EMNLP 2024 Papers

Conference on Empirical Methods in Natural Language Processing

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2,379papers

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African or European Swallow? Benchmarking Large Vision-Language Models for Fine-Grained Object Classification

Gregor Geigle, Radu Timofte, Goran Glavaš

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Recent Large Vision-Language Models (LVLMs) demonstrate impressive abilities on numerous image understanding and reasoning tasks. The task of fine-grained object classification (e.g., distinction between animal species), however, has been probed insufficiently, despite its downstream importance. We fill this evaluation gap by creating FOCI (Fine-grained Object ClassIfication), a difficult multiple-choice benchmark for fine-grained object classification, from existing object classification datasets: (1) multiple-choice avoids ambiguous answers associated with casting classification as open-ended QA task; (2) we retain classification difficulty by mining negative labels with a CLIP model. FOCI complements five popular classification datasets with four domain-specific subsets from ImageNet-21k. We benchmark 12 public LVLMs on and show that it tests for a complementary skill to established image understanding and reasoning benchmarks. Crucially, CLIP models exhibit dramatically better performance than LVLMs. Since the image encoders of LVLMs come from these CLIP models, this points to inadequate alignment for fine-grained object distinction between the encoder and the LLM and warrants (pre)training data with more fine-grained annotation. We release our code at ANONYMIZED.

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AfriInstruct: Instruction Tuning of African Languages for Diverse Tasks

Kosei Uemura, Mahe Chen, Alex Pejovic, Chika Maduabuchi, Yifei Sun, En-Shiun Annie Lee

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Large language models (LLMs) for African languages perform worse compared to their performance in high-resource languages. To address this issue, we introduce AfriInstruct, which specializes in instruction-tuning of multiple African languages covering various tasks. We trained the LLaMa-2-7B using continual pretraining and instruction fine-tuning, which demonstrates superior performance across multiple tasks. Our mixed task evaluation shows that our model outperforms GPT-3.5-Turbo and other baseline models of similar size. Our contributions fill a critical gap of LLM performance between high-resource and African languages.

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Aegis:An Advanced LLM-Based Multi-Agent for Intelligent Functional Safety Engineering

Lu Shi, Bin Qi, Jiarui Luo, Yang Zhang, Zhanzhao Liang, Zhaowei Gao, Wenke Deng, Lin Sun

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Functional safety is a critical aspect of automotive engineering, encompassing all phases of a vehicle’s lifecycle, including design, development, production, operation, and decommissioning. This domain involves highly knowledge-intensive tasks. This paper introduces Aegis: An Advanced LLM-Based Multi-Agent for Intelligent Functional Safety Engineering. Aegis is specifically designed to support complex functional safety tasks within the automotive sector. It is tailored to perform Hazard Analysis and Risk Assessment (HARA), document Functional Safety Requirements (FSR), and plan test cases for Automatic Emergency Braking (AEB) systems. The most advanced version, Aegis-Max, leverages Retrieval-Augmented Generation (RAG) and reflective mechanisms to enhance its capability in managing complex, knowledge-intensive tasks. Additionally, targeted prompt refinement by professional functional safety practitioners can significantly optimize Aegis’s performance in the functional safety domain. This paper demonstrates the potential of Aegis to improve the efficiency and effectiveness of functional safety processes in automotive engineering.

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Adversarial Text Generation using Large Language Models for Dementia Detection

Youxiang Zhu, Nana Lin, Kiran Sandilya Balivada, Daniel Haehn, Xiaohui Liang

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Although large language models (LLMs) excel in various text classification tasks, regular prompting strategies (e.g., few-shot prompting) do not work well with dementia detection via picture description. The challenge lies in the language marks for dementia are unclear, and LLM may struggle with relating its internal knowledge to dementia detection. In this paper, we present an accurate and interpretable classification approach by Adversarial Text Generation (ATG), a novel decoding strategy that could relate dementia detection with other tasks. We further develop a comprehensive set of instructions corresponding to various tasks and use them to guide ATG, achieving the best accuracy of 85%, >10% improvement compared to the regular prompting strategies. In addition, we introduce feature context, a human-understandable text that reveals the underlying features of LLM used for classifying dementia. From feature contexts, we found that dementia detection can be related to tasks such as assessing attention to detail, language, and clarity with specific features of the environment, character, and other picture content or language-related features. Future work includes incorporating multi-modal LLMs to interpret speech and picture information.

