PPO) objectives using the trajectories collected by SeRTS as feedback. Controlled experiments using the BioASQ-QA dataset with GPT-3.5-Turbo and LLama2-7b demonstrate that our method significantly improves the performance of the BM25 retriever and surpasses the strong baseline of self-reflection in both efficiency and scalability. Moreover, SeRTS generates higher-quality feedback for PPO training than self-reflection. Our proposed method effectively adapts LLMs to document retrieval tasks, enhancing their ability to retrieve highly relevant documents for RAG in the context of medical knowledge queries. This work presents a significant step forward in leveraging LLMs for accurate and comprehensive biomedical question answering.

Finding
Scope-enhanced Compositional Semantic Parsing for DRT

Xiulin Yang, Jonas Groschwitz, Alexander Koller, Johan Bos

Expand abstract

Discourse Representation Theory (DRT) distinguishes itself from other semantic representation frameworks by its ability to model complex semantic and discourse phenomena through structural nesting and variable binding. While seq2seq models hold the state of the art on DRT parsing, their accuracy degrades with the complexity of the sentence, and they sometimes struggle to produce well-formed DRT representations. We introduce the AMS parser, a compositional, neurosymbolic semantic parser for DRT. It rests on a novel mechanism for predicting quantifier scope. We show that the AMS parser reliably produces well-formed outputs and performs well on DRT parsing, especially on complex sentences.

Main
SciPrompt: Knowledge-augmented Prompting for Fine-grained Categorization of Scientific Topics

Zhiwen You, Kanyao Han, Haotian Zhu, Bertram Ludaescher, Jana Diesner

Expand abstract

Prompt-based fine-tuning has become an essential method for eliciting information encoded in pre-trained language models for a variety of tasks, including text classification. For multi-class classification tasks, prompt-based fine-tuning under low-resource scenarios has resulted in performance levels comparable to those of fully fine-tuning methods. Previous studies have used crafted prompt templates and verbalizers, mapping from the label terms space to the class space, to solve the classification problem as a masked language modeling task. However, cross-domain and fine-grained prompt-based fine-tuning with an automatically enriched verbalizer remains unexplored, mainly due to the difficulty and costs of manually selecting domain label terms for the verbalizer, which requires humans with domain expertise. To address this challenge, we introduce SciPrompt, a framework designed to automatically retrieve scientific topic-related terms for low-resource text classification tasks. To this end, we select semantically correlated and domain-specific label terms within the context of scientific literature for verbalizer augmentation. Furthermore, we propose a new verbalization strategy that uses correlation scores as additional weights to enhance the prediction performance of the language model during model tuning. Our method outperforms state-of-the-art, prompt-based fine-tuning methods on scientific text classification tasks under few and zero-shot settings, especially in classifying fine-grained and emerging scientific topics.

Main
SciEx: Benchmarking Large Language Models on Scientific Exams with Human Expert Grading and Automatic Grading

Tu Anh Dinh, Carlos Mullov, Leonard Bärmann, Zhaolin Li, Danni Liu, Simon Reiß, Jueun Lee, Nathan Lerzer, Jianfeng Gao, Fabian Peller-Konrad, Tobias Röddiger, Alexander Waibel, Tamim Asfour, Michael Beigl, Rainer Stiefelhagen, Carsten Dachsbacher, Klemens Böhm, Jan Niehues

Expand abstract

With the rapid development of Large Language Models (LLMs), it is crucial to have benchmarks which can evaluate the ability of LLMs on different domains. One common use of LLMs is performing tasks on scientific topics, such as writing algorithms, querying databases or giving mathematical proofs. Inspired by the way university students are evaluated on such tasks, in this paper, we propose SciEx - a benchmark consisting of university computer science exam questions, to evaluate LLMs’ ability on solving scientific tasks. SciEx is (1) multilingual, containing both English and German exams, and (2) multi-modal, containing questions that involve images, and (3) contains various types of freeform questions with different difficulty levels, due to the nature of university exams. We evaluate the performance of various state-of-the-art LLMs on our new benchmark. Since SciEx questions are freeform, it is not straightforward to evaluate LLM performance. Therefore, we provide human expert grading of the LLM outputs on SciEx. We show that the free-form exams in SciEx remain challenging for the current LLMs, where the best LLM only achieves 59.4% exam grade on average. We also provide detailed comparisons between LLM performance and student performance on SciEx. To enable future evaluation of new LLMs, we propose using LLM-as-a-judge to grade the LLM answers on SciEx. Our experiments show that, although they do not perform perfectly on solving the exams, LLMs are decent as graders, achieving 0.948 Pearson correlation with expert grading.

Main