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Adversarial Math Word Problem Generation

Roy Xie, Chengxuan Huang, Junlin Wang, Bhuwan Dhingra

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Large language models (LLMs) have significantly transformed the educational landscape. As current plagiarism detection tools struggle to keep pace with LLMs’ rapid advancements, the educational community faces the challenge of assessing students’ true problem-solving abilities in the presence of LLMs. In this work, we explore a new paradigm for ensuring fair evaluation—generating adversarial examples which preserve the structure and difficulty of the original questions aimed for assessment, but are unsolvable by LLMs. Focusing on the domain of math word problems, we leverage abstract syntax trees to structurally generate adversarial examples that cause LLMs to produce incorrect answers by simply editing the numeric values in the problems. We conduct experiments on various open- and closed-source LLMs, quantitatively and qualitatively demonstrating that our method significantly degrades their math problem-solving ability. We identify shared vulnerabilities among LLMs and propose a cost-effective approach to attack high-cost models. Additionally, we conduct automatic analysis to investigate the cause of failure, providing further insights into the limitations of LLMs.

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Adversarial Attacks on Parts of Speech: An Empirical Study in Text-to-Image Generation

G M Shahariar, Jia Chen, Jiachen Li, Yue Dong

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Recent studies show that text-to-image (T2I) models are vulnerable to adversarial attacks, especially with noun perturbations in text prompts. In this study, we investigate the impact of adversarial attacks on different POS tags within text prompts on the images generated by T2I models. We create a high-quality dataset for realistic POS tag token swapping and perform gradient-based attacks to find adversarial suffixes that mislead T2I models into generating images with altered tokens. Our empirical results show that the attack success rate (ASR) varies significantly among different POS tag categories, with nouns, proper nouns, and adjectives being the easiest to attack. We explore the mechanism behind the steering effect of adversarial suffixes, finding that the number of critical tokens and information fusion vary among POS tags, while features like suffix transferability are consistent across categories.

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Advancing Vision-Language Models with Adapter Ensemble Strategies

Yue Bai, Handong Zhao, Zhe Lin, Ajinkya Kale, Jiuxiang Gu, Tong Yu, Sungchul Kim, Yun Fu

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CLIP revolutes vision-language pretraining by using contrastive learning on paired web data. However, the sheer size of these pretrained models makes full-model finetuning exceedingly costly. One common solution is the “adapter”, which finetunes a few additional parameters while freezing the backbone. It harnesses the heavy-duty backbone while offering a light finetuning for small downstream tasks. This synergy prompts us to explore the potential of augmenting large-scale backbones with traditional machine learning techniques. Often employed in traditional fields and overlooked in the large-scale era, these techniques could provide valuable enhancements. Herein, we delve into the “adapter ensembles” in the realm of large-scale pretrained vision-language models. We begin with a proof-of-concept study to establish the efficacy of combining multiple adapters. We then present extensive evidence showing these ensembles excel in a variety of settings, particularly when employing a Multi-Scale Attention (MSA) approach thoughtfully integrated into the ensemble framework. We further incorporate the LoRA to mitigate the additional parameter burden. We focus on vision-language retrieval, using different backbones under constraints of minimal data, parameters, and finetuning budgets. This research paves the way for a synergistic blend of traditional, yet effective, strategies with modern large-scale networks.

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Advancing Test-Time Adaptation in Wild Acoustic Test Settings

Hongfu Liu, Hengguan Huang, Ye Wang

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Acoustic foundation models, fine-tuned for Automatic Speech Recognition (ASR), suffer from performance degradation in wild acoustic test settings when deployed in real-world scenarios. Stabilizing online Test-Time Adaptation (TTA) under these conditions remains an open and unexplored question. Existing wild vision TTA methods often fail to handle speech data effectively due to the unique characteristics of high-entropy speech frames, which are unreliably filtered out even when containing crucial semantic content. Furthermore, unlike static vision data, speech signals follow short-term consistency, requiring specialized adaptation strategies. In this work, we propose a novel wild acoustic TTA method tailored for ASR fine-tuned acoustic foundation models. Our method, Confidence-Enhanced Adaptation, performs frame-level adaptation using a confidence-aware weight scheme to avoid filtering out essential information in high-entropy frames. Additionally, we apply consistency regularization during test-time optimization to leverage the inherent short-term consistency of speech signals. Our experiments on both synthetic and real-world datasets demonstrate that our approach outperforms existing baselines under various wild acoustic test settings, including Gaussian noise, environmental sounds, accent variations, and sung speech.

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Advancing Social Intelligence in AI Agents: Technical Challenges and Open Questions

Leena Mathur, Paul Pu Liang, Louis-Philippe Morency

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Building socially-intelligent AI agents (Social-AI) is a multidisciplinary, multimodal research goal that involves creating agents that can sense, perceive, reason about, learn from, and respond to affect, behavior, and cognition of other agents (human or artificial). Progress towards Social-AI has accelerated in the past decade across several computing communities, including natural language processing, machine learning, robotics, human-machine interaction, computer vision, and speech. Natural language processing, in particular, has been prominent in Social-AI research, as language plays a key role in constructing the social world. In this position paper, we identify a set of underlying technical challenges and open questions for researchers across computing communities to advance Social-AI. We anchor our discussion in the context of social intelligence concepts and prior progress in Social-AI research.

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Advancing Semantic Textual Similarity Modeling: A Regression Framework with Translated ReLU and Smooth K2 Loss

Bowen Zhang, Chunping Li

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Since the introduction of BERT and RoBERTa, research on Semantic Textual Similarity (STS) has made groundbreaking progress. Particularly, the adoption of contrastive learning has substantially elevated state-of-the-art performance across various STS benchmarks. However, contrastive learning categorizes text pairs as either semantically similar or dissimilar, failing to leverage fine-grained annotated information and necessitating large batch sizes to prevent model collapse. These constraints pose challenges for researchers engaged in STS tasks that involve nuanced similarity levels or those with limited computational resources, compelling them to explore alternatives like Sentence-BERT. Despite its efficiency, Sentence-BERT tackles STS tasks from a classification perspective, overlooking the progressive nature of semantic relationships, which results in suboptimal performance. To bridge this gap, this paper presents an innovative regression framework and proposes two simple yet effective loss functions: Translated ReLU and Smooth K2 Loss. Experimental results demonstrate that our method achieves convincing performance across seven established STS benchmarks and offers the potential for further optimization of contrastive learning pre-trained models.

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Advancing Process Verification for Large Language Models via Tree-Based Preference Learning

Mingqian He, Yongliang Shen, Wenqi Zhang, Zeqi Tan, Weiming Lu

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Large Language Models (LLMs) have demonstrated remarkable potential in handling complex reasoning tasks by generating step-by-step rationales. Some methods have proven effective in boosting accuracy by introducing extra verifiers to assess these paths. However, existing verifiers, typically trained on binary-labeled reasoning paths, fail to fully utilize the relative merits of intermediate steps, thereby limiting the effectiveness of the feedback provided. To overcome this limitation, we propose Tree-based Preference Learning Verifier (Tree-PLV), a novel approach that constructs reasoning trees via a best-first search algorithm and collects step-level paired data for preference training. Compared to traditional binary classification, step-level preferences more finely capture the nuances between reasoning steps, allowing for a more precise evaluation of the complete reasoning path. We empirically evaluate Tree-PLV across a range of arithmetic and commonsense reasoning tasks, where it significantly outperforms existing benchmarks. For instance, Tree-PLV achieved substantial performance gains over the Mistral-7B self-consistency baseline on GSM8K (67.55% → 82.79%), MATH (17.00% → 26.80%), CSQA (68.14% → 72.97%), and StrategyQA (82.86% → 83.25%). Additionally, our study explores the appropriate granularity for applying preference learning, revealing that step-level guidance provides feedback that better aligns with the evaluation of the reasoning process.

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Advancing Large Language Model Attribution through Self-Improving

Lei Huang, Xiaocheng Feng, Weitao Ma, Liang Zhao, Yuchun Fan, Weihong Zhong, Dongliang Xu, Qing Yang, Hongtao Liu, Bing Qin

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Teaching large language models (LLMs) to generate text with citations to evidence sources can mitigate hallucinations and enhance verifiability in information-seeking systems. However, improving this capability requires high-quality attribution data, which is costly and labor-intensive. Inspired by recent advances in self-improvement that enhance LLMs without manual annotation, we present START, a Self-Taught AttRibuTion framework for iteratively improving the attribution capability of LLMs. First, to prevent models from stagnating due to initially insufficient supervision signals, START leverages the model to self-construct synthetic training data for warming up. To further self-improve the model’s attribution ability, START iteratively utilizes fine-grained preference supervision signals constructed from its sampled responses to encourage robust, comprehensive, and attributable generation. Experiments on three open-domain question-answering datasets, covering long-form QA and multi-step reasoning, demonstrate significant performance gains of 25.13% on average without relying on human annotations and more advanced models. Further analysis reveals that START excels in aggregating information across multiple sources.

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Advancing Cross-Lingual Entity Alignment with Large Language Models: Tailored Sample Segmentation and Zero-Shot Prompts

Linyan Yang, Jingwei Cheng, Fu Zhang

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In recent years, the advent of large language models (LLMs) like GPT and Llama has significantly influenced numerous domains, particularly in advancing natural language processing (NLP) capabilities. LLMs have shown remarkable performance in NLP tasks such as relation extraction (RE) and knowledge graph completion (KGC), enhancing activities related to knowledge graphs. As a result, there is a growing interest in integrating LLMs into cross-lingual entity alignment (EA) task, which aims to identify equivalent entities across various knowledge graphs, thereby improving the performance of current baselines. However, employing LLMs for entity alignment poses challenges in efficiently handling large-scale data, generating suitable data samples, and adapting prompts for the EA task. To tackle these challenges, we propose Seg-Align, an innovative framework that integrating distance feature extraction, sample **Seg**mentation, and zero-shot prompts. Through extensive experiments on two widely used cross-lingual benchmark datasets, we have not only demonstrated the effectiveness of our proposed sample segmentation algorithm but also highlighted the state-of-the-art performance of Seg-Align. Code is available at https://github.com/yangxiaoxiaoly/Seg-Align.

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Advancing Adversarial Suffix Transfer Learning on Aligned Large Language Models

Hongfu Liu, Yuxi Xie, Ye Wang, Michael Shieh

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Language Language Models (LLMs) face safety concerns due to potential misuse by malicious users. Recent red-teaming efforts have identified adversarial suffixes capable of jailbreaking LLMs using the gradient-based search algorithm Greedy Coordinate Gradient (GCG). However, GCG struggles with computational inefficiency, limiting further investigations regarding suffix transferability and scalability across models and data. In this work, we bridge the connection between search efficiency and suffix transferability. We propose a two-stage transfer learning framework, DeGCG, which decouples the search process into behavior-agnostic pre-searching and behavior-relevant post-searching. Specifically, we employ direct first target token optimization in pre-searching to facilitate the search process. We apply our approach to cross-model, cross-data, and self-transfer scenarios. Furthermore, we introduce an interleaved variant of our approach, i-DeGCG, which iteratively leverages self-transferability to accelerate the search process. Experiments on HarmBench demonstrate the efficiency of our approach across various models and domains. Notably, our i-DeGCG outperforms the baseline on Llama2-chat-7b with ASRs of 43.9 (+ 22.2) and 39.0 (+19.5) on valid and test sets, respectively. Further analysis on cross-model transfer indicates the pivotal role of first target token optimization in leveraging suffix transferability for efficient searching.

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Adaptive Token Biaser: Knowledge Editing via Biasing Key Entities

Baolong Bi, Shenghua Liu, Yiwei Wang, Lingrui Mei, Hongcheng Gao, Yilong Xu, Xueqi Cheng

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The parametric knowledge memorized by large language models (LLMs) becomes outdated quickly. In-context editing (ICE) is currently the most effective method for updating the knowledge of LLMs. Recent advancements involve enhancing ICE by modifying the decoding strategy, obviating the need for altering internal model structures or adjusting external prompts.However, this enhancement operates across the entire sequence generation, encompassing a plethora of non-critical tokens.In this work, we introduce **A**daptive **T**oken **Bias**er (ATBias), a new decoding technique designed to enhance ICE.It focuses on the tokens that are mostly related to knowledge during decoding, biasing their logits by matching key entities related to new and parametric knowledge.Experimental results show that ATBias significantly enhances ICE performance, achieving up to a 32.3% improvement over state-of-the-art ICE methods while incurring only half the latency.ATBias not only improves the knowledge editing capabilities of ICE but can also be widely applied to LLMs with negligible cost.

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Adaptive Question Answering: Enhancing Language Model Proficiency for Addressing Knowledge Conflicts with Source Citations

Sagi Shaier, Ari Kobren, Philip V. Ogren

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Resolving knowledge conflicts is a crucial challenge in Question Answering (QA) tasks, as the internet contains numerous conflicting facts and opinions. While some research has made progress in tackling ambiguous settings where multiple valid answers exist, these approaches often neglect to provide source citations, leaving users to evaluate the factuality of each answer. On the other hand, existing work on citation generation has focused on unambiguous settings with single answers, failing to address the complexity of real-world scenarios. Despite the importance of both aspects, no prior research has combined them, leaving a significant gap in the development of QA systems. In this work, we bridge this gap by proposing the novel task of QA with source citation in ambiguous settings, where multiple valid answers exist. To facilitate research in this area, we create a comprehensive framework consisting of: (1) five novel datasets, obtained by augmenting three existing reading comprehension datasets with citation meta-data across various ambiguous settings, such as distractors and paraphrasing; (2) the first ambiguous multi-hop QA dataset featuring real-world, naturally occurring contexts; (3) two new metrics to evaluate models’ performances; and (4) several strong baselines using rule-based, prompting, and finetuning approaches over five large language models. We hope that this new task, datasets, metrics, and baselines will inspire the community to push the boundaries of QA research and develop more trustworthy and interpretable systems.

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Adaptive Query Rewriting: Aligning Rewriters through Marginal Probability of Conversational Answers

Tianhua Zhang, Kun Li, Hongyin Luo, Xixin Wu, James R. Glass, Helen M. Meng

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Query rewriting is a crucial technique for passage retrieval in open-domain conversational question answering (CQA). It decontexualizes conversational queries into self-contained questions suitable for off-the-shelf retrievers. Existing methods attempt to incorporate retriever’s preference during the training of rewriting models. However, these approaches typically rely on extensive annotations such as in-domain rewrites and/or relevant passage labels, limiting the models’ generalization and adaptation capabilities. In this paper, we introduce AdaQR (Adaptive Query Rewriting), a framework for training query rewriting models with limited rewrite annotations from seed datasets and completely no passage label. Our approach begins by fine-tuning compact large language models using only 10% of rewrite annotations from the seed dataset training split. The models are then utilized to self-sample rewrite candidates for each query instance, further eliminating the expense for human labeling or larger language model prompting often adopted in curating preference data. A novel approach is then proposed to assess retriever’s preference for these candidates with the probability of answers conditioned on the conversational query by marginalizing the Top-K passages. This serves as the reward for optimizing the rewriter further using Direct Preference Optimization (DPO), a process free of rewrite and retrieval annotations. Experimental results on four open-domain CQA datasets demonstrate that AdaQR not only enhances the in-domain capabilities of the rewriter with limited annotation requirement, but also adapts effectively to out-of-domain datasets.

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Adaptive Immune-based Sound-Shape Code Substitution for Adversarial Chinese Text Attacks

Ao Wang, Xinghao Yang, Chen Li, Bao-di Liu, Weifeng Liu

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Adversarial textual examples reveal the vulnerability of natural language processing (NLP) models. Most existing text attack methods are designed for English text, while the robust implementation of the second popular language, i.e., Chinese with 1 billion users, is greatly underestimated. Although several Chinese attack methods have been presented, they either directly transfer from English attacks or adopt simple greedy search to optimize the attack priority, usually leading to unnatural sentences. To address these issues, we propose an adaptive Immune-based Sound-Shape Code (ISSC) algorithm for adversarial Chinese text attacks. Firstly, we leverage the Sound-Shape code to generate natural substitutions, which comprehensively integrate multiple Chinese features. Secondly, we employ adaptive immune algorithm (IA) to determine the replacement order, which can reduce the duplication of population to improve the search ability. Extensive experimental results validate the superiority of our ISSC in producing high-quality Chinese adversarial texts. Our code and data can be found in https://github.com/nohuma/chinese-attack-issc.

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Adaptive Feature-based Low-Rank Compression of Large Language Models via Bayesian Optimization

Yixin Ji, Yang Xiang, Juntao Li, Qingrong Xia, Zi Ye, Xinyu Duan, Zhefeng Wang, Kehai Chen, Min Zhang

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In recent years, large language models (LLMs) have driven advances in natural language processing. Still, their growing scale has increased the computational burden, necessitating a balance between efficiency and performance. Low-rank compression, a promising technique, reduces non-essential parameters by decomposing weight matrices into products of two low-rank matrices. Yet, its application in LLMs has not been extensively studied. The key to low-rank compression lies in low-rank factorization and low-rank dimensions allocation. To address the challenges of low-rank compression in LLMs, we conduct empirical research on the low-rank characteristics of large models. We propose a low-rank compression method suitable for LLMs. This approach involves precise estimation of feature distributions through pooled covariance matrices and a Bayesian optimization strategy for allocating low-rank dimensions. Experiments on the LLaMA-2 models demonstrate that our method outperforms existing strong structured pruning and low-rank compression techniques in maintaining model performance at the same compression ratio.

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Adaptive Contrastive Search: Uncertainty-Guided Decoding for Open-Ended Text Generation

Esteban Garces Arias, Julian Rodemann, Meimingwei Li, Christian Heumann, Matthias Aßenmacher

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Despite the remarkable capabilities of large language models, generating high-quality text remains a challenging task. Numerous decoding strategies—such as beam search, sampling with temperature, top‐k sampling, nucleus (top‐p) sampling, typical decoding, contrastive decoding, and contrastive search—have been proposed to address these challenges by improving coherence, diversity, and resemblance to human-generated text. In this study, we introduce Adaptive Contrastive Search (ACS), a novel decoding strategy that extends contrastive search (CS) by incorporating an adaptive degeneration penalty informed by the model’s estimated uncertainty at each generation step. ACS aims to enhance creativity and diversity while maintaining coherence to produce high-quality outputs. Extensive experiments across various model architectures, languages, and datasets demonstrate that our approach improves both creativity and coherence, underscoring its effectiveness in text-generation tasks. We release our code, datasets, and models to facilitate further research.

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